Alleging that the Roman Catholic Diocese of Norwich, through its Bishop, misapplied canon law in denying him a requested promotion and, ultimately, in terminating him, Father Justinian Rwey-
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emamu, an African-American Catholic priest, claims racial discrimination in a Title VII suit against the Bishop and the Diocese. After the district court dismissed the suit pursuant to the “ministerial exception,” Father Justinian appealed. The question we must decide is whether, under the First Amendment, Title VII is unconstitutional as applied in this case. In reaching this constitutional question, we distinguish this case from our decision in
Hankins v. Lyght,
BACKGROUND
As this case comes to us after the denial of a motion to dismiss, we accept the facts as they are alleged in the complaint.
Almonte v. City of Long Beach,
In April 2004, Father Justinian applied to be parish administrator of St. Bernard’s, but he was not selected; the Diocese selected a white man instead. Thereafter, Father Justinian sought other promotions but was equally unsuccessful.
Concerned that the Diocese, through its Bishop, Michael Cote, had discriminated against him on the basis of his race, Father Justinian complained to church officials, arguing that Bishop Cote had failed to follow canon law in staffing the vacancies. He also filed claims with the Equal Employment Opportunities Commission (EEOC) and the Connecticut Commission on Human Rights аnd Opportunities (CHRO), the state analogue to the EEOC.
In December 2004, the CHRO dismissed Father Justinian’s complaint for lack of jurisdiction based on a constitutionally grounded ministerial exception, a decision ultimately affirmed by the Connecticut Court of Appeals.
See Rweyemamu v. Comm’n on Human Rights & Opportunities,
After the adverse ruling in Rome, Father Justinian filed suit in the United States District Court for the District of Connecticut, claiming that the Diocese and Bishop Cote had violated Title VII, 42 U.S.C. §§ 2000e to 2000e-17, and alleging a variety of state-law causes of action, including intеntional infliction of emotional distress, tortious interference with business relations, and defamation, the latter causes of action arising from Bishop
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Cote’s public statements concerning Father Justinian’s involvement with BOCED. Upon defendants’ motion, the district court (Warren W. Eginton, Judge) dismissed Father Justinian’s complaint for lack of jurisdiction. The district court concluded that “[t]he Free Exercise Clause of the First Amendment, ... [through] the ‘ministerial exception,’ preserves a religious institution’s right to be free from governmental entanglement [with the] management of its internal affairs.”
Rweyemamu v. Cote,
No. 3:05CV00969,
ANALYSIS
We review a district court’s decision to grant a motion to dismiss de novo.
Marsh v. Rosenbloom,
I. Hankins v. Lyght and the Application of RFRA
We reach the question of the ministerial exception and decide this case on constitutional grounds notwithstanding our decision in
Hankins,
in which a panel of this court decided a similar case on statutory grounds, by holding that RFRA applied as a defense to the plaintiffs discrimination claim.
Cf. Lyng v. Nw. Indian Cemetery Protective Ass’n,
In
Hankins,
a clergy member who was forced to retire at the age of seventy brought suit against his church and bishop under the Age Discrimination in Employment. Act (ADEA) of 1967, 29 U.S.C. §§ 621-634. The district court dismissed the claim under Federal Rule of Civil Procedure 12(b)(6) “based on a ‘ministerial exception’ to the ADEA — a rule adopted by several circuits that civil rights laws cannot govern church employment relationships with ministers without violating the free exercise clause because .they substantially burden religious freedom.”
Hankins,
RFRA was enacted as a response to the Supreme Court’s watershed decision in
Employment Division v. Smith,
In
Smith,
the Court noted that its decisions “have consistently held that the right
of free
exercise does not relieve an individual of the obligation to comply with a valid and neutral law of general applicability on the ground that the law proscribes (or prescribes) conduct that his religion prescribes (or proscribes).”
In response to Smith, RFRA provides, in pertinent part that:
Government may substantially burden a person’s exercise of religion only if it demonstrates that application of the burden to the person—
(1) is in furtherance of a compelling governmental interest; and
(2) is the least restrictive means of furthering that comрelling governmental interest.
42 U.S.C. § 2000bb-l(b);
see also id.
§ 2000bb-l(a) (providing that RFRA applies “even if the burden results from a rule of general applicability, except as provided in subsection (b) of this section”). A person whose religious practices are burdened in violation of RFRA “may assert that violation as a claim or defense in a judicial proceeding and obtain appropriate relief.”
Id.
§ 2000bb-1(c);
see Gonzales v. O Centro Espirita Beneficente Uniao do Vegetal,
RFRA is unusual in that it amends the entire United States Code.
See
42 U.S.C. § 2000bb-3(a) (“This chapter applies to all Federal law, and the implеmentation of that law, whether statutory or otherwise ....”);
see also
Eugene Gressman,
RFRA: A Comedy of Necessary and Proper Errors,
21 Cardozo L.Rev. 507, 526 (1999) (calling RFRA “an amendment to every federal law and regulation in the land”). At bottom, the import of RFRA is that, whatever other statutes may (or may not) say, “the Federal Government may not, as a
statutory matter,
substantially burden a person’s exercise of religion.” O
Centro Espirita,
In so holding, the Hankins court began its analysis by addressing whether the church and bishop had waived any reliance upon RFRA as a defense to the plaintiffs action. In that case, the defendants mentioned RFRA only in passing in their original appellate brief, arguing “that the ADEA was an unlawful burden on their *203 religious activities and that Congress has enacted the RFRA, a statute that applied to all federal laws, ‘for this very reason.’ ” Id. at 104. The court asked for further briefing on this “seemingly dispositive but otherwise unmentioned statute.” Id. Dеfendants’ supplemental brief, however, explicitly disclaimed any intention of raising a RFRA defense and asserted RFRA’s inapplicability because “the case at bar is a matter relating to a private employment situation and does not involve actions by the government.” Id. (internal quotation marks omitted).
The Hankins panel nevertheless held that the defendants had not waived a RFRA defense because they “argued in the district court and here — and continue to argue — that application of the ADEA to the relationship between their church and appellant substantially burdens their religion.” Id. In short, they had argued the “substance” of a RFRA defense. See id. But see id. at 111 (Sotomayor, J., dissenting) (noting that invocation of First Amendment rights does not necessarily implicate RFRA). Refuting the defendants’ argument that RFRA did not apply to their case in any event because it concerned a dispute between purely private parties and did not involve the government, the Hankins court held that RFRA applied because the federal statute at issue (the ADEA) was enforceable by a government agency (the EEOC); the government therefore could have been a party to the suit, and the court reasoned that the application of RFRA should not vary depending on whether the party actually bringing suit is a private party or the EEOC:
The ADEA is enforceable by the EEOC as well as private plaintiffs, and the substance of the ADEA’s prohibitions cannot change depending on whether it is enforced by the EEOC or an aggrieved private party. An action brought by an agency such as the EEOC is clearly one in which the RFRA may be asserted as a defense, and no policy of either the RFRA or the ADEA should tempt a court to render a different decision on the merits in a case such as the present one.
Id. at 103 (citation omitted).
Notwithstanding our own doubts about Hankins’s, determination that RFRA applies to actions between private parties when the offending federal statute is enforceable by a government agency, 2 *204 there is no need for us to wrestle with RFRA’s applicability because the defendants in this case, unlike in Hankins, have waived a RFRA defense.
Under Hankins,
[a] party may certainly waive or forfeit a RFRA defense by failing to argue that a law or action substantially burdens the party’s religion.... Where a party fails to assert a substantial burden on religious exercise before a district court, therefore, the party may not raise that issue ... for the first time on appeal.
Id. at 104. Here, the defеndants never once mentioned RFRA in their motion to dismiss before the district court, nor did they ever argue that Title VII substantially burdens their religion. Their arguments to the district court were premised entirely on the ministerial exception and the Free Exercise Clause’s requirement that churches be free from government interference in matters of church governance and administration. On appeal, defendants’ argument is again rooted in the First Amendment and the ministerial exception: “The First Amendment ... protects employment decisions made by religious institutions regarding ministerial employees from governmental oversight, including judicial review.” Appellees’ Br. at 8; see also id. at 11-15.
Moreover, defendants’ brief states that Hankins should not apply because “the Diocese has not raised a RFRA defense,” and “[t]he provisions of RFRA ... may be waived.” Id. at 18. It goes on to affirmatively assert: “The defendants[ ] explicitly waive a RFRA defense in this matter.” Id. at 23 n. 7 (emphasis added). While the last section of their brief contains an argument that Title VII imposes a substantial burden on their exercise of religion, see id. at 22-25, defendants were forced to make this argument because Hankins had come down after their district court proceedings. Recognizing Hankins’s holding that a RFRA defense might be considered notwithstanding an express waiver by the church, defendants plainly presented their RFRAbased argument to cover the possibility that this panel would decide to follow the Hankins panel’s analysis: “However, and in light of the Hankins decision, should this Court find that the defendants[ ] implicitly raise [a RFRA] defense, the defendants include here the analysis of said defense.” Id. at 23 n. 7; see also id. at 22 (presenting a RFRA analysis only “[s]hould the Hankins decision control this case”).
Because the defendants explicitly waived any defense based on a violation of RFRA
after
they became aware of
Hankins,
we find that they executed an effective waiver of a known right.
See Curtis Publ’g Co. v. Butts,
II. The Ministerial Exception
A. The Roots of the Ministerial Exception
Since at least the turn of the century, courts have declined to “interfere[] with
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ecclesiastical hierarchies, church administration, and appointment of clergy.”
Minker v. Balt. Annual Conference of the United Methodist Church,
Others hаve emphasized that taking sides in a religious dispute would lead an Article III court into excessive entanglement in violation of the Establishment Clause.
See, e.g., Tomic,
Thus, the ministerial exception cannot be ascribed solely to judicial self-abnegation.
Cf. Watson,
Finally, some courts have explained that “[t]he right to choose ministers without government restriction underlies the well-being of religious communit[ies].”
Rayburn v. Gen. Conference of Seventh-Day Adventists,
*206
Wherever its doctrinal roots may lie, the “ministerial exception” is well entrenched; it has been applied by circuit courts across the country for the past thirty-five years.
See, e.g., Hollins v. Methodist Healthcare, Inc.,
The Fifth Circuit was the first circuit court formally to announce a “ministerial exception.”
See McClure v. Salvation Army,
It should be noted that the term “ministerial exception” is judicial shorthand, but like any trope, while evocative, it is imprecise. The ministerial exception protects more than just “ministers,”
see Tomic,
B. The Ministerial Exception in the Second Circuit
This court has had no prior occasion to confirm the existence of the ministerial exception, and rarely an opportunity to discuss its scope. In
Catholic High School Ass’n of the Archdiocese v. Culvert,
In DeMarco v. Holy Cross High School, 4 F.3d 166 (2d Cir.1993), a Mormon high school asked us to pretermit the age discrimination claim of a lay teacher. We first confirmed that the ADEA was not brоadly inapplicable to parochial schools. See id. at 169-70. 6 We next explained that while “[t]here may be cases involving lay employees in which the relationship between employee and employer is so pervasively religious that it is impossible to engage in an age-discrimination inquiry without serious risk of offending the Establishment Clause[,] ... [t]his [wa]s not such a case.” Id. at 172. We reiterated our conclusion in Catholic High School that courts may pretermit any “plausibility inquiry [because such an inquiry] could give rise to constitutional problems where, as in the case at bar, a defendant proffers a religious purpose for a challenged employment action.” Id. at 171.
Thus, our limited precedent to date supports the following propositions: (1) Title VII and the ADEA are not inapplicable to religious organizations as a general matter; (2) we will permit lay employees — but perhaps not religious employees — to bring discrimination suits against their religious employers; and (3) even when we permit suits by lay employees, we will not subject to examination the genuineness of a proffered religious reason for an employment action.
Presented with this occasion to formally adopt the ministerial exсeption, we affirm the vitality of that doctrine in the Second Circuit. In our view, the ministerial exception is constitutionally required by various doctrinal underpinnings of the First Amendment.
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The Free Exercise Clause protects a “church’s right to decide matters of governance and internal organization.”
Petruska,
Circuit courts applying the ministerial exception have consistently struggled to decide whether or not a particular employee is functionally a “minister.”
See Petruska,
And it is to the relevance of the tyрe of claim asserted that we now briefly turn. The Establishment Clause forbids “excessive government entanglement with religion.”
Lemon v. Kurtzman,
Turning now to the particulars of Father Justinian’s complaint, we consider the constitutionality of Title VII as applied to this case.
C. The Ministerial Exception and Father Justinian’s Suit
We need not attempt to delineate the boundaries оf the ministerial exception here, as we find that Father Justinian’s Title VII claim easily falls within them. Father Justinian is an ordained priest of the Roman Catholic Church; his duties are determined by Catholic doctrine and they are drawn into question in this case. Furthermore, in order to prevail on his Title VII claim, he must argue that the decision of the Congregatio Pro Clericis was not only erroneous, but also pretextual. Such an argument cannot be heard by us without impermissible entanglement with religious doctrine. Because Title VII is unconstitutional as applied in this case, Father Justinian’s federal claim fails at its inception.
Cf. Petruska,
With respect to the federal discrimination claim in particular, this case is on all fours with
Minker v. Baltimore Annual Conference of the United Methodist Church.
In that case, a sixty-three-year-old Methodist minister alleged that he had been denied a pastorship on account of his age and in violation of the ADEA.
See Minher,
Natal v. Christian & Missionary Alliance
is equally instructive on this point. There, a clergyman and his wife filed suit against the Christian and Missionary Alliance (CMA) alleging that the CMA had discharged him without cause.
See Natal,
Finally,
Simpson v. Wells Lamont Corp.,
We therefore conclude, based on the facts of this case — in particular, the nature of Father Justinian’s duties and the basis for his dismissal — that the ministerial exception bars Father Justinian’s Title VII claim. In addition to his federal employment discrimination claim, Father Justinian also alleges state-law claims of *210 intentional infliction of emotional distress, tortious interference with business relations, and defamation. Because the district court properly dismissed Father Justinian’s federal discrimination claim pursuant to the ministerial еxception, it had no reason to exercise supplemental jurisdiction over his state-law claims. Accordingly, we affirm the district court’s dismissal of Father Justinian’s state-law claims.
CONCLUSION
The judgment of the district court is hereby Affirmed.
Notes
. The Senate Report is explicit on this score; Congress passed RFRA because state and local legislative bodies could not "be relied upon to craft [satisfactory] exceptions from laws of general application.” S.Rep. No. 103-111, at 8.
. First, we think the text of RFRA is plain,
see Leocal v. Ashcroft,
Second, there are strong policy reasons not to apply RFRA to an action by a private party seeking relief against another private party. RFRA does not apply to state law.
Boerne,
. This line of cases stretches back to
Watson v. Jones,
. The circuits have, however, taken, different approaches in their application of the ministerial exception. Four circuits have treated the exceрtion as an affirmative defense that can be raised on a motion to dismiss pursuant to Rule 12(b)(6).
See, e.g., Petruska,
. Subsequent courts have vacillated, with some abjuring constitutional decision-making and relying solely upon the canon of constitutional avoidanсe,
see, e.g., Hankins,
. We also noted that “the legislative history of Title VII makes clear that Congress formulated the limited exemptions for religious institutions to discrimination based on religion with the understanding that provisions relating to non-religious discrimination would apply to such institutions."
DeMarco,
