RUVIEL HERNANDEZ v. COMMONWEALTH OF KENTUCKY
2022-SC-0138-MR
Supreme Court of Kentucky
APRIL 27, 2023
TO BE PUBLISHED
HONORABLE BRIAN C. MCCLOUD, JUDGE
NO. 18-CR-00296
OPINION OF THE COURT BY JUSTICE BISIG
AFFIRMING IN PART, VACATING IN PART, AND REMANDING
A jury of the Greenup Circuit Court found Appellant Ruviel Hernandez guilty of one count of first-degree rape and four counts of first-degree sexual abuse for acts perpetrated against his niece D.M. The jury recommended a sentence of life on the rape conviction and five years on each of the sexual abuse charges, running consecutively for a total sentence of life plus twenty years. The trial court sentenced in accordance with that recommendation.
After careful review, we discern no error in the trial court‘s denial of Hernandez‘s motion to suppress his voluntary interview with law enforcement or in the trial court‘s admission of other bad acts evidence pursuant to
FACTUAL AND PROCEDURAL BACKGROUND
Appellant Hernandez is a native of Mexico who came to the United States in 2003 when he was approximately twenty-one years old. English is not Hernandez‘s first language. After coming to the United States, Hеrnandez married Haley Crum. Haley‘s sister Brenda has four children, including D.M. and L.M. Brenda and her children would visit Haley and Hernandez at their apartment. The Commonwealth alleged that Haley and Brenda would sometimes leave the apartment during these visits, leaving Hernandez in charge of D.M., L.M., and the other children.
In 2015 D.M. and L.M. alleged that Hernandez touched them inappropriately during some of these visits between October 2013 and October 2014 when they were approximately 10 and 5 years old, respectively. More particularly, D.M. alleged that on four separate occаsions Hernandez called her into a separate room in the apartment from the other children, then touched her breasts and vagina both over and underneath her clothing. L.M. similarly alleged that Hernandez touched her breasts and vagina on two occasions, once in a room in the apartment and once between two cars at a park. Trooper Nathan Carter opened an investigation and interviewed Hernandez, who denied the allegations. No arrest or charges were made at that time.
In 2018, D.M. further alleged that Hernandez had alsо inserted his penis in her vagina during an incident in a bathroom during the same time period of October 2013 to October 2014. After being contacted regarding this new allegation, Hernandez agreed to voluntarily appear for another interview with Trooper Carter. The recorded interview took place in a room at the local office of the Cabinet for Health and Family Services. Hernandez sat unrestrained in the seat nearest the door of the room, which was left cracked open. Trooper Carter was the only officer in the room. He sat аcross the desk, away from the open door, and informed Hernandez that he could leave at any time and was not under arrest. Trooper Carter did not touch Hernandez, was wearing a uniform, and was wearing but did not display a gun.
Trooper Carter did not provide Hernandez with Miranda warnings before or during the interview. Though English is not Hernandez‘s first language, Trooper Carter also did not ask him if he wanted the services of an interpreter. Nor was such an interpreter provided. Trooper Carter told Hernandez on several occasions during the interview that he knew Hernandez had inappropriately touched D.M. and that he сould indict him and put him in prison. Near the conclusion of the interview, Hernandez confessed to D.M.‘s allegations and stated D.M. “pushed him” to engage in the alleged acts and “wanted sex.” However he continued to deny L.M.‘s allegations. Trooper Carter then placed Hernandez under
A Greenup County grand jury indicted Hernandez on one charge of first-degree rape and four charges of sexual abuse in the first-degree. These charges related only to D.M.‘s allegations and did not involve any alleged conduct against L.M. Before trial, the Commonwealth filed a motiоn to introduce other bad acts evidence of L.M.‘s allegations against Hernandez pursuant to
The trial court held a hearing on the suppression motion on November 22, 2021 and ruled that suppression was not warranted because Hernandez was not in custody during the interview and could understand Trooper Carter. The trial court did not hold a hearing regarding the
The jury convicted Hernandez of one count of first-degree rape and four counts of first-degree sexual abuse and recommended a sentence of life on the rape conviction and five years on each of the sexual abuse convictions to run consecutively for a total sentence of life plus twenty years. On March 17, 2022 the trial court entered a judgment sentencing Hernandez consistent with that recommendation. Thereafter, the trial court entered a written order on April 7, 2022 memorializing its oral grant of the Commonwealth‘s
ANALYSIS
Hernandez raises three issues for our review: (1) whether the trial court erred in refusing to suppress his interview given Trooper Carter‘s failure to provide Miranda warnings and an interpreter; (2) whether the trial court erred in admitting other bad acts evidence regarding L.M.‘s allegations against Hernandez pursuant to
I. The trial court did not err in finding Miranda warnings were not required because Hernandez was not in custody at the time of his interview with Trooper Carter.
Hernandez first argues the trial court erred in denying his motion to suppress his interview with Trooper Carter because Trooper Carter failed to provide Miranda warnings before the interview. This allegation of error is preserved by Hernandez‘s filing of a motion to suppress before the trial court raising the issue. Nichols v. Commonwealth, 142 S.W.3d 683, 691 (Ky. 2004).
When considering a trial court‘s ruling on a motion to suppress, we review the trial court‘s findings of fact under the clear-error standard and thus defer to those findings if they are supported by substantial evidence. Cox v. Commonwealth, 641 S.W.3d 101, 113 (Ky. 2022). We review the trial court‘s application of law to those facts de novo. Id.
It is well-established that under Miranda v. Arizona, 384 U.S. 436 (1966), “statements made by an accused during a custodial interrogation are inadmissible unless the accused is advised of his rights.” Wise v. Commonwealth, 422 S.W.3d 262, 270 (Ky. 2013) (emphasis added). In particular, the suspect “‘must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed.‘” Id. at 269-70.
However, Miranda requires such warnings only “when the suspect being questioned is in custody.” Cecil v. Commonwealth, 297 S.W.3d 12, 16 (Ky. 2009). A person is not in custody and thus Miranda warnings are not required if “considering the surrounding circumstances, a reasonable person would have believed he or she was free to leave.” Id. In applying this test, we examine the totality of the circumstances, including factors such as:
- the location of the interview;
- the number of officers present;
- the brandishing or display of a weapon by officers;
- any physical touching of the suspect by officers;
- whether the suspect was handcuffed or otherwise restrained;
- any tone or language suggesting that compliance would be compelled;
- statements made during the interview;
- the duration of the interview; and
- whether the suspect was released at the end of the interview.
Id.; Wells v. Commonwealth, 512 S.W.3d 720, 723-24 (Ky. 2017). The Commonwealth bears the burden of demonstrating that the suspect was not in custody. Taylor v. Commonwealth, 611 S.W.3d 730, 743 (Ky. 2020).
Here, we conclude that the totality of the circumstances are such that a reasonable person would have felt free to terminate the interview with Trooper Carter and leave. Trooper Carter explicitly told Hernandez at the beginning of the interview that he was not under arrest and was free to leave at any time. The physical setting of the interview was consistent with that representation, occurring in a room in the offices of the Cabinet for Health and Family Services rather than at the police station. The door of the room was, though perhaps only cracked, nonetheless open rathеr than closed. Hernandez sat by that door, while Trooper Carter sat on the opposite side of the desk away from the door. Trooper Carter, though uniformed, was the only officer in the room. He did not brandish or display a weapon. He did not physically touch Hernandez, nor was Hernandez handcuffed or otherwise restrained. In reviewing the recorded interview, we also discern no threatening tone or language in Trooper Carter‘s statements. To the contrary, it is apparent that Trooper Carter endeavored to be amicable and develop a rapport with Hernandez. Trooper Carter told Hernandez he respected him and stated repeatedly throughout the interview he was not angry with him. The interview was also of short duration, lasting less than forty minutes. Under such circumstances a reasonable person would have felt free to terminate the interview and leave.
We acknowledge that during the interview, Trooper Carter referenced other alleged illegal conduct by Hernandez and also told Hernandez on several occasions that he had lots of evidence agаinst him, knew he was guilty, and could indict him and put him in prison.2 Generally, an
only to the extent [it] would affect how a reasonable person in the position of the individual being questioned would gauge the breadth of his or her “freedom of action.” Even a clear statement from an officer that the person under interrogation is a prime suspect is not, in itself, dispositive of the custody issue, for some suspects are free to come and go until the police decide to make an arrest.
Id. at 325 (citation omitted). Thus, “[t]he weight and pertinence of any communications regarding the officer‘s degree of suspicion will depend upon the facts and circumstances of the particular case.” Id.
Trooper Carter‘s statements regarding his belief that Hernandez was guilty are not, without more, sufficient to support a finding that Hernandez was in custody for purposes of Miranda. Though Trooper Carter referenced his suspicions several times throughout the interview, he did so in a friendly rather than threatening tone. Notably, he also told Hernandez both at the beginning and partway through the interview that he was not under arrest. See Peacher v. Commonwealth, 391 S.W.3d 821, 848 (Ky. 2013) (finding suspect was not in custody even where officer used severe tone in confronting him with statement inconsistencies, given that officer also assured suspect he was not under arrest). Quite simply, Trooper Carter‘s voicing of his belief as to Hernandez‘s guilt did not rise to a level that would cause a reasonable person to believe they were unable to terminate the interview and leave or otherwise create a serious risk of coercion, and thus do not support a conclusion that Hernandez was in custody for purposes of Miranda. See Wells, 512 S.W.3d at 722 (“‘[C]ustody’ is a term of art that specifies circumstances that are thought generally to present a serious danger of coercion.” (quoting Howes v. Fields, 565 U.S. 499 (2012))).
Likewise, the mere fact that Hernandez was arrested at the end of the interview after confessing does not support a finding that he was in custody at the time of the interview. See id. at 723-24 (finding that suspect was not in custody simply because he was arrested at the conclusion of the interview after making incriminating statements). Thus, in considering the totality of the circumstances we conclude the trial court correctly determined that a reasonable person would have felt at liberty to terminate the interrogation and leave. As such, Hernandez was not in custody and Miranda warnings were not required. The trial court therefore did not err in denying Hernandez‘s motion to suppress the statements.
II. The trial court did not err in finding that Hernandez sufficiently understood the English language and the American legal system such that an interpreter was not required during the interview.
of encouraging or compelling someone to do something. It is clear that Hernandez understood the purpose of the interview, the statements and questions pоsed by Trooper Carter, and the meaning of his responses. We therefore find no error in the trial court‘s conclusion Hernandez had sufficient command of the English language such that an interpreter was not necessary for his complete, meaningful, knowing and uncoerced participation in the interview.4
Finally, we also find no merit in Hernandez‘s contention that his statement should have been suppressed due to alleged lack of familiarity with the American legal system. Hernandez had lived in the United States for thirteen or fourteen years before the interview ocсurred. In addition, he had participated in a police interview in 2015 which he left without being further arrested or detained. Moreover, Trooper Carter explicitly told Hernandez he could leave at any time and informed him at least twice that he was not under arrest. On these facts, we cannot find that Hernandez was so unfamiliar with the American legal system that his participation in the interview presented a serious risk of coercion. Accordingly, the trial court properly denied Hernandez‘s motion to suppress the interview.
III. The trial court properly detеrmined L.M.‘s allegations against Hernandez were admissible pursuant to KRE 404(b) .
Hernandez next argues the trial court erred in admitting other bad acts evidence of L.M.‘s allegations against him in violation of
In determining whether to admit evidence of other crimes, wrongs, or acts under
or act is sufficiently probative of its commission by the defendant, and 3) whether the potential prejudice from admission of the proffered evidence substantially outweighs its probative value. Bell, 875 S.W.2d at 889-91. In considering these factors, the trial court “must apply [
Here, evidence of L.M.‘s allegations against Hernandez was relevant to the issues of mistake, motive, intent, opportunity, preparation, and plan, all of which are permissible purposes for the admission of other bad acts evidence under
L.M.‘s allegations were also sufficiently probative that Hernandez had in fact abused her. L.M. first made the allegations in 2015, and then made the same allegations three years later in 2018. Her maintenance of the same allegations over a three-year period of time, particularly given her young age of between approximately 8 and 11 years old during that time, lends sufficient credibility to her statements that a jury could rеasonably conclude the acts occurred and that Hernandez was the perpetrator. While Hernandez contends L.M.‘s testimony lacked credibility because the prosecutor asked her leading questions, our review of that testimony reveals many questions were appropriate, with at most minimal leading by the prosecutor. Certainly there was no leading sufficient to find the trial court abused its broad discretion to allow leading questions during this testimony by a thirteen-year-old child. See Hardy v. Commonwealth, 719 S.W.2d 727, 729 (Ky. 1986) (“The trial judge has broad discretion in permitting leading questions to a child of tender years . . . .“). Thus L.M.‘s allegations were also sufficiently probative to satisfy the second Bell factor.
Finally, we also find no abuse of discretion in the trial court‘s determination that the prejudicial impact of L.M.‘s allegations did not substantially outweigh their probativeness. Certainly L.M.‘s testimony was highly prejudicial to Hernandez given that she testified he sexually abused her on multiple occasions when she was less than ten years old. However, her testimony was also highly probative as to mistake, motive, intent, opportunity, preparation, and plan, particularly given the significant and substantial similarities between her allegations and those made by D.M. Moreover, while L.M.‘s allegations were referenced in the prosecution‘s opening and closing statements and in Trooper Carter‘s testimony, those references were not so repetitive as to become unduly prejudicial. In addition, L.M.‘s testimony itself only lasted twelve minutes of the two-day trial. Thus, the third Bell factor as to prejudice was also satisfied and there was no error in the trial court‘s admission of L.M.‘s allegations pursuant to
IV. The trial court did not err in failing to hold a hearing and rule before trial regarding Hernandez‘s motion to exclude evidence pursuant to KRE 404(b) .
Hernandez also argues that his pre-trial motion to exclude L.M.‘s allegations pursuant to
Notably, however, the Rule is limited to motions tо suppress and thus does not address other types of pre-trial motions. Here, Hernandez contends his motion to exclude evidence under
First, as used elsewhere in the Rules of Criminal Procedure, the term “motion to suppress” refers to a motion raising an objection “to evidence on the ground that it was acquired by unlawful means.”
Though the trial court did not violate
Hernandez also argues that the trial court‘s failure to rule on his
V. The sentence imposed by the trial court is unlawful and the matter therefore must be remanded for resentencing.
Finally, Hernandez argues his sentence of life plus twenty years is unlawful because no sentence may run consecutive to a life sentence pursuant to our holding in Bedell v. Commonwealth, 870 S.W.2d 779 (Ky. 1993). The Commonwealth concedes the sentence violates Bedell, though it asserts Hernandez‘s allegation of error is unpreserved. We nonetheless proceed to consider the merits of Hernandez‘s argument given that “[s]entencing is jurisdictional,” “all defendants have the right to be sentenced after due consideration of all applicable law[,]” Cummings v. Commonwealth, 226 S.W.3d 62, 66 (Ky. 2007) (quoting Hughes v. Commonwealth, 875 S.W.2d 99, 100 (Ky. 1994)), and thus “sentencing issues may be raised for the first time on appeal . . . .” Id.
In Bedell, we held that “no sentence can be ordered to run consecutively with . . . a life sentence in any case.” Bedell, 870 S.W.2d at 783. Here, the judgment entered by the trial court sentenced Hernandеz to a sentence of life plus twenty years. The sentence therefore violates our holding in Bedell. Accordingly, we vacate and remand with direction to the trial court for resentencing that runs the twenty-year sentence concurrent with the life sentence. See Winstead v. Commonwealth, 327 S.W.3d 386, 409 (Ky. 2010) (vacating consecutive sentences of life plus twenty years and remanding to trial court for “resentencing that runs the term of years concurrent with [the life sentence]“).
CONCLUSION
For the foregoing reasons we affirm Hernandez‘s convictions, vacate his sentence, and remand to the Greenup Circuit Court with directiоns to resentence Hernandez to concurrent sentences and enter a new judgment consistent with this opinion.
Vanmeter, C.J.; Bisig, Keller, Lambert, Nickell, and Thompson, JJ., sitting. All concur. Conley, J., not sitting.
COUNSEL FOR APPELLANT:
Karen Shuff Maurer
Assistant Public Advocate
COUNSEL FOR APPELLEE:
Daniel Cameron
Attorney General of Kentucky
Jenny Lynn Sanders
Assistant Attorney General
