Lead Opinion
A jury found Odell Rutledge (Appellant) guilty of two counts of engaging in sexual activity with a child 12 years of age or older, but less than 18 years old, by engaging in sexual battery (the penetration of, or union with, C.W.’s vagina by Appellant’s penis) while Appellant stood in a position of familial or custodial authority over the victim, in violation of section 794.011(8)(b), Florida Statutes (2004 and 2005). Count One alleged this activity occurred between March 1, 2005, and April 30, 2005, whereas Count Two alleged this activity occurred between May 1, 2004, and May 31, 2004. Appellant was adjudicated guilty of both counts, designated a sexual predator, and sentenced to concurrent terms of 30 years’ incarceration. Appellant asserts that the
I. The Adequacy of the Nelson Inquiry
Whether the trial court’s Nelson inquiry was adequate is reviewed under the “abuse of discretion” standard. See Kearse v. State,
After Appellant wrote a letter to the trial judge in January 2007 alleging the incompetence of his assistant public defender, the court scheduled a Nelson hearing. Appellant’s complaints alleged: 1) that present counsel had not been forthright and helpful; 2) that counsel had not presented evidence to support a bond reduction; 3) that counsel had not visited Appellant more than once or twice or kept him apprised of what was happening in Appellant’s pretrial phase; 4) that counsel had not scheduled depositions to Appellant’s satisfaction; 5) that Appellant had not received certain discovery requests; and 6) that the State’s evidence was fraudulent, in that certain DNA evidence indicating that Appellant is the biological father of the victim’s child was refuted by Appellant’s having undergone a vasectomy in 2000, before the charged crimes, and his having developed a cyst that caused him to experience sexual problems.
Defense counsel, Mr. Floyd, responded that bond was not reduced, due to the serious nature of the charges. Counsel explained that while he had presented evidence of Appellant’s vasectomy, a paternity test indicated to “some degree” that Appellant had fathered the victim’s child. The court noted that whether or not Appellant had a vasectomy would not necessarily affect the issue of whether he had left DNA evidence while engaging in sexual activity with the child victim, as was charged in both counts. The court noted that, when counsel needed additional time for inquiry, certain depositions were not taken according to the original schedule. After affording Appellant a fair opportunity to voice his grievances regarding defense counsel, and hearing defense counsel’s responses to each complaint, the court concluded that the legal representation was not ineffective and that no valid reason had been shown for removing counsel. Because competent, substantial evidence in the record supports these findings, the trial court did not abuse its discretion. For the first time on appeal, Appellant alleges error because he was not advised that if he discharged counsel without good cause, the State would not be required to appoint substitute counsel.
Appellant wrote a second letter to the trial judge in February 2007 ex
Appellant has not shown an abuse of discretion in the trial court’s failure to schedule a second inquiry. The allegation of the victim’s perjury had nothing to do with defense counsel’s performance. The matter of a different attorney’s having waived speedy trial and allowed a continuance did not call into question the effectiveness of present counsel, who acknowledged at the Nelson hearing that speedy trial had been waived. Appellant did not argue this matter at the Nelson hearing when he had the opportunity to do so. The reasons for the continuance and the bail amount were explained during the inquiry and were found valid. Therefore, Appellant’s second letter did not trigger the need for further inquiry under Nelson.
On appeal, Appellant does not contest either the trial court’s conclusion that court-appointed counsel was not ineffective or its decision not to discharge counsel. Instead, he argues, for the first time, that the trial court erred by not informing Appellant that if defense counsel were discharged without good cause, the State would not be required to appoint a substitute. The court should have advised Appellant thus. See Knight v. State,
If the court finds that the defendant, as in this ease, has no legitimate complaint, it is then required to advise the defendant that if his request to discharge his attorney is granted, the court is not required to appoint substitute counsel and the defendant would be exercising his right to represent himself.
The record supports the State’s contention that Appellant never indicated to the trial court a desire to represent himself. The State correctly asserts that, without a timely objection and specific argument at the Nelson hearing, Appellant must demonstrate fundamental error in the court’s failure to inform him that the State would not have to appoint a substitute lawyer following a discharge of effective counsel without good cause. See Harrell v. State,
This Court’s opinion in Taylor,
The trial judge erred in failing to advise Taylor that his attorney could be discharged but the state would not be required to appoint substitute counsel andthat Taylor had the right to represent himself.
II. The Failure to Conduct a Faretta Hearing
Appellant argues that the trial court erred by not conducting a Faretta hearing after Appellant continued to complain about court-appointed counsel and filed pro se pleadings in the trial court and in this Court. The trial court’s ruling on the issue of self-representation is reviewed for an abuse of discretion. See Kearse,
In Rios, the Second District Court stated that, during a Nelson inquiry, “[i]f court-appointed counsel is found to be rendering effective assistance and the defendant insists that he still wants to discharge him or her, a Faretta hearing is in order.”
In Matthews,
Faretta involved a defendant who made a timely, clear, and unequivocal declaration to the trial court that he wanted to represent himself and did not want counsel. See Faretta,
For additional support of the trial court’s handling of the proceedings, the State offers Bell v. State,
III. The Admission of Hearsay Testimony Over an Objection
Appellant asserts error in the trial court’s allowing the victim to testify that, after she took a pregnancy test, her doctor’s office told her that she probably was 25-26 weeks pregnant at the time of her office visit. Count One charged Appellant with engaging in sexual activity with the victim sometime from March 1, 2005, through April 30, 2005, based on the gestation of the child, who was born in January 2006. No medical personnel testified regarding the approximate date of the child’s conception or whether Appellant’s pregnancy was for a normal term. Appellant argues that the hearsay statement introduced through the victim’s testimony was offered to prove the truth of the matter asserted and did not fall within any statutory exception to the hearsay rule. The parties agree that whether the trial court’s admission of evidence comports with the Florida Evidence Code and the applicable case law is reviewed de novo. See McCray v. State,
Hearsay statements are inadmissible absent an applicable exception. See § 90.802, Fla. Stat. (2005); State v. Freber,
Admitting the victim’s hearsay testimony regarding the doctor’s office’s estimate of how far along she was in her pregnancy is harmless error. The victim testified that she discovered her pregnancy while in tenth grade. Her baby was born on January 10, 2006, indicating to the victim that most of the gestation period was in 2005. The victim testified that she did not have sexual activity with anyone other than Appellant. She testified that hers was a normal and healthy pregnancy, including a normal term. From this testimony, the jury could reasonably infer that the child was conceived a “normal” time before January 10, 2006, i.e., approximately nine months earlier and within the time frame charged in Count One: between March 1, 2005, and April 30, 2005. The evidence supporting Count Two (alleging sexual activity between May 1, 2004, and May 31, 2004) includes the victim’s testimony that, in May 2004, she had undergone a medical procedure involving the removal of a mass from her right breast, after which she wore bandage wraps. She recalled Appellant’s engaging in sexual activity with her during the period following the surgery when she was still bandaged.
IV. The Adequacy of the Williams Rule Inquiry
Appellant argues on appeal that the trial court violated due process by failing to conduct a thorough balancing test pursuant to section 90.403, Florida Statutes (2005), before admitting collateral-crime evidence. Ordinarily, we review the trial court’s inquiry for an abuse of discretion. See Taylor v. State,
The State filed notice of intent to offer evidence of other crimes, wrongs, or acts committed upon the same victim by Appellant in Bossier Parish, Louisiana; and in Alachua County and/or Orange County, Florida. At a hearing and over a defense objection, the prosecutor told the trial court what information the State sought to introduce from the victim as Williams Rule evidence. See Williams,
(2) OTHER CRIMES, WRONGS, OR ACTS.—
* * *
(b)l. In a criminal case in which the defendant is charged with a crime involving child molestation, evidence of the defendant’s commission of other crimes, wrongs, or acts of child molestation is admissible, and may be considered for its bearing on any matter to which it is relevant.
2. For the purposes of this paragraph, the term “child molestation” means conduct proscribed by s. 794.011 or s. 800.04 when committed against a person 16 years of age or younger.
The prosecutor noted that although “propensity” evidence still is not allowed under
90.403 Exclusion on grounds of prejudice or confusion. — Relevant evidence is inadmissible if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of issues, misleading the jury, or needless presentation of cumulative evidence. This section shall not be construed to mean that evidence of the existence of available third-party benefits is inadmissible.
At the commencement of trial, the hearing allowed a full evaluation of the Williams Rule evidence the State intended to introduce. Defense counsel acknowledged that the applicable version of section 90.404(2)(b), supra, allows the introduction of propensity evidence, yet the trial court still must accord with due process by performing an adequate balancing test to assess probative value versus unfair prejudice, confusion of issues, misleading the jury, and unnecessary cumulative evidence. See McLean v. State,
Any error in the balancing test is harmless, given that the factors enunciated by the Supreme Court of Florida in McLean,
In assessing whether the probative value of evidence of previous molestations is substantially outweighed by the danger of unfair prejudice, the trial court should evaluate: (1) the similarity of the prior acts to the act charged regarding the location of where the acts occurred, the age and gender of the victims, and the manner in which the acts were committed; (2) the closeness in time of the prior acts to the act charged; (3) the frequency of the prior acts; and (4) the presence or lack of intervening circumstances. This list is not exclusive. The trial courts should also consider other factors unique to the case.
Id. Although the trial court did not expressly address these four McLean factors, it reached the right result. The evidence of the prior sexual acts demonstrated they were similar in all pertinent respects, the timing was sufficiently close, and the prior acts were repeated.
Specifically, the victim testified that when she was 12 years old and lived in Bossier City, Louisiana, with her mother, Appellant, and her younger brother, Appellant entered the victim’s room one night and told her to go to her parents’ bedroom. He gave her a choice of being beaten or removing her underwear. When Appellant tried to stick his penis into her, the victim ran down the hall. Appellant told the victim that he loved her very much and
Pursuant to McLean,
Affirmance of the trial court’s ruling is appropriate if the trial court reached the right result, even if for a different or wrong reason, so long as some basis exists in the record to support the judgment. See Robertson v. State,
V. The Trial Judge’s Response to a Jury Question
Implicitly acknowledging that this issue was not preserved with a contemporaneous objection, Appellant argues that the trial court committed fundamental error by commenting on the evidence, in response to a jury question. Appellant relies on case law stating that a trial judge errs by making a comment in the jury’s presence that might convey his or her view of the case or opinion as to the weight, character, or credibility of the evidence. See Simmons v. State,
Appellant contends that the trial court violated this prohibition by commenting on the weight of the evidence in answer to a jury question. While deliberating, the jury referred to Florida Standard Jury Instruction (Criminal) 3.12(a) and asked: “[I]s the evidence presented in the trial applicable to all counts?” The judge then convened the parties to discuss an appropriate response, to which they agreed, and the jury was brought back into the courtroom for the answer. Without an objection, the judge commented:
Your job really is to take all the relevant evidence that you’ve been presented and then decide what you believe and then take those facts and apply it to each count separately. Some of the evidence you’ve heard may apply to both counts. Some of it would apply to one count but not the other. Then, of course, you wouldn’t consider that for that other count that it’s not relevant to. Am I making sense so far?
Hopefully, everything you’ve heard would be relevant to everything. Otherwise, I didn’t do my job because you’re only supposed to get relevant evidence. So once you decided what you really believe, just see which of the counts it’s relevant to and which it’s not. And if it’s not relevant to a count, then just don’t consider it for that count. I think when you go through this, you’ll find that it’s not as mysterious as it seems. It’s really just nuts and bolts stuff when you get down to the point of applying what facts you believe to each count. Everybody understand the answer?
The jury nodded affirmatively. Appellant argues that the judge’s remarks about the relevancy of the evidence essentially instructed the jury that he hoped it would find (as he had done) that all the admitted evidence was relevant to everything. Appellant concludes that this prejudicial judicial response might well have affected the verdict. Within ten minutes of the court’s response, the jury reached a verdict. Where any doubt is raised that an accused was prejudiced by a judge’s remark, a new trial is warranted. See Beckham v. State,
The State responds that both attorneys indicated they were satisfied with the trial court's response. Appellant focuses on appeal upon just a small portion of the judge’s full and complete answer to the jury’s question. Section 90.106, Florida Statutes (2005), states that a judge “may not sum up the evidence or comment to the jury upon the weight of the evidence, the credibility of the witnesses, or the guilt of the accused.” The court’s comments did not mention any fact or event of the trial, mention specific evidence, identify a witness, or refer to a particular ruling. The remarks said nothing about credibility or guilt. The remark expressed only “hope” that the evidence heard “would be” relevant. The statement did not suggest that any specific evidence was relevant, only that it was “supposed” to be. Thus, the judge did not improperly “comment” upon the evidence. At most, the remarks hinted there could be some (unidentified) irrelevant evidence the jury was mistakenly allowed to hear.
Error, if any, in the judge’s remarks is harmless under DiGuilio. The comments at issue were singular and brief in the middle of a longer, uncontested response to a jury question. The question arose after the close of all evidence and during jury deliberations, so the court’s answer would not have been associated with a particular witness or evidence. Appellant does not contend that the court’s overall response was erroneous or mislead
For all of these reasons, Appellant’s convictions and sentences are AFFIRMED.
Concurrence Opinion
concurring in judgment.
I fully agree that fundamental error did not occur at appellant’s trial.
