We must decide whether an order dismissing a complaint without prejudice may be treated as an appealable final decision when the plaintiff fails to notify the district court of her intention to stand on the dismissed complaint.
I
At an October 4,1993 meeting of the Needles City Council, Council member Ruth Lopez announced that she had been informed of possible hazardous waste dumping in the City of Needles sewer treatment plant. 1 Lopez was asked to identify the source of her knowledge of the allegedly illegal dumping, but refused to do so.
After the City Manager filed a police report asserting that Lopez had announced the existence of hazardous waste dumping into the City of Needles sewer treatment plant, sheriff Leroy Morgan questioned Lopez at her home. The sheriff requested that she divulge her sources to him, but Lopez refused to identify her informants.
On October 15, 1993, the City held a special “Board of Inquiry” meeting. Lopez was subpoenaed to testify in a second Board of Inquiry meeting held on October 20, 1993, at which City Council members and Deputy City Attorney Michael Andelson questioned her. Lopez refused to name her sources and insisted that she had never asserted hazardous waste dumping existed, only that dumping existed. Lopez was also subpoenaed for an October 25, 1993 meeting, at which she again refused to disclose her informants. The City Council voted to prosecute her for violating the city charter by refusing to answer City Council inquiries and interfering with city administration. The City Council also voted to prosecute her civilly for contempt of court.
The civil contempt action began on November 10, 1993, in state superior court, pursuant to Cal. Gov’t Code § 37106 which requires a mayor to report to superior court the refusal of a subpoenaed person to testify before a legislative body. Lopez’s attorney filed a motion to quash on the grounds that the superior court lacked jurisdiction, but the motion was denied as untimely. Lopez then filed a petition for writ of mandate with the Fourth District Court of Appeal, which was also denied.
The superior court held a hearing on December 20 and 21,1993, on the City Council’s motion for an order compelling Lopez to disclose her informants. At the December 21 hearing, under threat of incarceration, Lopez finally disclosed the names of her sources. The City Council subsequently filed a motion for sanctions and reimbursement to the City for fees incurred during the civil contempt proceedings. The state court granted the motion in part, imposing $5,000 in sanctions jointly and severally upon Lopez and her attorney for “frivolous defense.”
The City ultimately dismissed its criminal action against Lopez. The City Council has refused to reimburse Lopez for attorneys’ fees and costs incurred during the two state court proceedings.
Lopez filed her first complaint in federal court on January 25,1994, which was subsequently dismissed on her own motion. Immediately after being recalled from the City Council by the citizens of Needles, Lopez filed her second complaint on September 14, 1994, alleging that the City Council’s investigations and court proceedings were part of a
Without further notice to the district court, Lopez filed this appeal.
II
If the order of dismissal did not constitute a “final decision” of the district court, we do not have jurisdiction over Lopez’s appeal. 28 U.S.C. § 1291.
“Ordinarily an order dismissing a complaint but not dismissing the action is not appealable under section 1291 unless circumstances make it clear that the court concluded that the action could not be saved by an amendment of the complaint.”
Hoohuli v. Ariyoshi,
This case is controlled by
Proud v. United States,
In this case, proceedings held subsequent to entry of the court’s dismissal order show no indication that the plaintiff intended to rest on her complaint without amendment. Lopez’s motion for the disqualification of Best, Best & Krieger as counsel for the City, and subsequent failure to appear at the disqualification hearing, prompted the following remarks from the district court: 2
I have been quite clear as to what needed to be done, because it was clearly my position in the discussion as to this case and in this chambers that the motion [for disqualification] must go forward because the dismissal that was granted was not a dismissal with prejudice. There could be a later filing on amended complaint.
These comments indicate that the trial court anticipated a subsequent filing of an amended complaint. Moreover, the trial court directly inquired of Lopez’s counsel whether she intended to file an amended complaint, to which she responded: “I don’t know.”
Ill
Lopez appealed an order that was not a final decision of the district court. Accordingly, we dismiss her appeal for lack of jurisdiction.
DISMISSED.
Notes
. Lopez stated at the meeting: "I was told that these industrial haulers are dumping in the sewer plant and they are dumping hazardous materials possibly, possibly, which are killing the good bacteria that helps to break the sewage ...” In response to the question, "you’re telling me we’ve got illegal dumping going on in that plant,” Lopez stated "That’s what’s been reported to me.”
. Lopez filed a motion to disqualify Best, Best & Krieger as counsel for the City on the grounds that there was a conflict of interest in light of the firm’s initial advice to her. Thereafter, Lopez failed to appear at the disqualification hearing, compelling the court to vacate the hearing and issue an order to show cause why Lopez's counsel should not be sanctioned. The above remarks were made at the sanction hearing.
An identical motion for disqualification was recently heard and denied by this court.
