Rush Pettway and Peter J. Wrenn v. American Cast Iron Pipe CompanyRush Pettway and Peter J. Wrenn v. American Cast Iron Pipe Company
This case involves a unique question arising under Title VII of the 1964 Civil Rights Act.
1
That question is whether a charge filed pursuant to § 704(a) of the Act (42 U.S.C.A. § 2000e-3(a)) prohibits an employer from discharging an
The Company has been a contractor with the United States since the effective date of Executive Order No. 10925 signed by President Kennedy, and therefore has been under an obligation since 1961 to undertake an affirmative action program to eliminate discriminatory’employment based on race or to institute affirmative action programs to assure equal employment opportunities to minority groups. 2 At least since 1963, Wrenn and other Negro employees have continuously and persistently sought relief from claimed racially discriminatory employment practices of Employer through various appeals to Federal agencies and officials. In November 1963— prior to the availability of Title VII— Wrenn sent a letter to the President of the United States alleging the continuance of serious racial discrimination by Employer. He received a reply from a Mr. Brimm, Chief Equal Employment Opportunity Officer, who came to Birmingham and investigated the charge and subsequently filed a no-eause finding. Wrenn and others continued to petition the President for relief. On March 30, 1965, the Committee For Equal Job Opportunity was organized by a majority of the Negro employees of Employer.
After the effective date of Title VII of the Civil Rights Act of 1964,
3
Wrenn, as Chairman of the Committee For Equal Job Opportunity, in addition to filing on his own behalf, assisted fellow Negro employees in the filing of numerous charges of employment discrimination. Several of those charges, including the one of Wrenn, formed the basis of
Pettway
7
4
recently decided by an
We must first determine whether the District Court erred in refusing to treat Wrenn’s motion as ancillary to
Pettway I.
We find that it did. Wrenn’s motion for injunction pending appeal specifically invoked F.R.Civ.P. 62 (c). It plainly asserted that while
Pettway I
was pending in the District Court, Wrenn had been suspended by Employer for two weeks supposedly because of his involvement in an altercation with another employee, but that his later discharge actually resulted from charges filed with EEOC protesting that suspension, and that both the suspension and discharge were the result of Wrenn’s continuing efforts to seek relief under Title VII from racially discriminatory employment practices assailed in
Pettway I.
Wrenn sought reinstatement to maintain the status quo pending determination of the question whether, in fact, the Company was in violation of Title VII. Regardless of the District Court’s view concerning the necessity for conciliation efforts before suit could be filed,
7
the District Court did have
That Pettway I was dismissed for want of jurisdiction, rather than on the intrinsic merits, is a matter of no consequence. Of course, the Trial Court could not, during the pendency of the appeal, take action with respect to the order then under review which would hinder or frustrate 8 determination by the Court of Appeals. But the case was a “pending” one, at least in the sense that if, as actually happened, the Court of Appeals differed with the District Court, the case would go back as a viable one from the very date of its filing. 9
Several cases 10 give strong support to the conclusion that the Trial Court erred in failing to treat the petition as ancillary to Pettway I. Pettway II followed the traditional Title VII pleading seeking an injunction and reinstatement. Pettway II sought relief under F.R.Civ.P. 62(c). It is well settled that 62(c) is expressive of the power in the courts to preserve the status quo pending appeal. 11 Once power to act is established, it is equally plain that there was a need for the Trial Court to maintain the status quo and thus avoid the
possibility that Pettway I might become moot as to Wrenn. 12
We therefore find that the District Court should have considered the motion as ancillary to Pettway I. Considering that the denial of a preliminary injunction was for nearly all practical purposes the ultimate determination of Wrenn’s case on the merits — maybe as to both Pettway I as well as II — we look upon it in that light, uninsulated by the usual principle that tests a grant or denial of preliminary injunctions in terms of abuse of discretion. Here there were a number of reasons clearly calling for interim protection.
The question of charging party privilege is one of first impression under Title VII. The Employer’s position, as we understand it, is that Wrenn’s allegations contained in his July 13, 1967 letter to EEOC “constitutes a false and malicious accusation that [Employer] bribed or improperly influenced federal officers in the exercise of their official duties.” The Employer maintains that it was knowingly and maliciously libeled and discharged Wrenn for that reason.
Wrenn, on the other hand, makes a dual response. First, he maintains that the allegedly offensive portion of the letter
It bears repeating, that EEOC, two months later, arrived at exactly the opposite conclusion. See note 6
supra.
EEOC declared: “Charging party’s statements were made in the exercise of his right under Title VII of the Civil Rights Act of 1964 to complain to this Commission and to avail himself fully of our power to hear, decide, and attempt to conciliate charges of job discrimination that are within our jurisdiction. * * * Reasonable cause exists to believe that the Respondent discharged Charging Party as an act of reprisal in violation of Section 704(a) of Title VII of the Civil Rights Act of 1964 as alleged.”
14
There
This is particularly required under the machinery set up by Title VII. Unlike so many Governmental structures in administrative law, EEOC is an administrative agency without the power of enforcement. While it can subpoena witnesses, hold hearings, and attempt conciliation, it has no authority to issue orders or compel enforcement. More than that, except for the pattern or practice situation, (§ 707(a), 42 U.S.C.A. § 2000e-6(a)), in which the Attorney General may institute suit and intervention by him by leave of the court on the Attorney General’s certification that the ease is of general public importance, either on his own or in response to recommendation of EEOC, (§ 705(g) (6), 42 U.S.C.A. § 2000e-4(f) (6), Government does not enter the litigation. The suit is between private parties. The burden of enforcement rests on the individual through his suit in Federal District Court. But charges must first have been filed with EEOC. Consequently, the filing of charges and the giving of information by employees is essential to the Commission’s administration of Title VII, the carrying out of the congressional policy embodied in the Act and the invocation of the sole sanction of Court compulsion through employee instituted suit. “Whether in name or not, the suit is perforce a sort of class action for fellow employees similarly situated.”
Jenkins, supra,
“A protected activity acquires a precarious status if innocent employees can be discharged while engaging in it, even though the employer acts in good faith.”
Both EEOC and Employer claim to find support for their view in a close examination of § 8(a) (4) of the National Labor Relations Act, 29 U.S.C.A. § 158 (a) (4) and § 15(a) (3) of the Fair Labor Standards Act, 29 U.S.C.A. § 215 (a) (3) as an aid in interpreting § 704 (a) of Title VII.
17
While we find the
We hold that where, disregarding the malicious material contained in a charge (or petition for reconsideration, or other communication with EEOC sufficient for EEOC purposes, or in a proceeding before EEOC) the charge otherwise satisfies the liberal requirements of a charge, 21 the charging party is exercising a protected right under the Act. He may not be discharged for such writing. 22 The employer may not take it on itself to determine the correctness or consequences of it. Nor may the court either sustain any employer disciplinary action or deny relief because of the presence of such malicious material. We do not decide whether a writing purporting to be and to be used as a charge, which does not meet the requisites of a charge such as is required to set the EEOC machinery in operation is protected. We leave that for another day and another court.
This letter (note 5 supra) for reconsideration was a good charge. In Parts [1], [2], [4], and [5] Wrenn, as Chairman of the Committee For Equal Job Opportunity clearly criticizes the internal operations of EEOC. Part [3] is a categorical allegation that Employer is violating the Act and intends to continue to violate the Act. Wrenn, and especially this Committee, were clearly entitled to make these charges. The District Judge did not say that Wrenn could be discharged for making these charges. With Parts [1], [2], [4], and [5] constituting arguably good charges deserving of EEOC investigation and later employee-instituted suit, the price is too high to permit the presence of Part [6] (later claimed or proved to be false or malicious) to allow the Employer to discharge the employee, and worse, throw out all of the charges with the awesome finality of a common-law demurrer. The Employee is not stripped of his protection because he says too much. If he says enough the Employee can suffer no detriment by virtue of having filed charges with EEOC which also contain false or malicious statements. By utilizing EEOC machinery he is exercising a protected right.
Since the Employee was discharged because he filed the charge and his request for reconsideration with EEOC, his discharge was a violation of § 704(a) and he must be reinstated and afforded other appropriate relief including appropriate back pay and such further pro
The Trial Court found that Wrenn was not discharged by reason of racial discrimination (findings 6 and 9, note 13 supra). The Judge expressly found that he was discharged for having made the false, malicious statement in the charge (findings 4 and 9, conclusion 3, note 13 supra). On the Employer’s own candid story, “when it received knowledge of the making by [Wrenn] of the false and malicious accusations of bribery against it, [Employer] instituted prompt disciplinary action and discharged [Wrenn] for this reason.” 24 That discharge violated § 704(a) of the Act.
The case is reversed and remanded for further proceedings not inconsistent with this opinion.
Reversed and remanded.
Notes
. For an interesting and informative compilation of legislative history of the Act, see BNA, The Civil Rights Act of 1964 (1964). See Jenkins v. United Gas Corp., 5 Cir., 1968,
. BNA, The Civil Rights Act of 1904 (1904), 12, 369.
. Title VII marks the first time that standards and practices for non-discrimination in employment were laid down by Congress rather than by presidential order. BNA, The Civil Rights Act of 1964 (1964) at 9-22; Jenkins,
supra,,
. This case was consolidated with four others for appeal: Hyler v. Reynolds Metal Co., No. 24789; Dent & EEOC v. St. Louis-San Francisco Ry., No. 24810; Muldrow v. H. K. Porter Co., No. 24811;
The comjdaint filed in Pettway I was brought as a class action on behalf of the named Negro employees and all other Negro persons similarly situated and alleged that Employer limits the employment opportunities of Negro employees in the apprenticeship and journeyman programs, that Negro emjdoyees have been denied employment opportunities because of Employer’s long-standing policy and practice of hiring Negroes only for certain job classifications and refusing to promote them out of these racially-restricted job classifications, and that Employer maintained racially-segregated rest rooms, lunch rooms, medical, dental facilities and recreational and charitable activities. The prayer for relief prayed that the Court enjoin Employer from continuing its policy and practice of limiting the employment opportunities of the plaintiff because of race.
These cases were dismissed by the District Court and the issue on appeal was whether conciliation efforts by EEOC are a jurisdictional necessity before a charging party may file suit in District Court. Reversing the District Court, we held that efforts at conciliation are not a prerequisite to filing suit. Our decision was presaged by the recent, thoughtful opinion of the Fourth Circuit in Johnson v. Seaboard Airline Railroad Co., No. 12154 and Walker v. Pilot Freight Carriers, Inc., No. 12155, 4 Cir., 1968,
The chronology of PetUoay I:
Filed Feb. 7, 1966
Dismissed Mar. 13, 1967
Appeal filed Apr. 7, 1967
Decided by 5 Cir. Jan. 8, 1969
. For ease of reference we have indicated parts of the letter with [1], [2], etc.
“Dear Sir:
[1] With reference to File Number 6-9-7604 (No. 6-10-171), I am in receipt of the Document Entitled “Commission’s Decision”. It is one of the most incredible decisions we have ever read. It places the whole program in the light of question. We have gone over the issue more than once and we cannot help but to conclude that it was bias on your part.
[2] In the first place you have listed two separate File Numbers which are charges of a different nature and time. How you got them together is something we would like to know. We are lead to believe you are trying to make a mountain “a mole hill”. This may be possible but not in this world.
[3] Our Employer has openly defied’ the Civil Rights Act of 1964. The Chief Executive has more than once stated, seventy-five (75%) per cent of the Negro Employees would be eliminated. This statement is substantiated in the company’s recent employment practice, which is most prevalent in hiring, upgrading and promotion.
[4] Having informed you more than once of the above mentioned statement we cannot help but to believe the company is receiving some type of cover-up protection for its unfair employment practices.
[5] The second factor which makes your decision most erroneous is the fact that neither of the three witnesses heard anything said by me (Peter J. Wrenn) or Gleen Dimbough that night or any other night. Enclosed you will find an outline of the #1 Mono-Cast Pipe Plant. The distances between the witnesses and the place of the alleged incident is indicated. Xour decision was so far removed, intentionally or otherwise, from the real issue we thought it would be enlightening in your effort of recon
[6] In summary, we believe somebody, some how got to Mr. Holliway, who investigated the case. We don’t know what was done or offered him, but we do know it had to have been something, otherwise, your decision would not have been so far off base. Along this line, we had similar experiences with Dr. Hugh Brimm, This sort of thing makes it very difficult and discouraging for us. We have asked you more than once for concrete direetion-ing in our effort.
Very truly yours,
/S/ Peter J. Wrenn
Peter J. Wrenn, Chairman Committee for Equal Job Opportunity and Auxiliary Board of American Cast Iron Pipe Company
cc. The President The White House Washington, D. C.
P.S. Mr. Gleen Limbough is no longer with the Company because of his involvement in a similar but much more serious incident. Save a thief from the gallow and he will cut your throat.”
. EEOC subsequently determined on February 27, 196S, that Wrenn’s discharge violated § 704(a) of the Act (42 U.S.O.A. § 2000e-3(a)) and takes that position as amicus curiae on this appeal. See note 14 infra.
. While hindsight given by our subsequent decision, see note 4
supra,
demonstrates that the District Court erred in dismissing
Pettway I
and related cases for lack of jurisdiction, the handwriting was on the wall even before the
Dent
cases were decided on appeal. In
Jenkins, supra,
this Court considered, and decided an appeal from a District Court suit which was filed before any conciliation efforts had been undertaken by EEOC. We said: “But in keeping with the Act’s short. timetable EEOC gave notice (§ 706 (e) ; 42 USCA § 2000e-5(e)) that due to heavy workload, efforts at conciliation had not been undertaken and Employee was notified of his right (§ 706(e), (f);
. Only those matters involved in the appeal are divested from jurisdiction of the lower court. Janousek v. Doyle, 8 Cir., 1963,
We do not consider the dicta in Corona Coal Co. v. Southern Ry., N.D. Ala., 1920,
. For an example of the flexibility available to the District Judge to prevent a ease from getting beyond judicial redress, see Local 53 v. Vogler, 5 Cir., 1969,
. United States v. United Mine Workers, 1947,
. See United States v. El-O-Pathic Pharmacy, 9 Cir., 1962,
. J. Weingarten, Inc. v. Potter, S.D. Tex., 1964,
. The District Judge found in Ms Conclusions of Law:
“2. An employer has the right to terminate for cause the employment relationship between it and an employee who wilfullj', knowingly and maliciously accuses his employer falsely of bribing or causing to be bribed or otherwise improperly influenced a public official ■ of the United States Government in the exercise of his official duties, a criminal offense under the statutes of the United States.”
“3. Section 704(a) of the Civil Rights Act of 1964 does not prohibit [Employer] from discharging movant, Peter J. "Wrenn, for the cause and under the circumstances disclosed by the evidence adduced at the hearing on movant's motion for injunctive relief.” And in Ms Findings of Fact:
“4. * * * [The letter] included false and untrue accusations, thinly veiled as conclusions but nonetheless effectively accusing [Employer] * *
“5. [The testimony] shows conclusively that [the letter] was signed and mailed when [Wrenn] had no basis in fact whatsoever which would justify his accusation * *
“6. * * * The copy of [Wrenn’s letter] reached [Employer’s] officers on August 31, 1967, and disciplinary action was promptly instituted against [Wrenn], culminating in [Wrenn’s] discharge from [Employer’s] employ on the basis of the false charge of bribery made against [Employer] and its man-Vgement in said letter * * * on leptember 5, 1967 * *
‘8. The undisputed evidence presented to the Court establishes and the Court so finds that subsequent to the filing of the [Pettway J] charges the defendant has taken no act of reprisal or intimidation against any of its employees filing said charges and the [Employer] has upgraded some of [Pettway I] charging Negro employees, including [Wrenn], in their jobs with [Employer] as vacancies have occurred affording opportunities for upgrading.”
“9. The Court finds that the discharge of [Wrenn] by [Employer] from employment on September 5, 1967, was for good and sufficient cause in no way motivated by an intention to retaliate or inflict reprisal against movant for filing and prosecuting any charge of discriminatory employment practice made by him and that such discharge did not contravene the provisions of, or constitute an unlawful employment practice under, Section 704(a) of the Civil Rights Act of 1964.”
. EEOC, decision, Wrenn v. American Cast Iron Pipe Co., Case Nos. 68-9-355 E, 6-9-7604, 6-10-171, February 27, 1968.
. See Newman v. Piggie Park Enterprises, 1968,
.
Jenkins, supra,
. Section 704(a) of the 1964 Civil Rights Act, 42 U.S.C.A. § 2000e-3(a) provides in part:
“It shall be an unlawful employment practice for an emjiloyer to discriminate against any of his employees or appli cants for employment * * * because be lias opposed any practice made an unlawful employment practice by this title, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding or hearing under this title.”
Section 8(a)(4) National Labor Relations Act, 29 U.S.C.A. § 158(a)(4) provides :
“8(a) It shall be an unfair labor practice for an employer:
(4) to discharge or otherwise discriminate against an employee because he has filed charges orgiven testimony under this chapter.”
Section 15(a) (3) of the Fair Labor Standards Act, 29 U.S.C.A. § 215(a)(3) provides:
“15(a) * * * It shall be unlawful for any person:
(3) to discharge or in any other manner discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any procedure under or related to this chapter, or has testified or is about to testify in any such proceeding, or has served or is about to serve on an industry committee.”
. The protective provisions of Title VII are substantially broader than even those included in the Fair Labor Standards Act and the National Labor Relations Act in that, in addition to protecting charges and testimony, Title VII also specifically protects assistance and participation. This indicates the exceptionally broad protection intended for protestors of discriminatory employment practices. The protection of assistance and participation in any manner would be illusory if employer could retaliate against employee for having assisted or participated in a Commission proceeding.
. Employer presses Linn v. United Plant Guard Workers, 1966,
The Supreme Court, in explaining its rationale that the federal interest in regulating labor relations and the State interest in redressing libel were mutually exclusive, noted that the Labor Board had adopted a policy of denying the protection of the LMRA to a party intentionally circulating defamatory or insulting material known to be false. According to the Court, protection of malicious libel under the “preemption doctrine” would be contrary to the congressional intent and the judicial interpretation of the Labor Act. See San Diego Building Trades Council, Millmen’s Union, Local 2020 v. Garmon, 1959,
Likewise, these cases, so strongly urged, are not decisive. Socony Mobile Oil Co. v. NLRB, 2 Cir., 1966,
. See, e.g., Nash v. Florida Indus. Comm’n, 1967,
For other examples of the protection afforded employees in the labor area see Wirtz v. Continental Finance and Loan Co., 5 Cir., 1964,
.
Jenkins, supra,
. We in no way imply that an employer is preempted by Section 704(a) from vindicating liis reputation through resort to a civil action for malicious defamation. Cf. Linn v. Plant Guard Workers, 1966,
. The District Court on remand shall determine the amount of back pay and other relief to be awarded in accordance with | 706(g), 42 U.S.C.A. § 2000e-5(g) :
“If the court finds that the respondent has intentionally engaged in or is intentionally engaging in an unlawful employment practice charged in the complaint, the court may enjoin the respondent from engaging in such unlawful employment practice, and order such affirmative action as may be appropriate, which may include reinstatement or hiring of employees, with or without back pay * * *. Interim earnings or amounts earnable with reasonable diligence by the person or persons discriminated against shall operate to reduce the back pay otherwise allowable.
. Brief for Appellee, at 7.