Ruiz v. McDonnellRuiz v. McDonnell
Plaintiff-Appellant, Rose Ruiz, filed this action alleging violations of her and her deceased son’s Fourteenth Amendment substantive due process rights under
I. BACKGROUND
Ms. Ruiz relies on the following facts alleged in her first amended complaint and proposed second amended complaint.
Tender Heart, which received federal funding for its services, was licensed as a “Family Child Care Home” by the CDHS, whose Executive Director at the relevant time was Ms. McDonnell. As part of its licensing process, the CDHS was required to conduct an investigation into Renee and Charles Gallegos’s fitness as child care providers and to verify that Tender Heart carried valid public liability insurance. Ms. Ruiz alleges in her amended and proposed second amended complaints that the CDHS failed in both regards by neglecting to uncover an extensive history of domestic violence between Renee and Charles Gallegos that Ms. Ruiz contends was available through a simple search of court records, and by failing to discover that Tender Heart did not carry the proper insurance. Ms. Ruiz alleges in her proposed second amended complaint that it was a practice and custom of the agents of the CDHS to neglect conducting the requisite background and insurance checks, and that Ms. McDonnell failed to stop or correct that practice. Both the amended and proposed second amended complaints allege that the Gallegoses’ history of domestic violence and Tender Heart’s lack of valid public liability insurance were grounds upon which the CDHS should have denied licensing to Tender Heart.
On May 8, 2000, Ms. Ruiz commenced this suit against the State Defendants, the Private Defendants, the Weld County Department of Human Services and its Executive Director, Walter Speckman (collectively referred to as the “County Defendants”), and John Does numbers one through four, all of whom were alleged to be unknown employees of the State and County Defendants.
On June 23, 2000, the State Defendants filed a motion to dismiss pursuant to
Ms. Ruiz conceded in her response to the motion to dismiss and at an October 19, 2000, hearing on the motion that her claims against the CDHS and Ms. McDonnell, acting in her official capacity, were improper under
Ms. Ruiz now appeals the district court’s order of December 4, 2000, arguing that the district court erred when it concluded that Ms. Ruiz’s amended complaint failed to sufficiently allege a “danger creation” cause of action under
II. DISCUSSION
A. Appellate Jurisdiction
As an initial matter, Defendants-Appel-lees argue that we lack jurisdiction over this appeal because Ms. Ruiz allegedly failed to properly file her notice of appeal with the district court. Specifically, Defendants Appellees contend that Ms. Ruiz’s notice of appeal was premature because the district court had not yet adjudicated all claims against all Defendants when Ms. Ruiz filed the notice. According to Defendants Appellees, Ms. Ruiz should have filed a second, timely notice of appeal after the district court entered final judgment. We disagree.
We directly addressed and rejected the same argument as made by Defendants-Appellees in Lewis v. B.F. Goodrich Co.,
Here, the district court issued an order on December 4, 2000, dismissing without prejudice all Defendants except for Renee Gallegos. Ms. Ruiz filed her notice of appeal on January 5, 2001. Because the district court had not yet adjudi
B. Eleventh Amendment Immunity
Defendants Appellees next argue that the CDHS and Ms. McDonnell, to the extent that a claim has been asserted against her in her “official capacity,” are entitled to Eleventh Amendment immunity. Although the State Defendants raised this argument in their motion to dismiss, the district court declined to address it. Because an assertion of Eleventh Amendment immunity c'oncerns the subject matter jurisdiction of the district court, we address that issue before turning to the merits of the case. Thompson v. Colorado,
The State Defendants raised the Eleventh Amendment immunity defense pursuant to
With certain limited exceptions, the Eleventh Amendment prohibits a citizen from filing suit against a state in federal court. Sutton v. Utah State Sch. for the Deaf & Blind,
In addition, to the extent that a claim has been asserted against Ms. McDonnell in her “official capacity,” she may also assert Eleventh Amendment immunity as an “arm” of the state in that she assumes the identity of the CDHS. Hafer v. Melo,
We have recognized two primary circumstances in which a citizen may sue a state without offending Eleventh Amendment immunity. Congress may abrogate a state’s Eleventh Amendment immunity. Thompson,
First, the United States Supreme Court has previously held that Congress did not abrogate states’ Eleventh Amendment immunity when it enacted
C.
Finally, Defendants-Appellees argue that: (1) Ms. Ruiz’s
We review de novo the district court’s dismissal under
1. “Persons” Under
In Will v. Michigan Department of State Police, the United States
2. “Danger Creation” Cause of Action Under
The Due Process Clause of the Fourteenth Amendment to the United States Constitution provides that no state shall “deprive any person of life, liberty, or property, without due process of law.”
Generally, state actors may only be held liable under
To state a prima facie case under the “danger creation” exception, a plaintiff must show that: (1) the charged state actors created the danger or increased the plaintiffs vulnerability to the danger in some way; (2) the plaintiff was a
First, Ms. Ruiz has alleged no facts in her amended or proposed second amended complaints that demonstrate affirmative conduct on the part of the State Defendants that created or increased the danger to J.R. Affirmative conduct for purposes of
Here, the crux of Ms. Ruiz’s claim is that J.R. suffered injuries of constitutional proportions because the State Defendants improperly licensed Tender Heart after failing to conduct an investigation into the facility. However, we do not view the mere licensure of Tender Heart as constituting the requisite affirmative conduct necessary to state a viable
Second, even if we were to hold that Ms. Ruiz had alleged affirmative conduct on the part of the State Defendants, we cannot conclude that the conduct alleged “shocks the conscience.” As noted, the ultimate standard for evaluating a substantive due process claim is whether the challenged government action “shocks the conscience” of federal judges.
While we deeply sympathize with Ms. Ruiz in the tragic death of her son, we cannot conclude that the State Defendants’ conduct in this case was so “egregious, outrageous or fraught with unreasonable risk” as to “shock the conscience.” See Liebson,
In reaching this conclusion, we have considered Ms. Ruiz’s argument that we should find the State Defendants’ conduct “conscience shocking” because, according to Ms. Ruiz: (1) “there is no remedy in state tort law[ ] for this incident as Tender Heart Day Care satisfied the public insurance requirement with a homeowner[’]s policy that did not offer coverage] for any operation of the day care business;” and (2) the State Defendants’ alleged practice of not conducting background and insurance checks is not entitled to judicial deference. We are not persuaded that either of these factors tips the balance in favor of finding the State Defendants’ conduct “conscience shocking.” First, we note that Tender Heart’s failure to carry the proper public liability insurance has no bearing on Ms. Ruiz’s ability to file suit against any of the Defendants under state tort law. At most, the Private Defendants’ failure to carry the proper insurance affects only the question of who would ultimately be responsible for paying any judgment that Ms. Ruiz might obtain against the Private Defendants.
We have also considered Ms. Ruiz’s reliance on Currier v. Doran,
Ms. Ruiz now urges us to construe our holding in Currier to mean that “a state actor’s failure to adequately investigate a child’s private placement by authorizing placement with a person who ultimately harmed the child is actionable and satisfies the shocks the conscience standard.” We disagree. Our holding in Currier is simply not that far-reaching. The conduct by the social worker in Currier, given the father’s history of financial irresponsibility with respect to the children and the numerous specific indications of abuse of the children by the father and/or his girlfriend, was of a different degree and type of culpability than the State Defendants’ alleged failure to conduct background and insurance checks on the family child care home license applicants in this case. The conduct of the State Defendants in this case did not involve the direct placement of a child in the hands of an abuser; it merely involved the licensure of a facility. While we find that the State Defendants’ actions might have risen to the level of negligence, we do not consider them to be “conscience-shocking.”
Defendants-Appellees do not request that we consider the State Defendants’ qualified immunity argument on appeal, and because we have already concluded that Ms. Ruiz’s
AFFIRMED.
Notes
. When it granted the State Defendants' motion to dismiss, the district court denied as - moot a motion for leave to file a second amended complaint that Ms. Ruiz submitted several months prior to the district court's decision. The proposed second amended complaint sought to: (1) add as defendants the Weld County Department of Public Health and Environment ("WCDPHE”) and Dr. John Wallace, Executive Director of WCDPHE; (2) add allegations that it was a practice and custom of the CDHS and the WCDPHE not to investigate child care license applicants and holders; and (3) supplement a premises liability claim against Charles, Victoria and Leroy Gallegos. Ms. Ruiz contends that the district court should have considered the proposed second amended complaint's allegations before it granted the State Defendants' motion to dismiss, and she urges us to consider those allegations on appeal. She has not complied with
. Ms. Ruiz later substituted the WCDPHE and Dr. Wallace, its Executive Director, as the named County Defendants, and added Cheiyl Estrich, an employee of the CDHS, as an additional Slate Defendant. The County Defendants and Ms. Estrich were either dismissed by the district court or not served with process. They are not parties to this appeal. John Does numbers one through four remain unknown and unserved. Despite this, we note that Ms. Ruiz's
. We note Ms. Ruiz's argument that our recent decision in Currier v. Doran,
. Because Ms. Ruiz does not argue that the district court erred by concluding that she failed to state a claim under the "special relationship” exception, we deem that issue waived on appeal. See Veile v. Martinson,
. Ms. Ruiz contends that we should look to whether the State Defendants’ conduct "shocks the conscience” of parents, as opposed to federal judges. Unfortunately, Ms. Ruiz provides us with no authority that would allow us to deviate from the standard that the
. Although not argued by Ms. Ruiz on appeal, we recognize that the Colorado Governmental Immunity Act might pose an impediment to Ms. Ruiz pursuing a claim against the State Defendants under state tort law. See