Opinion
The fundamental question presented in this case is whether the California Supreme Court’s analyses in
Privette
v.
Superior Court
(1993)
FACTUAL AND PROCEDURAL BACKGROUND
In October 2001, San Diego Gas & Electric Company (SDG&E) hired Herman Weissker, Inc. (HWI) as a contract administrator for its distribution line construction projects. Pursuant to its contract with SDG&E, HWI was responsible for reviewing plans to ensure proper planning and feasibility and for monitoring the construction work for safety and contract compliance.
In August 2002, SDG&E requested bids to replace old insulators on two of their 230kv transmission lines (also known as tie-lines) (TL 23002 and TL 23006, respectively) on a steel tower. Although both circuits on the tower had a history of “flashovers” (insulation failures that allowed electrical energy to flow from the lines to the tower structure), SDG&E limited the job to replacing only the insulators on TL 23002, so that TL 23006 could remain energized and in use during the project. Bidders were required to submit a work plan, including personnel safety methods, for SDG&E’s consideration. SDG&E accepted a bid by Henkels & McCoy, Inc. (Henkels) to do the work.
In accordance with its master contract with SDG&E, Henkels was required to provide its own equipment for the job and to perform its work in accordance with applicable professional standards, including SDG&E’s standards. The agreement also required that Henkels “take all necessary precautions for the safety of its employees ... on the jobsite and prevent accidents or injury to individuals on, about, or adjacent to the jobsite” and fully comply with all laws, rules, regulations and standards relating to occupational health and safety. Henkels was “solely responsible for . . . construction means, methods, techniques, sequences and procedures and for coordinating all portions of the Work” and
Timothy Ruiz was a member of the Henkels crew that was assigned to do the replacement work. Prior to the commencement of the job, the crew met at the Henkels yard with Henkels foreman Don Snyder and HWI representative Donald Richards to discuss the equipment needed for the project. The project involved changing the insulators on TL 23002’s three tiers of power lines, one on each of the lower, middle and upper portions of the tower. The 32-ton crane that the crew planned to use was unavailable, as was their second-choice lift, which had been red-tagged by a Henkels mechanic. Although Snyder initially indicated his intent to delay the start of the job, he changed his mind after talking with Richards and Henkels general foreman Bill Kibbe.
The Henkels crew ultimately decided to use a 95-foot bucket truck for the job; because the truck was not tall enough to reach the upper tier of the tower, the men also brought an insulated ladder so that they could reach the insulators on that tier. After the crew went to the jobsite, they explained to Richards their plans for carrying out the job, including the plan to use the ladder to reach the upper tier and their plans for protecting the men working on the tower by using personal grounding devices. Richards indicated that the crew’s plans were fine with him.
After completing the work on the lower and middle phases of the circuit, the crew replaced the 95-foot bucket truck (which had started to leak hydraulic fluid) with an 85-foot bucket truck. At 2:20 p.m., the crew began the work on the top phase of the circuit. Because the 85-foot bucket truck was not tall enough to reach the top portion of the circuit, Ruiz climbed up to the top tier of the tower and secured the insulated ladder there. He and apprentice lineman Justin Fairbaim replaced the top phase insulators and, as Fairbaim was attempting to reposition the track bucket to assist in getting Ruiz and the equipment down from the tower, Ruiz was electrocuted. (The evidence in the record does not clearly establish how the circuit became reenergized, but suggests several different possible causes.)
Fairbaim looked up and saw Ruiz hanging upside down with his legs caught in the ladder; he shouted at Ruiz, but got no response. Fairbaim climbed back onto the tower and began yelling to the crew to call 911 and help him get Ruiz down. Fairbaim gave Ruiz mouth-to-mouth resuscitation, periodically checking Ruiz’s pulse, and continued to call for help for more than a half hour. Bystanders outside a nearby office heard Fairbaim’s pleas and called 911 at 3:45 p.m. A bit later, Snyder and Henkels’s superintendent Joe Malin came up in a bucket to assist in getting Ruiz down.
Paramedics arrived on the scene at 3:57 p.m., but, in accordance with fire department policies, could not assist with the rescue until the second circuit on the tower was deenergized. While the paramedics were waiting for SDG&E to shut off the power to TL 23006, Snyder and two other linemen succeeded in freeing Ruiz from the ladder and lowering him to the ground. At 4:45 p.m., paramedics took Ruiz by ambulance to the emergency room at Sharp Memorial Hospital; Ruiz died shortly thereafter. An autopsy showed that Ruiz suffered electrical bums on his right lower leg and right forearm and identified electrocution as the cause of death. The California Occupational Safety
In March 2003, Ruiz’s wife, personally and as the representative of Ruiz’s estate (hereinafter collectively referred to as the Estate), filed this action against SDG&E and certain Does for negligence and wrongful death. The complaint alleged that Henkels’s crew was unfamiliar with high voltage transmission line work, was inadequately trained and staffed to do such work and engaged in unsafe practices in carrying out the work. It further alleged that SDG&E and SDG&E’s agents controlled the job and violated applicable rules, regulations and SDG&E’s own safety standards by failing to (1) ensure that the crew discussed the risk of induction from working near a tie-line that remained energized; (2) verify that the crew was adequately trained in high voltage transmission line work; and (3) stop unsafe work practices (particularly inadequate grounding on the tower). The Estate also alleged that SDG&E and SDG&E’s agents failed to undertake proper rescue measures after Ruiz was injured.
In July 2003, the Estate amended the complaint to name HWI as a Doe defendant. In April 2004, HWI brought a motion for summary judgment, arguing that under Privette and Hooker, the Estate’s claims failed because the evidence showed that it did not control Henkels’s work and that in any event its conduct did not affirmatively contribute to Ruiz’s death, which it contended resulted from Ruiz’s removal of his personal ground before he finished taking the ladder and other equipment down from the top tier of the tower.
The Estate opposed HWI’s motion on numerous grounds. First, it argued that HWI was liable for Ruiz’s death as SDG&E’s agent because the SDG&E contract and policies required HWI to monitor the work to ensure jobsite safety. In support of this argument, the Estate submitted evidence of SDG&E’s written standard practices, as well as evidence that HWI routinely employed former SDG&E employees (including Richards), maintained offices onsite at an SDG&E facility and used SDG&E’s computers and communication equipment. It also submitted Fairbaim’s declaration that because the crew’s prior work related to distribution lines (having previously worked on only one 69kv transmission line on wood poles), the crew was relying on Richards’s advice as to how to safely work the job. (The declaration did not indicate that this reliance was ever communicated to either HWI or SDG&E.)
Second, the Estate argued that under the Public Utilities Code and Public Utility Commission (PUC) regulations, SDG&E had a nondelegable duty to protect the safety of linemen working on its electrical system and that this duty extended to HWI. It submitted expert declarations indicating that SDG&E (1) violated industry standards and state law by failing to ensure that the crew was qualified and had the proper equipment to do the work and that the crew used safe work procedures in doing the work; (2) permitted the work to continue under extremely hazardous conditions; (3) directly contributed to the risk of unnecessary electrocution by putting TL 23002 back in service while Ruiz and Fairbaim were still working on the tower, without notifying the crew or seeking the necessary clearance to do so; and (4) breached its duty to timely rescue Ruiz.
Finally, the Estate argued that because HWI did not hire Henkels to do the work, the analyses of
Privette
and
Hooker
were inapplicable and that, even if such analyses did apply to HWI, the evidence established
The superior court granted HWI’s motion, finding that HWI’s evidence showed that the company did not affirmatively contribute to Ruiz’s death, that the Estate’s evidence in opposition was insufficient to create a triable issue of fact in this regard and that HWI’s failure to stop unsafe activities was insufficient to establish liability under Hooker. The court also found that the PUC’s orders and rules were not specific enough to create nondelegable duties. It thereafter entered judgment in HWI’s favor.
The Estate appeals from the resulting judgment, contending: (1) Privette and Hooker do not preclude its claims against HWI because HWI did not hire Henkels and thus HWI can be held vicariously liable for injuries resulting from Henkels’s negligence; (2) SDG&E had a nondelegable duty to protect Ruiz’s safety and HWI, as SDG&E’s agent, is also hable for the breach of that duty notwithstanding Privette and Hooker, (3) even if Privette and Hooker apply, summary judgment was inappropriate because the evidence establishes triable issues of fact as to (A) whether HWI’s exercise of retained control over Henkels’s work affirmatively contributed to Ruiz’s death and (B) whether HWI was negligent in failing to assist in rescue efforts.
DISCUSSION
1. Vicarious Liability Under the Peculiar Risk Doctrine
At common law a person who hired an independent contractor was not liable to third parties for injuries caused by the contractor’s negligent performance of the work.
(Privette, supra,
The peculiar risk doctrine was eventually expanded to allow an employee of a subcontractor to recover from a nonnegligent hirer (usually, a general contractor or a property owner) for injuries caused by the subcontractor’s negligence.
(Privette, supra,
5 Cal.4th at pp. 696-698.) However, in
Privette
the California Supreme Court reconsidered the applicability of the peculiar risk exception in such cases and concluded that the injured employee of a negligent
Applying
Privette,
the California Supreme Court has also held that a person who hires an independent subcontractor to do inherently dangerous work, but fails to contractually or otherwise require that the subcontractor take special precautions to avoid the peculiar risks involved in the work, cannot be held liable under the peculiar risk doctrine for injuries to the
subcontractor’s employee.
(Toland v. Sunland Housing Group, Inc.
(1998)
The high court most recently addressed whether the hirer of an independent contractor may be liable for injuries to the contractor’s employee resulting from the contractor’s negligence under the theory that the hirer retained control of the work but negligently exercised that control.
(Hooker, supra,
The Estate argues that the foregoing cases only address the tort liability of a property owner or general contractor who hires the independent contractor and. that because HWI did not hire Henkels to do the replacement work, the analyses of those cases do not apply here. Although we agree that this case is factually distinguishable from Privette and Hooker in this respect, we conclude that this factual distinction is legally insignificant. As alleged in the complaint, the Estate’s claims are based on the theory that HWI, as the agent of the hirer, is liable to the independent contractor’s employee for injuries primarily caused by the negligence of the independent contractor. However, the policies enunciated in Privette and Hooker are equally applicable in determining the liability of the hirer’s agent.
As explained in Privette, the peculiar risk doctrine is based on the underlying notion that as between two nonnegligent parties (that is, the person who contracted for the work and the victim of the contractor’s negligence), the risk of loss occasioned by the work is more fairly allocated to the person for whose benefit the job is undertaken.
(Privette, supra,
In carrying out Henkels’s contract with SDG&E, Ruiz was engaged in work that posed a special risk of harm and his injuries arose out of work for which Henkels bore primary responsibility. Henkels’s liability is limited to the benefits available under the workers’ compensation law and thus principles of equitable indemnity are not available to shift the liability back to the party who was primarily responsible for the injuries. Under these circumstances, it would be “illogical and unfair” to impose greater derivative liability on HWI than the law would impose on Henkels for its direct negligence in causing Ruiz’s injuries. (Cf. Toland, supra, 18 Cal.4th at pp. 267, 270.) Privette and its progeny preclude such a result.
2. Premises Liability/Nondelegable Duty
Citing primarily
Snyder v. Southern Cal. Edison Co.
(1955)
A hirer has a duty to maintain its premises in a reasonably safe condition for the employees of its independent contractors.
(Grahn
v.
Tosco Corp.
(1997)
However, “not every dangerous condition on the hirer’s premises subjects the hirer to liability for physical harm to the independent contractor’s employees.”
(Grahn, supra,
The California Supreme Court is currently considering whether a property owner’s liability for injuries to an independent contractor’s employee arising from a concealed hazardous condition on the premises is limited by the principles of Privette. (Kinsman v. Unocal Corp. (Cal. App.), review granted Oct. 29, 2003, SI 18561 ). We need not reach the issue of whether Privette and the cases following it preclude a property owner from being liable to an independent contractor’s employee for breach of a nondelegable duty to maintain its property in a reasonably safe condition in this case, however, for one very simple reason: assuming that SDG&E had a nondelegable duty to maintain the safety of its electric utility systems for the benefit of the employees of independent contractors hired to work on those systems, the Estate cites us no authority, and we find none, to establish that SDG&E’s attempt to delegate such a duty to an agent creates liability on the part of the agent.
The Estate points to Labor Code section 6400, subdivision (b) as establishing a basis for HWI’s liability. That statute provides that, in the event of a jobsite hazard that violates a Cal-OSHA requirement, Cal-OSHA may cite not only the employer whose employees were exposed to the hazard, but also those employers who were responsible, by contract or practice, for health and safety conditions on the worksite or who had the responsibility to correct the hazard.
(Id.,
§ 6400, subd. (b)(3), (4).) However, this statute does not create civil liability on the part of specified “employers” to injured employees, for breach of a nondelegable duty or otherwise. (See
Waste Management Inc. v. Superior Court
(2004)
The Estate’s reliance on Public Utilities Code sections 702 and 2106 and PUC General Order 95, rule 31.1 is similarly misplaced. Those statutory and regulatory provisions govern the obligations of a public utility and a utility’s liability to persons injured by its violations of applicable constitutional, statutory or regulatory requirements. The provisions address only the obligations and liability of a utility, i.e., SDG&E, and do not establish a basis for liability on the part of HWI.
Finally, the Estate relies on Civil Code section 2343 as the basis for imputing SDG&E’s nondelegable duties to HWI. That statute provides that an agent is liable to third persons for wrongful acts taken in the course of the agency. (Civ. Code, § 2343, subd. 3.) However, the statute only makes an agent liable for affirmative misfeasance; it does not render an agent liable to third parties
for the failure to perform duties owed to his principal. (Mears v. Crocker First Nat. Bank
(1950)
A. Retained Control
Under
Hooker,
a hirer of an independent contractor remains liable to an employee of the contractor who is injured during the course of the work where the hirer’s retains control over the details of the work and its conduct “affirmatively contribute[s]” to the employee’s injuries.
(Hooker, supra,
27 Cal.4th at pp. 211-212; see also
Biles v. Exxon Mobil Corp.
(2004)
As discussed above, the evidence shows that Henkels was responsible for the work and for ensuring that the work was properly and safely performed and that it contractually assumed responsibility for the safety, of its employees. Although SDG&E retained the ability to control safety conditions at the jobsite and hired HWI to monitor such conditions, HWI’s failure to exercise control in the face of unsafe work practices by the Henkels crew is not actionable.
(Hooker, supra,
The Estate relies on
Ray, supra,
The Court of Appeal reversed the trial court’s grant of summary judgment in favor of TCA and Silverado, based in large
The facts of Ray are distinguishable from the facts presented here in several important respects. In Ray, the general contractor and the agency not only retained the right to control traffic safety, but also contractually precluded the subcontractor from implementing the precise safety precaution that the plaintiff contended was necessary to protect the public, including her husband, from the risk of falling debris. The plaintiff’s theory was that Silverado and TCA owed her husband a duty, not as the employee of a subcontractor on the job but as a member of the public using the road, and that their breach of this duty to keep the roadway safe caused his death. (Ray, supra, 98 Cal.App.4th at pp. 1128-1129.)
Here, the Estate’s theory of liability is based on the notion that HWI owed a duty to Ruiz
as an employee of Henkels
to make sure that Henkels’s crew used safe work practices in replacing the insulators on the tower. However, the contracts between the parties here placed the duty of ensuring that adequate safety precautions were in place during the work on Henkels, not on HWI, and, unlike the situation in
Ray,
there is no evidence that SDG&E prohibited Henkels from undertaking practices or procedures that Henkels believed were necessary to keep the crew members working on the tower safe. That HWI was authorized to stop the work if Henkels failed to comply with its contractual obligations, but did not use that authority, is not sufficient to establish liability.
(Hooker, supra,
B. Failure to Undertake Adequate Rescue Measures
Finally, the Estate contends that SDG&E had a duty under the California Code of Regulations and industry standards to have a rescue plan in the event of injury to someone who was working on an electric utility tower. It contends that HWI breached this duty by failing to ensure that there was a bucket truck on site that was tall enough to reach the top phase of the tower, failing to request that TL 23006 be deenergized once Ruiz was hurt, failing to immediately notify the SDG&E operations supervisor of the incident and failing to request that another crew member or an SDG&E representative assist Fairbaim in the rescue efforts. As with the Estate’s theory of HWI’s liability for SDG&E’s breach of nondelegable duties, however, the fact that SDG&E had certain duties to Ruiz does not mean that HWI also owed him those duties. In the absence of persuasive authority to establish that HWI owed Ruiz an affirmative duty to undertake rescue measures, the Estate has not established that the court erred in
DISPOSITION
The judgment is affirmed. HWI is entitled to recover its costs on appeal.
McConnell, P. J., and Benke, J., concurred.
A petition for a rehearing was denied July 7, 2005, and appellant’s petition for review by the Supreme Court was denied August 24, 2005.
