MEMORANDUM AND ORDER
Plaintiff Nashaun Ruffins (“Ruffins”) brings this action pursuant to 42 U.S.C. § 1983 (“§ 1983”), seeking money damages against defendants George B. Alexander, as Chairman of the New York State Division of Parole, the New York State Division of Parole (“NYS Parole”), and John Does 1-5, as yet unnamed employees thereof (collectively, the “NYS Parole defendants”), as well as Brian Fischer, as the Commissioner of the Department of Correctional Services for the State of New York, the Department of Correctional Services for the State of New York (“DOCS”), and John Does 6-10, as yet unnamed employees thereof (collectively, the “DOCS defendants”), alleging that defendants wrongfully detained plaintiff on two occasions for violations of a term of post-release supervision (“PRS”) that was unlawfully imposed by DOCS, in violation of his constitutional rights. Plaintiff also asserts claims of false arrest and imprisonment, negligence, and gross negligence under New York state law for the same alleged conduct by defendants. In particular, plaintiff contends that his PRS term was administratively imposed in 1999 by DOCS in violation of the Due Process Clause of the United States Constitution. Plaintiff was subsequently arrested for violations while serving his PRS sentence — once in 2007 and once in 2008 — and was incarcerated several months for each violation. Plaintiff asserts Section 1983 claims for these periods of incarceration and contends that he should not have been sentenced to any term of PRS, since the judge did not impose PRS at plaintiffs sentencing in 1999.
Defendants now move to dismiss the § 1983 claims against them. In his opposition papers and at oral argument, plaintiff conceded that the § 1983 claims against DOCS and NYS Parole, as well as those against the individual defendants in their official capacities, are barred by the Eleventh Amendment. Thus, the only remaining federal claims are those against *389 the individual defendants in their individual capacities pursuant to § 1983.
For the reasons set forth below, defendants’ motion to dismiss, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, is granted on grounds of qualified immunity with respect to claims regarding plaintiffs arrest and incarceration in 2007 for violation of the terms of his PRS, and the Court seeks additional briefing on the qualified immunity issue for plaintiffs’ arrest and incarceration in 2008 for a separate violation of the terms of his PRS.
In
Earley v. Murray,
The arrest and incarceration in 2008 for another PRS violation, however, requires additional briefing by the parties on the issue of qualified immunity. In particular, in 2008, two New York Court of Appeals decisions resolved the disagreement among lower state courts in the wake of
Earley
and made clear that, under state law, the mandatory PRS term had to be imposed at the time of sentencing to be valid.
See People v. Sparber,
I. Background
A. Facts
The following facts are taken from the complaint (“Compl.”), as well as several exhibits attached to the defendants’ moving papers. 2 These facts are not findings of fact by the Court, but rather are assumed to be true for the purpose of deciding this motion and are construed in a light most favorable to plaintiff, the non-moving party.
Plaintiff was sentenced on October 27, 1999 in the Supreme Court, Suffolk County, to two concurrent determinate prison terms of eight years, pursuant to Penal Law § 70.02. (Meier Deck, Ex. B.) He was received into the custody of DOCS on December 9, 1999. (Meier Deck, Ex. C.) On March 27, 2007, plaintiff was released from *391 custody and began serving his five-year term of PRS. (Meier Decl., Ex. D.)
Plaintiff claims that he was never sentenced by any judge to any term of PRS. (Compl. ¶¶ 18, 25.) Instead, plaintiff alleges that unknown employees of DOCS, namely John Does 6-10, imposed the PRS term. (Compl. ¶¶ 19, 26.)
Subsequent to his release from DOCS’ custody in March 2007, plaintiff was incarcerated in April 2007 for a violation of the terms of his PRS. (Compl. ¶ 16.) The incarceration was based upon a violation petition allegedly filed by an unknown agent or agents of NYS Parole, namely John Does 1-5. (Compl. ¶ 17.) Plaintiff was released from the custody of DOCS in July 2007. (Compl. ¶ 20.)
Plaintiff was again confined by DOCS in April 2008 for a violation of the terms of his PRS. (Compl. ¶ 23.) A violation petition was allegedly filed by John Does 1-5 of NYS Parole. (Compl. ¶ 24.) Pursuant to New York Correction Law § 601-d, DOCS referred plaintiff back to the sen-fencing court and on September 17, 2008, pursuant to Penal Law § 70.85, the court re-sentenced plaintiff to his original sentence without any term of PRS. (Meier Deck, Exh. E.) Plaintiff was released by DOCS on September 26, 2008. (Compl. ¶ 27.)
B. Procedural History
Plaintiff filed this action on December 29, 2008. Defendants filed the instant motion on April 10, 2009. Plaintiff submitted his opposition on May 13, 2009. Defendants submitted their reply on May 29, 2009. Oral argument was held on June 19, 2009. This matter is fully submitted.
II. Standard of Review
In reviewing a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6),
3
the court must accept the factual allegations set forth in the complaint as true and draw all reasonable inferences in favor of the plaintiff.
See Cleveland v. Caplaw Enters.,
The Supreme Court recently clarified the appropriate pleading standard in
Ashcroft v. Iqbal,
— U.S. —,
III. Discussion
Plaintiff asserts several causes of action pursuant to § 1983 based upon the alleged violations of his rights under the Fourth, Fifth, and Fourteenth Amendments to the United States Constitution. Specifically, plaintiff alleges that his constitutional rights were violated by the defendants, including the individual defendants in their individual capacities, when they wrongfully imposed the PRS term and then twice incarcerated him, once in 2007 and once in 2008, for violations thereof.
Under § 1983, a plaintiff must show: (1) the deprivation of any rights, privileges or immunities secured by the Constitution and federal law, (2) by a person acting under the color of state law. 42 U.S.C. § 1983. § 1983 does not itself provide substantive rights but in fact offers “a method for vindicating federal rights elsewhere conferred.”
Patterson v. County of Oneida,
Here, defendants do not argue that they did not act under color of state law. Instead, defendants move to dismiss the § 1983 claims on the following grounds: (1) plaintiffs claims are barred by the statute of limitations; (2) defendants are entitled to qualified immunity for their actions; (3) plaintiff has failed to sufficiently allege the personal involvement of the individual defendants in the alleged violations of his rights; and (4) plaintiff fails to state a § 1983 claim for false arrest and impris *393 onment because his arrests in 2007 and 2008 were based on probable cause. The Court examines the first two arguments and seeks additional briefing before addressing the remaining two.
A. Statute of Limitations
As a threshold matter, defendants argue that any claims under § 1983 are based upon the alleged unlawful imposition of the PRS term, which occurred in 1999, and are thus barred by the applicable three-year statute of limitations. The Court disagrees.
As there is no federal statute of limitations governing the Reconstruction-era civil rights statutes, the Supreme Court has advised that “federal courts should select the most appropriate or analogous state statute of limitations” to determine the proper limitations period.
Goodman v. Lukens Steel Co.,
However, federal law governs the question of when a § 1983 claim accrues.
See M.D. v. Southington Bd. of Educ.,
In the instant case, it is undisputed that plaintiffs cause of action under § 1983 runs three years from the date of its accrual. There is a dispute, however, about the accrual date. Defendants argue that the time of accrual is the point in time that plaintiff had reason to know of the injury — which they claim is the imposition of the PRS term to his sentence — and that time was either (1) on the date of his sentencing in October 1999, due to the public availability of N.Y. Penal Law § 70.45, which stated that PRS was a mandatory component of his sentence (see Meier Deck, Ex. B), or (2) December 16, 1999, when plaintiff was given a copy of a Legal Date Computation form by DOCS, which indicated the addition of PRS by the notation “PRS 05 00 00.” (See Meier Deck, Ex. C.) The parties thus dispute the characterization of the alleged injury; defendants’ position is that the injury was the allegedly unlawful imposition of the PRS terms in 1999, while plaintiffs position is that the trigger for accrual was the time of his release from his last incarceration on September 26, 2008.
Defendants point to
Sullivan v. New York State Department of Correctional Services,
07 Civ. 7177(SHS)(FM),
As the Second Circuit has noted, “in the case of some actions brought under § 1983, this general rule [under federal law that the time of accrual is that point in time when the plaintiff knows or has reason to know of the injury which is the basis of his action] is subject to the Supreme Court’s analysis in
[Heck v. Humphrey,
We hold that, in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid, a § 1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus, 28 U.S.C. § 2254. A claim for damages bearing that relationship to a conviction or sentence that has not been so invalidated is not cognizable under § 1983. Thus, when a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of *395 the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated.
Importantly, the Supreme Court expressly stated in Heck that a plaintiffs § 1983 claim does not accrue until the underlying sentence or conviction is invalidated; thus, in this case, plaintiffs § 1983 cause of action did not accrue until September 17, 2008, when the state court re-sentenced him without any PRS term. (See Meier Decl., Ex. E.) The Supreme Court explained:
Under our analysis the statute of limitations poses no difficulty while the state challenges are being pursued, since the § 1983 claim has not yet arisen. Just as a cause of action for malicious prosecution does not accrue until the criminal proceedings have terminated in the plaintiffs favor, 1 C. Corman, Limitation of Actions § 7.4.1, p. 532 (1991); Carnes v. Atkins Bros. Co.,123 La. 26 , 31,48 So. 572 , 574 (1909), so also a § 1983 cause of action for damages attributable to an unconstitutional conviction or sentence does not accrue until the conviction or sentence has been invalidated.
Heck,
Heck’s application to the instant matter is straightforward. PRS terms, like good-time credits or parole terms,
see, e.g., Edwards v. Balisok,
Postrelease supervision is significant. Upon release from the underlying term of imprisonment, a defendant must be furnished with a written statement setting forth the conditions of postrelease supervision in sufficient detail to provide for the defendant’s conduct and supervision (see Penal Law § 70.45[3]). In addition to supervision by and reporting to a parole officer, postrelease supervision may require compliance with any conditions to which a parolee may be subject (see id.), including, for example, a curfew, restrictions on travel, and substance abuse testing and treatment. Moreover, postrelease supervision may require up to six months of participation in a residential treatment facility immediately following release from the underlying term of imprisonment (see id.; Correction Law § 2[6]). A violation of a condition of postrelease supervision can result in reincarceration for at least six months and up to the balance of the remaining supervision period, not to exceed five years (see Penal Law § 70.45[1]).
Catu,
In addition, the fact that the PRS term was added administratively, rather than judicially, does not render it a separate component from plaintiffs sentence and thus beyond the reach of
Heck.
As discussed
infra,
the New York Court of Appeals has expressly stated that such addition of a PRS term by DOCS, although made by an administrative body, is nonetheless performed in a judicial capacity.
See Garner,
*397
Accordingly, because plaintiff filed the complaint in the instant action within three years of having the PRS term removed from his sentence by the re-sentencing court, the Court concludes that his § 1983 claims are timely.
See Scott v. Fischer,
No. 07 Civ. 11303(NRB),
B. Qualified Immunity
Defendants argue that all of the individual defendants are entitled to dismissal of the § 1983 claims against them on the grounds of qualified immunity. As set forth below, the Court finds that there are three relevant time periods for defendants’ actions. The Court concludes that defendants are entitled to qualified immunity for their actions during the first two periods— namely, (1) pre-Earley, and (2) post-Nar ley and pre-Sparber/Gamer. However, the Court requires additional briefing to determine the applicability of the doctrine of qualified immunity to the plaintiffs incarceration in the post-Sparber/Gamer period.
1. Legal Standard
“Qualified immunity shields government officials performing discretionary functions ‘from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’ ”
Zellner v. Summerlin,
According to the Second Circuit, government actors may be shielded from liability for civil damages if their “conduct did not violate plaintiffs clearly established rights, or if it would have been objectively reasonable for the official to believe that his conduct did not violate plaintiffs rights.”
Mandell,
As the Second Circuit has also noted, “[t]his doctrine is said to be justified in part by the risk that the ‘fear of personal monetary liability and harassing litigation will unduly inhibit officials in the discharge of their duties.’ ”
McClellan v. Smith,
Still, the Second Circuit has emphasized that “a defendant presenting an immunity defense on a Rule 12(b)(6) motion instead of a motion for summary judgment must accept the more stringent standard applicable to this procedural route.”
McKenna v. Wright,
In a recent decision, the Supreme Court held that, in evaluating a qualified immunity defense, a court no longer needs to first determine that a plaintiffs constitutional rights were in fact violated.
See Pearson,
2. Application
“A plaintiff who seeks damages for violation of constitutional or statutory rights may overcome the defendant official’s qualified immunity only by showing that those rights were clearly established
at the time of the conduct at issue.” See Davis v. Scherer,
Plaintiff claims that when he was sentenced in October 1999, the sentencing court did not advise him of any PRS term. However, pursuant to New York Penal Law § 70.02, because plaintiff was sentenced as a class B violent felony offender, he was required to serve a mandatory five-year period of PRS.
See
N.Y. Penal Law § 70.02. At the time, “New York state courts routinely upheld the administrative imposition of mandatory PRS.”
See Scott,
On June 9, 2006, the Second Circuit decided
Earley v. Murray,
Wampler went on to articulate a broader holding: The judgment of the court establishes a defendant’s sentence, and that sentence may not be increased by an administrator’s amendment. Wampler thus provides clearly established Supreme Court precedent supporting Earley’s claim. The only cognizable sentence is the one imposed by the judge. Any alteration to that sentence, unless made by a judge in a subsequent proceeding, is of no effect.
The sentence imposed by the court on Earley was six years in prison. The judgment authorized the state to incarcerate him for six years and no more. Any addition to that sentence not imposed by the judge was unlawful. Yet *400 Earley was subjected to further custody. Post-release supervision, admitting of the possibility of revocation and additional jail time, is considered to be “custody.” Earley was released from prison in 2004 but was reincarcerated for violating the terms of his PRS and is currently in prison.
Earley’s imprisonment was authorized not by the sentence as calculated by DOCS but by the judgment of the court. If, as in Wampler, an erroneous order of commitment prepared by the clerk of court with the court’s knowledge cannot alter the sentence imposed by the court, then plainly a later addition to the sentence by an employee of the executive branch cannot do it. Only the judgment of a court, as expressed through the sentence imposed by a judge, has the power to constrain a person’s liberty. The state court’s determination that the addition to Earley’s sentence by DOCS was permissible is therefore contrary to clearly established federal law as determined by the United States Supreme Court.
New York’s Department of Correctional Services has no more power to alter a sentence than did the clerk of the court in Wampler. Earley’s sentence was therefore never anything other than the six years of incarceration imposed on him by the judge at his sentencing hearing and recorded in his order of commitment. The additional provision for post-release supervision added by DOCS is a nullity. The imposition of a sentence is a judicial act; only a judge can do it. The penalty administratively added by the Department of Corrections was, quite simply, never a part of the sentence.
Earley,
[W]hen DOCS discovered the oversight made by Earley’s sentencing judge, the proper course would have been to inform the state of the problem, not to modify the sentence unilaterally. The state then could have moved to correct the sentence through a judicial proceeding, in the defendant’s presence, before a court of competent jurisdiction.
Because we find that clearly established Supreme Court precedent renders the five-year PRS term added to Earley’s sentence by DOC S invalid, we vacate the district court’s judgment and remand the case for that court to determine whether Earley’s petition for a writ of habeas corpus was timely filed. Should the district court determine that the petition was timely, it is instructed to issue a writ of habeas corpus excising the term of post-release supervision from Earley’s sentence and relieving him of any subsequent penalty or other consequence of its imposition. Our ruling is not intended to preclude the state from moving in the New York courts to modify Earley’s sentence to include the mandatory PRS term.
Id. at 76-77. The court did note, however, that at the time it was unclear under New York law whether such a motion by the *401 state could be timely made. See id. at 77 n. 2.
In 2008, the New York Court of Appeals also held that the administrative imposition of a PRS term is invalid but on different grounds. In
People v. Sparber,
[E]ven in cases with mandatory PRS terms, the defendant still has a statutory right to hear the court’s pronouncement as to what the entire sentence encompasses, directly from the court. CPL 380.20 and 380.40 reflect the view that sentencing is a critical stage of criminal proceedings that is of “monumental significance because it determines the price society will exact for the particular transgressions involved” (People v. Perry,36 N.Y.2d 114 , 119,365 N.Y.S.2d 518 ,324 N.E.2d 878 [1975]). Because that is so, a clerk’s notations on a worksheet or a commitment sheet, which are presumably recorded outside of the defendant’s presence, do not satisfy the statutory mandate.
Moreover, judicial endorsement of the clerk’s actions, through any method other than pronouncement in the defendant’s presence, could not cure the sentencing courts’ PRS errors. CPL 380.20 and 380.40 impose a distinct obligation . upon “the court[.]” That duty is nondelegable; it applies to sentences that are determinate and indeterminate, mandatory and discretionary.
Id.
at 465,
In a case issued by the Court of Appeals on the same day as
Sparber,
the court held that a writ of prohibition barring DOCS from adding a mandatory period of PRS could issue because, pursuant to CPL 380.20 and 380.40, only the sentencing judge is authorized to pronounce the PRS component of a sentence.
See Garner,
In response to the Gamer and Sparber decisions, the New York legislature passed Correction Law § 601-d, which created a *402 procedure by which improperly sentenced defendants could be identified and resentenced. That law became effective June 30, 2008.
The evolving legal landscape discussed above suggests that there are three distinguishable time periods in the qualified immunity analysis here: (1) the time period before the Second Circuit’s decision in
Earley;
(2) the time period following
Earley
but prior to the 2008 New York Court of Appeals decisions in
Sparber
and
Garner;
and (3) the time period following
Sparber
and
Gamer.
The question in each time frame is whether the defendants violated clearly established federal statutory or constitutional rights of which a reasonable person would have known.
See Pearson,
a. Pr e-Earley
Defendants argue that the administrative imposition of plaintiffs PRS term occurred seven years prior to Earley and, thus, it was not clearly established at that time that such administrative imposition violated plaintiffs constitutional rights, and it was objectively reasonable for the defendants to believe that their conduct did not violate plaintiffs rights. The Court agrees.
At the time that plaintiff was sentenced to his original sentence — and the PRS term was added by DOCS shortly thereafter — the state law requiring the mandatory term of PRS in a conviction such as that of plaintiffs was only one-year old. “In eliminating parole for all violent felony offenders in 1998, the Legislature enacted a scheme of determinate sentencing to be followed by periods of mandatory postrelease supervision
(see
L 1998, ch 1 [Jenna’s Law]), and defined each determinate sentence to ‘also include[ ], as a part thereof, an additional period of post-release supervision’ (Penal Law § 70.45[1];
see also
Senate Mem. in Support, 1998 McKinney’s Session Laws of NY, at 1489 [describing postrelease supervision as ‘a distinct but integral part of the determinate sentence’]).”
Catu,
Although the sentencing court did not orally pronounce the addition of plaintiffs PRS, the administrative addition of such a term, whether by a clerk of the court or by DOCS, was consistently upheld as valid by New York courts at that time.
Scott,
*403 In light of the overwhelming authority upholding such administratively added PRS terms pr e-Earley, purportedly pursuant to New York Penal Law, the Court concludes that it was not clearly established during the pr e-Earley time period that the administrative imposition of a mandatory PRS term violated any prisoner’s constitutional rights.
The Court is aware that
Earley
expressly stated, however, that the right an individual had to have his sentence pronounced by a court was “clearly established” seventy years prior by the Supreme Court in
Wampler.
However, the Second Circuit's determination was made in the context of an application for a writ of habeas corpus, which is distinct from the context of qualified immunity analysis. Several circuits have made clear that the phrase “clearly established federal law” for the purposes of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) in the habeas context has a different meaning from “clearly established federal law” for the purposes of qualified immunity.
See, e.g., Williams v. Ballard,
At the time the Second Circuit had
Earley
before it for consideration, the relevant law may have been clearly established for the purposes of AEDPA and not clearly established for the purposes of qualified immunity. That is, courts applying Supreme Court precedent, namely,
Wampler,
should have recognized that the imposition of PRS by anyone other than the sentencing judge was contrary to federal law. That does not necessarily mean, however, that a government official should have recognized the same. Indeed, it is difficult to say that DOCS and NYS Parole officials were obligated to understand the constitutional ramifications of
Wampler
with respect to Jenna’s Law when New York state and federal courts apparently could not understand the distinction themselves. Such a result would undermine the purpose of qualified immunity, which is to shield government officials in the exercise of their duties under these kinds of circumstances. It was objectively reasonable
*404
for defendants to rely on the caselaw authority, particularly in light of the silence in the language of Jenna’s Law with respect to how the PRS would be imposed, to add a mandatory term of PRS in the custody papers of a prisoner. Indeed, they believed that they were not adding this term themselves but were only noting what was mandated by law on the documents. In reaching this conclusion, the Court joins several other courts in this Circuit that have reached the same conclusion based on sound analysis.
See, e.g., Rodriguez v. Fischer,
No. 08-CV-4662 (SJF)(MLO),
In sum, from the time that Jenna’s Law was enacted to the time the Second Circuit rendered its decision in Earley, it was not clearly established that DOCS’ addition of a term of PRS was in violation of Ruffins’s constitutional rights, and it was objectively reasonable for defendants to have administratively imposed the PRS term. Accordingly, the defendants are entitled to qualified immunity protection for their actions pre-dating Earley, including the addition of the PRS term in 1999.
b. Post-Earley and Pre-Sparber/Gamer
Defendants further argue that the Second Circuit’s decision in Earley did not clearly establish, for the purposes of qualified immunity, that the administrative imposition of a period of PRS violated a constitutional right. (See Defs.’ Mem. of Law at 8.) The Court agrees and, thus, the defendants are entitled to qualified immunity for their actions during the post-Nar ley, pre-Sparber/Gamer period.
As set forth in the legal standard for qualified immunity discussed supra, defendants are entitled to qualified immunity if it was objectively reasonable for them to believe that their actions did not violate plaintiffs constitutional rights. Despite the clarity of Earley in holding that the only sentence legally imposed is that which is pronounced by a judge, the Court concludes that it was objectively reasonable for all DOCS and NYS Parole officials to believe that continued enforcement of an administratively imposed period of PRS (pending guidance on an appropriate remedy) was not in violation of a prisoner’s constitutional rights.
As a threshold matter, the Court addresses the scope of the
Earley
decision. The Second Circuit in
Earley
held that the administrative imposition of PRS to a prisoner’s sentence violated a prisoner’s constitutional rights. The primary thrust of
Earley
is that DOCS could not administratively impose PRS; rather, PRS could only be imposed by a judge at sentencing or a resentencing proceeding. The Second Circuit explicitly stated that “the sentence imposed by the sentencing judge is controlling; it is this sentence that constitutes the court’s judgment and authorizes the custody of a defendant.” The Court further went on to announce the “basic principle of criminal sentencing,” that “[t]he only sentence known to the law is the sentence or judgment entered upon the records of the court.... Until corrected in a sentencing proceeding, it says what it was meant to say, and this by an irrebuttable presumption.”
Earley,
This issue was addressed, however, by Judge Korman on remand of Earley’s case. At that point, Judge Korman noted that Earley was “in the midst of serving a
*405
sentence for a violation of the terms of his release, after he served his six-year sentence in this case.”
Earley v. Murray,
No. 03-CV-3104 (ERK),
This brings me to the formulation of the appropriate remedy. Consistent with the instruction of the Second Circuit, I grant the petition for a writ of habeas corpus. Nevertheless, I stay the order for twenty-eight days to permit the sentencing court to exercise its power to conform the sentence to the mandate of New York law. Because petitioner has already served part of his PRS, I assume the correction of the sentence will be nunc pro tunc. If the sentence is corrected to include the PRS, the District Attorney may move for reconsideration of the order granting the writ and the petitioner may renew his claim that the conviction should be set aside for other reasons.
This is a defendant who needs supervised release. The remainder of his sentence and the period of supervision should not be disturbed because of a ministerial error that may be rectified easily.
Id. (emphasis added). Thus, Judge Korman ruled that the administrative imposition of PRS did not require immediate expungement of the prisoner’s PRS sentence nor did it require that the jailhouse doors be opened to release all prisoners whose PRS terms had been administratively, rather than judicially, imposed.
At the same time, during the period following the Second Circuit’s opinion in
Earley
but prior to the rulings of the New York Court of Appeals in
Sparber
and
Gamer,
New York state courts were offering no clear guidance regarding the holding of
Earley
or its application. Defendants point to several New York state court opinions during this time period that demonstrate that the New York courts were in severe disagreement as to
Earley
’s application. In fact, at least one New York state court expressed its own confusion regarding the proper procedure to follow to address illegally imposed administrative terms of PRS under
Earley.
In
People v. Keile,
No. 9917-98,
The Earley case creates confusion about the legal status of the term of post-release supervision that was added to defendant’s sentence by the Department of Correctional Services. If Earley correctly interpreted federal constitutional law, defendant’s sentence currently does not include a term of post-release supervision, and he may not be subjected to post-release supervision when he is released from prison, unless this court re-sentences him before then and imposes the term of post-release supervision that this court neglected to impose on the day of sentencing. But this court’s understanding of law is that the defendant cannot be resentenced at this point even though a determinate sentence without a period of [PRS] would violate state law (see People v. Riggins,164 A.D.2d 797 , 797,559 N.Y.S.2d 535 (1st Dep’t 1990) (court lacks inherent power to correct illegal sentence more than two years after sentencing unless court misspoke when imposing sentence)).
This court concludes that the New York appellate courts deserve an opportunity to decide whether to follow Earley, see People v. Kin Kan,78 N.Y.2d 54 , 60,571 N.Y.S.2d 436 ,574 N.E.2d 1042 (1991) *406 (interpretation of federal constitutional law by a lower federal court is persuasive but not binding authority on New York courts). Ordinarily, a court must follow its understanding of the law and await an appeal. But this is a unique situation. This defendant, numerous other defendants who have had a term of post-release supervision added to their sentences, the Department of Correctional Services, this court, and other courts need guidance about how to proceed in this situation.
Therefore, this court will resentence defendant and impose the mandatory term of five years of post-release supervision that was not imposed at sentencing. This resentencing will expedite appellate review of this issue.
Id.
at *2-3;
see also People v. Edwards,
No. 5588/2001,
To be sure, after the Second Circuit issued its opinion, some state courts embraced Earley, finding that administratively imposed PRS required that prisoners’ sentences be amended or prisoners should
be resentenced, while other courts followed
Earley
and concluded that the proper remedy was to remove PRS entirely from the prisoner’s sentence; still other courts concluded that
Earley
was not binding on New York state courts, and thus, under New York Penal Law, the five-year PRS term was automatically included in certain prisoners’ sentences, regardless of whether the PRS term was administratively or judicially imposed.
Compare People ex rel. Gerard v. Kralik,
imposition of PRS by DOCS into the prisoner’s commitment sheet] satisfied such a requirement”);
People v. Sparber,
*408 Thus, from the time that the Second Circuit issued its opinion in Earley in June 2006 until the New York Court of Appeals issued its opinions in the Sparber and Garner cases on April 29, 2008, it was not clearly established that DOCS could not enforce the terms of Ruffins’s PRS. Accordingly, it was objectively reasonable for defendants to have continued to enforce Ruffins’s PRS term and re-arrest him for violation of the terms of his PRS in 2007. Thus, the defendants are entitled to qualified immunity for their actions post -Earley in connection with plaintiffs arrest and incarceration in 2007.
c. Post-Sparber/Gamer
The two New York Court of Appeals cases following Earley, which were rendered during plaintiffs second re-incarceration in 2008, along with Correction Law § 601-d, clarified the legal landscape with respect to PRS. As discussed below, the Court concludes that additional briefing is necessary to address the qualified immunity issue during this time period for plaintiffs re-arrest and incarceration in 2008 for a PRS violation.
In
People v. Sparber,
(N.Y.2008), the Court of Appeals held that administratively imposed PRS is flawed because it does not comply with the statutory mandates of New York Criminal Procedure Law §§ 380.20 and 380.40.
See id.
at 460-61,
On the same day, the Court of Appeals also decided
Garner v. New York State Department of Correctional Services,
Thus, while
Sparber
and
Gamer
clearly reinforced that DOCS could not administratively impose PRS that had not been imposed at a judicial sentencing, the Court notes that both involved cases with factually distinct procedural postures — specifically,
Sparber
involved prisoners who were still serving their initial term of imprisonment, and
Gamer
involved a prisoner who was serving PRS but who had pled guilty and had not been informed of the mandatory PRS to which he was submitting himself. As mentioned earlier, the New York Court of Appeals had previously held in
People v. Hill,
After Sparber and Gamer, the New York legislature passed Correction Law § 601-d, which created a procedure by which improperly sentenced defendants could be identified and resentenced. This law became effective June 30, 2008, while Ruffins was still serving a term of imprisonment for his second PRS violation.
The Court concludes that further briefing is required by the parties regarding the post-Sparber/Gamer period of Ruffins’s imprisonment. Specifically, the parties’ briefs on the current motion focused on whether the law was “clearly established” prior to Earley, and post -Earley, but did not focus on this last period. Notably, the complaint and briefs are ambiguous as to the date in April 2008 on which Ruffins was arrested for his second violation of PRS. It is thus unclear whether Ruffms’s second arrest while on PRS occurred before or after the Court of Appeals issued the Sparber and Gamer opinions.
Moreover, there are several legal issues that require further briefing. For example, the Court notes that even the New York Court of Appeals decision in
People v. Sparber,
The Court intends to hold a phone conference to discuss the timing and scope of this supplemental briefing. Accordingly, the Court reserves decision pending the supplemental briefing as to whether defendants are entitled to qualified immunity in connection with Ruffins’s imprisonment post-Sparber/Gamer. 8
IV. Conclusion
For the foregoing reasons, the Court grants defendants’ motion to dismiss plaintiffs § 1983 claims on qualified immunity grounds for alleged unconstitutional conduct in connection with his arrest and incarceration for a PRS violation in 2007 prior to the decisions in Sparber and Garner. With respect to the § 1983 claim arising from plaintiffs arrest and incarceration in 2008, the Court requests additional briefing on the qualified immunity issue. A telephone conference will take place on April 20, 2010, at 11:00 a.m. to discuss the timing and scope of the supplemental briefing.
SO ORDERED.
Notes
. The Court recognizes that defendants also have moved to dismiss on other grounds: (1) that plaintiff's action is barred by the statute of limitations; (2) that there is no allegation that defendants were personally involved in the alleged constitutional deprivation; and (3) that plaintiff fails to state a claim under § 1983 for false arrest and imprisonment. As discussed infra, the Court finds the statute of limitations argument to be without merit. With respect to the other grounds, the Court declines to address those arguments before deciding the dispositive question of qualified immunity because the other grounds could potentially be remedied by amendments to the pleadings even if the motion were granted (and, to some extent, are intertwined with the qualified immunity issue). Thus, the Court will address those additional grounds only if it determines, after supplemental briefing, that there is no qualified immunity with respect to the remaining § 1983 claims in connection with the 2008 arrest and incarceration.
. With respect to the exhibits submitted by defendants, the Court takes judicial notice of the underlying state court sentence that was the basis of plaintiff's PRS term, as well as the administrative documentation of plaintiff’s custody and release from DOCS.
See, e.g., Holloway v. MacFarland,
Civil No. 07-2032(AET),
. In addition to the motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), defendants also move for dismissal pursuant to Federal Rule of Civil Procedure 12(b)(1). The Court is aware that ordinarily ''[a] court presented with a motion to dismiss under both Fed.R.Civ.P. 12(b)(1) and 12(b)(6) must decide the jurisdictional question first because a disposition of a Rule 12(b)(6) motion is a decision on the merits, and therefore, an exercise of jurisdiction.'"
Coveal v. Consumer Home Mortgage, Inc.,
No. 04 Civ. 4755(ILG),
. Moreover, defendants' position seems to lack support in caselaw addressing the statute of limitations applicable to § 1983 actions for false arrest and imprisonment. The statute of limitations in a § 1983 action for false imprisonment typically begins to run at the start of legal process in the detention, which, in this case, presumably would have been at the commencement of the parole hearings that resulted in his re-incarceration in 2007 and 2008, respectively.
See Wallace v. Kato,
. The Court notes that there were some cases during this time period in which New York state courts declined to uphold the administrative imposition of mandatory PRS.
See, e.g., People v. Bundy,
. But see supra note 5 and accompanying text. The Court notes that Ruffins was convicted after a jury trial; accordingly, he would not have been entitled to the benefit of any of the New York state court rulings that permitted prisoners whose PRS had been administratively imposed to withdraw their guilty pleas or waiver of the right to a trial by jury. The Court further notes that none of the cases -in which a guilty plea or jury trial waiver was *403 vacated due to administratively imposed PRS pre-dates the time at which Ruffins's PRS was administratively imposed in 1999.
. At the same time, a separate, but related, strand of case law in New York was developing regarding the administrative imposition of PRS to a prisoner’s sentence when the prisoner had pled guilty to a sentence that had not explicitly included PRS at the time of plea or sentencing.
See, e.g., People v. Hill, 9
N.Y.3d 189,
. For the reasons noted supra, the Court also declines to consider the other grounds for dismissal at this time (which, even if granted, could potentially be corrected by amendments to the pleadings) but rather will address those issues if, after the supplemental briefing, the Court concludes that the entire action is not barred by qualified immunity.
