107 Wash. App. 289 | Wash. Ct. App. | 2001
Two physicians diagnosed Sandra Ruff with porphyria, a rare, mostly hereditary disorder of blood enzymes. They testified before the Board of Industrial Insurance Appeals that the condition was caused by her workplace exposure to chemicals during a building remodel. On appeal to the superior court of the Board’s adverse decision on the worker compensation claim, the trial court excluded evidence of the causal relationship between the diagnosis of Ruff’s porphyria and her workplace chemical exposure based on Frye.
In September 1992, Sandra Ruff was working at a Highline Community College building that was being remodeled. The remodeling included painting and carpeting. During the first few days of remodeling, Ruff experienced headaches, watery and burning eyes, nausea, and difficulty sleeping. On the fourth day, after smelling a strong chemical odor, Ruff felt as if she was going to “pass out” and was taken to the hospital emergency room (ER). Upon arrival at the ER, Ruff immediately felt better. Ruff’s blood tests were normal, and the ER doctor diagnosed Ruff’s symptoms as an acute allergic reaction. Two days later, Ruff returned to work. But after two hours, she felt dizzy and weak. She also experienced numbness in her face and shortness of breath and left work early.
Prior to her workplace exposure to fumes, Ruff had a history of head injuries, headaches, depression, and anxiety. She saw a number of doctors for symptoms that included fatigue, sore throat, nausea, nasal congestion, cough, and vomiting. The doctors performed numerous blood, liver, and urine tests, as well as an Epstein-Barr virus test. Ruff’s test results were all normal.
Ruff saw her physician, internist Dr. Bliss, regarding the cough, weakness, dizziness, and nausea she experienced shortly after her workplace exposure. Dr. Bliss performed a physical exam, which was normal. He opined that Ruff had a panic reaction.
During the next four months, Ruff saw several doctors, including an allergy specialist, an ER physician, and a neurologist. The doctors examined Ruff, and she underwent pulmonary function tests, blood tests, urinalysis, an EKG (electrocardiogram), and an MRI (magnetic resonance imaging). The results of these tests were all normal, and the various doctors diagnosed her with panic disorder and depression.
In May 1993, Ruff saw Dr. David Buscher, who limits his practice to patients with allergies and chemical sensitivity. Based on Ruff’s account of her medical history and an
Ruff’s stool test was normal and only one of the four enzymes tested for in Ruff’s blood showed marginally abnormal levels. Ruff’s urine test revealed only slight elevation of two enzymes—coproporphyrin and porphobilinogen—that would normally be increased dramatically in the urine of porphyria patients. Based on these tests, Dr. Buscher concluded that Ruff suffered from “toxic effects of chemicals resulting in a disorder of porphyria metabolism and multiple chemical sensitivities.”
Ruff also saw Patricia Sparks, M.D., M.P.H., an occupational medical specialist in chemical exposure and epidemiology. Dr. Sparks was the acting director for the Occupational Safety and Health Administration and was on the clinical faculty at Harvard Medical School and Harvard School of Public Health. Dr. Sparks works as a medical consultant for the State’s Department of Labor and Industries (DLI). Dr. Sparks reviewed Ruff’s extensive medical record and also examined Ruff. Dr. Sparks concluded that Ruff’s symptoms were not typical for porphyria and that she did not meet even minimum clinical or laboratory thresholds for a porphyria diagnosis. Instead, she diagnosed Ruff with multiple chemical sensitivity, upper respiratory tract irritation from low levels of volatile organic compounds, panic disorder, and depression. Dr. Sparks did
Ruff then saw Dr. William Morton in April 1994. Dr. Morton is a professor of environmental medicine and epidemiology at Oregon Health Sciences University. He is board certified in preventative medicine and occupational medicine and first became interested in “chemically activated porphyria” in 1992.
Dr. Morton also ordered red cell enzyme and stool tests from the Mayo Laboratory. The stool tests showed normal porphyrin excretion. The levels of three of the four red cell enzymes tested normal. One of the enzymes, coproporphyrinogen oxidize, was marginally below normal, but Dr. Morton did not repeat the test as the Mayo Laboratory recommends. Dr. Morton also reviewed the result of a urine test ordered by Dr. Buscher earlier. As a result of these tests, Dr. Morton diagnosed Ruff with “chronic porphyria [] activated by chemical exposure.”
Ruff applied for worker’s compensation benefits based on her workplace exposure. In a February 1994 order, DLI accepted her claim as a toxic reaction to gas and vapors and agreed to pay bills associated with that claim prior to June 21, 1993. But it denied responsibility for Ruff’s depression, chronic fatigue syndrome, and somatization disorder, and closed Ruff’s claim. Ruff appealed the order to the Board of Industrial Insurance Appeals (Board). At the proceedings before an Industrial Appeals Judge, Ruff offered the testimony of Dr. Morton and Dr. Buscher that her alleged porphyria was caused by her workplace, exposure to chemi
Ruff appealed the Board’s decision to the superior court. Based on Frye, DLI moved to exclude Dr. Morton’s and Dr. Buscher’s testimony regarding the Mayo Laboratory red cell enzyme test and the claimed causal relationship between Ruff’s workplace exposure and her alleged porphyria. The trial court granted DLI’s motion to exclude. Thereafter, Ruff moved to dismiss her appeal in trial court based on the exclusion of the above evidence and the lack of other evidence to establish a prima facie case.
Ruff now appeals to this court the orders excluding testimony and dismissing her case.
Preservation
Ruff first argues that DLI failed to preserve before the Board its objection to the admissibility of Dr. Morton’s and Dr. Buscher’s testimony regarding (1) the use of the Mayo Laboratory red cell enzyme tests to establish the existence of Ruff’s alleged porphyria, and (2) the cause of Ruff’s alleged porphyria. We disagree.
The trial court, when conducting a de novo trial of an appeal from the Board of Industrial Insurance Appeals, acts in an appellate capacity and is entitled to independently resolve questions relating to the admission of evidence.
A review of the record before us shows that DLI objected at the proceedings before the Board to Dr. Morton’s testi
[Ruff’s counsel:] Based on your training and your experience, the opportunities you’ve had to see [Ruff], reviewing records, do you have an opinion as to what if any effect causatively the exposure [Ruff] had at work . . . around September 11, 1992, had upon the condition you’ve diagnosed . . . ?
[DLI counsel:] Objection.
[Dr. Morton:] The opinion is that [Ruff’s] workplace exposure to the fumes and dust and chemicals directly was the major contributing cause of her symptoms and that the porphyria and the porphyrin enzyme susceptibility provides a credible mechanism to explain the symptoms and the fact of her susceptibility.
[DLI counsel:] I am going to interpose an objection to that and move to strike the Doctor’s opinion for lack of foundation.
[DLI counsel:] I am going to interpose an objection by questioning Dr. Morton.
[DLI counsel:] Doctor, your opinion that the workplace exposure to paint fumes, dust, that you’d likely find in the context of remodeling is the major cause of Ms. Ruff’s ongoing symptoms. Is that explicable by the symptoms of porphyria? Is the basis of that, other than anything—other than experiences you’ve had with your own patients?
[Dr. Morton:] Well, there are innumerable cases published in which chemical exposure of one kind or another, particularly paints and solvents and metals, have led to the initiation or aggravation of symptoms.
[DLI counsel:] Let me see if I could narrow it down a little bit. My specific question was, are you relying on a particular study, and by study I mean printed in a peer review medical journal, the subject of studies involving a control group which is the basis of your opinion that in Ms. Ruff’s particular casef, ] the exposure that she suffered in her workplace to the particular chemical that she was exposed to contained in the remodeling*297 process have been proven on a more probable than not medical basis by survey of the study to cause or aggravate the porphyria?
[Dr. Morton:] My answer would be that I know of no case study of remodeling fumes or dust in relation to porphyria aggravation.
[DLI counsel:] Would you agree that without that type of data, others in the field of porphyria would be reluctant to rely upon your opinion?
[Ruff’s counsel:] Excuse me, that’s not voir dire, and I think we’ll proceed with direct. Counsel, you can do cross-examination later, okay?
[DLI counsel:] I think that I am entitled to make the record to support the foundation [for] my objection ... I think that one of the rules of evidence in [this] case, supposing it is suggested that the data that is replied [sic] upon by an expert in giving [an] opinion in order to be admissible must be shown to be the type relied upon by others in the field.[9 ]
Moreover, at the hearing before the industrial appeals judge, DLI renewed its objection to Dr. Morton’s deposition testimony excerpted above as well as his testimony on cross-examination that exposure to paints, solvents, glue, and diesel fumes causes porphyria:
[DLI counsel:] Judge Stewart, I’m aware of your earlier ruling on the foundation objections made in the direct examination portion of Dr. Morton’s deposition. For the record, however, I would like to renew that objection and that’s based on the grounds of Evidence Rule 703 as well as on the [Sjtate [S]upreme court case of Reese versus Stroh and some recent Board decisions, including one [where] the claimant’s name is Bergman. I don’t have the docket number but I could supplement the record with that, and Dr. Morton’s answers on cross-examination regarding the status of his theory and that it has not been published or subject to peer review.
[Judge:] All right.[10 ]
[Ruff’s counsel:] Based on your training and experience, the information you received and relied upon, your observations of [Ruff], do you have an opinion as to whether the condition that you’ve seen and treated her for bears any causal relationship to that [workplace] exposure [to chemicals]?
[Dr. Buscher:] Yes.
[DLI counsel:] I am going to insert an objection to that question and the answer on the grounds of foundation with respect to porphyria.
[Ruff’s counsel:] Why?
[DLI counsel:] On the grounds that there is no—[t]hat there is no scientific data to support the theory that low levels of various unidentified chemicals cause or aggravate porphyria in humans.
And the basis of the objection is Evidence Rule 703, the Supreme Court case of Reese v. Stroh, [and] the U.S. Supreme Court [case] of... Dow v. Dalbert [sic]. And a number of Board cases one of which is In re: Lori Anderson which has kept. . . nonmedical theories that aren’t widely accepted. . . out of the evidence on causation theory.
[Dr. Buscher:] My opinion is that Sandy Ruff’s exposures at work would have caused her to be ill with the present symptom complex.
[Ruff’s counsel:] . . . Other than the conditions you have diagnosed, would you have any other diagnostic entities that would explain what’s gone on with [Ruff] other than what you have expressed?
[Dr. Buscher:] There is no other cause I can think of.
[Ruff’s counsel:] Is there a particular type of porphyria that’s recognized to be associated with exposure to toxic substances?
[Dr. Buscher:] It’s called 0 toxic porphyria.
[Ruff’s counsel:] Is that what [Ruff] has?
*299 [Dr. Buscher:] Yes.[11 ]
As the above excerpts illustrate, DLI properly objected to the theory of porphyria being caused by exposure to chemicals on grounds that it was a novel theory not accepted by the majority of the medical community. The objection to the testimony regarding the cause and diagnosis of Ruff’s symptoms as porphyria together encompassed objections to the methodology of the Mayo Laboratory tests used by the doctors in making that diagnosis as not meeting the Frye standard.
Ruff’s argument that DLI’s objections were limited only to testimony about the causal relationship between porphyria and low level exposure to chemicals is unpersuasive. As the excerpts above show, the objections were not limited to challenging the theory that “low levels” of unidentified chemicals cause porphyria. Rather, the objections are properly read to challenge exposure to chemicals present during a building remodel, which was what Ruff experienced here.
Evidentiary Ruling
Ruff next contends that the trial court erred in striking testimony regarding the Mayo Laboratory test and the causal relationship between Ruff’s workplace exposure to chemicals and her alleged porphyria on grounds that it did not meet Frye standards for admissibility. We disagree.
To be admissible, expert testimony concerning novel scientific evidence must satisfy both Frye and ER
We review the admissibility of evidence under the Frye test de novo.
Relying on Reese v. Stroh,
This case is distinguishable from Reese. Unlike the doctor there, DLI clearly argued that the theory of “chronic porphyria” caused by odor-level chemicals present during building remodel lacked general acceptance in the medical community. As such, Dr. Morton’s and Dr. Buscher’s causation opinion squarely implicates Frye.
Dr. Morton’s and Dr. Buscher’s causation theory also has not achieved general acceptance among porphyria experts necessary for admission. Dr. Morton and Dr. Buscher admitted that they were a distinct minority with respect to their theory that exposure to ambient chemicals in the workplace during a building remodel causes porphyria and that the relevant medical community does not accept their theory. And Dr. Buscher stated in his deposition testimony that there are no journal articles substantiating his theory that exposure to unquantified amounts of chemicals in the ambient air causes porphyria.
Moreover, Dr. Morton conceded that his diagnosis of “chronic porphyria” to include patients with mild symptoms of porphyria such as Ruff was a minority view among porphyria experts. He acknowledged that most other porphyria experts diagnose porphyria only if highly abnormal amounts of porphyrin are present in urine or stool and blood, combined with severe skin blisters and constant neurological and cognitive problems. He also stated that his diagnosis of “chronic porphyria” is virtually synonymous
DLI presented the deposition testimony of Dr. Sparks. She stated that the medical literature does not support the theory that exposure to chemicals in the ambient air causes porphyria. She acknowledged that there have been a few cases where porphyria symptoms were precipitated by an environmental chemical exposure. But she explained that those exposures were to identified toxic chemicals such as hexachlorobenzene at massive levels through ingestion so that one could not extrapolate that situation to exposure to unidentified chemical fumes during a building remodel.
DLI also submitted the deposition testimony of Dr. Burton. Dr. Burton stated that the theory that exposure to chemicals in the air causes porphyria has not been tested in control group studies, supported by adequate documentation, or accepted by the medical community. He also stated that the concentration of chemicals that occurs at an odor-level exposure in a building remodel is not sufficient to impair the heme biosynthesis process so as to cause porphyria.
Finally, peer reviewed medical literature dismisses the theory that short-term ambient exposure to chemicals causes porphyria:
Unfortunately, there have been efforts recently to define porphyria as a generalized sensitivity to chemicals, including not only medications, but also perfumes, newsprint, environmental pollutants, volatile agents in the workplace, and even metals. Porphyria has thus become a particular focus of advocates of “multiple chemical sensitivity syndrome” (MCS) or “chronic fatigue syndrome,” the speculation being that individuals with such problems are unrecognized latent porphyries. That hypothesis is inconsistent with data on drug sensitivity in porphyria . . . and it ignores the fact that spontaneous attacks of porphyria have not been linked to metals or to low levels of ambient volatile agents. Finally, the postulated*304 link between hereditary acute porphyria and MCS is not supported by laboratory evaluation, when correctly applied ....
This is not to say that exposure to toxic chemicals cannot interfere with porphyrin biosynthesis, cause porphyrinuria, and even lead to symptoms resembling porphyria. Lead poisoning is one well-known example. Another is the infamous accident in Turkey 40 years ago when ingestion of [the fungicide] hexachlorobenzene produced a “toxic porphyria” resembling [porphyria cutanea tarda] in several thousand individuals. ... In only some of these [cases], however, did affected individuals exhibit increased urine porphyrins, which were quantitatively minor .... Thus, the impact of environmental chemicals on heme biosynthesis and porphyrin excretion in otherwise healthy humans seems to be less than expected[.][27 ]
The relevant medical literature also concludes that such a theory is speculative and unestablished at best:
[C]ertain exogenous chemical exposures can actually cause porphyria in the absence of genetic predisposition. . . . Other chemicals have also been linked to cases of porphyria in humans; the reported cases, however, have been infrequent. . . [and] have generally been linked to chronic industrial exposures, industrial accidents, or environmental exposures that were much higher than normally encountered. Chemical exposures have not been established as a cause (i.e., not just a trigger in the presence of genetic predisposition) of porphyrias with primarily neurologic manifestations, although lead intoxication is noteworthy as a possible exception.
A variety of chemical associated illnesses with unknown causative mechanisms, notably MCS syndrome, have been reported in association with abnormal results of porphyria-related tests. It is hypothesized that these test values reflect pathophysiologic disturbances of heme synthesis that are directly involved in the manifestation of those illnesses. . . . However, the very low levels of exposure to which MCS patients are. . . sensitive are much lower than the. . . chemical expo*305 sures reported to date in association with [porphyria cutanae tarda] or subclinical porphyrinurias in humans, where situations generally have involved chronic industrial exposures, industrial accidents, or environmental exposures that were much higher than normally encountered, and with the exception of lead intoxication, have not been reported to involve low-level environmental exposures.
Given the current paucity of evidence in favor of disturbances of heme synthesis being operative in MCS syndrome and other unexplained chemical-associated illnesses, and unless supportive evidence can be provided by well designed and controlled studies, the proposed relationship with disturbances of heme synthesis should, at most, be considered speculative and unestablished.[28 1
In sum, there is great skepticism among qualified experts that the Mayo Laboratory test is a valid diagnostic tool for porphyria and that exposure to ambient chemicals during a building remodel causes “chronic porphyria” of the type allegedly experienced by Ruff. As such, the testimony of Dr. Morton and Dr. Buscher concerning the Mayo tests and causation theory does not satisfy the Frye test, and the trial court properly struck the testimony.
Intalco Aluminum Corp. v. Department of Labor & Industries
The Intalco court rejected the employer’s claim that there was insufficient evidence to support the jury’s finding of proximate cause between the claimants’ disease and their workplace exposure because no physician could identify the specific toxic agent or agents in the pot room that proximately caused the claimants’ disease. The court declined to require proof of the precise chemical that caused the claimants’ disease because several neurotoxins were identified in the pot room, it was undisputed that the neurotoxins cause symptoms similar to that exhibited by the claimants, and their symptoms did not fit the diagnostic criteria of any known disease.
We need not address Ruff’s challenge to the trial court’s order dismissing her appeal because she provides no legal argument to support the challenge.
We affirm the orders.
Webster and Ellington, JJ., concur.
Frye v. United States, 293 F. 1013 (D.C. Cir. 1923).
Porphyrias are rare, mostly hereditary disorders in the biosynthesis of heme, the organic compound that provides the foundation structure for hemoglobin found in blood. Porphyria is expressed by large amounts of porphyrins that accumulate in the blood, and are excreted in the urine or stool. There are different types of porphyria marked by different symptoms. The symptoms of porphyrias with neurologic manifestations include permanent numbness and tingling; encephalopathy manifested by severe disordered thinking, confusion, or psychosis; and severe abdominal pain and constipation. The symptoms of porphyrias with cutaneous manifestations include severe photosensitivity, large blistering skin lesions, and scarring.
Dep. of David Buscher, M.D. (Sept. 19, 1996) at 16.
Dep. of William E. Morton, M.D. (July 1, 1996) at 5-6, 8.
Dep. of William E. Morton, M.D. (July 1, 1996) at 38.
Sepich v. Dep’t of Labor & Indus., 75 Wn.2d 312, 316, 450 P.2d 940 (1969).
Sepich, 75 Wn.2d at 316; Johnson v. Weyerhaeuser Co., 134 Wn.2d 795, 800, 953 P.2d 800 (1998).
Sepich, 75 Wn.2d at 317.
Dep. of William M. Morton, M.D. (July 1, 1996) at 29-33 (emphasis added).
Hr’g (Sept. 24, 1996) at 44-45 (emphasis added).
Dep. upon oral examination of David Buscher, M.D. (Sept. 19, 1996) at 18-20 (emphasis added).
This is made evident by the fact that DLI elicited deposition testimony from its own experts, Dr. Sparks and Dr. Burton, that the methodology of the Mayo Laboratory tests have not been published or peer reviewed.
State v. Copeland, 130 Wn.2d 244, 256, 922 P.2d 1304 (1996).
Copeland, 130 Wn.2d at 255.
5B Karl B. Tegland, Washington Practice: Evidence Law and Practice § 702.19, at 70-71 (1999 & Supp. 2000).
5B Karl B. Tegland, Washington Practice: Evidence Law and Practice § 702.18, at 67 (1999 & Supp. 2000).
State v. Russell, 125 Wn.2d 24, 69, 882 P.2d 747 (1994), cert. denied, 514 U.S. 1129 (1995); Reese v. Stroh, 128 Wn.2d 300, 307, 907 P.2d 282 (1995) (Frye inapplicable to medical expert testimony that use of Prolastin would be effective in treating AAT (a blood-borne protein) deficient patients where FDA (Food and Drug Administration) approved use of Prolastin in treating AAT-deficient patients and defendant did not argue that theory or methodology involved in Prolastin therapy lacks acceptance in the scientific community); Bruns v. PACCAR, Inc., 77 Wn. App. 201, 215-16, 890 P.2d 469 (Frye inapplicable to expert testimony that low levels of chemicals found in the cabs of new trucks could produce low level sensory irritation experienced by drivers because experts relied on established scientific methods of air sampling, chemical analysis, clinical examinations, and questionnaires), review denied, 126 Wn.2d 1025 (1995).
State v. Greene, 139 Wn.2d 64, 70, 984 P.2d 1024 (1999), cert. denied, 529 U.S. 1090 (2000); Copeland, 130 Wn.2d at 261.
Copeland, 130 Wn.2d at 255-56; State v. Greene, 92 Wn. App. 80, 95, 960 P.2d 980 (1998), rev’d in part on other grounds, 139 Wn.2d 64, 984 P.2d 1024 (1999).
Copeland, 130 Wn.2d at 256.
128 Wn.2d 300, 907 P.2d 282 (1995). Prolastin therapy consists of administering a preparation of purified human AAT, a blood-borne protein which inhibits the destructive action of certain enzymes in the lung, to patients diagnosed with AAT deficiency.
Counsel for Ruff conceded at oral argument that the Mayo Laboratory enzyme tests must meet the Frye standard for admissibility.
Reese, 128 Wn.2d at 303-04.
Reese, 128 Wn.2d at 307.
Reese, 128 Wn.2d at 307.
Reese, 128 Wn.2d at 307 (emphasis added).
Antony F. McDonagh & D. Montgomery Bissell, Porphyria and Porphyrinology—The Past Fifteen Years, 18 Seminars in Liver Disease 1, 3, 6-7 (1998) (emphasis added).
William E. Daniell et al., Environmental Chemical Exposures and Disturbances of Heme Synthesis, 105 Envtl. Health Persp., Supp. 1, at 37, 48, 49 (Feb. 1997) (emphasis added).
Copeland, 130 Wn.2d at 255 (scientific evidence not admissible under Frye if there is a significant dispute among qualified experts as to its validity).
66 Wn. App. 644, 833 P.2d 390 (1992), review denied, 120 Wn.2d 1031 (1993).
Intalco, 66 Wn. App. at 648-49.
Intalco, 66 Wn. App. at 655.
Intalco, 66 Wn. App. at 656.
Cowiche Canyon Conservancy v. Bosley, 118 Wn.2d 801, 809, 828 P.2d 549 (1992).