MEMORANDUM OPINION
In аn Amended Complaint (ECF 5) filed in July 2015, Angela Royster, plaintiff, filed suit against two defendants: Jeffrey R. Gahler, in his official capacity as Sheriff of Harford County, and the State of Maryland. She alleges age discrimination in employment, in violation of the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 621 et seq.; hostile and abusive work environment, in violation of the ADEA; and retaliation, in violation of the ADEA.
Defendants have moved to dismiss, pursuant to Fed. R. Civ. P. 12(b)(6) (ECF 10), supported by a memorandum (ECF 10-1) (collectively, “Motion to Dismiss”). Plaintiff opposes the Motion to Dismiss (ECF 14), supported by a memorandum of law (ECF 14-1) (collectively, “Opposition”), to which defendants have replied. ECF 16, “Reply.”
After defendants moved to dismiss, plaintiff filed a Motion for Leave to File Second Amended Complaint. ECF 12, “Motion to Amend.” She seeks to add a claim against defendants for age discrimination under Maryland law, pursuant to Md. Code (2009 Repl. VoL, 2011 Supp.), § 20-606 of the State Government Article (“S.G.”). The Motion to Amend is supported by the proposed Second Amended Complaint (ECF 12-1) and a letter from plaintiffs counsel to Nancy Kopp, Maryland Treasurer, dated August 27, 2015. ECF 12-3, “Letter to Treasurer.” The Letter to Treasurer states that it is intended to provide the Treasurer with notice of plaintiffs suit against defendants, “[p]ur-suant to Md. Code Ann., Cts. & Jud. Proc. § 12[.]” Id. Defendants oppose the Motion to Amend. ECF 13, “Opposition to Amend.” Plaintiff has filed a reply (ECF 15, “Reply-Motion to Amend”), to which she appended exhibits. See ECF 15-1.
The motions have been fully briefed, and nо hearing is necessary to resolve them. See Local Rule 105.6. For the reasons that follow, I will grant the Motion to Dismiss (ECF 10) as to the State of Maryland; deny the Motion to Dismiss (ECF 10) as to Sheriff Gahler with respect to the claims for prospective injunctive relief in Counts I and III, but otherwise grant the Motion as to Sheriff Gahler, with leave to file a Second Amended Complaint only as to the ADEA hostile work environment claim (Count II), limited to prospective injunc-tive relief. And, I will also deny the Motion to Amend (ECF 12).
I. Factual Summary
Plaintiff was born in 1970. ECF 5, ¶ 7. She began working as a Police Dispatcher in the Harford County Sheriffs Office in the fall of 1995. ECF 5, ¶¶ 1, 8, 9.
However, plaintiff contends that, beginning in 2018, “Defendant changed its attitude towards her.” ECF 5, ¶ 15. For the first time in her career, plaintiff received “negative feedback” under Captain Carl Brooks, her new supervisor. ECF 5, ¶ 17. Captain Brooks informed plaintiff that the “employees Plaintiff supervised had issues with Plaintiff and that the employees were afraid to come forward.” ECF 5, ¶ 21. However, plaintiff avers that her evaluations suggested she was “an excéllent supervisor.” Id. ¶ 22.'
Plaintiff alleges that Colonel Carlevaro
In March 2013, plaintiff complained to Major Stonesifer about a hostile work environment. ECF 5, ¶ 28. He encouraged plaintiff to “work together as a united front and work things out.” ECF 5, ¶ 30. Plaintiff told Major Stonesifer that “for years [she had] attempted to make suggestions and recommendations” (ECF 5, ¶ 31), such as social media training and software updates. Id. ¶¶ 32, 33. Major Stonesifer replied: “’Captain Brooks will be able to help you do that and get it done’.” ECF 5, ¶ 35. According to plaintiff, her requests fell “on deaf ears.” ECF 5, ¶ 38.
Also in March 2013, plaintiff met with former Sheriff Jesse Bane (ECF 5, ¶ 59), who told plaintiff that she (plaintiff) “could not. work with Captain Brooks with this behavior” and “agreed” that “Colonel Car-levaro’s -comments were inappropriate.” ECF 5, ¶¶ 60-61. However, according to plaintiff, “nothing changed” after she met with Sheriff Bane. ECF 5, ¶ 64. Later, in April 2013, plaintiff “complained about a hostile work environment to Major Christopher. Swain (ECF 5, ¶ 62), who informed plaintiff that she ’would be under the command of Captain Brooks’.” Id. ¶ 63.
In 2013, Kate Mack, who “was in her mid-20s” (ECF 5, ¶ 41), was hired by the Sheriffs-Office to work as a Planning Analyst. ECF 5, ¶¶ 41-42. Plaintiff was a member of the panel that interviewed Mack for a position that eventually went to a different candidate. ECF 5, ¶¶ 43, 44, 52, 53. However, plaintiff alleges that Mack was hired by Captain Dan Galbraith for another position that “was never posted” and “others on the interview panel were not consulted.” ECF 5, ¶¶ 54-56. According to plaintiff, the “position was created for Ms. Mack.” ECF 5, ¶ 57.
In July 2013,. plaintiff complained to Major Swain about alleged harassment that her co-worker was experiencing. ECF 5, ¶ 65. Plaintiff then held a meeting with Major Swain and Captain Brooks to “discuss the discontent the unit had with Captain Brooks.” ECF 5, ¶ 71. According to plaintiff, Captain Brooks “stood up at the table and pointed at everyone” (id. ¶ 74), and called everyone in attendance a “liar.” Id. ¶ 75, Plaintiff avers that she asked. Colonel Carlevaro to join the meeting. ECF 5, ¶ 76: He allegedly threatened plaintiff and her unit, stating that “if Plaintiff wanted to file a complaint with Internal Affairs, Plaintiff should be aware that he, Colonel Carlevaro was in charge of Internal Affairs.” Id. ¶ 79. Before Carleva-
During the summer of 2014, Major Swain held a meeting with • Captain Brooks, Mack, plaintiff, and plaintiffs unit. ECF 5, ¶¶ 90-92. Plaintiff alleges that Major Swain “belittled the staff’ during the meeting, and “only sought opinions from Ms. Mack.” ECF-5, ¶¶ 93-94. When plaintiff asked why she was not provided with the training she requested (see ECF 5, ¶¶ 39, 40) and that Mack was given, Captain Brooks “physically, threatened Plaintiff.” Id, ¶ 98. He “got .irate and lunged across the table pointing in Plaintiffs face” (id, ¶' 99), and “screamed, ’yоu’re pissing me off.” ECF 5, ¶ 100.
When plaintiff “backed away from the table,” she was-“ordered to. sit down by Captain Brooks” or risk suspension. ECF 5, ¶¶ 101-102. Captain Brooks “escorted” Mack out of the meeting. Id. ¶ 103. Plaintiff avers that she “tried to understand why she was being excluded from all meetings and initiatives regarding the unit” and that after she “voiced concerns” to Captain Brooks he remarked, “’aww aré you jealous? This sounds like jealousy to me’.” ECF 5, ¶¶ 104-106.
Colonel Carlevaro retired in 2014 and was replaced by Colonel Ed Hopkins. ECF 5, ¶¶ 107-108. Plaintiff shared her concerns with Colonel Hopkins, who stated: “T hate to say it .but this really sounds like a hostile work environment’.” ECF .5, ¶¶ 109-110. Colonel Hopkins arranged meetings between plaintiff and.the Sheriff, and informed plaintiff that .the , Sheriff wanted to “speak with his command staff before making any decisions.’-’ ECF 5, ¶¶ 111-112. Plaintiff then learned the Sheriff had decided to “disburse the unit.” ECF 6, ¶ 114. Later, plaintiff learned that the Sheriff had not met with his entire command staff, and instead only conferred with command staff with whom plaintiff was having problem^. ECF 5, ¶¶ 119-120.
Plaintiff was given a new job description (id. ¶ 115), in which she was to report to Mack. Id. ¶ 116. The job description required “5 years analysis experience.” ECF 5, ¶ 117. According to plaintiff, Mack, who was hired in 2013, “had no experience to run the unit.” ECF 5, ¶ 118. Plaintiff also asserts that Mack did not have the experience required for the promotion she received (id., ¶ 132), and that Mack received “higher pay” (id. ¶. 133), and a “higher pay grade.” Id. ¶ 134. Plaintiff also avers that “Defendant never even announced the position opening” and, “[hjaa Plaintiff know [sic] about the position, Plaintiff would have applied.” Id. ¶¶ 139-140.
In October 2014, in response to plaintiffs complaints about a hostile work environment, -shé was transferred to a position at a detention center. ECF 5, ¶ 121. Plaintiff asserts: “The detention center is a graveyard for soon to be separated employees!’ (ECF 5, ¶ 122), and her “duty completely ehanged[.]” ECF .5, ¶ 123. “Plaintiff was np longer in the law enforcement side of the office” and was instead “on the corrections side,... ” ECF 5, ¶¶ 123-124. Rather than conducting “crime analysis work” plaintiff now “gather[ed] information from the detention center.” ECF 5, ¶ 125. Additionally, Mack, who was then 23 years old,, received a promotion to “Crime and Intelligence Analyst Manager.” ECF 5, ¶ 128. Plaintiff contends Mack was “continually sent to trainings” and “aware of all trainings.” ECF 5, ¶¶ 129-130. Yet, plaintiffs requests for training were denied. ECF 5, ¶ 131.
II. Discussion
A. Motion to Amend
Motions to amend pleadings are governed by Fed. R. Civ. P. 15(a)(1)(B), which permits a party to amend a pleading once “as a matter of course,” without leave of court or the consent of opposing parties, if done within 21 days of receipt of a motion filed under Fed. R. Civ. P. 12(b). Further, Rule 15(a)(2)' instructs that a court should “freely” grant leave to amend “when justice so requires,” and commits the matter to the discretion of the district court. See Simmons v. United Mortg. & Loan Inv., LLC,
As noted, in the Motion to Amend (ECF 12), plaintiff seeks to add an age discrimination claim under Maryland law, pursuant to S.G. § 20-606. It is part of a statute that is commonly referred to as the Maryland Fair Employment Practices Act (“MFEPA”), S.G. §§ 20-101 et seq. The MFEPA “is the state law analogue of Title VII.” Alexander v. Marriott Int’l, Inc., RWT-09-02402,
, In their Opposition to Amend (ÉCF .13), defendants assert two primary arguménte pertaining to futility. First, they contend that granting the Motion to Amend would be futile because defendants are immune from suit in federal court under Maryland law, pursuant to S.G. § 20-903. Id. at 3.
Plaintiff counters that defendants' are not immune from' suit in federal court under Maryland law. ECF 15 at 1-2, Reply-Motion to Amend. In addition, plaintiff asserts that she has “substantially complied with the notice requirement” and has therefore complied with the MTCA. Id.
1. Immunity under Maryland Law
Defendants contend that the MFE-PA “does not contemplate the filing of [employment discrimination] actions in. the federal courts, nor does it waive the State’s Eleventh Amendment immunity in the federal courts.” ECF 13 at 3, Opposition to Amend. Thеy rely on Title 20 of the State Government Article, entitled “Hu
In support of their position, defendants also point to the language in S.G. § 20-1013(b), a venue provision. See ECF 13 at 3, Opposition to Amend. S.G. § 20-1013(b) states: “Venue. — A civil action under this section shall be filed in the circuit court for the county where the alleged unlawful employment practice occurred.” According to defendants, this provision requires a civil action under Title 20 to be filed in a Maryland circuit court.
Defendants recognize that I considered the same issue under an earlier version of the Maryland Code. See Hartman v. Univ. of Md. at Baltimore, ELH-10-2041,
In Hartman, I said,
[The State’s] argument suffers from at least two infirmities. First, the argument’s premise is flawed. It cannot be the case that the cited venue provision “mandates that a civil action brought to enforce § 20-606 be brought in a Maryland circuit court.” The venue provision explicitly applies to all cases brought under Title 20, regardless of whether the government is a defendant. For example, Title 20 includes prohibitions on discrimination in employment, housing, leasing of commercial property, and places of public accommodation. If [University of Maryland at Baltimore, ie., defendant’s] interpretation were correct, federal courts would be unable to entertain any of these claims. But, federal courts in this district have adjudicated countless cases in which plaintiffs asserted state law discrimination claims. Thus, S.G. § 20 — 1013(b) is best read not as creating a jurisdictional bar to federal court adjudication of cases under Title 20, but rather as establishing the proper venue for Title 20 cases filed in state court.
Second, examination of other waivers of sovereign immunity in the Maryland Code make clear that the waiver of sovereign immunity in S.G. § 20-903 applies in both state and federal court. In other contexts, the Maryland legislature explicitly limited its waiver of sovereign immunity to cases filed in state court. For example, Maryland’s waiver of sovereign immunity in tort cases, S.G. § 12-104, provides that “the immunity of the State and of its units is waived as to a tort action,, in a court of the State, [provided that its liability may not exceed $200,000],” Likewise, Maryland’s waiver of sovereign immunity in contract actions, S.G. § 12-201, provides that “the State, its officers, and its units may not raise the defense of sovereign immunity in a contract action, in a court of the State, based on a written contract that an official or employee executed for the State..., ” Similarly, [in C.J. § 5-522] the legislature has provided that state personnel “are immune from suit in courts of the State and from liability in tort for a tortious act or omission that is within the scope of the public duties of the State personnel and is made without malice or gross negligence....”
By contrast, the waiver of sovereign immunity at issue here does not- contain any such limitation. Rather, it "simply provides, without qualification, that the State “may not raise sovereign immunity as a defense against an award in an employment discrimination case under this title.” S.G. § 20-903. The Maryland legislature knows how to limit its waiver of sovereign immunity; it has simply chosen not to do so in the context of discrimination cases,
Hartman was decided under the 2009 Replacement Volume of the Maryland Code and the 2011 Supplement. The Office of the Attorney General represented the defendant in Hartman, just as it represents the defendants in this case. The State’s lawyers certainly could have made the Maryland General Assembly aware of an erroneous ruling in Hartman concerning sovereign immunity,' and may have done so. In turn, the General Assembly could have clarified, modified, or revised the statutory language in the 2014 Replacement Volume of the Maryland Code, to coincide more clearly with the State’s position in Hartman. It did not do so. In any event, I see no basis to revise or alter my ruling in Hartman. See also Davenport v. Maryland,
2. Applicable Maryland Law
Alternatively, defendants posit that granting plaintiffs Motion to Amend would be futile because plaintiff has failed to comply with the notice requirement under the MTCA, which is a predicate to filing suit against the State of Maryland. See S.G. §§ 12-106, 12-107, 12-108; ECF 13 at 4-5, Opposition to Amend. In Reply, plaintiff maintains that she “substantially complied with the notice requirement by sending the defendant two letters... and [that she] certainly put Defendant on notice by filing a complaint with the EEOC.” ECF 15 at 2, Reply-Motion to Amend.
The MTCA offers “a limited waiver of sovereign immunity and ’is the sole means by which the State of Maryland may be sued in tort’.” Paulone v. City of Frederick,
In particular, under S.G. §. 12-106(b)(l), “a claimant may not institute an action.. .unless.. .the claimant submits a written claim to the Treasurer or a desig-nee of the Treasurer within 1 year after the injury to person or property that is the basis of the claim[.]” Moreover, the Treasurer has promulgated regulations that “explicitly spell[ ] out who is — and who is not — a ’Treasurer’s designee’ for purposes of accepting notice of tort claims under the MTCA.” Barbre v. Pope,
The notice requirement is intended to “afford[ ] the State the opportunity to investigate the claims while the facts are fresh and memories vivid, and, where appropriate, settle them at the earliest possible time.” Haupt,
It was unclear from the parties’ initial filings why they believed that the MTCA applies in this case, given that plaintiffs suit does not include traditional tort claims. Accordingly, I asked the parties to submit supplemental briefings addressing whether the MTCA applies to plaintiffs proposed claim for employment discrimination under State law. See ECF 18 (Order of October 30, 2015). The parties responded. See ECF 19 (Defendants’ Memo); ECF 20 (Plaintiffs Memo).
Defendants have advanced sound arguments regarding why the MTCA applies to this case, which alleges employment discrimination. They posit that “this Court may look to similar cases brought under a comparable statute, the Local Government Tort Claims Act” (“LGTCA”), Md. Code (2013 Repl. VoL), Cts. & Jud. Proc. (“C.J.”) § 5-301, et seq., “which contains a similar notice requirement.” ECF 19 at 1, Defendants’ Memo.
The Maryland General Assembly enacted‘both the LGTCA and the MTCA to provide a remedy for an individual tor-tiously injured either by a local government or the State. Proctor v. Washington Metro. Area Transit Auth.,
The LGTCA provides that claims against local government defendants “may not bé' brought.', .unless-the notice of-the claim required.. .is given within 1 year after the injury.” C.J; § 5-304(b)(l). The notice “shall be given in person or by certified mail,” -C.J. § 5-304(c)(l), and shall be provided, to specific county officials, which .vary based .on location.
Defendants cite Hansen v. City of Laurel,
Hansen had worked for the City of Laurel in Prince George’s County, Maryland. He filed suit, alleging that he was unlawfully terminated for health reasons.
The Maryland Court- of Appeals upheld the trial court’s dismissal of the suit, because the plaintiff failed to plead in his complaint that he satisfied the provisions of the LGTCA. Id. at 694,
Thus, defendants aver that, in the context of the LGTCA, the Maryland Court of Appeals has broadly defined the “term ’tort’ and ’tortious acts or omissions’.” ECF 19 at 2, Defendants’ Memo. According to defendants, the Maryland Court of Appeals has indicated that “the term ’tortious conduct’, includes more than conduct that constituted a tort at common law.” ECF 19 at 3, Defendants’ Memo (citing Espina,
A federal court sitting in diversity must apply the law of the state in which the court is located. See Erie R.R. Co. v. Tompkins,
In Roberts, DKC-10-3359,
a. MTCA Notice Requirement
As noted, under S.G. § 12 — 106(b)(1), “a claimant may not institute an action.. .unless ... the claimant submits a written claim to the Treasurer or a designee of the Treasurer within 1 year after the injury to person or property that is the basis of the claim[.]” Until recently, substantial compliance with the notice requirement was not sufficient as to actions subject to the MTCA. See Barbre, supra,
In 2015, however, the Maryland General Assembly amended the MTCA to permit substantial compliance consistent with the LGTCA. But, of import here, the amendment applies only to claims accruing on or after October' 1, 2015. See 2015 Maryland Laws Ch. 132 (H.B'. 114) (amending S.G. § 12-106(c)). Under the amendment, S.G. § 12-106(c) provides that, “on motion by a claimant and for good cause shown, [a] court may entertain ah action [absent written notice to the Treasurer].’. .unless the State can affirmatively show that its defense has been prejudiced by the claimant’s failure to submit the claim.” S.G. § 12-106(c). This provision is largely similar to that which permits substantial compliance under the LGTCA. Additionally, pursuant to S.G. § 12-107, once a written claim is filed, the Treasurer may deny the claim with a written notice of denial. If the Treasurer does not provide notice of denial within six months of receiving the claim, a claimant may proceed with a suit against the State. S.G. § 12107(d)(l)-(2).
Simpson v. Moore, supra,
The Maryland Court of Appeals rejected the plaintiffs interpretation of the MTCA as it was then written. Id. at 228-29,
Plaintiff has not complied with the MTCA’s notice requirement. And, even assuming the recent amendment is applicable to plaintiff, she has not substantially complied with the MTCA’s notice requirement.
b. Actual Compliance
As indicated’, “to comply with the MTCA, á plaintiff must serve written notice upon the State Treasurer, or a desig-nee of the ’ State Treasurer, within one year following the injury.” Barbre,
Plaintiff alleges employment discrimination dating to 2013. ECF 5 at 2, Amended Complaint; ECF 12-1 at 3, Proposed Second Amended Complaint. Roy-ster alleges that, as early as March 2013, she “complained” to leadership in the Sheriffs Office “about a hostile work environment.” ECF 5 at 3-4, ¶¶ 28, 29; ECF 12-1 at 3, ¶¶ 28, 29. The Amended Complaint and the Proposed Second Amended Complaint include several identical references to alleged discrimination that occurred prior to August 27, 2014. See, e.g., ECF 12-1, ¶¶ 39, 59, 62, 65, 90; ECF 5, ¶¶ 39, 59, 62, 65, 90. As indicated, plaintiff provided notice to the Maryland Treasurer by letter of August 27, 2015. See ECF 12-3. Therefore, as to any alleged injuries that occurred prior to August 27, 2014, plaintiffs notice was not timely -under S.G. § 12-106(b)(l). Indeed, plaintiff appears to concede that she did not meet the requirement for actual notice. ECF 15 at 2, Reply-Motion to Amend (noting only that plaintiff substantially complied).
Regarding the discrimination that allegedly occurred after August 27, 2014, the notice itself was timely, in that it was filed within one year of the alleged injury. But, under the statute, the Treasurer has six months to respond to a claimant. Pursuant to S.G. § 12-106(b), “a claimant may not institute an action under this subtitle unless.. .the Treasurer or designee denies the claim finally[.]” Under S.G. § 12-107(d)(l)-(2), “[a] claim.. .is denied finally: (1) if, by certified mail.. .the Treasurer or designee sends the claimant.. .written notice of denial; or (2) if the Treasurer or designee fails to give notice of a final decision within 6 months after the filing of the claim.” Plaintiff did not provide notice to the Treasurer before she filed suit. Rather, she provided notice on August 27, 2015, more than two months after suit was filed. ECF 12-3, Letter to Treasurer. Yet, the six:month deadline does not expire until February 27, 2016. Therefore, the “October 2014 non-promotion” claim for which plaintiff gave timely notice to the Treasurer is not ripe for legal action.
c. Substantial Compliance
■Plaintiff contends that she “.substantially complied with the notice requirement” (ECF 15 at 2, Reply-Motion to Amend), and that she is “entitled to amend [her] complaint because defendant will not be prejudiсed.” ECF 12 at 3,. Motion, to Amend. In my view, plaintiff has failed to substantially comply with the notice requirement of S.G. § 12-106(b)(l).
As noted, until recently the doctrine of substantial compliance was explicitly available only under the LGTCA, not the MTCA. Moreover, courts have “narrowly construed”.the doctrine. See, e.g., McDaniel v. Maryland, RDB-10-0189,
-For example, in McDaniel, RDB-10-0189,
The case of Barbre v. Pope, supra,
The Barbre Court stated: “Pope expressly failed to meet the notice requirements of the MTCA when he only provided written notice to the State Treasurer. . .fourteen months after the injury[.]” Id. at 179,
Pope appealed] to argue that the notice prоvided to the State Treasurer on May 13, 2005, after the one year time period had lapsed,,“related back” to the,notice he provided to the County. The MTCA notice provision, however, is “’a condition precedent to the initiation of an action under the [MTCA]’.” which must be met, “as opposed] to a statute of limitations” for which “relation back” may apply.
Moreover, the Maryland Court of Appeals concluded that “Pope’s notice to a Queen Anne’s County Commissioner did riot expressly or substantially comply with the MTCA notice requirement.” Id. at 171,
Johnson v. Md. State Police, supra,
The Maryland Court of Appeals disagreed. It stated that the MTCA’s “administrative claim requirement is not a statute of limitations. Instead, it is a ’condition precedent to the initiation of an action under the Act’.” Id. at 290,
In this case, plaintiff maintains that she “substantially complied with the notice requirement by sending the defendant two letters” and that she “certainly put Defendant on notice by filing a complaint with the EEOC.” ECF 15 at 2, Reply-Motion to Amend. I am unpersuaded. The letters sent by plaintiff to the Sheriffs Office bear no more weight than the letters sent to the Maryland Attorney General in McDaniel or to the county commissioner in Barbre. The Sheriffs Office is not a sufficient substitute for the Treasurer. Put another way, sheriffs “are not on the Treasurer’s short list of two designees (ie. the Chief Deputy Treasurer and the Director of the Insurance Division of the State Treasurer’s Office), both of whom work within the State Treasurer’s Office.” Barbre,
Plaintiff does not clearly articulate whether the Letter to Treasurer should be interpreted to constitute substantial compliance for alleged injuries arising before August 27, 2014. But, it is 'clear that the one-year deadline could not be extended to include injuries that occurred prior to August 27, 2014. The deadline for filing notice to the Treasurer is a condition precedent to filing suit, not a statute of limitations that might be subject to tolling. Barbre,
Even assuming, arguendo, that the recent amendment to the MTCA applies in this case, permitting substantial compliance (see S.G. § 12-106(c)), plaintiff has not advanced any argument to suggest she 'has substantially complied or that she had good cause for deviating from the requirements contained in S.G. § 12-106(b)(1). And, despite plaintiffs claim that
Finally, in her Reply-Motion to Amend, plaintiff states that “if this Court were to decide that Plaintiff did not comply with the notice requirement, it should stay the case until the Treasurer has fully denied' the claim or six months have elapsed.” ECF 15 at 2, Reply-Motion to Amend. Plaintiff further noted that a stay “would serve the interests of justice and promote the conversation [sic] of judicial resources[.]” Id. at 2-3'. In their Reply, defendants contend that “there is no basis to stay this action until such time as the six month period in the Maryland Tort Claims Act has elapsed and the court may have subject matter jurisdiction over Plaintiffs proposed MFEPA claims.” ECF 16 at 6, Reply. Defendants also aver that “Plaintiff cites no authority for the proposition that the Court should continue to entertain claims when it currently does not have subject matter jurisdiction, but may in the future.” ECF 16 at 6-7, Reply.
Notably, no motion to stay' has been filed. But, “[t]he power to stay proceedings is incidental to the power inherent in every court to control, the disposition- of the causes on its docket with economy of time and effort for itself, for counsel, and for litigants. How this can best be done calls for the exercise of judgment, which must weigh competing interests and maintain an even balance.” Landis v. North American Co.,
These interests include “the length of the requested stay, the hardship that that [sic] the movant would face if the motion were denied, the burden a stay would impose on the nonmovant, and whether the stay would promote judicial economy by ayoiding duplicative litigation.” In re Mut. Funds Litigation, JFM-04-1274,
I am not convinced that plaintiff has advanсed arguments meriting a stay‘in this ease. Indeed, little support was offered to support granting a stay. I see no basis to delay this case while awaiting an uncertain outcome in a state administrative process. Accordingly, I decline. to stay the case pending the Treasurer’s review, and I shall deny plaintiff’s Motion to Amend (ECF 12). I turn to the Motion to Dismiss.
B. Motion to Dismiss
1. Standard of Review
A defendant may test the sufficiency of a complaint by way of a motion to dismiss under Rule 12(b)(6). Edwards v. City of Goldsboro,
A plaintiff need not include “detailed factual allegations” in order to satisfy Rule 8(a)(2). Twombly,
In reviewing a Rule 12(b)(6) motion, a court “’must accept as true all of the factual allegations contained in the complaint’,” and must “’draw all reasonable inferences [from those facts] in favor of the plaintiff.” E.I. du Pont de Nemours & Co. v. Kolon Indus., Inc.,
A Rule 12(b)(6) motion will be granted if the “well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct.” Iqbal,
A court’s consideration of a Rule 12(b)(6) motion is generally confined to facts alleged in the operative pleading. A court “may not consider any documents that are outside-of the complaint, or not expressly incorporated therein.” Clatterbuck v. City of Charlottesville,
2. Contentions
In their Motion to Dismiss, defendants contend that both the State of Maryland and Sheriff Gahler, in his official capacity, enjoy Eleventh Amendment immunity with respect to suit under the ADEA. ECF 10-1' at 1, Motion to Dismiss. In addition, they assert that plaintiff has failed to state a claim.
In particular, defendants argue that Sheriff Gahler, “in his official capacity,” is “the equivalent of the. State itself-” ECF 10-1 at 1, Motion to Dismiss. Defendants further posit that Sheriff Gahler is a “State constitutional officer[.]” ECF 10-1 at 9, Motion to Dismiss. And, according to defendants, the State has not waived sovereign immunity with respect to the ADEA, nor does thé ADEA abrogate sovereign immunity of states. ECF 1Ó-1 at 7-8, Motion to Dismiss. Therefore, defendants maintain “that claims brought under the ADEA against the State or its officials are barred by Eleventh Amendment immunity.” Id. at 8-9.
In her Opposition, plaintiff contends that defendants have overlooked that state officials, sued in their official capacity, are ,not afforded Eleventh Amendment protection with respect to claims for injunctive relief. ECF 14-1 at 5-6, Opposition. Plaintiff relies on Ex Parte Young,
Defendants counter that “Ex Parte Young applies only to suits against State officiáls sued in their individual capacities[.]” ECF 16 at 2, Reply (emphasis in original). They assert that the Ex Parte Young “doctrine does not apply against the state itself or an official capacity claim against a state official like Sheriff Gahler.” Id.
3. Immunity under the Eleventh ' Amendment
The Eleventh Amendment provides: “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or subjects ofiany Foreign State.” In effect, the Eleventh Amendment bars suits for damages against a state in federal court unless the state has waived its sovereign immunity or Congress has abrogated its 'immunity. See generally Va. Office for Prot. & Advocacy v. Stewart,
Sovereign- immunity precludes a private individual from suing an uncon-senting staté or an instrumentality of’ a state (also referred to. as an “arm of the state”) in federal court, absent waiver or a valid Congressional abrogation of sovereign immunity. See Coleman v. Court of Appeals of Md., — U.S..-,
The Supreme Court has instructed that the test for determining whether a state has waived its immunity from suit in federal court is a “stringent” one. Atascadero State Hosp. v. Scanlon,
However, “Ex Parte Young,
Defendants argue that, given Sheriff Gahler’s status as a State constitutional officer, he “enjoys Eleventh Amendment immunity” just as the State of Maryland does in this case. ECF 10-1 at 9-10, Motion to Dismiss. It is well settled that, under Maryland law, a sheriff is an officer of the state. See Rucker v. Harford Cnty.,
As this Court has explained,
As a matter of Maryland law, the Sheriff and Deputy Sheriffs [of a Maryland County]' are officials and/or employees of the State of Maryland rather than of [the] County. The role of a sheriff as a State constitutional officer whose duties are subject to control by the General Assembly leads us to the conclusion that sheriffs are State rather than local government employees.
Willey v. Ward,
The same analysis applies here. Accordingly, defendants correctly assert that Sheriff Gahler is a State officer. ECF 10-1 at 9-10, Motion-to Dismiss. However, the question remains as to whether Eleventh Amendment immunity may be afforded to both defendants.
a. State of Maryland
Defendants correctly argue that the State of Maryland is immune from suit under the ADEA. ECF 10-1 at 1, 7-8, Motion to Dismiss. The State has not waived its imftiunity'to claims filed under the ADEA, nor does the ADEA abrogate such immunity. McCray,
All of plaintiffs federal claims are based on the ADEA: discrimination, hostile work environment, and retaliation. See ECF 5, ¶¶ 4, 145, 153, 176, 177. See also Baqir v. Principi,
. b. Sheriff Gahler
As noted, .'Sheriff Gahler contends that, in his official capacity, he is equivalent to the .State, and is thus protected by
Defendants counter, EOF 16 at 2, Reply:
Ex Parte Young applies only to suits against State officials sued in their individual capacities, and in this case, no such claims have been made; See Idaho v. Coeur d’Alene Tribe of Idaho,521 U.S. 261 , 269,117 S.Ct. 2028 ,138 L.Ed.2d 438 (1997). The doctrine does not apply against the state itself or an official capacity claim against -a state official like Sheriff Gahler. See, e.g. Alabama v. Pugh,438 U.S. 781 , 782,98 S.Ct. 3057 ,57 L.Ed.2d 1114 (per curium) [sic].
As the Supreme Court has noted, “the Young fiction is an exercise in line-drawing.” Idaho,
The Fourth Circuit’s decision in Bland v. Roberts, supra,
[The Ex Parte Young] exception “permits a federal court to issue prospective, injunctive relief against a state officer to prevent ongoing' violations of federal law, on the rationale that such a suit is not a suit against the state for purposes of the Eleventh Amendment.” — Because reinstatement is a form of prospective relief, the refusal to provide that relief when it is requested Can constitute an ongoing violation of federal law such that the Ex Parte Young exception applies.
Accordingly, Sheriff Gahler is not protected by Eleventh Amendment immunity insofar as plaintiffs claims- against him seek “prospective, injunctive relief.” Bland,
4. Failure to State a Claim under Fed. R. Civ. P. 12(b)(6)
Defendants also contend that plaintiff has failed to state a claim under Fed. R. Civ. P. 12(b)(6). ECF 10-1 at 10-17, Motion to Dismiss. Defendants address each of plaintiffs claims under the ADEA, and allege that “all claims fail to state a claim on the merits.” Id. at 10. Given my ruling as to the State, I need only address this contention as to Sheriff Gahler. In my view, plaintiff has stated a claim for prospective injunctive relief under Rule 12(b)(6) for two of her three claims under the ADEA.
a. Age Discrimination
In Count I, plaintiff claims age discrimination, in violation of the ADEA. Defendants contend that the “Amended Complaint does not contain sufficient allegations to establish an adverse employment action” (ECF 10-1 at 11, Motion to Dismiss) and that “’shifting job responsibilities’ that amount to a ’mere inconvenience or an alteration’... are not materially adverse actions.” Id. (citations omitted). Defendants also assert that plaintiff has not provided, sufficient allegations showing that “her pay was reduced, she was denied benefits, opportunity for promotion, or suffered hu.miliation or damage to her reputation.” ECF 10-1 at 12, Motion to Dismiss. Further, they aver that plaintiff “fails to adequately allege that she was replaced by someone, of comparable qualifications outside of the protected class.” Id. According to plaintiff, defendants “ignore[] Plaintiff’s allegations that she was transferred to a position with different job responsibilities and lower pay, while [a] younger employee.. .was given a promotion.” ECF 14-1 at 7, Opposition.
“The ADEA broadly prohibits arbitrary discrimination in the workplace based on age.” Trans World Airlines, Inc. v. Thurston,
To plead adequately a claim of employment discrimination under the ADEA, a plaintiff typically must allege: “(1) he is a member of a protected class— that is, 40 years or older; (2) he suffered an adverse employment action; (3) he was performing [his] job duties at a level that met [his] employer’s legitimate expectations at the time of the adverse employment action; and (4) the position remained open or he was replaced by a substantially younger person.” Bodkin v. Town of Strasburg, Va.,
At trial, an ADEA claim may be proven using circumstantial evidence “analyzed under the burden-shifting framework established in McDonnell Douglas Corp. v. Green
The Fourth Circuit has explained that “[a]n adverse employment action is a disсriminatory act that adversely affects the terms, conditions, or benefits of the plaintiffs employment.” Holland v. Washington Homes, Inc.,
Although defendants contend that plaintiff “must establish” the four elements discussed above for her claim of employment discrimination (ECF 10-1 at 10, Motion to Dismiss), plaintiff is not required to prove anything at this point in the case. Indeed, she need not plead a prima facie case to defeat defendants’ Motion to Dismiss. See Swierkiewicz v. Sorema N.A.,
In Swierkiewicz, the Supreme Court held that “an employment discrimination plaintiff need not plead a prima facie case of discrimination.. .to survive [a] motion to dismiss,”534 U.S. at 515 ,122 S.Ct. 992 , because “[t]he prima facie case... is an evidentiary standard, not a pleading requirement,” id. at 510,122 S.Ct. 992 , that may require demonstrating more elements than are otherwise required to state a claim for relief, id. at 511-12,122 S.Ct. 992 . The Court stated that requiring a plaintiff to plead a pri-ma facie case would amount to a “heightеned pleading standard” thatwould conflict with Federal Rule'of Civil Procedure 8(a)(2). Id. at 512, 122 S.Ct. 992 _ Accordingly, the Court concluded that “the ordinary rules for assessing the sufficiency of a complaint apply,” referring to Federal Rule of Civil Procedure 8(a)(2). Id.
Plaintiff alleges that she was bom in 1970, which qualifies her as a member of the protected class under the ADEA. This satisfies the first element of an ADEA claim, as outlined above. Plaintiff has also advanced allegations relevant to the second element, suggesting that an adverse employment action may have occurred. She avers that “discriminatory treatment by Defendant toward Plaintiff caused” her, “tangible harm” (ECF 5, ¶ 146), and that-following her transfer to the detention center her responsibilities “completely changed[.]” ECF 5, ¶ 123. To illustrate, she claims that she “was no longer in the law enforcement side of the office” and was instead “on the , corrections side[ ]” (ECF 5, ¶¶ 123-124), and rather was conducting “crime analysis work” she was responsible for “gather[ing] information from the detention center.” ECF 5, ¶ 125. This suggests that plaintiff may have experienced a “significant change in employment status[.]” Hoyle,
Additionally, plaintiff contends that her job performance met her “employer’s legitimate expectations.” Bodkin,
In accordance with the fourth element outlined above, plaintiff contends -that Mack, who was “in her mid-20’s” (id. ¶ 41), did not have the experience required for the promotion she received (id. ¶ 132), and that Mack received “higher pay” (id. ¶ 133), and, a “higher pay,grade.” Id. ¶ 134. Plaintiff also avers that “Defendant never even announced the position opening” for the managerial position Mack, received, and “[h]ad Plaintiff know[n] about the position, Plaintiff would have applied.” Id. ¶¶ 139-140.
Viewing these facts, inter alia, in the light most favorable to plaintiff, she has set forth “enough factual matter (taken as true) to suggest” a cognizable cause of action, “even if... [the] actual proof of those facts is improbable and... recovery is very remote and unlikely.” Twombly,
b. Retaliation
In Count III, plaintiff claims retaliation, in violation of the ADEA. She asserts that her transfer to the detention center constituted an adverse employment action, and that a causal connection exists between her complaints to supervisors and her transfer. ECF 16 at 2-5, Reply. Defendants contend that plaintiff has not shown that “she engaged in a protected activity” and that she “cannot establish... an adverse employment action was taken against her.” ECF 10-1 at 15, Motion to Dismiss.
As the Fourth Circuit has discussed, “[a]n employer violates the ADEA by retaliating against an employee for engaging in a protected activity.” Johnson v. Mechanics Farmers Bank,
“[I]n the context of a retaliation claim, a ’protected activity’ may fall into two categories, opposition and participation.” EEOC v. Navy Fed. Credit Union,
To state a claim of retaliation under the ADEA (as well as under Title VII), a plaintiff must satisfy three elements: “(1) the plaintiff engaged in a protected activity, (2) the employer took an adverse employment action against the plaintiff, and (3) a causal connection existed between the protected activity and the adverse emplóy-fnent action.” Johnson,
Regarding the element of causation, ordinarily there must be-“some degree of temporal proximity to suggest a causal connection.” Constantine,
Conversely, mere temporal proximity is not necessarily enough to create a jury issue as to causation. “’Where timing is the only basis for a claim of retaliation, and gradual adverse job actions began well before the plaintiff had ever engaged in any. protected activity, an inference off-retaliation does not arise’.” Francis v. Booz, Allen & Hamilton, Inc.,
Defendants contend that plaintiffs retaliation claim is defective because plaintiff has failed to show any of-the three required elements in her allegations. ECF 10-1 at 14-17, Motion to Dismiss. But, as required under the first element, plaintiff has, advanced sufficient allegations -to suggest that she engaged in protected activity by complaining about mistreatment to her supervisors and by filing a complaint with the EEOC. See, e.g., ECF 5, ¶¶ 28, 34,178. As to the second element, plaintiff asserts that, “in response to [her] hostile work environment complaints, [she] was transferred to a detention center” where her responsibilities “completely changed.” ECF 5, ¶¶ 121, 123. And, as to the third element of. causation, plaintiff contends that her “protected activity was the cause of the Defendant’s... actions.” ECF 5, ¶ 181; see also Constantine,
c. Hostile Work Environment
In Count II, plaintiff advances a claim for “hostile and abusive working environment,” dn violation of the ADEA. ECF 5 at 10-12. . .
Defendants assert that “the factual allegations in the Amended Complaint fail to establish a pervasive and severe work environment that resulted from Plaintiffs age.” ECF 10-1 at 13, Motion.to Dismiss.. In their Motion to Dismiss, -defendants state that plaintiff “woefully failed to set forth facts to establish” the elements required for an age-based hostile work environment claim. Id. In particular, defendants argue that in the Amended Complaint “there are essentially, no facts that relate to plaintiffs age at all.” Id. at 13-14 (emphasis in original).
Plaintiff counters that she received “several derogatory comments” (ECF 14-1 at 8, Opposition) and she “reasonably believed that the derogatory comments were because of her age.” Id. at 9. She posits that “just because these comments do not directly reference [her] age does not mean they are not based on her age.” Id.
“[A] hostile work environment claim is' available to individuals over the age of 40 under the ADEA.” Martin v. Scott & Stringfellow, Inc.,
In my view, plaintiffs hostile work environment claim does not satisfy the requirements of Rule 8(a)(2). Plaintiff asserts that she received “numerous derogatory comments” in the workplace (ECF 5, ¶ 24), such as being told she was “’having a hissy fit’” (ECF 5, ¶ 24), and being called “a ’fat ass’ by management.” ECF 5, ¶ 25. Additionally, plaintiff alleges that she was “physically! ] threatened” in one instance (ECF 5, ¶ 98), and that she was “screamed” and “lunged” at by management. ECF 5, ¶¶ 99, 100. She also claims that this treatment was “severe and pervasive” and “alter[ed] the conditions of her employment” (ECF 5, ¶ 165), and that the treatment was “subjectively perceived by Plaintiff as abusive and unwelcome.” ECF, ¶ 168. Even assuming the truth of plaintiffs allegations, they are wholly insufficient to state a claim of hostile work environment based on age.
As defendants point out, plaintiffs Amended Complaint lacks any factual allegations showing the alleged comments pertained to plaintiffs age or that the alleged discriminatory treatment was based on plaintiffs age. Rather, the claim is based on conjecture. The only reference in the Amended Complaint to plaintiffs age as a possible basis for the hostile work environment is the following: “Similarly situated employees not of Plaintiffs age were not subjected to these conditions.” See ECF 5, ¶ 171, Amended Complaint. This assertion, standing alone, is not sufficient to suggest that the offensive conduct was age-based. Indeed, it provides no more than a bald conclusion that age had anything to do with what allegedly transpired.
As noted, to state a claim of hostile work environment, a plaintiff must allege that “harassment was based on [plaintiffs]... age.” Causey,
To be sure, plaintiff states in her Opposition (ECF 14) that she “reasonably believed that the derogatory comments were because of her age” (id. at 9), and that “just because these comments do not directly reference [her] age does not mean they are not based on her age.” Id. However, “’it is axiomatic that the complaint may not be amended by the briefs in opposition to a motion to dismiss’.” Mylan Labs., Inc. v. Akzo, N.V.,
Nevertheless, “Rule 15(a) declares that leave, to amend ’shall be freely given when justice so-requires’; this mandate is to.be heeded.” See Foman,
IV. Conclusion
For the foregoing reasons; I shall GRANT the Motion to Dismiss (ECF 10) as to the State of Maryland; I shall DENY the Motion to Dismiss (ECF 10) as to Sheriff Gahler as to claims for prospective injunctive relief in regard to Counts I and III, but otherwise grant the Motion as to Sheriff Gahler, with leave to file a Second Amended Complaint only as to a claim for prospective injunctive relief as to the ADEA hostile work environment claim (Count II). I shall also DENY the Motion to Amend (ECF 12).
A separate Order follows, consistent with this Memorandum.
Notes
. Plaintiff initially sued only the "Harford County Sheriff’s Office” ("Sheriff's Office”). The Sheriff’s Office moved to dismiss (ECF 4, 4-1), but that motion was denied as moot after plaintiff filed her Amended Complaint. See ECF 17. The Sheriff's Office is not named as a defendant in the Amended Complaint.
. Plaintiff’s Amended Complaint is imprecise. She asserts that she "began working with the Defendant's office....” ECF 5, ¶ 1 (emphasis added); see also ECF 5, ¶ 8. However, there are two defendants. Indeed, throughout the Amended Complaint plaintiff repeatedly refers to “Defendant,” without specificity. See, e.g., ECF 5, ¶ 5 ("Defendant changed its attitude towards her.”).
. The parties have not provided Colonel Car-levaro’s first name.-
. Defendants “adopt and incorporate’’ in ' their Opposition to Amend the arguments set forth in their Motion to Dismiss. See ECF 13 at 1 n.l. The Opposition to Amend also ass'erts immunity under Maryland law. Defendants' assertion of immunity under the Eleventh Amendment is discussed, infra.
. C.J. § 5-304(c) provides the following regarding who must receive notice':
(2) Except as otherwise provided, if the defendant local government is a- county, the notice required under this section shall, be given to the county commissioners or county council, of the defendant local government. (3) If the defendant local government is: (i) Baltimore City, the notice shall be given to the City Solicitor; (ii) Howard County or' Montgomery County, die notice shall be given to the County Executive; and (iii) Anne Arundel County, Baltimore County, Harford County, or P.rince George's County, the n.otice shall be given to the county solicitor or county attorney. (4) For any other locál government, the notice shallbe given to the corporate authorities of the defendant local government.
. The opinion of the Maryland Court of Special Appeals indicates that the plaintiff in .Hansen lodged claims for age and disability discrimination under the Prince George's County Code. See
. In response to plaintiff’s Motion to Amend, defendants also assert immunity.under Maryland law. See generally ECF 13, Opposition- to Amend. This issue was discussed, supra.
. The issue of sovereign immunity is jurisdictional in nature, and thus is a question that a court may consider ‘"at any time, even sua sponte .” McCray,
