*1 STAPP, Plaintiff-Appellant, Roy N. PARISH SCHOOL BOARD
AVOYELLES al., Defendants-Appellees.
et 75-1741.
No. Appeals, Court of
United States
Fifth Circuit.
Jan. *2 (Princi- N. Roy Stapp June
On Avoyelles pal) was informed the Parish Board) (School his Board that con- probationary, the non-tenured prin- as tract Avoyelles High of Bunkie School in cipal2 Jr., Orleans, Strickler, New George M. Parish, Louisiana would not be renewed for Katz, Monroe, Katz, J. La., Stephen &Kidd year, year. the 1974—75 academic a third plaintiff-appellant. La., for during year principal his second as Earlier Knoll, Atty., Asst. Dist. 12th T. High, Principal Jeannette received a letter of Bunkie Avoyelles,. Dist., of Marks- Parish Avoyelles Judicial the of intent from La., defendants-appellees. ville, (Superintendent). for let- Superintendent This part in
ter stated pleased your to advise that work as “I am I satisfactory and shall has been principal Avoyelles to the Parish recommend BROWN, Judge, Chief Before re-employed that be you Board GOLDBERG, Judges. Circuit JONES 1974-75 school session.” the BROWN, Judge: Chief R. JOHN the Also included in March letter specific indication that frequently anew presents case This intention to work for the demonstrated his employ- question probationary of a litigated System for the Avoyelles Parish School prior to process protection right to due ee’s term, the Parish would consider instance, the District dismissal. only him under contract and would release it had ruled that whether Court obligation “urgent him from his under the ordered was sufficient previously circumstances.” unforeseeable Due Process Clause of the requirements conveyed appropriately his intention to con- in Louisiana presented first should principal upcoming as school tinue We vacate and remand so System.1 year.3 may evaluate the District Court that proce- intent, under the process protections letter receipt After Thomas, Ferguson 5 struggle replacement announced dures over Bunkie (Coach) progeny. High F.2d and its School football coach reached regular permanent employ 1. See note infra. teacher in the parish city, school board of the or as (1963) sets forth the 17:442 man- L.S.A.-R.S. be, may successfully case he which has may a non-tenured teacher ner which year term; probationary served his three all permanent how one attains dismissed any parish city employ or teachers in or status. teacher tenured July school board as of 1946 who hold parish 442. Probation and tenure of or § proper who certificates and have served sat- city teachers school isfactorily parish city as teachers in that or probationary Each teacher shall serve years, for more than three consecutive are years to be reckoned from the term three regular declared to be teach- appointment parish in the or date of his first employ ers the school board of that serving proba- city the teacher is city. parish or probationary par- During term tion. be, board, may city as case or ish may school 3. The brief submitted counsel for School discharge any probationary or dismiss specifies School Board’s action as failure recommendation of the written teacher Superintend- to renew contract. schools, city parish superintendent ent’s letter of June recommends be, accompanied may valid as the case principal be relieved of his duties reasons therefor. employee dismissed as an of the school unsatisfactory Any found teacher case, system. we we Because remand this city parish case as the school note certain distinctions created the Louisi- be, probationary expiration the said at the regarding ability statute ana term, writing by the board notified in shall be Principal) (or to be and non-ten- both tenured dismissed; discharged or has been simultaneously. notification, proba- L.S.A.-R.S. 17—441 ured such of such the absence tionary automatically (1963) defines a teacher as become teacher shall position higher job untenured until a parish city “Any year probationary period similar three who a teacher’s certificate and holds clearly served. Section indicates that one legal employment requires such teach- whose position who had tenure in the lower does not er’s certificate”. tenure in lose that lower bracket because of a above, generally acquires in 2 As indicated promotion. year serving proba- status after a three tenured tionary Promotions; periods § (1963). *3 period. If a 17:442 L.S.A.-R.S. tenure permanent tenured achieves or status teacher acquired per- Whenever a teacher who has she the he or is then accorded § under status, as set in manent forth R.S. 17:442 and protections 17- L.S.A.-R.S. 17:443, city parish system in a or school is (Supp.1976). promoted by employing by the school board teachers; procedure; of 443. Removal § moving position such teacher from a of lower right appeal to salary higher salary, to one of such teacher permanent A teacher shall not re- be A. probationary period shall serve a of three except upon from written and moved office years higher position acquiring in the before charges neglect duty, signed wilful of or of therein, permanent status but shall retain the being incompetency dishonesty, or or of a permanent acquired posi- in status the lower contributing any group, of to member organization, or of promoted. from tion which he or she was corporation movement or During period probationary posi- the in the injunction prohibited by oper- law or from is ating promoted tion to which teacher a shall not be Louisiana, only of in the State and then disciplined, removed or demoted to the lower guilty hearing by a the after found position promoted from which he she or parish city, may of the or the case board be, as except compliance provisions in with the of may private public, be or expiration proba- 17:442. At the R.S. of the option of At at the the teacher. least fifteen tionary period higher position, in the a teach- hearing, days in of the of the advance date er, unless removed or demoted in accordance shall furnish the the school board teacher 17:442, automatically acquire R.S. shall with permanent copy charges. a the of written with higher position status the right appear the shall have to before teacher may disciplined, thereafter not be removed or with witnesses in his behalf and the board higher position except such demoted from compliance selection, counsel all of his of whom with provisions the with of R.S. by be the board at the said hear- shall heard 17:443. Nothing ing. impair contained shall herein appeal competent completed of of to a court not Where a teacher has period jurisdiction. probationary required for teachers as 17:442, permanent by particular guilty promotion- If a is or for B. teacher found R.S. herein, board, legal hearing position pro- by after due and established and is a school al as herein, higher position, provided charges or of ne- as glect wilful moted to a period, duty, incompetency, previous or dishon- as a or in or of either teacher position, esty, being promotional or of or a member of contribut- shall continue to run organization, ing any group, year probation- movement or at the of such three end by injunction ary corporation pro- period automatically law shall that is the teacher operating acquire permanent previously from in the State of Louisi- hibited status office, ana, position permanent removed and ordered from held until status board, may, disciplined by position acquired by compliance the teacher new year provisions than one the date not more from of this Section. finding, petition competent perspective statutory a court hearing said From the jurisdiction any full dispute for a to review the scheme and the absence of over status, Principal’s of the school action the court non-tenured no considera- jurisdiction given Principal may have to affirm or shall reverse to whether tion have job category of the school in the tenured action matter. had status a lower finding Avoyelles System purposes If of the school board is reversed the outright for any positions the court and the teacher is ordered rein- dismissal from and all duty, system. Also, and restored the teacher shall the school stated within the record pay any for loss of full time before this Court not sufficient to entitled make such may salary he or have rea- she sustained a determination. son the action of the said school board. As a result insufficient record tenured, may dispute any or she If a is not absence over whether under the Louisiana Teacher Tenure have had tenure in dismissed one teacher classifica- principal, Act written recommendation and no framework tion tenure as a dowe superintendent argument from the school board with consider School Board’s that Princi- provision pal valid However no failed to reasons. exhaust his state remedies under (1963). (Supp.1976) 17-442 is made. L.S.A.-R.S. L.S.A.-R.S. complication to the distinctions As a further teachers. Nor do we intimate predisposi- sections, required against ability these L.S.A.-R.S. 17:444 for or tion of such state promoted statutory (Supp.1976) appeal indicates that one ato created preclude routes to di- 503, 506, 507-14, 733, 21 89 S.Ct. L.Ed.2d Coach was fired phase. critical Principal’s Pickering Regents, recom- v. Board of without Board newspaper print- a local 88 S.Ct. L.Ed.2d 811.5 When 391 U.S. mendation. listing Principal as incorrectly an article ed Undeterred his March letter meeting who had attended of those intent, Superintendent prepared writ- Coach, Principal dismissal supported set- ten recommendation School Board having denied attend- paper, contacted Principal’s ting forth reasons requested a retrac- meeting, such ed not be renewed6 and for should tion. of the discharge an At System. regularly scheduled School Approximately one month later on 18, 1974, meeting Board June after 21,1974, Principal was called to School May by Superintendent assurance resign office and asked to President’s charges in his recommendation were or *4 Superintendent, Super of a presence substantiated, be the School Board could Instruction, a Curriculum and and of visor discharged adopted his recommendation and his Board member. Because re School Principal. important It is to note that al- newspaper from the local retraction quested though Principal present was at this meet- keep allegedly “. . . failure to was if, when, ing, he was never notified shut and mouth follow whatever di- his hearing on where his dismissal would Board School rection [the President] occur. choose”, contends that he was day Principal dis resign was later notified that On the same was and asked Board, he discharged. Consequently, charged by one of filed suit in School he was as the basis the United District Court for the given reasons States seeking de entails a fundamental Western District of Louisiana of his dismissal Amendment, injunctive claratory, “appropriate free and other by the First protected Board, alleged prove against equitable reason should relief” School each speech.4 If this dismissal, individually of Principal’s basis of member the school board private public capacities, of this case is clear. Such basic their and Su outcome rights pre- perintendent are not as a shed both official and individ Constitutional requisite capacities. to continuation of school related ual The District Court held an evidentiary Tinker Des Independent hearing preliminary career. v. Moines on the in District, 1968, Community junction 393 School U.S. relief issued an order and rul- excellent, concise, yet presentation For 5. of but school related out-of-class teacher activi- forum when cause of federal rect suit ties, Schauer, Books, see F. School Lesson Constitution, otherwise arises under action Plans, Constitution, and The 78 W.Va.L.Rev. laws, the United States. or treaties of 287, (1976). only emphasize Board that School We need subsequent complied with 17:442 and pursuant hearing by was to the 14, School Board copy A of of the June letter recom- protect property along Court to of the District order with mendation to School purview by Superin- of the Fourteenth within the letter was hand delivered interest cover Principal. require- process The letter to tendent Amendment’s general categories Board lists for of reasons for any hearing provi- required yet ments outside specific Principal’s with sixteen ex- dismissal Consequently, Louisiana statute. sions of the categories (1) amples. are The four lack of Princi- determination that District Court leadership, (2) administrative academic correct, Principal does not pal non-tenured organized supervi- lack classroom teacher procedures when state review to exhaust have program, the instructional sion as it relates to granted him L.S.A.-R.S. were none cooperate (3) with the central failure to office employee. (1963) as a 17:442 members, both, staff, school board speech argues alleges problems placement per- a free and the solution rights. sonnel, (4) cooperate good Amendment On failure to and foster his First violation community-school par- with certain argument or before this relations in his brief appeal no ents, potential leaders and officers service regarding business presented right. clubs. of association his freedom violation
531
4,1974,
408
ing
August
which concluded that
U.S.
92 S.Ct.
33 L.Ed.2d
Regents
Roth, and Board of
jurisdiction over
subject
matter
it
lacked
408
its members in their
school board and
92 S.Ct.
Principal then moved alleging declaratory relief that of the March 18 letter of intent which junction basis to free discharge violated specified Principal’s his. communica- that he was not afforded ade- speech willingness as princi- tion of continue on by the process protection quate due System would consider Prin- pal the School contract., hearing. examination of Without him cipal under would release held any record “urgent and unforeseeable circum- only for conducting without Board and stances”, we District agree Court’s motion, District Court denied Principal’s finding prop- had a definable motion with succinct con- Principal’s re-employment.11 The erty interest in his Motion for a fusing “Plaintiff’s employment in of continued the letter offer relief is injunction declaratory here- and for coupled with the admitted reliance reasons set forth in this by denied re- Board on affirmative August 12 ruling order of Court’s binding sponse expressed nature ruling ap- From this 1974.”10 acceptance falls into the class of such an peals. protected by property interests the due requirements.13 process procedural See of the consideration Prior 576-77, 2708-09, Roth, supra at at S.Ct. necessity sufficiency 560-61; at Perry, supra 33 L.Ed.2d at protections, must demon process at at Zim- S.Ct. L.Ed.2d “life, of an interest deprivation strate Cir., Spencer, 485 F.2d merer protections liberty, property” within the 177-78; Fox, 505 F.2d Sims prin Under the of the Due Process Clause. 857, 860-62. proba existing case for a ciples of the law employee with at most tionary, non-tenured case rec Equally important in this expectation continued em a unilateral except ognition principle of the in sin question remains about ployment, governmental agency may gular instances a in his or her any property interest lack of *6 discharge a not even non-tenured employment which shielded continued her First of or exercise of because requirements. process Bish due 597, supra at 92 rights. Perry, Amendment Wood, 1976, 341, 96 426 op v. U.S. S.Ct. 577; 2697, Roane, 33 L.Ed.2d at at S.Ct. 684; 2074, v. Sampson Murray, L.Ed.2d 48 640; Texas Woman’s supra Kaprelian v. at 1974, 61, 937, 94 39 415 U.S. S.Ct. L.Ed.2d 1975, Cir., 133, 509 F.2d 139. University, 5 166; 1972, Sindermann, Perry v. 408 U.S. Realizing any speech time freedom 570; 593, 2694, 33 92 L.Ed.2d Board of S.Ct. a significant as a basis of cause of Roth, 1972, 564, arises Regents 408 92 v. S.Ct. 548; proceed 2701, cautiously, a Court must we action Burnley Thompson, 33 L.Ed.2d v. 1233, 1240; past Cir., 1975, gently this issue because 524 F.2d tread 5 Roane v. Callisburg District, procedures Independent School 5 insufficient followed the Dis- (3) prepare The decision of the State District in order to Court letters intent student and assignment appealable Appeal; to ratios. the Louisiana Courts of teacher (4) law Plaintiff’s remedies under State have 12. indicate an These factors more than abstract not been exhausted. or desire existed. More than a need expectation unilateral fact, Although a District Court refers to was created. mutual its Au- 10. 4, produced by gust ruling, expectation was actions 1974 the context of initiated this case Superintendent. actually referring Sep- School Board it was indicates to its 23, ruling 1974 tember See order. note property upcom- then 13. This interest is for the supra. year, ing 1974—75. Whether school employment may Superintendent a have testified that School Board 11. existing capacity responses principals’ under the Louisi- in another teachers’ and relied on
533
be-
Court and the state of
record
whether
is entitled to recovery
trict
appeal.14
on
us
fore
on
Rather,
a
reinstatement
contract claim.
issue is whether
had a non-
recognize
emphasis by the
We
dissent
subjective expectancy of
employ-
continued
pre-Roth and Sindermann Louisiana
on the
created,
ment. Once this threshold is
both
through
a teacher seeks
cases15
which
Roth
Sindermann instruct
that minimal
be
alleged
suit on the
direct
process
Principal.
must be
due
afforded
monetary
reinstated
either
receive
is the
opin-
This
distinctive essence of our
with
opinion
This
does not deal
award.
Cir.,
statutory
now
Appeals
ana
framework is not
before
200 So.
3, supra.
Court. See note
recognized
Louisiana
different
issue
discharged
in the context of a
or not
arises
probationary employee
an
rehired
versus
al-
importance
potential
14.
additional
Of
validly
leged
never
hired
a school
may prove
First Amendment claim
Kennington
Also,
at 516-17.
indecisive
board.
Lanier
be
on remand once the District Court
Brown,
developed during
along
examines
ing
record
the hear-
Bankston and Richie
may
held
Board.
if
rely
rationale,
This
occur
Lanier-Brown
valid, non-discriminatory ground is shown to
legislature imple-
before the
arose
Louisiana
discharge. Ferguson,
have been the
basis
recognition
via the Teachers’ Tenure
mented
858-59;
supra at
see
Robison Wichita Falls
Act,
17:441,
seq.,
LSA-R.S.
et
that because one
Community
Corporation,
& North Texas
Action
may
discharged
given
another con-
Cir.,
245, 255;
507
5
F.2d
text
see
infra.
synonymous
having
proc-
is not
tract
Furthermore,
Supreme
we are mindful of the
protections.
interpreting
In fact while
Lou-
ess
Bishop,
Court’s recent indication in Wood v.
Act,
Teachers’ Tenure
isiana’s
Louisiana
supra at
than
porting
discharge
Board’s
should be
Principal’s
convey-
ly indicated
classified to determine whether
further
proper
acceptance
of a formal
ance
must decide the First
District Court
manner, Principal
considered un-
would be
evidentiary
Amendment claim and hold an
obliga-
from his
released
der
hearing
Principal’s
on whether
exercise of
unforseeable cir-
“urgent
for
tion
rights
significant
basis for
speech
his
cumstances.”
discharge.
reviewing
School Board’s
record,
pos
given
the reasons
dis-
are certain.
for
factors
Two
right necessitating
charge may prove
clearly
a hear
to be
insubstan-
sessed
sufficient,
tial,
Court ordered School
substan-
the District
substantial
ing and
If
hearing.
such a
but insufficient.
the reasons are
to afford
tial
sufficient,
is
the District
this factor
this Circuit’s
substantial
Coupled with
preferred
pro
need not
or receive evidence
that a
review
consider
determination
hearings
clearly
such school board
be on
First Amendment claim.18 If
cedure of
insubstantial, the
con-
by the District Court. See Robi
District Court must
followed
254-56;
son, supra
Thompson
at
v. Madison
and receive evidence on the First
sider
1973, 476
Education, Cir.,
Likewise,
County Board
Amendment claim.
the Court
J.,
(Clark,
concurring spe
First
F.2d
must hear evidence
Amend-
cially);
allegation
Fluker Alabama State Board of
insuffi-
ment
substantial but
Education,
Robison,
255;
441 F.2d
208 n.
supra
reasons.19
at
cient
15; Ferguson,
at
supra
858-59;
857-59.
Ferguson, supra
Kaprelian,
at
see
139;
County
at
Madison
Board of
supra
Ordinarily
is
the District Court
Education, supra
679-80.
at
expected
hearing.
to conduct
de novo
Rather,
foregoing
apparent
it
inquiry
first
is
examine the
From
duty is
exam-
hearing to as
District Court’s initial
of a school board’s
record
hearing
Board’s
procedures
record of School
whether the
followed vi
ine the
certain
words,
August
ruling.
pursuant to its
rights.
In other
did held
olated federal
shows that
the District Court
for Princi The record
Board conduct
its last
process
September
1974 and
adequate by
procedural due
issued
pal
injunction
re-
ruling denying
Amend
requirements
the Fourteenth
examining
ever
the record of
so,
quest without
then the record should be
ment? If
For
Principal.
Board’s
determine whether substantial
viewed to
reason,
facts
this record
absent
supports its ac-
agency
evidence before
Megill
allegation
opinion
unequal
v. Board
18. This
treat-
most recent
assumes
16. Our
Florida, supra,
Regents
indicates
of State
and the reason
or selective enforcement
ment
may acquire a reasonable
untenured teacher
justify
the dismissal or
sufficient
alone
employment.
expectation of continued
Robison, supra
Madi-
at
cf.
non-renewal.
Education, supra
County
at 679-
Board of
son
*8
view. At
Two
reinforce this
added factors
that
Board contended
Su-
time has School
authority
acting
perintendent was
without
not
the District
19. This does
necessitate
representations
Superintend-
in
the
made
make
presented
rehearing
evidence
at
Court’s
including
binding nature of
the
ent’s letter —
hearing on the First Amendment claim.
Board’s
Also,
making
Principal’s acceptance.
after
the
may utilize such material
District Court
The
appropriate
acceptance
to School
formal
during
presented
along
evidence
with other
Board,
representation
Principal relied on this
hearing.
money
payment as earnest
and made a down
Avoyelles
purchase
in
the
of a new home
Parish.
transpired
during
what
regarding
policy
that
rule or
that secured his
in
interest
hearing.
ruling
The District Court’s
is va-
re-employment.”
and this case is remanded for recon-
cated
By
decisions it
apparent
these
is made
light
principles
in
of the
dis-
sideration
peculiar
the
that whether
par-
facts of the
opinion.
in this
cussed
create
implied
ticular case
an
contract
VACATED AND REMANDED.
requires a Due
which
Process
question
is a
its termination
law.
state
JONES,
dissenting:
Judge,
Circuit
applicable
The
statute of
pro-
Louisiana
holds,
majority
panel
The
of the
I
which,
procedure
vides for a
as in the Roth
opinion,
read its
that
the letter of
rightly
case,
acquisition
the
precludes
property
of a
Superintendent
from the
of the
intent
employment
interest
until a contract has
principal
prop-
Board to a
created
required by
been made as
the
The
statute.
re-employment
of which
erty interest
provides
Louisiana statute
that
the Parish
not be
Due
divested without a
Process
could
Board:
This,
think,
hearing.
wrong.
I
is
“shall determine the number of
schools
majority agrees
with the district
the
opened,
location of the school hous-
conclusion that
court’s
the:
es, the number of teachers to be em-
of intent
more than
“letter
created
ployed, and select such teachers from
expectation
re-employment.
unilateral
made
parish
nominations
superin-
the
created a
property interest
re-em-
It
tendent, provided that majority
the
which entitled
to a
ployment
membership of the
full
elect
hearing under
principles
enunciated
without the
teachers
endorsement of
Perry
Sindermann,
408 U.S.
superintendent.” LSA-R.S. 17:81.
92 S.Ct.
33 L.Ed.2d
The Louisiana courts are not unfamiliar
Roth,
Regents
requirement
with the
em-
contracts of
548.”
S.Ct.
L.Ed.2d
ployment
of teachers cannot
be made
it
Perry
recognized
In
was
Superintendent
letter from the
without
despite the lack of
or a
may,
tenure
formal
action of the school board. The Louisiana
contract,
property
have a
interest
contin-
Appeals
Court of
has said:
employment.
property
This
interest
ued
constituting
“this letter falls far short of
implied
could take
form of an
contract
contemplated
such a contract as is
under
arising
understandings
from rules and
place,
In the first
statute.
employer
or from the circumstances and
Act,
section
School Board
Perry,
of the
facts
service.
In
such an
charged with
itself is
selection
implied
re-employment
contractual
teachers, such selection to be made from
created
Sindermann’s reliance
presented
nominations
it
the Parish
guidelines promulgated by the state univer-
Superintendent. The Board
itself has
system
sity
provisions
that were
authority
employ
teachers either
present
faculty guide.
in a
The court held
year
the month
and to fix their
that,
in the absence of
a property
such
salaries. Under Section 49 of the Act it
interest,
subjective expectancy”
“a mere
person
ap-
that no
provided
shall be
protected by procedural
process.
pointed to teach without a written con-
Roth,
the court
determined that
year
tract for the scholastic
which
entitling
to a
Due
taught,
is to be
Process
must consist of more than a
signed by
Superintendent.
to be
It is
expectation”
re-employment,
“unilateral
that the
plain-
to be noted
letter on which
there
legitimate
must be a
claim
place
is in the first
purely
tiff relies
of entitlement
to the interest. The court
position
possess
plaintiff
that the teacher
offer of a
is therein
concluded
did not
legitimate
claim to re-employment
specifically-asked
Superintendent
because
was no
University
there
“state statute or
know if
accept
to let him
he will
*9
processes,
In
teacher selection
the actions of
to him.
the second
position tendered
absolutely nothing
superintendent
teaching
in the
in assigning
is
place there
itself,
to
plaintiff’s petition
positions prior
to
the actual execution
nor
letter
board,
Superintendent was au-
with the
and reliance
contract
school
that the
indicate
superintendent’s
Board to make the
nominations
the School
thorized
estop
v.
did not
the school board from
contained.” Blankston
letters
therein
offer
Board,
denying
employment
La.
the existence of an
Parish School
Tangipahoa
1939,
see I would reverse and
remand. remand judgment enter
directions
board. SNEED, Plaintiff-Appellee,
Donald SHIPBUILDING, INC.,
SNEED’S
Defendant-Appellant.
No. 75-2319. Appeals,
United States Court
Fifth Circuit. 17, 1977.
Jan.
Jerry Smith, V. Pennington, John Cash Orange, Tex., defendant-appellant. Burmeister, Arthur, Tex., Jon B. Port plaintiff-appellee. COLEMAN,
Before CLARK and TJOF- LAT, Judges. Circuit TJOFLAT, Judge: Circuit brought Plaintiff-employee this action pursuant to the Labor Fair Standards Act compensation, of 19381 to recover overtime liquidated damages attorneys’ fees defendant-employer. from The case was stipulated court on submitted to the district facts, and judgment final entered for employee. appeal employer On ar- (1970 Supp. 1974). 1. 29 & IV §§ U.S.C.
