449 F.2d 1017 | D.C. Cir. | 1971
Lead Opinion
In April, 1958, appellant was indicted on a charge of taking indecent liberties with a child.
Appellant remained at Saint Eliza-beths until November, 1958, when he was placed on convalescent leave. He eloped in November, 1959, but was returned to Saint Elizabeths in April, 1963. In July, 1967, appellant brought this habeas corpus action, alleging that his original commitment was unlawful because he was mentally ill in 1958, and because there was insufficient evidence of dangerousness to justify commitment. He also challenged his continued confinement in the Hospital, charging that he was being given inadequate treatment, that he was being held in an improper place, and that the Hospital wrongfully refused to release him as cured. The District Court, for reasons considered herein, found against appellant on all points, and discharged the writ. This appeal followed.
I
While the appeal was pending, appellant was unconditionally released from Saint Elizabeths Hospital.
As the Supreme Court recently put it, “[s] imply stated, a case is moot when the issues presented are no longer ‘live’ or the parties lack a legally cogniza
This court has adopted the same test of mootness in civil litigation. In Hudson v. Hardy,
Thus we find unpersuasive any attempt to divorce the instant case from the mainstream of mootness doctrine simply because the commitment under attack was civil. As cases like Hudson demonstrate, the consequences which may flow from the contested event, not the form of action the contest assumes, are the factors relevant to a determination of mootness. And the consequences of appellant’s commitment under the Sexual Psychopath Act may indeed be serious for him. As long as the commitment stands on the record, he faces state constitutional and statutory provisions which purport to bar the mentally ill from voting.
It is, of course, by no means clear that appellant will — or lawfully could — be confronted by these obstacles or others like them. But “a criminal case is moot only if it is shown that there is no possibility that any collateral legal consequences will be imposed on the basis of
We hold that appellant has a stake in the outcome of this lawsuit substantial enough to keep it alive. However, as he concedes, the fact that he is not presently in the Hospital’s custody does moot some of the issues he had previously raised — specifically, the claims that he was being given inadequate medical treatment, and was being confined in an improper place. But the issue as to the validity of his original commitment as a sexual psychopath did not, upon his release, fall “ignominiously in the limbo of mootness.”
Nor, notwithstanding repeated references in the federal habeas corpus statutes to applicants “in custody,”
II
We turn, then, to the merits. Appellant’s first challenge goes to the kind of mental condition which, with other accompaniments, may justify confinement under the Sexual Psychopath Act. The Act applies only to persons “not insane,”
We agree with appellant that in his 1967 bid for release from the hospital, the Millard interpretation of the words “not insane” should have been used by the court. This exact issue was very recently decided by this court in Norwood v. Jacobs.
However, we have come to the conclusion that because appellant is not presently detained under the Act, his mental condition in 1967 is no longer an issue in this-case. The reason that the case is not moot is the possibility of collateral consequences which would follow appellant, a possibility stemming from a judgment in 1958 that he was a sexual psychopath.
We come next to the question of the standard, as respects mental condition, that should have been used in the original proceeding in 1958. No challenge is made to the 1958 finding that appellant was “not insane” under the statute; instead, appellant claims that the Millard interpretation of the Sexual Psychopath Act must be applied retroactively, and that his original commitment be declared improper if he was “mentally
We decided in Millard that the words “not insane” in the Sexual Psychopath Act had to be construed to mean “not mentally ill” primarily to create a constitutional relationship between that Act and the 1964 Hospitalization of the Mentally 111 Act.
In Millard we declined to leap to the conclusion that there was no longer any permissible role for the Sexual Pychopath Act. Instead, we sought to save the statute by construing it to avoid the equal protection problems which would arise from an overlap with the new civil commitment law. * * * Thus, the 1948 Sexual Psychopath Act now applies only to those who are not “mentally ill,” while compulsory treatment of those who are “mentally ill” is governed by the 1964 Act. This construction restores the original relationship of mutual exclusivity between sexual psychopath commitments and other civil commitments.
Since the equal protection problem did not exist in 1958 — a time when the civil commitment provisions applied only to those who were “insane persons”
It is true that the Millard court spoke not only of the equal protection impetus to reinterpretation of the term “not insane,” but also of the “broad changes [since 1948] in the attitudes and language with which both lawyers and psychiatrists approach mental disturbances.”
It may be well to note that this conclusion does not cast any doubt whatsoever on our recent Norwood decision.
Ill
Appellant’s second challenge concerns essentially the sufficiency of the evidence introduced against him at the 1958 commitment hearing. In particular, appellant claims that there was insufficient evidence of “a course of repeated misconduct in sexual matters” to justify the conclusion that appellant was “dangerous to other persons.”
We recognize that the failure to take an appeal, standing alone, does not necessarily bar federal habeas corpus relief
Affirmed.
. D.C.Code § 22-3501 (a) (1967).
. Id. § 24-301 (a) (1967), as amended (Supp. IV, 1971).
. Id. §§ 22-3503 to 3511 (1967), as amended (Supp. IV, 1971).
. The criminal charge was dropped without objection in September, 1958.
. The discharge followed a period of about a year during which appellant was given first accompanied, and later unaccompanied, city privileges. It followed, too, by one day, his arrest in Virginia for allegedly selling the drug LSD to teen-age girls. Va.Code § 54-446.4 (1950).
. After receipt and study of supplemental memoranda from the parties.
. Powell v. McCormack, 395 U.S. 486, 496, 89 S.Ct. 1944, 1951, 23 L.Ed.2d 491 (1969).
. See cases cited infra note 10.
. Carafas v. LaVallee, 391 U.S. 234, 237, 88 S.Ct. 1556, 20 L.Ed.2d 554 (1968).
. Benton v. Maryland, 395 U.S. 784, 790-791, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969) ; Street v. New York, 394 U.S. 576, 579-580 n. 3, 89 S.Ct. 1354, 22 L.Ed. 2d 572 (1969) ; Sibron v. New York, 392 U.S. 40, 53-58, 88 S.Ct. 1889, 20 L.Ed.2d 917 (1968) ; Carafas v. La-Vallee, supra note 9, 391 U.S. at 237-238, 88 S.Ct. 1556; Ginsberg v. New York, 390 U.S. 629, 633-634, n. 2, 88 S.Ct. 1274, 20 L.Ed.2d 195 (1968) ; Pollard v. United States, 352 U.S. 354, 358, 77 S.Ct. 481, 1 L.Ed.2d 393 (1957) ; United States v. Morgan, 346 U.S. 502, 512-513, 74 S.Ct. 247, 98 L.Ed. 248 (1954).
. 137 U.S.App.D.C. 366, 424 F.2d 854 (1970) .
. Id. at 368, 424 F.2d at 856. We declined to resolve the mootness issue ourselves, but remanded it to the District Court for decision under prescribed guidelines, “[s]ince ultimate decision may turn on facts not of record here, and since the suggestion of mootness was not made until our original opinion had already issued * * Id. at 367-368, 424 F.2d at 855-856.
. E. g., Va.Const. § 23 and Va.Code § 24.1-42 (Supp.1970) (barring “insane persons”) ; cf. Md.Const. art. 1, § 2 (barring persons “non compos mentis”).
. 28 U.S.C. § 1865(b) (4) (Supp. V. 1970).
. E. g., Va.Code § 46.1-360 (1950).
. District of Columbia Police Regulations §52.5(c) (2) (1969). See also D.C.Code §§ 22-3207, 3210(3) (a) (1967).
. Sibron v. New York, supra note 10, 392 U.S. at 57, 88 S.Ct. at 1900. The Court there pointed out that in Pollard v. United States, supra note 10, it had “abandoned all inquiry into the actual existence of specific collateral consequences [of a criminal conviction] and in effect presumed that they existed,” id. at 55, 88 S.Ct. at 1898. The Court concluded that the “mere possibility” of collateral consequences was enough to keep the case alive. See also Benton v. Maryland, supra note 10, 395 U.S. at 790-791, 89 S.Ct. at 2060, where the Court held that although the possibility of counting both of petitioner’s two convictions against him in a later recidivist proceeding “may well be a remote one, it is enough to give this case an adversary cast and make it justiciable.”
. The Supreme Court has noted “the obvious fact of life that most criminal convictions do in fact entail adverse collateral legal consequences.” Sibron v. New York, supra note 10, 392 U.S. at 55, 88 S.Ct. at 1899. For the reasons given in text we think that appellant’s commitment as a sexual psychopath harbors much the same potential. We note also that that commitment rested on a judicial determination that appellant fit the statutory definition of “sexual psychopath”: “a person, not insane, who by a course of repeated misconduct in sexual matters lias evidenced such lack of power to control his sexual impulses as to be dangerous to other persons because he is likely to attack or otherwise inflict injury, loss, pain, or other evil on the objects of his desire.” D.C.Code § 22-3503(1) (1967), as amended (Supp. IY, 1971). The “course of repeated misconduct in sexual matters” connotes sexual practices for which appellant could have been prosecuted as a criminal; indeed, he was so charged, see page 1018, supra. To this must be added the burden of a reputation for mental instability and dangerousness in a society in which personal responsibility is all-important.
. Parker v. Ellis, 362 U.S. 574, 577, 80 S.Ct. 909, 911, 4 L.Ed.2d 963 (1960) (Mr. Chief Justice AYarren, dissenting).
. See, e. g., 28 U.S.C. §§ 2241, 2242, 2243, 2252, 2254 (1964), as amended (Supp. V. 1970).
. 8u,pra note 9.
. See text infra at note 23.
. Carafas v. LaVallee, supra note 9, 391 U.S. at 238, 88 S.Ct. at 1559. The Court overruled Parker v. Ellis, supra note 19, which had held to the contrary.
. See note 18, supra.
. 132 U.S.App.D.C. 146, 406 F.2d 964 (1968).
. 139 U.S.App.D.C. 162, 430 F.2d 903 (1970).
. The District Court’s order deferred the discharge for 30 days to enable the Government to institute civil commitment proceedings under the 1965 Hospitalization of the Mentally 111 Act, D.C.Code §§ 21-501 to 591 (1967), as amended (Supp. IV, 1971), and provided for Nor-wood’s retention in custody until the conclusion of such proceedings.
. Norwood v. Jacobs, supra note 26 at 162, 430 F.2d at 903.
. See Part I, supra.
. D.C.Code § 22-3509 (1967).
. The Supreme Court has pointed out that there are three factors to be considered in deciding whether a new decision should be applied retroactively: “(a) the purpose to be served by the new standards, (b) the extent of the reliance by law enforcement authorities on the old standards, and (c) the effect on the administration of justice of a retroactive application of the new standards.” Stovall v. Denno, 388 U.S. 293, 297, 87 S.Ct. 1967, 1970, 18 L.Ed.2d 1199 (1967) ; Desist v. United States, 394 U.S. 244, 249, 89 S.Ct. 1030, 22 L.Ed.2d 248 (1969) ; see also Gaither v. United States, 134 U.S.App.D.C. 154, 176-177, 413 F.2d 1061, 1083-1084 (1969) ; cf. Bolton v. Harris, 130 U.S.App.D.C. 1, 12-13, 395 F.2d 642, 654-655 (1968). “Foremost among these factors is the purpose to be served by the new * * * rule,” Desist v. United States, supra, 394 U.S. at 249, 89 S.Ct. at 1033. Since we believe that the purpose of Millard would not be served by applying it to appellant’s original commitment, we have no occasion to consider the other factors in this case.
. D.C.Code §§ 21-501 to 591 (1967), as amended (Supp. IV, 1971).
. Millard v. Harris, supra note 25, 132 U.S.App.D.C. at 152-153, 406 F.2d at 970-971.
. 135 U.S.App.D.C. 259, 263, 418 F.2d 1095, 1099 (1969) (footnotes omitted) (emphasis in the original).
. Act of Aug. 9, 1939, ch. 620, 53 Stat. 1293, formerly D.C.Code §§ 21-308 to 325 (1961), repealed, 78 Stat. 953 (1964).
. Millard v. Harris, supra note 25, 132 U.S.App.D.C. at 149, 406 F.2d at 967.
. Id. at 149-151, 406 F.2d at 967-969.
. Id.
. Supra note 26.
. Accord, Warring v. Colpoys, 74 App.D.C. 303, 122 F.2d 642, cert. denied, 314 U.S. 678, 62 S.Ct. 184, 86 L.Ed. 543 (1941).
. D.C.Code § 22-3503(1), quoted supra note 18.
. E. g., Kaufman v. United States, 394 U.S. 217, 220 n. 3, 89 S.Ct. 1068, 22 L.Ed.2d 227 (1969); Fay v. Noia, 372 U.S. 391, 438-439, 83 S.Ct. 822, 9 L.Ed.2d 837 (1963); Tucker v. United States, 138 U.S.App.D.C. 345, 348 n. 21, 427 F.2d 615, 618 n. 21 (1970).
. Bowen v. Johnston, 306 U.S. 19, 27, 59 S.Ct. 442, 446, 83 L.Ed. 455 (1939), quoted in Fulwood v. Stone, 129 U.S.App.D.C. 314, 317 n. 8, 394 F.2d 939, 942 n. 8 (1967).
. Cf. Cassidy v. United States, 428 F.2d 585 (8th Cir. 1970); Battaglia v. United States, 428 F.2d 957 (9th Cir.), cert. denied, 400 U.S. 919, 91 S.Ct. 181, 27 L.Ed.2d 158 (1970); United States ex rel. Kenny v. Follette, 410 F.2d 1276 (2d Cir. 1969), cert. denied, 397 U.S. 940, 90 S.Ct. 951, 25 L.Ed.2d 120 (1970). See generally Developments in the Law — Federal Habeas Corpus, 83 Harv.L.Rev. 1038, 1068-1070, 1103-1112 (1970).
. In a motion for bail pending appeal filed in this court on October 3, 1958, appellant, through his retained counsel, argued that the substantial questions to be raised on appeal included the sufficiency of the
. The “Agreement of Dismissal” was filed in this court on December 29, 1958.
. Compare Kaufman v. United States, supra note 42, 394 U.S. at 220 n. 3, 89 S.Ct. 1068 (petitioner had appealed his conviction, but his appointed counsel did not assign as error the admission of certain evidence on the grounds of unlawful search and seizure, although there had been objection to the evidence at trial; petitioner sought by personal letter to have the Court of Appeals pass on the claim, but it apparently did not do so); Rouse v. Cameron, 128 U.S.App.D.C. 283, 287, 387 F.2d 241, 245 (1967) (“petitioner made a substantial effort to divorce himself from the decisions which his mother and the lawyer she retained made in his behalf”).
. Letter from D. C. General Hospital staff to District Judge Schweinhaut, June 10, 1958. So far as we can determine, appellant has never challenged this conclusion.
Concurrence Opinion
I concur in the result but wish to set forth some additional views.
In 1948 Congress enacted the Sexual Psychopath Act for the District of Columbia providing for the indeterminate commitment of sexual psychopaths until cured. This Act defined a sexual psychopath to mean:
* * * a person, not insane, who by a course of repeated misconduct in sexual matters has evidenced such lack of power to control his sexual impulses as to be dangerous to other persons because he is likely to attack or otherwise inflict injury, loss, pain, or other evil on the objects of his desire.
D.C.Code § 22-3503, 62 Stat. 347.
Under the statute the indeterminate commitment of such persons could be obtained through court proceedings initiated by the United States Attorney in the United States District Court of the District of Columbia by the filing of a statement in writing setting forth the facts tending to show that such person is a sexual psychopath (D.C.Code § 22-3504). Such persons are afforded counsel at every stage of the proceeding (D. C.Code § 22-3505) and two qualified psychiatrists are appointed by the court to make an examination of any person charged, who is defined and considered as a “patient” (D.C.Code § 22-3506). The result of the psychiatric examination is filed with the court and in the event that
both psychiatrists state that the patient is a sexual psychopath, or if both state that they are unable to reach any conclusion by reason of the partial or complete refusal of the patient to submit to thorough examination, or if one states that the patient is a sexual
conducts a hearing to determine whether the patient is a sexual psychopath (D.C. Code § 22-3508). Such hearing is conducted by the court without a jury unless a jury is demanded by the patient or the United States Attorney. The usual rules of evidence applicable to judicial proceedings apply and if the “patient” is determined to be a sexual psychopath the statute provides that “the court shall commit him to Saint Elizabeths Hospital to be confined there until” such time as the Superintendent of Saint Elizabeths Hospital
finds that he has sufficiently recovered so as to not be dangerous to other persons, provided if the person to be released be one charged with crime or undergoing sentence therefor, the Superintendent of the hospital shall give notice thereof to the judge of the criminal court and deliver him to the court in obedience to proper precept. D.C. Code § 22-3509. (Emphasis added.)
Not “dangerous to other persons,” as used in the statute, obviously refers back to the definition contained in section 22-3503 and means not dangerous to other persons because he is not likely to attack or otherwise inflict injury, pain or other evil on the objects of his desire.
It should be noted that the Sexual Psychopath Act when enacted was complementary with those laws providing for the commitment of “insane” persons
In 1965 Congress enacted the Act for the “Hospitalization of the Mentally 111” in the District of Columbia and in so doing substituted “mental illness” for “insane” as the basis for commitment (D.C. Code § 21-545(b), 79 Stat. 756). “Mental illness” was defined to mean “a psychosis or other disease which substantially impairs the mental health of a person” (D.C.Code § 21-501) and the statute provided:
If the court or jury finds that the person is mentally ill and, because of that illness, is likely to injure himself or other persons if allowed to remain at liberty, the court may order his hospitalization for an indeterminate period, or order any other alternative course of treatment which the court believes will be in the best interests of the person or the public.
D.C.Code § 21-545(b) (Emphasis added).
The change by the 1965 Hospitalization Act in the standard from “insane” (D.C. Code § 21-315 (1940 ed.), 53 Stat. 1296) to one of “mental illness” doubtlessly had the effect of encompassing a larger group of persons and in doing so may have trespassed into that small group of persons who were covered by the original definition of sexual psychopaths. This overlapping group would be composed of
This portion of the wider definition in the Sexual Psychopath Act is particularly applicable to that very small group of persons who have an uncontrollable propensity to commit sexual attacks and otherwise engage in perverse and other sexual type assaults that some people consider do not cause visual physical “injury.” Some people argue that many of such sick type acts do not cause “injury.” In this respect, they argue for a very narrow definition of “injury” which in many instances would exempt them from the Sexual Psychopath Act because they are mentally ill, and would also not confine them under the discretionary authority conferred by the Hospitalization of the Mentally 111 Act. To release this group of people from their commitment as sexual psychopaths because they may be said to be mentally ill (and possibly not considered commitable because they were not likely to cause actual physical injury to others in the more limited sense of the mental illness definition) would be a complete negation of the true intent of Congress in the Sexual Psychopath Act. Consequently, those persons who meet the definition of being mentally ill and who under the discretion provided by the hospitalization statute are not to be confined, if they are likely to cause injury under the broader standard of the original Sexual Psychopath Act, I would continue their commitment under the Sexual Psychopath Act. Otherwise, they would be relegated to prosecution as minor criminals and the sentences for the normal offenses in such cases are all too frequently in the misdemeanor category. These misdemeanor statutes, and even some felony statutes, do not adequately consider or treat the exceedingly dangerous propensity of the sexual psychopath in conferring punishment. Such persons should not be considered as criminals but as patients and as such they should be confined until cured. I believe that to have been the intent of Congress in legislating in this area.
. Persons covered by this definition constitute a very small group of persons, but a group that is very dangerous to society.
. Since the Sexual Psychopath Act only provided for the commitment of persons with such propensities who were “not insane,” it was completely complementary to the “insane” standard prescribed by the statute for the commitment of insane persons. Cf. D.C.Code § 21-315 (1940 ed.), 53 Stat. 1296. In this respect the District of Columbia Sexual Psychopath Statute as enacted in 1948 followed exactly the format of tlie Psychopathic Personality Statute in the State of Minnesota from which it was patterned. See Minnesota Laws, 1939, c. 369. The constitutionality of the Minnesota Sexual Psychopath Statute had been upheld in Minnesota ex rel. Pearson v. Probate Court, 309 U.S. 270, 60 S.Ct. 523, 84 L.Ed. 744 (1940).