Lead Opinion
Roy Allen Harich appeals from a final judgment of the district court denying his petition for a writ of habeas corpus. We affirm in part, reverse in part, and remand for an evidentiary hearing.
Harich was charged under Florida law with first degree murder, attempted first degree murder, use of a firearm in the commission of a felony, and two counts of kidnapping. In a bifurcated trial, the jury first found defendant guilty of all charges, and then voted nine-three to advise the trial court to impose the death penalty on the murder charge. The trial court imposed the death penalty for the murder, and sentenced Harich to thirty years for attempted murder, fifteen years for using a firearm, and thirty years for each of the two kidnappings.
On direct appeal, Harich alleged, inter alia, that (1) the prosecutor engaged in improper closing arguments during the guilt/innocence and sentencing phases; (2) the trial court improperly allowed previously suppressed evidence to be admitted during the sentencing phase; (3) the trial court erred in its application of the statutory aggravating circumstances; (4) the trial court did not instruct the jury that a tie vote during the sentencing phase would be a recommendation for life imprisonment; and (5) the Florida capital sentencing statute is unconstitutional. The Florida Supreme Court, one judge dissenting, affirmed petitioner’s conviction and sentence. Harich v. State,
On March 18, 1986, Harich filed a petition for writ of habeas corpus in the United States District Court for the Middle District of Florida.
FACTS
Roy Harich came home from work at 4:00 p.m. on June 26, 1981. He testified that from that time until 9:00 p.m. that evening he consumed approximately 15 cans of beer and six marijuana cigarettes, and was “mildly drunk.” Trial Transcript, Vol. II, at 502-08. He was on his way home from a friend’s house when he met Carlene Kelley and Deborah Miller at a gas station in Daytona Beach. The two girls did not know Harich, but after some discussion they accepted a ride with him to the pier where they were to meet another friend. While they were in Harich’s van, the three smoked a small amount of marijuana.
As they were riding, Harich suggested that they go to the woods where he was growing marijuana plants so that the party could continue. On the way, they stopped at a convenience store where they purchased a six-pack of beer. When they finally arrived at petitioner’s marijuana patch, they discovered that the leaves were too damp to be smoked, so they placed the leaves under the hood of the van to dry. After about an hour of waiting, petitioner began to discuss the sexual problems he had been having with his wife. At this point, Deborah asked if they could leave. They got into the van and departed.
Petitioner drove only a few yards before he stopped the van, pointed a gun at the girls, and ordered them to undress. Petitioner forced Carlene to have sex with him, then became disgusted and told the girls to get dressed. He offered to give them a ride back, promising not to hurt them, and the girls accepted.
Petitioner drove them about a quarter of a mile, but stopped when Carlene asked if she could use the bathroom. He told the two girls that they should get out and walk the rest of the way to the highway but that they should lie down behind the van while he drove away. As they were walking toward the back of the van, Deborah told Carlene to try and see the license plate number. The two then laid down on their stomachs behind the van. But as Deborah looked up at the license plate, Harich was upon them. He was holding a gun, which was wrapped in a towel to muffle the sound of a shot. Carlene begged for their lives, but petitioner shot her in the back of the head. He then shot Deborah in the back of the head. The two were still alive, however, and were crying when the petitioner came back out of the van with a knife. He lifted Deborah’s head and cut away at her throat. He then cut Carlene’s
Miraculously, Deborah did not lose consciousness. After checking Carlene, she walked and crawled toward the main road, stopping periodically to rest at the side of the road.
Harich was the only witness for the defense. He claimed that, due to the amount of alcohol and drugs he consumed the night of the murder, he was unable to recall the events in detail until December, 1981. Ha-rich testified that he read about the murder in the newspaper and heard that the police were looking for a man with a van which closely resembled Harich’s van. Fearing that he might be a suspect, he contacted a local defense lawyer. According to Harich, they agreed he would go to the police to explain his innocent role in the incident. The police, however, arrested Harich before he contacted them. Harich testified that when his memory finally became clear he remembered driving Carlene and Deborah into the woods to look for marijuana. He denied, however, sexually assaulting Carlene and denied killing Carlene and attempting to kill Deborah. Instead, he claimed he drove the girls out of the woods, dropped them off at a nearby convenience store at approximately 11:00 p.m., and got home at 11:10 p.m. The incident was reported to the police at 11:59 p.m.
Harich raises several arguments in support of his petition for a writ of habeas corpus:
(1) That his trial counsel’s ineffectiveness and the prosecutor’s closing arguments during the guilt/innocence phase combined to deprive him of a voluntary intoxication defense. At the very least, Harich argues, he is entitled to an evidentiary hearing on the issue of ineffectiveness.
(2) That he is entitled to an evidentiary hearing to show that trial counsel was ineffective because counsel failed to adequately investigate and present mitigating evidence during the sentencing phase.
(3) That several of the prosecutor’s remarks during his closing argument rendered both phases of the trial fundamentally unfair.
(4) That Harich’s statements to police, which were suppressed during the guilt/innocence phase were improperly admitted during the sentencing phase.
(5) That the prosecutor and the trial court misled the jurors as to their role in the sentencing procedure, in violation of Caldwell v. Mississippi,472 U.S. 320 ,105 S.Ct. 2633 ,86 L.Ed.2d 231 (1985).
(6) That the statutory aggravating circumstances, as applied in this case, are unconstitutional.
(7) That the trial court erroneously instructed the jurors that a majority of them had to agree in order to make a sentencing recommendation.
I. THE INTOXICATION DEFENSE
Harich maintained his innocence throughout the guilt/innocence phase of the trial. He also testified that he drank fifteen cans of beer and smoked seven marijuana cigarettes during the five hours preceding his meeting with Carlene and Deborah. Ha-rich’s counsel used this information for several purposes during the guilt/innocence phase. First, he asked Harich whether, given his condition, he was sexually attract
The prosecutor addressed the intoxication issue twice during the guilt/innocence phase. First, he elicited testimony from Deborah Miller that Harich did not appear to be intoxicated during the time when they were together. During closing argument, the prosecutor contended that Harich’s voluntary intoxication was not a defense:
Well, perhaps it might come to your mind, might come up later on, well, there’s a lot of drinking. Does that take away the premeditation? There was some, even though, as you recall, Debbie did not say she thought the Defendant was drunk. She said she thought he was sober. He had two beers, only, while she was with him. That they didn’t smoke any pot. That they couldn’t get it dried out. So that, at least, her characterization, at that time, of the Defendant, was that he was not intoxicated, nor had he been on drugs, from her observation. The Defendant disagrees with that. He’s had a lot of beer. And he’s had drugs. But regardless of which point of view you might take, you will still find that the acts took such a deliberate intent and over a period of time, and that the alcohol was consumed voluntarily, not involuntarily, and that makes a difference, that that the pot, if, in fact, pot got smoked, that was done voluntarily, not involuntarily, so that drunkenness, and there’s been no testimony from any of the State’s witnesses concerning that there was any drunkenness or that, but drunkenness in the situation that you have before you, I submit to you, even that would not be a defense to premeditated murder in this particular case. Nor had it been argued. Like I say, I only have one argument.
Trial Transcript, Vol. II, at 677-78 (emphasis added).
Harich’s counsel discussed this issue in his rebuttal closing argument. Counsel explained to the jury that he was arguing alternative theories of defense:
I am here to say to you, on behalf of Roy Harich, as his lawyer, that he says he is not guilty of any of these offenses. Okay. And, so, if I argue anything that sounds any different than that, take it as theory, take it as an answer in part to Mr. Smith’s argument. But still I feel that is something that should be said, because Mr. Smith commented on the law with respect to premeditated design.
Trial Transcript, Vol. II, at 700-01. He went on to argue that intoxication can preclude a finding of premeditation:
But, suppose a man is so drunk and so stoned out on marijuana that he can’t premeditate? What then? Suppose he’s not capable of forming rational, logical thoughts, courses of conduct? Then where is the premeditation if he can’t premeditate?
So, if you find from the evidence that Roy Harich, in fact, committed the killing, or any other offense, remember and give effect, if you will, to the rules of the law as they may be, as they will be given to you as to whether or not he could really premeditate and plan and design what happened here.
Trial Transcript, Vol. II, at 702.
Harich raises two distinct constitutional arguments relating to the voluntary intoxication defense. First, that counsel’s failure to ask for an instruction on the voluntary intoxication defense, and counsel’s failure to adequately prepare and present this defense, constituted ineffective assistance of counsel. Harich requests an evi
A. Ineffective Assistance of Counsel.
Petitioner requests an evidentiary hearing to show that his trial counsel was unaware that voluntary intoxication is a defense, under Florida law, to premeditated murder. As a result of this alleged ignorance of the law, Harich alleges counsel: (1) failed to seek a jury instruction on voluntary intoxication;
Petitioner is entitled to an evidentiary hearing if his allegations, taken as true, might merit relief. Townsend v. Sain,
The standard for evaluating ineffective assistance of counsel claims is set forth in Strickland v. Washington,
The state raises several objections to petitioner’s request for a hearing. First, that counsel’s decision to pursue one defense at the expense of another defense is a tactical decision which should not be questioned by a reviewing court. See Strickland,
It is reasonable, in some instances, for counsel to ignore certain defenses in order to strengthen others. See, e.g., Songer v. Wainwright,
Harich’s claim that counsel misunderstood the law deserves closer scrutiny than would be available to a petitioner challenging an informed tactical decision. We cannot, however, reach the merits of Harich’s claim given the absence of a record on this point. No court has heard testimony from trial counsel regarding his decisions in pursuing Harich’s defense. Without such a hearing, this court cannot assume that the failure to actively pursue the intoxication defense was a tactical decision. See Porter v. Wainwright,
Second, the state argues that since Harich testified that he was innocent, he cannot complain that counsel did not pursue a defense inconsistent with that testimony. When a defendant preempts his attorney’s strategy by insisting that a particular defense be followed, no claim of ineffectiveness can be made. Mitchell v. Kemp,
The state’s most persuasive argument is that, assuming counsel misunderstood the law, counsel’s failure to consider the intoxication defense was not prejudicial in this case because such a defense was not available on the facts. Under Florida law, “the intoxication defense to first degree murder is not available merely when the assailant has engaged in substantial drinking prior to the incident or is even intoxicated but only when the assailant is so intoxicated that he is unable to form an intent to kill.” Wiley v. Wainwright,
We note initially that the Florida court’s finding that counsel provided effective assistance is not binding on this court. Kimmelman v. Morrison, — U.S. -,
We do not have sufficient evidence to hold that counsel was ineffective for his failure to pursue the intoxication defense in this case. Nor do we have sufficient evidence to deny the writ. In cases where a petitioner raises a colorable claim of ineffective assistance, and where there has not been a state or federal hearing on this claim, we must remand to the district court for an evidentiary hearing. See e.g., Code v. Montgomery,
B. Prosecutorial Misconduct.
Harich contends that the prosecutor, during closing argument, misstated the Florida law regarding voluntary intoxication as a defense to first degree murder. It is, of course, improper for the prosecutor to misstate the law to the jury. See United States v. Berry,
Harich claims that the prosecutor misstated the law by implying that voluntary intoxication could not be a defense to premeditated murder. The state responds that the prosecutor merely argued that the evidence in this case did not establish the intoxication defense. The prosecutor’s statement, quoted supra at 1087, was misleading to the extent he stated that voluntary intoxication could not be a defense to premeditated murder. Voluntary intoxication is a valid defense under Florida law. See Gardner v. State,
The prosecutor’s misstatement did not render the trial fundamentally unfair. See Darden v. Wainwright, — U.S. -,
II. INEFFECTIVE ASSISTANCE OF COUNSEL
(MITIGATING CIRCUMSTANCES)
Petitioner requests an evidentiary hearing to show that his trial counsel rendered ineffective assistance in that counsel failed to investigate and present substantial evidence of mitigating circumstances.
During the sentencing phase, Harich’s counsel called two jail guards, two former employers, and Dr. McMahon. The guards testified that Harich was well behaved. The former employers testified generally as to Harich’s good character and good work habits. Dr. McMahon’s testimony centered on Harich’s mental capacity and the fact that this act was an aberration which was unlikely to be repeated. In his closing argument, counsel argued forcefully in favor of sparing Harich’s life. He noted Harich’s devotion to his work and his family. Trial Transcript, Vol. Ill, at 898.
Harich claims that, without much effort, counsel could have done much more. He asserts there were “scores of family members, friends, and others in the community ready, willing and, indeed, eager to testify for Roy Harich.” Appellant’s Brief at 23. In his request for an evidentiary hearing, Harich relies primarily on Thomas v. Zant,
This case is distinguishable from Thomas because counsel’s failure to produce additional witnesses did not prejudice Ha-rich’s case. In Thomas, petitioner’s counsel did not present any mitigating evidence. In the present case, counsel presented several witnesses and delivered a strong closing argument. The Florida Supreme Court, after reviewing the proffered mitigating evidence, concluded that “there is no reasonable probability that the result of this trial would have been different had the evidence been presented.” Harich v. State,
We agree with the district court and with the Florida Supreme Court that the failure to present additional mitigating evidence, even if the result of counsel’s neglect, does not undermine our confidence in the outcome of the sentencing proceeding. See Strickland,
III. PROSECUTORIAL MISCONDUCT
A. Guilt/innocence Phase.
Petitioner contends that two comments made during the prosecutor’s closing argument in the guilt/innocence phase were constitutionally improper. First, the prosecutor attempted to impeach Harich’s credibility with his constitutionality protected silence. Petitioner does not direct the court to any specific comment made by the
The prosecutor may not impeach a defendant with his post-arrest silence. Doyle v. Ohio,
Next, petitioner complains that the prosecutor improperly argued that defense lawyers, as a class, are not to be trusted because they abuse discovery practices and learn to win cases by confusing juries. At the beginning of his argument, the prosecutor told the jury about some advice given to him by a defense lawyer:
He said, if you are ever involved in a first degree murder case, defending a person, always put the blame on someone else. Try to choose someone else, even if it is an unknown person, mysterious person. If you can’t do that too well, then just try to muddle up the waters and get everyone hidden in the forest among the trees instead of keying in on the issues____ At that time in my career I was a defense lawyer. Since then I have changed sides. But I always found that his words were very wise and very accurate.
Trial Transcript, Vol. II, at 660.
Harich’s due process claim is governed by Darden v. Wainwright, — U.S. -,
B. Sentencing Phase.
Petitioner contends that several of the prosecutor’s closing remarks during the penalty phase were improper.
In fact, in the thirteen years which I have been in this position, in over a hundred thirty-nine, forty cases of this magnitude that I have been associated with, it’s only been on four, and now five occasions which have come to the conclusion that this stage of the proceeding is one in which the State must come before youand to argue the aggravating circumstances the State feels is necessary in this particular situation.
Trial Transcript, Vol. Ill, at 856. Later in his argument, the prosecutor added that:
This crime is the most heinous, atrocious and evil and cruel crime that I have known. And believe me, these days, murder becomes something which really is something that doesn’t bother us any more. Doesn’t bother me. But not this. Not this one.
Id. at 886.
We have held this type of argument to be improper. See Brooks v. Kemp,
Although the prosecutor’s remarks were improper, resentencing is not required unless the remarks rendered the sentencing proceeding unfair. Our inquiry is “whether there is a reasonable probability that, but for those arguments, the death verdict would not have been given.” Brooks,
We find that the prosecutor’s remarks did not so infect the sentencing proceeding as to undermine our confidence in the outcome. See Strickland v. Washington,
Second, petitioner argues that the prosecutor made improper reference to petitioner’s exercise of his constitutional right to seek counsel. The day after the murder, Harich, fearing that he might be a suspect, contacted a lawyer. In arguing that appellant committed the crime in order to avoid lawful arrest, which is a statutory aggravating circumstance, the prosecutor stated:
[W]e know that he was attempting to go undetected.
Even when it showed up in the papers, his first reaction was not to call the police and assist them in their investigation. His first reaction was to call a lawyer. And it was to turn himself in for arrest for suspicion of murder, not to give vital information. We know his intent was not to be apprehended and, therefore, another aggravating circumstance, because the murder was committed with the intention of ... avoiding detection or from escaping of any possible custodial situation.
Trial Transcript, Vol. Ill, at 871-73. Petitioner asserts that this allegedly improper argument was “virtually the only evidence” presented on this aggravating factor and as such, the sentence cannot stand. The state does not specifically address this issue, but contends broadly that none of the prosecutor’s remarks prejudiced the appellant.
In United States v. McDonald,
Several facts distinguish McDonald from this case. First, McDonald was a direct appeal from a federal conviction whereas this case is a collateral attack on a state conviction. Our review of prosecutorial argument in state habeas corpus cases is more limited than our direct review of misconduct by federal prosecutors. See Darden,
Finally, appellant claims that the prosecutor misled the jury as to the mitigating circumstances of “substantial impairment,” and age of the defendant.
Another mitigating circumstance ... is whether or not the Defendant could appreciate the criminality of his conduct and conform the conduct to the requirements of law was substantially impaired. I remind you on that particular point that the doctor stated that in her opinion the Defendant was sane. That not only was he sane but at the time, I actually read a quote to her which she agreed with, from her report, was that it was her opinion that he was not suffering from any disease or defect of the mind such that he was unable to know and appreciate the nature and quality or consequences of his behavior and know that it was wrong. So that Dr. McMahon, without a doubt, has testified he knew the difference at the time of the crime, of right and wrong, and he could understand the nature and consequences of his act. So that the mitigating circumstance, I would submit to you, is not applicable. However, it exists before you to consider.
The age of the Defendant. I think the testimony, at least the appearance, would show that the Defendant is probably twenty-three years old, maybe twenty-two, at the time of this occurrence. That, we would show, is not really a mitigating circumstance since our common knowledge and our experience shows us most crimes are committed by people in the eighteen to twenty-five year range.
Trial Transcript, Vol. Ill, at 862-63.
Petitioner’s claim regarding this statement is meritless. The prosecutor’s comment regarding Dr. McMahon’s testimony is supported by the record and does not confuse the distinction between legal insanity and substantial impairment. His comment regarding the defendant’s age, while stretching somewhat outside the record, was merely an attempt to rebut any claim that a 22 year old defendant is especially entitled to mercy. See, e.g., Mason v. State,
IV. ADMISSION OF STATEMENTS DURING SENTENCING PHASE
During the guilt/innocence phase, the trial judge excluded several statements made by Harich to Volusia County Sheriff’s Investigators Vail and Burnsed. These statements were excluded because they were obtained in violation of Harich’s Fifth and Sixth Amendment rights. The trial judge did, however, allow the prosecutor to introduce these statements during the sentencing phase of the trial. Investigator Vail testified that Harich said he remembered
On direct appeal, the Florida Supreme Court held, and the state does not deny, that the trial court’s admission of unconstitutionally obtained evidence during the sentencing phase was error. Harich v. State,
We agree with the analyses of the courts below. Sergeant Wall testified during the guilt/innocence phase as to Ha-rich’s statement that he remembered driving away and seeing the girls’ bodies lying behind the van. Therefore, Investigator Vail’s testimony was merely cumulative. Bumsed’s testimony, on the other hand, was the first mention of Harich’s disposal of the murder weapon. Under the circumstances, we do not think that the admission of this testimony affected the sentencing decision. The jury knew that the murder weapon had not been found. Given their finding that Harich committed this murder, it would not have come as a surprise that Harich also disposed of the murder weapon.
We are not persuaded by Harich’s argument that the investigators’ testimony showed the sentencing jury that Harich had lied to them during the guilt/innocence phase and that he therefore deserved to die because he was of bad moral character. First, it is clear that the jury disbelieved all of Harich’s trial testimony about his role in the murder. That Harich withheld the further fact that he disposed of the gun could have had only a minimal effect on the jury’s opinion as to his trustworthiness, even if the jury improperly considered this as a non-statutory aggravating factor. Second, given the graphic eyewitness testimony as to the execution style killing in this ease, we find it extremely unlikely that the death sentence was imposed in this case because the judge and jury believed Harich was a liar. The admission of the Vail and Burnsed testimony during the sentencing phase was harmless beyond a reasonable doubt.
V. MISLEADING THE JURY AS TO ITS PROPER ROLE IN THE SENTENCING PROCESS
Petitioner contends that one statement by the prosecutor and several statements by the trial court misled the advisory jury as to its critical role in the sentencing process, in violation of Caldwell v. Mississippi,
I will now inform you of the maximum and minimum possible sentences in this case. The penalty is for the court to decide. You are not responsible for the penalty in any way because of your verdict____
Id. at 735-36.
The trial court returned to this theme in the sentencing phase. Before the state began its case, the court told the jurors the following:
As I advised you, when the charge of the law was given you at the conclusion of the case, the punishment of this crime is either death or life imprisonment without possibility of parole for twenty-five years. The final decision as to what punishment shall be imposed rests solely upon the judge of this court. However, the law requires that you, the jury, render to the court an advisory sentence as to what punishment should be imposed upon the defendant.
Id. at 754-55 (emphasis added). The court then told the jurors that their decision should be based on their balancing of the mitigating and aggravating circumstances in the case. After the evidence was presented, the court instructed the jury, in pertinent part, as follows:
Ladies and gentlemen of the jury, it is now your duty to advise the Court as to what punishment should be imposed upon the Defendant for his crime of first-degree murder. As you have been told, the final decision as to what punishment shall be imposed is the responsibility of the Judge; however, it is your duty to follow the law which will now be given to you by the Court and render to the Court an advisory sentence, based upon your determination as to whether sufficient aggravating circumstances exist to justify the imposition of the death penalty and whether sufficient mitigating circumstances exist to outweigh any aggravating circumstances found to exist.
Your advisory sentence should be based upon the evidence which you have heard while trying the guilt or innocence of the Defendant and the evidence which has been presented to you in these proceedings.
Trial Transcript, Vol. Ill, at 914.
We must decide whether these statements created the “intolerable danger” that the “advisory” jury chose to minimize the importance of its role, thus rendering unreliable the jury’s recommendation of the death sentence. See Caldwell v. Mississippi,
In Caldwell, the prosecutor told the jurors that their sentencing decision was automatically reviewable by the Mississippi Supreme Court, thus shifting the sense of responsibility from the jury to the appellate courts. The court reversed the conviction because “it is constitutionally impermissible to rest a death sentence on a determina
Caldwell involved a situation where the jury was misled as to its role as a sentencer. In Adams, we held that Caldwell mandates the reversal of a conviction where an advisory jury is misled as to the importance of its role.
Although the trial judge must ... independently weigh the aggravating and mitigating circumstances and render sentence, the jury’s recommendation, which represents the judgment of the community as to whether the death sentence is appropriate in a given case, is entitled to great weight, McCampbell v. State,421 So.2d 1072 , 1075 (Fla.1982) (per curiam), and may be rejected by the trial judge only if the facts are “so clear and convincing that virtually no reasonable person could differ.” Tedder v. State,322 So.2d 908 , 910 (Fla.1975) (per curiam). This limitation on the judge’s exercise of the jury override provides a “crucial protection” for the defendant. Dobbert v. Florida,432 U.S. 282 , 295,97 S.Ct. 2290 , 2299,53 L.Ed.2d 344 (1977).
Id. at 1529, See also Porter v. Wainwright,
The trial court in Adams clearly led the jury to believe that the moral responsibility for imposing the death sentence rested solely upon the trial court. The trial judge instructed the jury that he could disregard the jury’s recommendation, even if the jury recommended life imprisonment. This clearly misstated the Florida law, which allows for an override of the jury’s life recommendation only upon a clear and convincing showing that it was erroneous. See Tedder v. State,
“[T]his conscience part of it as to whether or not you’re going to put the man to death or not, that is not your decision to make. That’s only my decision to make and it has to be on my conscience. It cannot be on yours.”
Adams,
The prosecutorial and judicial comments in this case did not minimize the role of the jury. The statements went no further than explaining to the jury the respective functions of the judge and jury. The jury was told to listen to the evidence, weigh the aggravating and mitigating cir
VI. AGGRAVATING AND MITIGATING CIRCUMSTANCES
A. Mitigating Circumstances.
Petitioner contends that the trial court ignored unrebutted mitigating evidence in making its decision to accept the jury’s recommendation of the death sentence. In its findings of fact in support of the death penalty, the trial court recounted the four aggravating circumstances
Petitioner argues that the trial court’s analysis violates the rule that a capital defendant is permitted to present all relevant mitigating evidence to the sentencing body. See Skipper v. South Carolina, — U.S. -,
Petitioner argues that the trial court improperly limited its own inquiry by finding that the jury had rejected the mitigating circumstances. The record belies this assertion. First, the trial court noted that it reached its conclusion “after carefully studying, considering, reviewing and weighing all of the evidence in the case at the trial of this matter and at the separate sentencing proceeding____” Trial Transcript, Vol. IV, at D-28. Second, the court “found” that Harich’s lack of prior criminal activity was a mitigating circumstance. The court obviously did not feel bound by its perception that the jury had rejected each of the mitigating circumstances. The trial court’s findings of fact merely reflect its analysis of the evidence. Skipper, Lockett, and Eddings do not require this
B. Aggravating Circumstances.
1. “Cold, Calculated, and Premeditated”
Petitioner attacks Fla.Stat. § 921.-141(5)(i) both on its face and as applied to this case. This provision allows the sentencing court to find an aggravating circumstance where “the ... homicide ... was committed in a cold, calculated, and premeditated manner without any pretense of moral or legal justification.” Petitioner’s claim is that this aggravating circumstance does not genuinely narrow the class of persons eligible for the death penalty because first degree murder is, by definition, premeditated. See Zant v. Stephens,
The Florida Supreme Court has held that § 921.141(5)(i) does narrow the class of defendants eligible for the death penalty because it requires a “heightened” level of premeditation. See Card v. State,
This aggravating circumstance, as so construed, provides adequate guidance both to the sentencing court and to the advisory jury. While most capital murders require premeditation, the Florida courts have construed § 921.141(5)(i) to require a greater degree of premeditation and coldbloodedness than is required to obtain a first degree murder conviction. See Brown v. State,
Petitioner also claims this aggravating circumstance has been applied inconsistently by the Florida courts. In support of this contention, petitioner asks us to compare Mills v. State,
In short, petitioner’s attempts to compare cases which share some, but not many, characteristics is unpersuasive. Qualitatively ranking murders is, to be sure, an imprecise business. The Supreme Court, however, has recognized that such qualitative differences as will make some murders “especially heinous, atrocious and cruel” can be considered in imposing the death penalty as long as there are guidelines for their application by the sentencing court and jury. See Proffitt, supra. Similarly, while the line between “ordinary” premeditation and the “heightened” cold, calculated premeditation is a thin one, petitioner has not shown that' the state has applied this factor in an unconstitutionally arbitrary manner.
The application of § 921.141(5)0 in this case is consistent with its application in prior cases. Eyewitness testimony established that Harich had his victims lie down behind his van while he wrapped a towel around his gun. After shooting the two girls, he walked back to his van to retrieve a knife. He then cut each girl’s neck, causing the instantaneous death of Carlene Kelley. Under these circumstances, it was not irrational or arbitrary to apply the “cold, calculated” aggravating circumstance in this case. Cf. Barclay v. Florida,
2. To “Avoid Lawful Arrest”
Petitioner alleges that there was insufficient evidence to support the sentencing court’s finding that petitioner committed the murder “for the purpose of avoiding and preventing a lawful arrest after compelling Carlene Gail Kelley to perform fellatio on him and after attempting to kill and murder Deborah Miller subsequent to the kidnapping of each of these victims.” Record, Vol. IV, at D-29. Petitioner argues that if the “avoid lawful arrest” aggravating circumstance, Fla.Stat. § 921.141(5)(e), applies in this case, it would apply in every case where the murder followed another crime and where the victim saw the accused’s face. Such an interpretation would, according to petitioner, render the aggravating circumstance overly broad in violation of the Eighth and Fourteenth Amendments. See Zant v. Stephens,
In Doyle v. State,
The issue, then, is whether § 921.-141(5)(e) was arbitrarily or irrationally applied in this case. On direct appeal, only one justice of the Florida Supreme Court believed that there was insufficient evidence in this case to justify a finding that Harich killed to avoid lawful arrest. See Harich v. State,
We follow the Florida court’s conclusions. As we discussed in Adams,
3. “Especially Heinous, Atrocious, and Cruel”
Finally, petitioner challenges the application of Fla.Stat. § 921.141(5)(h). This provision provides for an aggravating circumstance where the capital felony was “especially heinous, atrocious, or cruel.” Petitioner challenges this aggravating circumstance on the grounds that the Florida Supreme Court has “utterly failed to limit the application of this circumstance in any coherent fashion.” Appellant’s Brief at 48. This is substantially the same argument rejected in Proffitt v. Florida,
Petitioner shot his victim in the head after she begged for mercy. He then completed the killing by retrieving a knife from his van and slashing her throat until she was dead. On the facts of this case, we cannot say the aggravating circumstance was irrationally or arbitrarily applied. See Barclay v. Florida,
VII. SENTENCING INSTRUCTIONS
The trial court instructed the jury that its sentencing recommendation must be a majority decision. On direct appeal, the Florida Supreme Court recognized that this was a misstatement of Florida law. See Harich v. State,
On direct appeal, the Florida court held that this was harmless error given the fact that the jury voted nine-three to recommend the death sentence.
VIII. CONCLUSION
For the foregoing reasons, we remand to the district court for an evidentiary hearing to determine whether petitioner’s trial counsel rendered ineffective assistance with respect to the intoxication defense, and if so, the legal consequence of such a
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Notes
. Also on this date, Harich petitioned the Supreme Court for a stay of execution pending their decision on the petition for certiorari. The Court denied his request, — U.S. -,
. Thinking she was going to die, Deborah attempted to leave some evidence. She testified that she tried to write either the name Roy, or the word van, in the sand with her Angers during one of her rest stops. When shown a photograph of the area at trial, she was unable to positively identify what she had written.
. The emergency room doctor testiAed it was unbelievable that Deborah had survived as long as she did. Deborah Miller's courage and incomparable will to live are the only encouraging aspects of this tragic case.
. As the Florida Supreme Court noted in denying Harich’s habeas corpus petition,
When a Defense
Voluntary drunkenness or intoxication (impairment of the mental faculties by the use of narcotics or other drugs) does not excuse nor justify the commission of crime, but intoxication (impairment of the mental faculties by the use of narcotics or other drugs) may exist to such an extent that an individual is incapable of forming an intent to commit a crime, thereby rendering such person incapable of committing a crime of which a specific intent is an essential element. When the evidence tends to establish intoxication (impairment of the mental faculties by the use of narcotics or other drugs) to this degree, the burden is upon the state to establish beyond a reasonable doubt that the defendant did, in fact, have sufficient use of his normal faculties to be able to form and entertain the intent which is an essential element of the crime.
When Not a Defense
Drunkenness (impairment of the mental faculties by the use of narcotics or other drugs) which does not go to the extent of making a person incapable of forming the intent, which is an essential element of a crime, does not in any degree reduce the gravity of the offense. Drunkenness (impairment of the mental faculties by the use of narcotics of [sic] other drugs) arising after the formation of the intent which is an essential element of a crime and voluntarily induced for the purpose of nerving the offender to commit a crime already planned does not excuse nor reduce the degree of the crime. Partial Intoxication
Partial intoxication (impairment of the mental faculties by the use of narcotics or other drugs) which merely arouses the passions or reduces the power of conscience neither mitigates nor lessens the degree of guilt if the offender still knew right from wrong, the probable consequences of his act, and was capable of forming a specific intent to commit the crime.
For some reason, this instruction did not survive the 1981 amendments to the standard instructions, although the other affirmative defense instructions (alibi, insanity, entrapment, and self-defense) were carried forward. Notwithstanding the exclusion of the intoxication instruction in the 1981 amendment, intoxication remains a defense to specific intent crimes in Florida. See Gardner v. State,
. This is the same approach we adopted in Wiley v. Wainwright,
. The dissent contends that remanding this case for an evidentiary hearing is contrary to the mandate of Strickland v. Washington,
Second, the dissent suggests counsel made the best possible use of the intoxication defense by making reference during closing argument to the effect of intoxication on Harich’s ability to premeditate. Without an evidentiary hearing, we cannot conclude that this limited use of the intoxication defense was a "trial tactic.” Gardner v. State,
Finally, we do not intimate that defense counsel was ineffective. His decisions may have been dictated by trial tactics. We merely hold that Harich is entitled to an evidentiary hearing on this issue. Under these circumstances, our pri- or cases clearly mandate that we postpone making a judgment on the merits of the ineffectiveness claim until the relevant facts have been determined.
. Analysis of the record in this context is different than the analysis under ineffective assistance of counsel. Harich's ineffective assistance claim suggests that the record was insufficient to show an intoxication defense because of counsel's ignorance of the law. Thus, we considered the possibility that the record would have been different if petitioner’s allegations are true. Ante at 1090-91. The prosecutor’s effect on the trial, on the other hand, must be assessed in light of the evidence actually before the jury. Since the intoxication defense was not established by the evidence, any unfairness in the trial could not have been caused by the prosecutor’s misstatement.
. The quality of the closing argument distinguishes this case from King v. Strickland,
This case is also distinguishable from Porter v. Wainwright,
. The Court made it clear that Darden was not a "harmless error” case. Before applying "harmless error," the Court assumes there has been a constitutional violation. In Darden, because the trial was not fundamentally unfair, there was no constitutional violation. Darden, — U.S. at - n. 15,
. For example, in Darden, the prosecutor warned that the defendant shouldn't be out of his cell "unless he has a leash on him and a prison guard at the other end of that leash.”
. The state’s argument that these claims are barred by procedural default is without merit. The Florida Supreme Court addressed petitioner’s prosecutorial misconduct claims on direct appeal and rejected those claims on the merits. See Harich v. State,
. In Brooks, we held that the Supreme Court’s analysis of "fundamental fairness” in the context of counsel ineffectiveness, announced in Strickland, was applicable in the context of improper prosecutorial argument. See Brooks, 762 F.2d at 1401-02.
. In Bonner v. City of Prichard,
. During Harich’s direct testimony in the guilt/innocence phase, the following colloquy took place:
Q [Defense Counsel] What, if upon reading the newspaper concerning the account of that crime, what, if anything, did you do to seek advice and counsel concerning what you should do in the premises [sic]?
A [Harich] Once I read the newspaper account, which had the description of the van which very closely resembled mine, my wife contacted my father-in-law. He came over to the house. And she told him, asked him if he saw the newspaper that morning.
He said no, he hadn’t.
She showed it to him, And she said that there was a possibility that Roy may be involved in something like this.
And he got in touch with an attorney friend of his. I don’t remember what his name is.
And he gave me the number of Dan Warren. Trial Transcript, Vol. II, at 515.
. Of course, the fact that the jury was aware of Harich’s decision to seek counsel does not excuse the prosecutor’s decision to argue that the exercise of this right established an aggravating circumstance. As we said in Mack, "the prosecutor’s remarks fall somewhat short of the high level of evenhandedness expected of those responsible for prosecutions in United States courts."
. Florida recognizes the following statutory mitigating circumstances: (1) the defendant has no significant history of prior criminal activity; (2) the capital felony was committed while the defendant was under the influence of extreme mental or emotional disturbance; (3) the victim was a participant in the defendant’s conduct or consented to the act; (4) the defendant was an accomplice in the capital felony committed by another person and his participation was relatively minor; (5) the defendant acted under extreme duress or under the potential domination of another person; (6) the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was substantially impaired; and (7) the age of the defendant at the time of the crime. Fla.Stat.Ann. § 921.141(6). The jury is not limited to the statutorily enumerated mitigating circumstances and may consider any evidence in mitigation it deems relevant. Hall v. Wainwright,
. The state has argued that this claim is barred by the procedural default rule of Wainwright v. Sykes,
. The prosecutor explained the bifurcation of proceedings in capital cases and then told the jury that, in the sentencing phase:
[Y]ours is a recommendation to the Court. The Court pronounces whatever sentence it sees fit. But yours is a recommendation, giving some direction to the Court as to what the circumstances show.
Trial Transcript, Vol. I, at 74-75. Immediately prior to this statement, the prosecutor warned the jury that the sentencing phase “is a very serious part of the trial and a very serious proceeding.” Id. at 74. Immediately after this statement, the prosecutor noted that the sentencing phase is not "a proceeding based upon sympathy or based upon any emotion, it is proceeding based upon law, law and facts.” Id. at 75.
. Florida’s death penalty statute provides for bifurcated proceedings in capital cases. First, the jury must determine whether the defendant is guilty of a capital crime. Second, if the defendant is found guilty, the court conducts a separate sentencing proceeding to determine whether the appropriate penalty is death or life imprisonment. Fla.Stat. § 921.141(1). The sentencing phase consists of three subphases. First, the jury considers the mitigating and aggravating evidence and renders an advisory sentence to the court. Fla.Stat. § 921.141(2). Second, the trial court decides whether to accept the jury’s recommended sentence. If the court decides to impose the death sentence, it must set forth in writing its findings upon which the sentence of death is based. Fla.Stat. § 921.-141(3). Finally, the judgment of conviction and sentence of death is subject to automatic review in the Supreme Court of Florida. Fla.Stat. § 921.141(4).
The division of authority between the jury and the trial judge under the Florida death penalty statute has been upheld against constitutional challenge. See, Spaziano v. Florida,
. These were that: (1) the murder was committed during the commission of a sexual battery and kidnapping; (2) the murder was for the purpose of preventing lawful arrest; (3) the murder was especially wicked, evil, atrocious and cruel; and (4) the murder was committed in a cold, calculated and premeditated manner without any pretense of moral or legal justification.
. These were: (1) the absence of prior criminal activity; (2) the crime was committed while defendant was under the influence of extreme mental or emotional disturbance; (3) a substantial impairment of defendant’s capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of law; (4) the age of the defendant; and (5) any other aspect of defendant’s character or record and any other circumstance of the offense.
Concurrence Opinion
dissenting in part, concurring in part:
While concurring in most of what Judge Clark has written for the court, I most respectfully dissent from the conclusion reached in section IA. My personal conclusion is that defense counsel was not ineffective.
Harich contended at trial that he did not commit these horrible crimes. The jury believed otherwise. Deborah Miller proved to be a most credible witness and made her in-court identification. It is easy to understand why the jury rejected the far-fetched story told by Harich including his “delayed ability” to recall the events of that evening and that he had dropped the girls off at a store about 11:00 P.M.
Defense counsel was faced with an extremely difficult situation. His client denied committing the offenses. He maintained that he remembered the evening and testified concerning his version of what transpired while he was with the two girls. To suggest to the jury that Harich was so drunk that he could not have “intended” the consequences of these acts proved by strong evidence would have been totally contrary to and undermining of the position being taken by Harich himself. Although inconsistent and alternative defenses may be raised, competent trial counsel know that reasonableness is absolutely mandatory if one hopes to achieve credibility with the jury.
By handling the matter the way he did, defense counsel was able to inject the thought of diminished capacity (due to heavy drinking and marijuana) without totally rejecting the testimony of Harich.
The record also convinces me that any more strenuous pursuit of the intoxication defense would have been futile. The events described by Deborah Miller took an extended period of time. The conversation held at the gas station (to which Harich had driven his van), the group ride to a pier, the trip to the woods (where Harich had his marijuana growing), picking marijuana leaves, spreading the marijuana leaves on the hood in an unsuccessful attempt to have them dry (said to have taken about an hour in itself), driving to the spot where Harich forced the girls to perform the sexual acts, the shootings, the cuttings and the return to town all took time. In my opinion, defense counsel would have been foolish to attempt to defend on a theory that Harich was so “bombed” or “out of it” that he was unable to form a mental intent and yet drive his vehicle and engage in all of these activities.
Strickland v. Washington,
A convicted defendant’s claim that counsel’s assistance was so defective as to require reversal of a conviction or death sentence has two components. First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of .a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable.
Id. at 687,
To hold that a hearing is required, under the facts of this case, runs afoul of the warning issued by. the Supreme Court in Strickland that such intrusive post-trial inquiry will do nothing but encourage the proliferation of such challenges. Id. at 690,
I would affirm, in to to, the denial of relief.
