In this appeal, we consider whether the University of Oregon violated the plaintiffs’ free speech and associational rights by requiring them, as a condition of matriculation, to pay incidental fees that contributed to the support of the Oregon Student Public Interest Research Group Education Fund. We hold that the plaintiffs’ First Amendment rights were not violated, and affirm the judgment of the district court.
This lawsuit targets the funding of the Oregon Student Public Interest Research Group Education Fund (the “OSPIRG EF”) through incidental, fees (the “Fees”) thаt students must pay to matriculate. The Fees are paid into a general fund that is then distributed to student programs following a detailed budgetary review process. The plaintiffs, including former or current students at the Eugene campus of the University of Oregon (the “University”), and Students for Legal Government, an unincorporated association of University students, (collectively, the “Students”), instituted this action to enjoin the University from allocating funds from the Fees to the OSPIRG EF, to obtain a declaratory judgment holding that this use of the Fees is unсonstitutional and illegal, and to secure a refund of the portion of their Fees that the OSPIRG EF received in previous years. The Students seek relief under the First and Fourteenth Amendments to the United States Constitution, pursuant to the Civil Rights Act of 1871, 42 U.S.C. § 1983.
Oregon statutory law authorizes the imposition of the Fees to finance programs “under the supervision or control” of the Oregon State Board of Higher Education (the “Board of Higher Education”) that the latter deems “to be advantageous to the cultural or physical dеvelopment of students.” Or.Rev. Stat. § 351.070(3)(d) (1997). Over eighty University organizations, including athletic, culturally-oriented, and political groups, received funding from the Fees during the 1995-96 academic year.
Among the groups that received funding was the OSPIRG EF, a statewide organization run entirely by students to address issues of concern to students. With member chapters on the campuses of the University, Lane Community College, Portland State University, and Lewis and Clark College, the OSPIRG EF is a nonpartisan organization funded entirely by student activity fees that aims to develop students’ potential to become educated and responsible citizens who are informed about the American legislative process and political system. Towards this end, the OSPIRG EF offers students the opportunity to explore public policy issues, participate in extra-curricular activities, organize and engage in community service efforts, and acquire leadership skills. Although students are responsible for running and governing the OSPIRG EF at both the local and the state levels, a pаid professional staff is available to assist the student workforce.
On May 2, 1995, the Students filed suit in the United States District Court for the District of Oregon. As defendants, the Students named the University, the Board of Higher Education, the Associated Students of the University of Oregon, (the “Associated Students”), and the OSPIRG EF, as well as several University and Board of Higher Education officials in both their official and individual capacities. Subsequently amending their complaint on May 11, 1995, to include additional individual state officials, the Students asserted the following threе claims for relief: a violation of their rights under the First and Fourteenth Amendments pursuant to 42 U.S.C. §§ 1983, 1985(3); a violation of their rights under various sections of Article I of the Oregon Constitution; and a violation of Oregon statutory law. Following extensive discovery, the Students moved for summary judgment. In response, both the state defendants and the OSPIRG EF moved for summary judgment on the same day.
On October 3, 1996, a magistrate judge entered a recommendation of dismissal in favor of the defendants. Hence, he recommended that the district court: (1) grant thе state defendants’ motion for summary judgment on the Students’ federal claim; (2) deny the Students’ motion for summary judgment; (3) dismiss the state law claims without prejudice to refile in state court; (4) deny as moot the OSPIRG EF’s motion for summary judgment, as the only claim against the OS-PIRG EF was the soon-to-be-dismissed state statutory claim; and (5) dismiss the action. The district court adopted the magistrate judge’s recommendation on December 12, 1996, and entered its judgment of dismissal on December 16,1996.
In their timely appeal, the Students assert only their federal constitutiоnal claim under
II
A threshold issue in this ease is whether all or some of the defendants are immune from suit under the Eleventh Amendment. The Eleventh Amendment provides: “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State,” U.S. Const, amend. XI, and represents “a real limitation on a federal court’s federal-question jurisdiction,” Idaho v. Coeur d’Alene Tribe,
A
Previously, we have specifically found that the Board of Higher Education is immune from suit under 42 U.S.C. § 1983: “There is no doubt that suit under [§ ] 1983 against the [Oregon] State Board of Higher Education is a suit against the state qua state and is, therefore, barred by the Eleventh Amendment.” Peters v. Lieuallen,
To determine whether the University enjoys Eleventh Amendment immunity, we must look to its nature as created by state law. See Regents of the Univ. v. Doe,
Another factor we must consider in our inquiry is whether the University performs central governmental functions. See Mitchell,
Neither the University nor the Board of Higher Education has waived this Eleventh Amendment immunity. On the contrary, in their joint answer during the proceedings below, the University and the Board of Higher Education expressly alleged that they were entitled to Eleventh Amendment immunity. Nor has Congress unilaterally abrogated Oregon’s Eleventh Amendment immunity, as the United States Supreme Court has recognized that “Congress, in passing § 1983, had no intention to disturb the States’ Eleventh Amendment immunity.” Will v. Michigan Dep’t of State Police,
The Students assert .that the University and the Board of Higher Education enjoy no such immunity from liability for non-monetary relief. This argument defies the United States Supreme Court’s observation that the Eleventh Anendment’s jurisdictional bar applies “regardless of the nature of the relief sought.” See Pennhurst State Sch. & Hosp. v. Halderman,
The Students may pursue neither their monetary nor their equitable claims for relief against the University, the Board of Higher Education, or the Associated Students.
B
The Eleventh Amendment does not bar the, Students’ claim for declaratory and injunctive relief against the individual defendants, sued in their official capacities, who have responsibility for the administration of the Fees.
Ill
Two of our most cherished American freedoms are the right to speak freely and the right to associate with others for the purpose of advancing ideas. Just as precious are the concomitant rights to refrain from speaking and to refuse association with those who articulate contrary views. When a state compels association and authorizes mandatory exactions from organization members, individual freedom of speech and association may be affected when the association speaks for its members. In this case, the Students argue that the collection of the Fees as a condition of their matriculation at a State institution and the distribution of a portion of the proceeds to OSPIRG EF compels them to speak in support of beliefs they do not hold and infringes on their freedom to not associate with an organization with which they strongly disagree.
A
We do not confront these issues in a vacuum, for the Supreme Court has already
These principlеs are easily described in theory; application is a more operose task. See Keller,
Resolution of these questions necessarily involves a fact-intensive inquiry, as exemplified by the conclusions of our sister circuits that differ depending on the specific factual setting. See Southworth v. Grebe,
After a careful review of the undisputed facts before us and the magistrate judge’s thoughtful and thorough analysis of them, we conclude that the distribution of a portion of the Fees to OSPIRG EF is constitutional.
B
It is perhaps most useful, as a prefatory matter, to focus our inquiry by eliminating those issues critical to the resolution of the aforementioned cases, but extraneous to this case. Thus, we note that this is not an instance of compelled membership in an objectionable organization, which the Second Circuit found problematic in Carroll I. In Carroll I, the Second Circuit disapproved a scheme under which students became “automatic members” of the Public Interest Research Group (“PIRG”) at issue merely by enrolling in school and paying the incidental fee. See
Further, the challenge in this case does not present an instance of compelled personal speech, for no personal speech is
The existence of OSPIRG EF as a funded campus organization does not make the Students themselves couriers of “offensive” political or ideological messages. As the Fourth Circuit stated in a. similar challenge to a student newspaper funded by mandatory student fees, the newspaper was not, and was not perceived to be, the official voice of all of the students. See Kania,
Additionally, the nature of the communication in this case is different from the communication at issue in Abood and Keller. As the Fourth Circuit put it in Kania:
[A distinction] between Abood and the present case lies in the nature of the communications funded by the compulsory fees in the two cases. In Abood, the plaintiffs alleged that they had no control over the Union’s communications, and that these communications were one-sided presentations of the ‘Union viewpoint.’ The mandatory fees in Abood, therefore, enhanced the power of one, and only one, ideological group to further its political goals. In contrast, [the newspaper funded by mandatory student fees] increases the overall exchange of information, ideas, аnd opinions on the campus.
Finally, we must underscore that the Oregon system differs markedly from other state PIRGs whose funding by university students has received judicial scrutiny. Unlike the PIRG at issue in Galda I and Galda II, Oregon PIRG has separated its educational and political functions. Under the Oregon scheme, the OSPIRG EF is a separate entity from the Oregon State Public Interest Research Group (“OSPIRG”), an organization that does engage in legislative lobbying and more overtly political action. No Pees are allocated to OSPIRG; only OSPIRG EF recеives funding. Thus, the Oregon system bisects political and educational functions and limits university funding to educational activities.
C
The central issue in this case is whether the University’s allocation of a portion of the Fees to OSPIRG EF is unconstitutional. Although, as we have discussed, this is not a true case of compelled association, the principles of Abood and Keller remain applicable. Thus, ideological activities funded by the mandatory incidental fee must be “germane” to the purposes for which the compelled association was justified to pass constitutional muster. See Keller,
In assessing purpose, it is oí the utmost significance that the organizational speech at issue occurs in an academic setting, for “[i]t is the business of a university to provide that atmosphere which is most conducive to speculation, experiment and creation.” Sweezy v. State,
Akin to the student fee at issue in Rosenberger v. Rector and Visitors, the Fees support a “broad range of extracurricular student activities that are related to the educational purpose of the University.”
The University has developed an elaborate system to ensure compliance. In order to qualify for funding, an organization must first be recognized by the Associated Students. Criteria for recognition includes a requirement that the organization engage in activities of common interest to students. If recognized, the organization may apply for funding by submitting a budgеt request. Organizations then can receive funding by either approval of a majority vote of the entire student body or through a budget process that includes approval of various committees of the Associated Students as well as the Student Senate. The budget allocation also must be approved by the President of the University and the Board of Higher Education. Consistent with the budgetary restrictions, specific disbursements also are monitored. In order to obtain payment, organizations must submit documentation and a certification that the funds were expended for the purposes authorized by the Associated Students and the University.
Through this process, the University has created a limited public forum, see Rosenberger,
In this context, the activities of OSPIRG EF were germane to the University’s purpose. The record indicates that OSPIRG EF, in contrast to some other PIRGs, is a non-partisan organization whose objective is to provide college students hands-on experience in rеcognizing, researching and solving the problems of society. OSPIRG EF does so by sponsoring internships, conferences, workshops, research reports and leadership training. During the relevant period, OS-PIRG EF promoted recycling projects, documented toxic waste sites, and published informational pamphlets, such as a renter’s handbook and a survey of local financial institutions. Thus, OSPIRG EF’s purpose is consistent with a university “atmosphere” in which extracurricular activities constitute “a critical part of campus life.” Widmar v. Vincent,
After a thorough examination of OSPIRG EF’s activities and a consideration of all of the facts stipulated to by the parties, the magistrate judge specifically held that the organization “does not have programs that do not meet the University’s educational objectives.” As the magistrate judge further noted, “[pjlaintiffs conceded that there clearly is an eduсational benefit arising from the Education Fund’s programs ... and, when asked for something specific in the record indicating a lack of constitutionality, plaintiffs provided nothing persuasive.” Accordingly, we agree that OSPIRG EF’s activities are germane to the purpose for which the mandatory exaction was imposed as a matter of law and that the distribution of funds to
D
Our sister circuits have examined similar questions and, as we havе observed, reached different conclusions dependent upon the facts presented. We have already referenced CarroU I, in which the Second Circuit disapproved of an automatic membership system not at issue in this ease.
In Galda I and Galda II, the Third Circuit disapproved of an earmarked mandatory student fee paid directly to the New Jersey PIRG. In doing so, the Galda II court carefully distinguished allocations made under the procedure at issue here, namely allocation of a general fee through a budgetary process.
Here, as we have discussed, the separation of educational and political functions forfends such a result. Indeed, OSPIRG EF, as the magistrate judge noted, “does not engage in activities utilizing professional lobbyists, door to door fundraising, and fuel oil or other cooperatives, nor does it incur administrative costs associated with such programs. Education Fund simply does not engage in activities with such an obvious lack of connection to a university’s educational objectives.”
These facts also distinguish this case from Southworth v. Grebe, a case in which the PIRG at issue funded congressional and state legislativе lobbying efforts, distributed campaign literature for individual candidates, and developed a voter’s guide ranking political candidates.
Thus, our holding is consistent with the Second Circuit’s opinions in Carroll I and Carroll II and the Fourth Circuit’s opinion in Kama, and not inconsistent with the Third Circuit’s decisions in Galda I and Galda II. The issues prompting the Seventh Circuit’s concern in Southworth are not present in this case. Indeed, OSPIRG EF would seem to have carefully tailored its organization and program to satisfy objections raised in other challenges.
IV
In summary, we hold that the Students’ claims against the Board of Higher Education, the University, and the Associated Students are barred by the Eleventh Amendment. We deny the Students’ claims for declaratory and injunctive relief on the merits because the University funding ^system does not violate the First Amendment. Because we resolve these issues on the merits, we need not reach the other questions raised in the appeal.
We therefore affirm the judgment of the district court.
AFFIRMED.
Notes
. Because the only claim asserted on appeal is the Students’ section 1983 claim, we decline to impose liability upon the OSPIRG EF or its directors for any violation of the Students’ constitutional rights. In asserting a section 1983 claim against the OSPIRG EF in this appeal, the Students ignore the claims for relief they brought in their own complaint. The claim they pursued against the OSPIRG EF involved OSPIRG EF’s purported violation of title 30, section 351.070 of the Oregon Revised Statutes, a claim which they no longer pursue here. Although the Students supplemented their briefs on appeal by asking (1) that we find that OSPIRG EF acted under color of state law, or (2) that we exercise our equitable power to remedy an alleged wrong, we regard these claims as waived rather than allow the Students to raise entirely new legal claims against the OSPIRG EF at this juncture. See Han v. United States,
. Nor does the Eleventh Amendment bar suits against state officials in their individual capacities. See Hafer v. Melo,
. In this case, it is apparent frоm the face of the record that many, if not most, of the individually named defendants lack the requisite causal connection under Young and Taylor. Some defendants also may have legislative immunity under Bogan v. Scott-Harris,
. For this reason, contrary to the Students’ argument, strict scrutiny is not required. When personal speech is compelled, as in Wooley v. Maynard,
. We do not pass on the propriety of those activities, nor on the substance of the Southworth decision, but simply observe that no such evidence exists in this case. To the extent that Southworth holds that a public university may not constitutionally establish and fund a limited public forum for the expression of diverse viewpoints, we respectfully disagree for the reasons previously discussed.
