Rotstein v. DEPT. OF PROFESSIONAL & OCCUPATIONALRotstein v. DEPT. OF PROFESSIONAL & OCCUPATIONAL
ROBERT P. SMITH, Jr., Judge.
We affirm the order of the State Board of Medical Examiners revoking the license of appellant Rotstein to practice medicine in Florida. The ground on which discipline was sought and on which revocation was ordered is that Dr. Rotstein was convicted of willfully making a false statement to an agency of the United States, in violation of
... convicted of a felony in the courts of this state or any other state, territory, or country. Conviction as used in this paragraph shall include a conviction of an offense which if committed in this state would be deemed a felony without regard to its designation elsewhere... .
The offense for which Dr. Rotstein was convicted, on his plea of guilty in the United States District Court for the Southern District of New York, is a felony under federal law. As such, the conviction was grounds for discipline under the Florida statute because the offense was a felony under the laws of a “country,” the United States, referred to in the statute.
Appellant urges that the disciplinary proceedings were flawed by the Board‘s failure to comply with
Appellant‘s final point is that the revocation of his license constitutes “cruel and unusual punishment” in violation of the State and Federal Constitutions. Appellant has not sustained this constitutional claim and, absent any contention concerning the regularity of the Board‘s review of the record to fix a penalty or otherwise concerning the Board‘s exercise of discretion according to Florida Real Estate Comm‘n v. Webb, 367 So.2d 201 (Fla. 1978),2 it is inappropriate for this court to inquire further into the manner in which the Board exercised and explained its discretion to revoke appellant‘s license. The revocation order is
AFFIRMED.
ERVIN, J., concurs.
WENTWORTH, J., dissents with opinion.
WENTWORTH, Judge, dissenting.
I respectfully disagree with the court‘s disposition of this appeal. After appellant pleaded guilty to the federal offense of willfully making a false statement to an agency of the United States,
In Florida Real Estate Commission v. Webb, 367 So.2d 201 (Fla. 1978), the Florida Supreme Court determined that where an agency, within its discretion, imposes a penalty prescribed by law, a reviewing court may not overturn the penalty except where the agency‘s findings are also overturned. Webb also establishes that upon review of the entire record an agency may increase a recommended penalty without explaining its rationale for the increase. However, as was indicated in McDonald v. Department of Banking & Finance, 346 So.2d 569 (Fla. 1st DCA 1977), judicial review proceedings under
Three due process checks to prevent arbitrary agency action are the requirements that reasons be stated for all action taken or omitted, that reasons be supported by “the record,” and that specific judicial review procedures allow the courts to remedy defects of substance.
While Webb indicates that an agency may increase a recommended penalty without explanation, where an explanation is given I would apply McDonald and require that the explanation be supported by record evidence and sufficiently particularized so as to elucidate the agency‘s rationale. Such a requirement accords with due process of law as guaranteed by
Without deciding the issue addressed by the majority as to whether
I would reverse and remand this cause to the Department.
ON PETITION FOR REHEARING
ROBERT P. SMITH, Jr., Judge.
Our principal opinion held that Dr. Rotstein‘s conviction of a federal felony in the United States District Court for the Southern District of New York subjected him to medical license discipline as one “convicted of a felony in the courts of this state or any other state, territory, or country,”
Rotstein‘s petition for rehearing newly advances
The term “felony” as used herein and in the laws of this state shall mean any criminal offense that is punishable under the laws of this state, or that would be punishable if committed in this state, by death or by imprisonment in the state penitentiary.
Rotstein urges that constitutionally defining “the term felony” as meaning only Florida felonies and those nonFlorida offenses which “if committed in this state” would be Florida felonies may well forbid the legislature to use the term felony in any other sense, but that, in any event, the restricted constitutional definition is highly persuasive evidence of the sense in which the legislature did use the term in
Because
Florida‘s 1885 Constitution also defined “the term felony,” and in doing so appeared to forbid its use “in the laws of the State” in any manner except as prescribed by
The term felony, whenever it may occur in this Constitution or in the laws of the State, shall be construed to mean any criminal offense punishable with death or imprisonment in the State Penitentiary.
In Duggar v. State, 43 So.2d 860 (Fla. 1949), the Supreme Court considered the effect of former
Three dissenting justices in Duggar found the majority‘s construction of the Constitution and statutes unacceptable, and they offered alternative interpretations: first, that the constitutional definition of “the term felony” was not intended to restrict its use in any statute except “those which prescribe punishment for an offense or crime,” i.e., that the legislature could use the term in any other acceptable sense to describe a juror disqualification; second, that the federal felonies committed by those jurors were, after all, “committed in Florida” and could have been prosecuted in Florida courts as Florida felonies; and third, that because the constitutional definition was “a yardstick” or “guide,” not a limitation on or prohibition of legislation, the term felony conviction as used in the juror disqualification statute should be construed to include any conviction, wherever obtained, of any crime, wherever committed, which if committed in Florida would constitute a Florida felony.
Neither Duggar opinion took note of the Court‘s decision two years earlier in In re Weathers, 159 Fla. 390, 31 So.2d 543 (Fla. 1947), discussed in our principal opinion ante p. 306, in which, despite the restrictive definition in
Thus, while dicta of the Duggar majority appeared not to foreclose the possibility of giving the full intended effect to a statute using “legislative language ... indicating an intention to give the term a broader or different meaning” than “the mandatory provisions” of the Constitution, the majority apparently rejected the minority‘s view that the constitutional definition was applicable only to statutes “which prescribe punishment for an offense or crime” and was wholly inapplicable to other statutes, such as those prescribing the qualifications of jurors or physicians, which the Duggar minority thought might properly employ “the term felony” in usages other than that prescribed by
Duggar therefore did not entirely resolve whether (and, indeed, how) a statute could employ “the term felony” in a sense broader than described in “the mandatory language” of
The mind struggles to be free of the thought that the 1968 Constitution declares, as did Lewis Carroll‘s Humpty-Dumpty, that “When I use a word, it means just what I choose it to mean — neither more nor less,” and perversely denies the legislature permission to use “the term felony” in ways the language otherwise permits. Certainly this constitutional restriction has no more substantial effect. It may be supposed the Constitution thus aims to prevent the legislature from subjecting citizens to loss of privileges on account of their conviction of a “felony” in some arcane and distant culture. If the legislature needs such a restraint, this one is an illusion. For the legislature still is at liberty to disqualify jurors and physicians who were convicted anywhere of any particular crime the legislature names, see Duggar, supra, or of any foreign crime described by the legislature as punishable in the equivalent of “the state penitentiary,” or by imprisonment for more than a year, or described in any other way characteristic of — dare we say? — a felony. Thus the legislature is not prohibited, merely inconvenienced.
The available legislative history concerning
The petition for rehearing is therefore GRANTED, the order appealed is VACATED, and the charges are DISMISSED.
WENTWORTH, J., concurs.
ERVIN, J., dissents with opinion.
ERVIN, Judge, dissenting.
I do not believe
In applying the statute‘s provisions to a situation in which the licensing board sought to revoke the license of a physician who had been convicted of a federal felony which was not an offense under the laws of Florida, the Florida Supreme Court stated that the statute “required [in order for] a conviction to be a cause for revocation of license [it] had to be not only a felony but of an act which is a felony under the laws of the State of Florida.” In re: Weathers, 159 Fla. 390, 31 So.2d 543, 544 (Fla. 1947). The 1951 session of the legislature amended
guilty of any of the following:
* * * * * *
(b) Conviction of a felony in the courts of this state or any other state, or territory, or country. The conviction of any offense in another state, territory or country, which if committed in this state would be deemed a felony shall be held a felony under this section without regard to its designation in such other state, territory or country; ...
The statute was again amended by Section 2, Chapter 69-205, Laws of Florida (1969), to authorize, as it did at the time of the revocation proceedings against Dr. Rotstein, the agency to discipline a physician who
[was convicted] of a felony in the courts of this state or any other state, territory, or country. Conviction as used in this subsection shall include a conviction of an offense which if committed in this state would be deemed a felony without regard to its designation elsewhere, ...
It has been a long-standing rule of statutory construction that once a statute is amended, there is a presumption that the legislature intended the statute to have a meaning different than that given it before the amendment. See Carlile v. Game & Fresh Water Fish Com., 354 So.2d 362 (Fla. 1977). The amendments to
Considering the legislative history of
A recent decision of the Illinois Supreme Court offers guidance as to how a statute, formerly ambiguous as to its effect, should be interpreted once the legislature clarifies its purpose. In Bruni v. Dept. of Registration and Education, 59 Ill.2d 6, 319 N.E.2d 37 (1974), a doctor‘s license was revoked by the Department pursuant to a statute which authorized the revocation of a physician‘s license for “conviction of a felony.” (Ill. Rev. Stat. 1965, Ch. 91, par. 16A(2)) Dr. Bruni had previously been convicted of passing counterfeit federal reserve notes in violation of
To conclude, Duggar, in my judgment, requires resort to the definition of felony, expressed in
Notes
Count one of the information charged:
From on or about March 30, 1973 to on or about October 30, 1973, in the Southern District of New York, JEROME ROTSTEIN, the defendant, unlawfully, knowingly and wilfully falsified and concealed material facts, made and caused to be made false, fictitious and fraudulent statements and representations and made and used false writings and documents, knowing the same to contain false, fictitious and fraudulent entries within the jurisdiction of the United States Food and Drug Administration, a department and agency of the United States, in that JEROME ROTSTEIN, the defendant, while conducting clinical research on the investigational drugs Sudoxicam, Flazalone and SaH 43-715 made and submitted to Pfizer, Inc., Riker Laboratories, Inc., and Sandonz Pharmaceuticals, Inc., false and fictitious clinical reports and laboratory data reflecting medical examinations which had not been performed as represented and laboratory data which was false; all in the course of experimental drug studies conducted within the jurisdiction of the said United States Food and Drug Administration, Department of Health, Education and Welfare. (Emphasis added.)
Rotstein was convicted of willfully making a false statement to an agency of the United States, in violation of
Whoever knowingly makes a false statement in writing with the intent to mislead a public servant in the performance of his official duty shall be guilty of a misdemeanor of the second degree... .
An annotation pertaining to certain grounds for revocation of a physician‘s license states:
The question of what is meant by the term “felony” as used in the statutes within the scope of this annotation has been litigated in several cases ... and in only one jurisdiction has it been held, in strict conformity with the plain text of the statute, that the word applied only to an offense which would be a felony if committed in that state; generally, the term is held to mean any offense which is a felony under the law of the jurisdiction in which the conviction was obtained.
Annot., 93 A.L.R.2d 1398 at 1414
Webb squarely rejects the argument that
No person, who shall have been convicted of bribery, forgery, perjury or larceny, or any felony, unless restored to civil rights, shall be qualified to serve as a juror.
See tentative draft by Committee on Drafting and Style, dated 10/10/66, found in series 720, Box 08, folder 71, Constitution Revision Commission Records 1965-1967, Florida Archives, stating:
1. The form of this section is recommended by the [Committee on] Human Rights as follows:
Felony defined. — Those offenses punishable by death and those punishable by imprisonment in the state penitentiary shall be felonies, unless otherwise provided by law.
2. This modifies the form of the 6-30-66 draft by the addition of the words “unless otherwise provided by law” and there is no need to define felony in the Constitution as the legislature can change that designation. The Committee on Drafting and Style recommends deletion of the phrase “unless otherwise provided by law.”