ORDER
Before the Court now is defendants’ motion for summary judgment, (Clerk’s No. 43), filed on July 1, 2001, by General Electric Company and General Electric Transportation System (collectively, G.E.). Plaintiff, Helen Roth (Roth), filed her response on August 31, 2001. G.E., construing an argument in Roth’s response as a discovery motion, filed a resistance to the discovery motion on September 14, 2001, and filed a reply brief concerning the motion for summary judgment on September 17, 2001. Oral argument has been requested, but found unnecessary. The motion is fully submitted.
I. BACKGROUND
Unless otherwise indicated, the following facts are either undisputed or viewed in the light most favorable to the non-moving party.
On August 11, 1999, Arnold Roth was working for Defendant I & M Rail Link (I & M) as a conductor in Clinton, Iowa. A train owned by Defendant Union Pacific Railroad (UP) approached Clinton, traveling west. Under a detour agreement between UP and I & M, the train was to pass through I & M’s Clinton railroad yard.
At approximately 4 p.m., Arnold Roth and Carl Finzel, an I & M locomotive engineer, met the UP crew at the junction of the I & M and UP tracks, boarded the lead locomotive of the UP train, and proceeded toward the Clinton railroad yard. G.E. manufactured the lead locomotive, UP 9777, in 1994.
At approximately 4:10 p.m., the UP train, while traveling approximately 16.5 miles per hour, collided with an empty
Federal regulations promulgated under the Locomotive Inspection Act (LIA), 49 U.S.C. §§ 20701-20903 (1997), require crashworthy features in certain locomotives to prevent the cab from collapsing in a collision. See 49 C.F.R. § 229.141. Roth contends that G.E.’s strategy of compliance with section 229.141 included collision posts that could withstand an override by another locomotive engine weighing 350,-000 pounds at a moderate speed. (Pl.’s Ex. 3 at 75.) Regulations define collision posts as, “structural members of the end structures of a vehicle that extend vertically from the underframe to which they are securely attached and that provide protection to occupied compartments from an object penetrating the vehicle during a collision.” 49 C.F.R. § 235.5.
Roth’s expert, William Bogett, testified that at impact the tank hit the collision post on the engineer side of the locomotive’s cab, the collision post weld failed at the deck, and the tank car crushed the cab, killing both Arnold Roth and Finzel. (Pl.’s Ex. 3 at 48.)
Arnold Roth’s widow, Plaintiff Helen Roth, filed her complaint in this Court on April 20, 2000. In Counts VI through IX of her complaint, Roth asserts state-law negligence claims. Specifically, she claims that G.E. negligently designed and manufactured the locomotive at issue, failed to provide adequate warnings and instructions with the locomotive, failed to design and manufacture its locomotive to withstand reasonably foreseeable collisions, failed to investigate and test its locomotive for crashworthiness, permitted a defective locomotive into the stream of commerce, failed to design and manufacture its locomotive to comply with applicable federal regulations, and was otherwise careless and negligent.
In its motion for summary judgment, G.E. contends the LIA preempts all plaintiffs state-law claims. G.E. also argues that section 229.141 does not apply to the locomotive at issue, because the UP 9777 locomotive is not an MU locomotive as defined under applicable regulations. 1 G.E. further argues that section 229.141 does not regulate welds.
In response, Roth asserts the LIA does not preempt her claims, because she does not seek to regulate locomotives by imposing additional requirements beyond those imposed under the LIA, but rather merely seeks compensation under state tort laws for G.E.’s violation of existing regulations under the LIA. Roth maintains the slow speed of the locomotive before impact, and the relative light weight of the tank car, provide evidence of non-compliance with section 229.141. Roth further argues that the LIA does not apply to state tort claims against manufacturers, because the Secretary of Transportation has not prescribed a regulation concerning the tort liability of manufacturers of locomotive parts or appurtenances. Finally, Roth asks this Court to overlook any shortcomings in Bo-gett’s testimony, on the basis that G.E. did not adequately respond to discovery requests.
In its reply, G.E. contends that even if Roth’s claims are not preempted, Roth has not offered any admissible evidence to support her allegation that any of the locomotive’s welds were defective. Specifically, G.E. contends the only evidence Roth has
II. APPLICABLE LAW AND DISCUSSION
A. Summary Judgment Standard
A court shall grant a motion for summary judgment only if there is no genuine issue of material fact in dispute and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c);
Celotex Corp. v. Catrett,
To preclude the entry of summary judgment, the nonmoving party must make a showing sufficient to establish the existence of every element essential to his case, and on which he has the burden of proof at trial.
Celotex,
B. Failure to State LIA Claim
The Court first addresses G.E.’s contention that Roth has failed to establish a claim under the LIA because the regulation she cites does not apply to the locomotive at issue or to welds, and because Roth has offered insufficient evidence of a regulatory violation. Even if the design regulation Roth cites does not apply to the locomotive in this case, once any part or appurtenance is attached to a locomotive, the LIA requires the railroad to maintain it in good repair at all times.
Herold v. Burlington Northern, Inc.,
G.E. next argues that Plaintiff has not offered admissible evidence to support the allegation that any welds on the locomotive were defective. The LIA imposes “ ‘an absolute and continuing duty’ to provide safe equipment.”
Richardson v. Consolidated Rail Corp.,
Roth provided evidence that the collision posts failed to perform properly, allowing the locomotive cab to collapse after the locomotive, traveling at a relatively low speed, struck an empty, stopped tank car weighing approximately 55,000 to 65,000 pounds. The Court holds that this evidence is sufficient to withstand summary judgment on Roth’s claims applying LIA standards against G.E.
C. Preemption
G.E. asserts that the LIA preempts all of Roth’s state-law claims against the company. The LIA states in part:
A railroad carrier may use or allow to be used a locomotive or tender on its railroad line only when the locomotive or tender and its parts an appurtenances -
(1) are in proper condition and safe to operate without unnecessary danger of personal injury;
(2) have been inspected as required under this chapter and regulations prescribed by the Secretary of Transportation under this chapter; and
(3) can withstand every test prescribed by the secretary under this chapter.
49 U.S.C. § 20701. The LIA gives the Secretary of Transportation broad authority to set compliance standards by prescribing rules and regulations for determining fitness of locomotives and their parts and appurtenances. 49 U.S.C. § 20702(a);
see Lilly v. Grand Trunk Western R. Co.,
A court interpreting a federal statute relating to a subject traditionally governed by state law is reluctant to find preemption.
CSX Transp., Inc. v. Easterwood,
The LIA’s preemption has a broad scope, extending to the “design, the construction, and the material of every part of the locomotive and tender and of all appurtenances.”
Napier,
Any employee engaged in interstate commerce who is injured through a violation of the LIA may bring an action under the Federal Employers’ Liability Act (FELA), 45 U.S.C. § 51
et seq.,
charging a violation of the LIA.
Lilly,
Roth contends state tort claims against manufacturers are not preempted by the LIA because the Act does not apply to such claims, in that the Secretary of Transportation has not prescribed a regulation concerning the tort liability of manufacturers of locomotive parts or appurtenances. The majority of courts that have addressed the issue have held that the LIA preempts state common-law tort actions against manufacturers for claims relating to the design and construction of a locomotive’s parts.
See Oglesby,
In support of its argument that the LIA preempts Roth’s claims, G.E. cites several cases, including
Oglesby,
The Court has found one case addressing the issue of whether the LIA preempts state common-law claims brought by a railroad employee seeking relief based on violation of LIA standards:
Engvall v. Soo Line R.R. Co.,
The court stated in
Engvall
that whether “a state law falls within a preempted field is determined not only ‘by reference to the purpose of the state law in question,’ but also by reference to its ‘actual effect,’ ” and “ ‘for a state law to fall within the preempted zone, it must have some direct and substantial [rather than remote] effect’ on the regulated field.”
Id.
At 570 (quoting
English v. General Electric Co.,
This Court respectfully disagrees that
English
supports a finding that a state negligence
per se
claim based on a violation of LIA would not have any direct and substantial effect on the LIA’s regulated field. In discussing a state law’s actual effect on a regulated field, the
English
Court stated, “The real issue, then, is whether petitioner’s tort claim is so related to the [subject matter regulated] that it falls within the pre-empted field,” bearing in mind that “not every state law that in some remote way may affect the nuclear safety decisions made by those who build and run nuclear facilities can be said to fall within the pre-empted field.”
English,
The
Engvall
court cited
Crane v. Cedar Rapids & I.C. Ry.,
Roth asserts that because she bases her claims against G.E. on LIA standards, any resultant state-law ruling
In cases involving the SAA, some courts look to their state’s common law to determine whether a non-railroad employee may file a cause of action based on a violation of the SAA.
See Magna Trust Co. v. Illinois Central R.R. Co.,
The Court notes that non-railroad employees have brought suits based on a violation of the LIA under state common-law tort theories.
See Brown v. Chicago, R.I. & P.R. Co.,
The Eighth Circuit, in a case concerning the Virus-Serum-Toxin Act (VSTA), faced the issue of whether state common-law claims were preempted to the extent that they sought relief for alleged violations of the federal substantive standards.
Symens v. SmithKline Beecham Corp.,
In this case, unlike in
Symens,
Roth has a remedy available through FELA, and in fact included a FELA claim in her suit.
See Ingersoll-Rand,
Viewing the facts in the light most favorable to Roth, the Court holds that no material question of fact exists, and General Electric Company and General Electric
IV. CONCLUSION
For the reasons discussed above, the Court holds that defendants’ motion for summary judgment, (Clerk’s No. 43) is granted, and the claims against Defendants General Electric Company and General Electric Transportation System are dismissed.
IT IS SO ORDERED.
Notes
. "MU locomotive” means “a multiple operated electric locomotive ... [w]ith one or more propelling motors designed to carry freight or passenger traffic or both; or [w]ith-out propelling motors but with one or more control stands.” 49 C.F.R. § 229.5.
