MEMORANDUM & ORDER
Table of Contents
I. Introduction.179
II. Losses from an Unfilled Seat in House of Representatives.180
A. Categories of Critical Losses.181
1. Denial of Participation in Policymaking.:.181
2. Loss of Ombudsperson.181
3. Adverse Effect on National Debates.182
III. Facts.182
A. Resignation of Representative Grimm.182
B. Loss of Voting Representation .183
C. Governor’s Response.183
D. Instant Lawsuit.•.183
E. Status of Upcoming Special Election Intended to Fill the Vacant House Seat.184
F. Map of Eleventh Congressional District .184
IV. The Historical Basis of the Right to Representation.185
A. Declaration of Independence.185
B. United States Constitution.185
1. Original Draft.;.185
2. Reconstruction Amendments .186
a. Fourteenth Amendment.186
b. Fifteenth Amendment .186
C. Treatment of the Reconstruction Amendments by the Courts.186
D. Modern Constitutional Expansion of the Right to Vote.187
E. Recent Supreme Court Cases Affirm the Right to Vote and the Right to Representation.188
F. Authority of United States District Court.188
A. “Properly Limited” Role of the Federal Court.189
B. Proper Instances of Court Interference in Democratic Process .189
VI. Right of Constituents in Congressional Districts to Have Vacant Congressional Seats Filled.190
A. Table of State Laws Calling on Special Elections When Elected Offices Left Vacant.190
B. Pertinent Case Law.193
1. Valenti v. Rockefeller (U.S.1969).193
2. Jackson v. Ogilvie (7th Cir.1970).193
3. Rodriguez v. Popular Democratic Party (U.S.1982).193
4. Mason v. Casey (E.D.Pa.1991).194
5. American Civil Liberties Union v. Taft (6th Cir.2004) .194
6. Judge v. Quinn (7th Cir.2010) .194
7. Fox v. Paterson (W.D.N.Y.2010) .195
VIL Statutory Analysis. Í —
A. The United States Constitution. ( — Il 195
B. New York State Constitution. 196
C. New York State Public Officers Law Section 42(3). 197
1. New York Court of Appeals Insists on Speedy Elections 197
2. The Statutory Seventy to Eighty Days Allows Ample Time to Prepare for a Special Election. 197
VIII. Instant Case. 198
A. Standing . 198
1. Law. 198
2. Application of Law to Facts . 198
B. Ripeness . 198
1. Law.198
2. Application of Law to Facts . 198
1. Preliminary Injunction.'_ 05 y — 1
a. Law. 05 t — 4
i. Irreparable Harm. 05 i-H
ii. Clear or Substantial Likelihood of Success on the Merits. i — 1 CD CD
Balance of Hardships. tO O O
C. Injunctive Relief. 199
iv. Public Interest. 200
b. Application of Preliminary Injunction Law to Facts. 200
2. Permanent Injunction . 200
a. Law. 200
b. Application of Permanent Injunction Law to Facts. tO O
IX. Additional Claims. .201
X. Conclusion. .201
I. Introduction
On January 5, 2015, the seat in the United States House of Representatives for New York’s Eleventh Congressional District became vacant. The district in-eludes all of Staten Island and parts of southern Brooklyn. It is sixty-six square miles in size and has a population of some seven hundred and twenty-five thousand. See generally New York’s Eleventh Con
The power and responsibility to set the date for a special election to fill the vacancy is that of the Governor of the State of New York. Even though the vacancy has now continued for forty-two days, the Governor has not exercised that power or fulfilled that responsibility.
Under New York law, the special election must be held between seventy and eighty days from the date of the Governor’s announcement setting the date. Were the Governor to act today, the election would be held, at the earliest, one hundred and twelve days after the vacancy occurred. During that period, residents of the Eleventh Congressional District would remain unrepresented in the House of Representatives.
At a preliminary hearing on a petition by voters from the district to compel the Governor to make an immediate decision, the Governor’s counsel, in response to questions from the court, did not provide a date. His justification for the failure to designate a time for the special election was: “[T]he governor’s office is actively working on this considering all the factors.” Hr’g Tr. 33:20-21, Feb. 13, 2015. His position was that the Governor has discretion to delay the special election until the next general election in November of this year.
The right to representation in government is the central pillar of democracy in this country. Unjustified delay in filling a vacancy cannot be countenanced.
Unless the Governor announces the date for a special election on or before noon on Friday, February 20, 2015, or justifies a further delay at a hearing to be conducted by this court at that time and date, this court will fix the date for a special election as promptly as the law will allow.
Exercising that power of a federal judge under Article III of the United States Constitution would cause this court great regret in view of its respect for the sovereign State of New York and its government. Prompt action by the Governor would permit maintaining the normal relationship of comity between federal and state officials.
II. Losses from an Unfilled Seat in House of Representatives
The Constitution presumes that, “absent some reason to infer antipathy, even improvident decisions will eventually be rectified by the democratic process.” FCC v. Beach Commc’ns, Inc.,
“ ‘No right is more precious in a free country than that of having a voice in the election of those who make the laws.’ ” Clingman v. Beaver,
If the State legislatures were to be invested with an exclusive power of regulating these elections, every period of making them would be a delicate crisis in the national situation, which might issue in a dissolution of the Union, if the leaders of a few of the most important States should have entered into a previous conspiracy to prevent an election.
Alexander Hamilton, Federalist No. 59 (1788).
This concern was balanced against the recognition that the states’ involvement ensured a truly representative national body: “Whilst a few representatives, therefore, from each State, may bring with them a due knowledge of their own State, every representative will have much information to acquire concerning all the other States.” Publius, Federalist No. 56 (1788).
A. Categories of Critical Losses
There are three categories of critical losses when a seat in our nation’s legislature body is unfilled: first, the loss to persons and institutions in the district who forfeit their power to help decide both the nation’s policies at large, and those national decisions that impact the particular needs and views of the district; second, the loss to those in the district of a vital, powerful, individual channel to and from the government’s bureaucracy and its benefits — the Congressperson and his or her staff acting as an ombudsperson for those in the district; and, third, the loss to the nation as a whole which gives up the input from a unique group of people represented by an individual with the opportunity to contribute meaningfully to national debates and policy and whose views should be available to temper those of colleagues.
1. Denial of Participation in Policymaking
The first category — participation in national policymaking and committee legislative decisions that impact one’s life — is critical in our large, heterogeneous society. For example, during the current debate on the proposal for an extended war against terrorism in which young men and women of the district will risk death, the district’s residents need to be heard through their representative in the House of Representatives. See, e.g., Obama Asks Congress to Back Fight Against Islamic State, But is Vague on Limits, L.A. Times, Feb. 11, 2015, http://www.latimes.com (last visited Feb. 16, 2015). To those who seek a Representative’s recommendation to one of the nation’s military academies, a delay in the election process beyond the spring may cut off a career.
There is a fundamental and inalienable right of representation under our system of government — a right that denied was a large factor in starting our revolution of 1776. See infra Part IV. A brooding sense of estrangement from our government pervades much of our nation. To cut off representation in the House of Representatives will increase the sense of disaffection and alienation that can seriously weaken the fabric of society.
2. Loss of Ombudsperson
The second category — the ombudsper-son, the door to access our national bureaucracy, the individual’s friend and guide in the complex channels of national government — is a critical aspect of the work of each member of the House of Representatives. Cf. Walter Gellhorn, Ombudsmen and Others: Citizens’ Protectors in Nine Countries (1967); The Compact Oxford Dictionary 1209:784 (2d ed. 2002) (“Om-budsperson: an official appointed to investigate complaints by individuals against maladministration by public authorities”).
That aspect of the national legislator’s work was little understood when our nation was founded. It is now critical in the successful operation of the government. Without assistance to citizens in threading their way through the labyrinth of our nation’s bureaucracy, the dissatisfaction of the electorate would threaten the viability of our huge, modern democracy. See, e.g., Morris P. Fiorina, The Case of the Vanishing Marginals: The Bureaucracy Did It, 71 Am. Pol. Sci. Rev. 177, 179-80 (1977) (“Members of the U.S. Congress ... hold an almost unique position vis-a-vis the bureaucracy: [C]ongress[people] possess the power to expedite bureaucratic activity. This capability flows directly from congressional control over what bureaucrats value most — higher budgets and new program authorizations. In a very real sense congress[.people] are monopoly suppliers of bureaucratic ‘unsticking’ services.... The congress[person] is a source of succor.”).
3. Adverse Effect on National Debates
The third category of loss — lack of input into national debates from all elements of our society — increases the risk of unsound national public policy and legislation. Given the diverse nature of the needs and views of the many segments of our sociologically, economically and geographically divided nation, representation from separate districts is essential.
It was foundational in the Madisonian view that the new government be a republic with a representational legislature, so necessary in a country as diverse and large as ours. See, e.g., Richard Labunski, James Madison and the Struggle for the Bill of Rights 87 (2006) (“[Madison] argued ... at the [Virginia ratifying] convention and most convincingly in Federalist 10, that a geographically large nation could be governed as a republic and not a monarchy, and that the liberty of the people would be preserved in a government if freely chosen by them.”). See generally Jack N. Rakove, Original Meanings: Politics and Ideas in the Making of the Constitution (1996).
The Eleventh District of New York is unique. „It is a mixed suburban-urban area, sometimes represented by Republicans, located in the City of New York, which is overwhelmingly represented by Democrats. It has a special voice which should not be silenced on critical issues of taxes, welfare payments, social security, health benefits, war and peace and the myriad of protections and controls of our federal government.
III. Facts
A. Resignation of Representative Grimm
On January 2, 2015, Congressman Michael Gerard Grimm of the Eleventh Congressional District of New York tendered his resignation, effective January 5, 2015. Compl. ¶¶ 14-15, ECF No. 1 (“Compl.”). In his resignation letter, he wrote:
It has been an honor and a privilege to serve the hardworking families of Staten Island and Brooklyn, and I am sincerely grateful for the love and support that I have received from so many.... I have seen first-hand how extraordinary the people of this District are — their values, their love of community, and their carefor each other in the best and worst of times — it is humbling.
Agata Decl. Ex. A, ECF No. 9 (“Agata Decl.”).
B. Loss of Voting Representation
The Clerk of the House of Representatives has since taken over the Washington, D.C. office and the district offices of the former representative of the Eleventh Congressional District of New York. Current Vacancies, Office of the Clerk, U.S. House of Representatives, http://clerk. house.gov/member_info/vacancies_pr.aspx? pr=district&vid=91 (last visited February 16, 2015). Announcing the “limited scope of the vacant congressional office,” the Clerk clarified: “[T]he congressional district does not [currently] have voting representation.” Id. Without a Representative in charge, these officers are neutered. See supra Part II. Residents of the Eleventh Congressional District are seriously deprived. In some instances, their well-being may be endangered by lack of an elected Representative. Id.
C. Governor’s Response
On January 9, 2015, the Governor’s office received Representative Grimm’s letter of resignation. Agata Decl. ¶ 2. Promptly, legal counsel to the Governor reviewed relevant federal and state law provisions regarding such vacancies. Id. at ¶3. They determined that, while the Governor was required to issue a writ or proclamation of a special election to fill the vacancy, the timing at which he chose to do so was “discretionary.” Id.
One month later, on February 2, the Governor told a reporter who asked about timing of an upcoming special election that his office was “looking at it now.” PI. Aff. Reply 3, ECF No. 12. When pressed on the timeframe of the special election, he said: ‘We don’t have one.” Id.
D.Instant Lawsuit
On February 5, eight plaintiffs, six Staten Islanders and two Brooklyn residents, all voters in the Eleventh Congressional District, commenced this action. Compl. ¶¶4-12. Suing Andrew M. Cuomo, the Governor of New York, they requested the issuance of an injunction directing him to forthwith call a special election to fill the vacant congressional seat left by Grimm. Id. at ¶¶ 38, 44, 47, 51.
The following day, on February 6, the court issued an order, directing defendant to:
[S]how cause before this Court on ... Friday, February 13, 2015 ... why an order should not be issued commanding Defendant ANDREW M. CUOMO, in his official capacity as Governor of the State of New York, to issue a Proclamation of Election, forthwith, for the Eleventh Congressional District in the State of New York, wherein a date for said election is fixed not less than 70 nor more than 80 days from the issuance of said Proclamation, as provided by Article 1, § 2, Clause 4 of the United States Constitution, and New York Public Officers Law § 4,2(8), and for such other and further relief as the Court deems just, proper, and equitable.
Order to Show Cause, Feb. 6, 2015, ECF No. 6.
One week later, on February 12, the Governor’s office informed the court that it “intends to comply with the law with respect to.proclaiming a special election for the Congressional seat vacated by Representative Grimm,” but that “in determining the timing of such a proclamation, there are many important, and in some cases competing logistical and other prac
On February 13, the order to show cause hearing was conducted. Hr’g Tr., Feb. 13, 2015. Defense counsel contended that the Governor would ultimately issue a proclamation for a special election; they denied that this court could decide timing. Id. at 21:21-22:2. Plaintiffs argued that they were suffering irreparable harm when residents’ opportunities to be heard on important federal issues before the House of Representatives such as authorization of the Keystone XL pipeline, and President Obama’s recent announcement that, with consent of Congress, he plans to prosecute a war against the Islamic State of Iraq and Levant. Id. at 19:6-13.
E. Status of Upcoming Special Election Intended to Fill the Vacant House Seat
To date, the Governor has not issued a writ or proclamation calling for a special election to fill the vacant house seat in the Eleventh Congressional District. See infra (map depicting the prominence of the Eleventh Congressional District).
F. Map of Eleventh Congressional District
[[Image here]]
IY. The Historical Basis of the Right to Representation
A. Declaration of Independence
The right of citizens to elect their representatives in government is fundamental.
In the pre-Revolutionary era, writs of election were issued by the British monarchy to call elections. The withholding of this writ, and thus the denial of representation, was one of the main complaints of the colonists. Zachary D. Clopton & Steven E. Art, The Meaning of the Seventeenth Amendment and A Century of State Defiance, 107 Nw. U.L.Rev. 1181, 1202-04 (2013). In the Declaration of Independence, Thomas Jefferson called this practice one of King George Ill’s cardinal sins and declared that it justified rebellion:
He has dissolved representative houses repeatedly, for opposing with manly firmness his invasions on the rights of the people.
He has refused for a long time, after such dissolutions, to cause others to be elected; whereby the legislative powers, incapable of annihilation, have returned to the people at large for their exercise; the state remaining in the mean time exposed to all the dangers of invasion from without, and convulsions within.
Declaration of Independence ¶¶ 6, 7 (U.S. 1776) (emphasis added).
B. United States Constitution
1. Original Draft
The original United States Constitution chiefly addressed the process governing how representatives were elected. Little in the text suggested that the right to voting and representation were fundamental. See generally U.S. Const.; Burt Neu-borne, Madison’s Music: On Reading the First Amendment 42-43 (2015).
The primary provisions that concern the electoral process are as follows:
• Art. I, § 2 cl. 1: The House of Representatives shall be composed of Members chosen every second Year by the People of the several States, and the Electors in each State shall have the Qualifications requisite for Electors of the most numerous Branch of the State Legislature.
• Art. I, § 2 cl. 4: When vacancies happen in the Representation from any State, the Executive Authority thereof shall issue Writs of Election to fill such Vacancies.
• Art. I, § 4 cl. 1: The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Place of Chusing Senators.
• Art. I, § 5 cl. 1: Each House shall be the Judge of the Elections, Returns and Qualifications of its own Members, and a Majority of each shall constitute a Quorum to do Business....
The Elections Clause in Article I, section 2 of the Constitution, obliges state legislatures to promulgate regulations for congressional elections, including elections to fill vacancies. See U.S. Const, art. 1, § 2 cl. 4. This power and obligation is limited only by Congress’s authority to make or alter election regulations. See id. at art. 1, § 4 cl. 1. Through the writ of election, the state executive calls the election to fill the vacancy and sets its time, place, and manner, subject to procedural parameters set by state law. See Federalist No. 59.
It was only with the introduction of the Reconstruction Amendments following the
2. Reconstruction Amendments
a. Fourteenth Amendment
The Fourteenth Amendment, ratified in 1868, represented the first mention of a right to vote. After slavery was abolished, Congress was concerned that the former slaves would be denied their right to participate in civil society. It passed the Fourteenth Amendment, which mandates strict penalties to the states if this right is violated:
Representatives shall be apportioned among the several States according to their respective numbers, counting the whole number of persons in each State, excluding Indians not taxed. But when the right to vote at any election for the choice of electors for President and Vice President of the United States, Representatives in Congress, the Executive and Judicial officers of a State, or the members of the Legislature thereof, is denied to any of the male inhabitants of such State, being twenty-one years of age, and citizens of the United States, or in any way abridged, except for participation in rebellion, or other crime, the basis of representation therein shall be reduced in the proportion which the number of such male citizens shall bear to the whole number of male citizens twenty-one years of age in such State.
U.S. Const, amend. XIV, § 2 (emphasis added).
b. Fifteenth Amendment
Concerned that the Fourteenth Amendment did not clearly explicate how it protected the franchise of former slaves, Congress passed the Fifteenth Amendment, ratified in 1870. U.S. Const, amend. XV § 1. This amendment made the right of former slaves to vote unequivocal:
The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude.
Id.
C. Treatment of the Reconstruction Amendments by the Courts
In the years following the introduction of the Reconstruction Amendments, courts initially narrowed the scope with respect to voting. In United States v. Reese, the Supreme Court held that the Fifteenth Amendment does not guarantee a right to vote; it merely protects against discrimination when exercising that right.
The Fifteenth Amendment does not confer the right of suffrage upon any one. It prevents the States, or the United States, however, from giving preference,' in this particular, to one citizen of the United States over another on account of race, color, or previous condition of servitude. Before its adoption, this could be done. It was as much within the power of a State to exclude citizens of the United States from voting on account of race, & c., as it was on account of age, property, or education. Now it is not. If citizens of one race having certain qualifications are permitted by law to vote, those of another having the same qualifications must be. Previous to this amendment, there was no constitutional guaranty against this discrimination: now there is. It follows that the amendment has invested the citizens of the United States with a new constitutional right which is within the protecting power of Congress. That right is exemption from discrimination in the exercise of the elective franchiseon account of race, color, or previous condition of servitude. This, under the express provisions of the second section of the amendment, Congress may enforce by “appropriate legislation.”
Id. at 217-18 (emphasis added).
This decision was in line with jurisprudence of the time, which gave states broad powers when it came to defining how citizens exercised their voting rights. See, e.g., Minor v. Happersett,
These restrictions remained in large part through the pre-World War II era. The Supreme Court rarely intervened to protect voting rights. See, e.g., Giles v. Harris,
D. Modern Constitutional Expansion of the Right to Vote
In the twentieth century, a number of amendments to the Constitution radically expanded the right to vote and increased protections against the denial of that right:
• Amendment XIX, effective 1920, provided women with the right to vote.
• Amendment XXIV, effective 1964, provided that failure to pay a poll or other tax could not be the reason for denying the right to vote.
• Amendment XXVI, effective 1971, guaranteed those eighteen years of age or older the right to vote.
Beginning in the 1960s, the Supreme Court began seriously to enforce the right to vote and the right to representation. See, e.g., Gomillion v. Lightfoot,
“As long as ours is a representative form of government, and our legislatures are those instruments of government elected directly by and directly representative of the people, the right to elect legislators in a free and unimpaired fashion is a bedrock of our political system.” Reynolds,
E. Recent Supreme Court Cases Affirm the Right to Vote and the Right to Representation
More recent decisions by the Supreme Court have affirmed the right to vote and the right to representation, even while relaxing some of the strictures of the Voting Rights Act. See, e.g., Shelby Cnty., Ala. v. Holder, — U.S. -,
F. Authority of United States District Court
The obligations of this court under the Constitution are clear: Where a citizens’ right to vote and/or to be represented — or both — are being impermissibly violated, it is the obligation of the United States District Court to act upon proper application of an aggrieved party. “When a State exercises power wholly within the domain of state interest, it is insulated from federal judicial review. But such insulation is not carried over when state power is used as an instrument for circumventing a federally protected right.” Gomillion,
A. “Properly Limited” Role of the Federal Court
In line with the Federalist Papers, the role of federal courts in our democratic society is “properly limited.” Hollingsworth v. Perry, — U.S. -,
Where an election is fair, the proper role of a federal court is to accept .an election’s outcome, see Oden v. Brittain,
Public policy supports the exercise of restraint by federal courts when faced with cases involving the democratic process. “We should be ever mindful of the contradictions that would arise if a democracy were to permit' general oversight of the elected branches of government by a non-representative, and in large measure insulated, judicial branch.” Richardson,
B. Proper Instances of Court Interference in Democratic Process
“[T]he courts have a role” where “a group has ... not [been] allowed to play the game,” ie., to engage in the democratic process. David A. Strauss, Is Carolene Products Obsolete?, 2010 U. Ill. L.Rev. 1251, 1257-58 (2010). Then, “the self-correcting properties of democratic politics will be nullified, and only the courts can make the democratic process work as it should.” Id. See, e.g., Brown v. Bd. of Ed. of Topeka, Shawnee Cnty., Kan.,
VI. Right of Constituents in Congressional Districts to Have Vacant . Congressional Seats Filled
On its own motion, the court conducted a fifty-state survey to determine the type of discretion, if any, states provided to state officials regarding the calling of special elections when faced with a vacant congressional seat in the House of Representatives. The table below demonstrates that, while there is no uniformity among the states with respect to the time for a special election, in general, the time to call a special election is specified and short.
A. Table of State Laws Calling on Special Elections When Elected Offices Left Vacant
[[Image here]]
Jurisprudence dating back to at least 1969 indicates that vacant congressional seats must be filled by an election.
1. Valenti v. Rockefeller (U.S. 1969)
In Valenti v. Rockefeller, the Supreme Court summarily affirmed a decision by a three-judge district court, sustaining the authority of the Governor of New York to fill a vacancy in the United States Senate by appointment until the next regularly scheduled senatorial election, where only sixty days remained until the next scheduled primary. Valenti v. Rockefeller,
2. Jackson v. Ogilvie (7th Cir.1970)
The Court of Appeals for the Seventh Circuit held that plaintiffs, registered voters in an Illinois congressional district, stated a facially justiciable claim when they alleged that the Governor of Illinois, by refusing to call a special election to fill a vacancy that arose upon the death of plaintiffs’ congressional representative, denied plaintiffs their constitutional right to representation under Article I, section 2, clause 4 of the United States Constitution. Jackson v. Ogilvie,
The , facts of the case are worth noting. The representative died on August 13, 1969. Id. at 1334. If the Governor had called the election the following day, state law mandated that the earliest possible date of election would be January 23, 1970 (162 days later). Id. at 1335, 1337. At most, the successor could have served some eleven months. Id. at 1337. The court ruled that the Governor was required to issue the writ. Id.
The court determined that a mandatory injunction would be appropriate because the governor “had the duty, at the time of the death of [the congressman], to issue a writ of election to fill the vacancy,” and that duty “continued, notwithstanding the fact that delay may eventually render the calling of a special election of so little use that the duty will no longer be enforceable.” Id. (emphasis added).
3. Rodriguez v. Popular Democratic Party (U.S.1982)
Relying in part on Valenti, discussed supra, the Supreme Court upheld Puerto Rico statutes that had been interpreted to permit an interim vacancy in the Puerto Rico House of Representatives to be filled by the political party of the legislator who had vacated the seat. Rodriguez v. Popular Democratic Party,
4. Mason v. Casey (E.D.Pa. 1991)
In Mason v. Casey, the district court dismissed claims by two registered voters challenging the constitutionality, as applied, of a state statute providing that a special election to fill a congressional vacancy Gould not be held until at least sixty days after issuance of the writ. Mason v. Casey, No. 91-5728,
5. American Civil Liberties Union v. Taft (6th Cir.2004)
On July 24, 2002, a Congressman was expelled from the Ohio House, leaving a vacant seat. Am. Civil Liberties Union v. Taft,
The Court of Appeals for the Sixth Circuit held that the Governor violated the Constitution when he refused to issue a writ. Id. It noted there may be instances where the time remaining in the congressional term is truly de minimis, thereby excusing the executive from issuing the writ, but that the time involved in the instant case was not de minimis. Id. at 649. The opinion stated:
Like the Seventh Circuit [in Ogilvie ], we conclude that Article I, section 2, clause 4 is mandatory, requiring the state’s executive to issue a writ to fill a vacancy in the House.... By deciding not to call a special election at all, the Ohio governor had violated the Constitution, which imposes a mandatory duty on a state’s chief executive to call a special election to fill a congressional vacancy.
Id. at 649-50 (emphasis added).
6. Judge v. Quinn (7th Cir.2010)
After then-Senator Barack Obama resigned from his Senate seat to assume the
Plaintiffs sought a preliminary injunction, alleging that the Seventeenth Amendment required the Governor issue a writ of special election. The Court of Appeals for the Seventh Circuit initially held that, although plaintiffs had a strong likelihood of establishing the merits of their claim, plaintiffs failed to show irreparable injury that would merit the grant of a preliminary injunction. Judge v. Quinn,
Subsequently, the district court granted plaintiffs a permanent injunction; the Seventh Circuit upheld the ruling, stating “the balance of hardships favors the plaintiffs, who — along with the rest of the citizens of Illinois — will see their Seventeenth Amendment rights vindicated in a special election.” Judge v. Quinn,
7. Fox v. Paterson (W.D.N.Y. 2010)
Both plaintiffs and defendant rely on this case. The court held that a delay of some months in holding a special election to fill a vacancy in a legislative district — in order for the State to comply with the Help America Vote Act (“HAVA”) — did not deny any fundamental rights of the electors within that district, including .the right to vote and elect their congressional representative. Fox v. Paterson,
The court based its decision in part on the governor’s justifications for the delay: (1) serious concerns over the rollout of new electronic voting machines in several counties within the district in compliance with HAVA; and (2) the possible disenfranchisement of overseas military voters who would not be able to participate on too short a notice. Id. at 440. These explanations, the court reasoned, appeared to address legitimate concerns. Id. at 441. The court noted that, in some instances, the amount of time that passed from the existence of the vacancy to the issuance of the proclamation could amount to a de facto refusal to call a special election. Id. at 442.
VII. Statutory Analysis
In Fox, the court properly interpreted the Governor’s duty under the United States Constitution to issue a writ of election when presented with a vacant House seat. Id. at 436. But, it did not find it necessary to consider the interplay between the New York State Constitution and the section of the State’s Public Officers Law that sets out specific provisions regarding the manner in which vacancies in elected office shall be filled, N.Y. Pub. Off. Law § 42(3) (McKinney 2011).
When both the State statute and State constitution are read in concert, the following is apparent: Special elections in New York to fill vacant congressional seats must be conducted in “the shortest space of time reasonably possible.” Roher v. Dinkins,
A. The United States Constitution
Article I of the United States Constitution provides in relevant part:
Section 2 — The House
When vacancies happen in the Representation from any State, the Executive Authority thereof shall issue Writs of Election to fill such Vacancies.
Section 4 — Elections, Meetings
The Times, Places and Manner of holding Elections for Senators and Representatives, shall he prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Place of Chusing Senators.
U.S. Const, art. 1, §§ 2 cl. 4, 4 cl. l(emphasis added).
These clauses, read together, make it incumbent upon each “State” to issue a writ of election when faced with a vacant seat in the House of Representatives, and to “prescribe” the timing of such an election. Id.; see also supra Part IV.B.1 (discussing clauses); Part VI.B (expounding upon case law holding that, when a vacant seat occurs in the House of Representatives or the Senate, issuing a writ of election is not optional).
B. New York State Constitution
The vacancy of elective office provision is contained in Article XIII, section 3, of the New York State Constitution. It does not explicitly provide a time period within which a writ of election must issue after the vacancy of elected office occurs:
The legislature shall provide for filling vacancies in office, and in case of elective officers, no person appointed to fill a vacancy shall hold his office by virtue of such appointment longer than the commencement of the political year next succeeding the first annual election after the happening of the vacancy.
N.Y. Const, art. XIII, § 3.
The New York Court of Appeals has read an urgency requirement into the above provision: “It is axiomatic that under our State Constitution that when a vacancy in elective office occurs, the vacancy must be filled by election in the shortest space of time reasonably possible.” Roher v. Dinkins,
1. New York Court of Appeals Insists on Speedy Elections
Defendant argues that the ratification of New York State Public Officers Law abrogated New York Court of Appeals’s precedents by imbuing the Governor with almost unlimited “discretion.” Hr’g Tr. 21:21-22:2, Feb. 13, 2015. He contends: “There is nothing in the Constitution or in any statute or in any ease that requires ” the Governor to issue the writ of election within a specified period of time from the date an elected office was left vacant. Id. at 21:24-22:2 (emphasis added).
This view is too narrow. As plaintiff claims, the statute cannot be “read in a vacuum.” Mem. of Law in Support of Pis.’ Order to Show Cause 12, ECF No. 4 (“Pis.’ Mem. Law”). The critical statutory provision, in relevant part, reads:'
[U]pon the occurrence of a vacancy in any elective office which cannot be filled by appointment for a period extending to or beyond the next general election at which a person may be elected thereto, the governor may in his or her discretion make proclamation of a special election to fill such office, specifying the district or county in which the election is to be held, and the day thereof, which shall be not less than seventy nor more than eighty days from the date of the proclamation.
N.Y. Pub. Off. Law § 42(3) (McKinney 2011) (emphasis added). After this provision was adopted, the New York Court of Appeals emphatically reaffirmed its prior holdings:
It is true that section (subd. 3) of the Public Officers Law vests discretion in the Governor to call a special election, but as we observed in [1916] “this statutory qualification cannot prevail against the command of the Constitution that a vacancy shall be filled as soon as may be. ”
Roher v. Dinkins,
2. The Statutory Seventy to Eighty Days Allows Ample Time to Prepare for a Special Election
The implication of the large seventy to eighty day period between announcement of the date for the special election and the actual date of the election provides ample time to prepare. See N.Y. Pub. Off. Law § 42(3) (McKinney 2011). The spirit of the statutory scheme is clear: The announcement of the date for the election should occur almost immediately after the vacancy occurs. See Mitchell,
VIII. Instant Case
A. Standing
1. Law
The “irreducible constitutional minimum of standing contains three elements”: (1) “the plaintiff must have suffered an injury in fact,” i.e., “an invasion of a legally protected interest which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical”; (2) “there must be a causal connection between the injury and the conduct complained of’; and (3) “it must be likely,' as opposed to merely speculative, that the injury will be redressed by a favorable decision.” Lujan v. Defenders of Wildlife,
2. Application of Law to Facts
Plaintiffs have standing. First, they continue to suffer a concrete and particularized injury in fact: the- deprivation of a special election for a vacant congressional district. See supra Part III.B. For a month, the citizens of New York’s Eleventh Congressional District have had no voice in the House of Representatives. See supra Part III.E. Second, the injury is traceable to defendant: The Governor is the only person who has the authority, pursuant to the New York State Constitution, to call for a special election for the position. See supra Part VII.C. Third, an injunction directing the Governor to call a special election forthwith will provide necessary redress for the serious injury to plaintiffs. See supra Part VLB (discussing relevant cases). A special election must take place as soon as possible.
B. Ripeness
1. Law
“To be justiciable, a cause of action must be ripe — it must present a real, substantial controversy, not a mere hypothetical question.” Nat’l Org. for Marriage, Inc. v. Walsh,
2. Application of Law to Facts
The case is ripe for adjudication. Plaintiffs’ injury is real and substantial: They do not have representation in the House of Representatives. Nothing is “speculative” or “hypothetical” about this disenfranchisement.
1. Preliminary Injunction
a. Law
Federal Rule of Civil Procedure 65 provides procedures to adjudicate requests for injunctions. Where speed is needed, a preliminary injunction may be sought. Subdivision (a) of Rule 65 reads:
(1) Notice. The court may issue a preliminary injunction only on notice to the adverse party.
(2) Consolidating the Hearing with the Trial on the Merits. Before or after beginning the hearing on a motion for a preliminary injunction, the court may advance the trial on the merits and consolidate it with the hearing. Even when consolidation is not ordered, evidence that is received on the motion and that would be admissible at trial becomes part of the trial record and need not be repeated at trial. But the court must preserve any party’s right to a jury trial.
The Court of Appeals for the Second Circuit has explained:
Generally, a party seeking a preliminary injunction must establish (1) irreparable harm and (2) either (a) a likelihood of success on the merits, or (b) sufficiently serious questions going to the merits of its claims to make them fair ground for litigation, plus a balance of the hardships tipping decidedly in favor of the moving party. Additionally, the moving party must show that a preliminary injunction is in the public interest.
Oneida Nation of New York v. Cuomo,
The “ ‘fair ground for litigation’ ” cannot be used to challenge “ ‘governmental action taken in the public interest pursuant to a statutory or regulatory scheme.’ ” Monserrate v. New York State Senate,
i. Irreparable Harm
In every case where plaintiff seeks an injunction, she must show that there is no adequate remedy at law and that irreparable harm will result if the injunction is not granted. This showing is “the single most important prerequisite for the issuance of a preliminary injunction.” Faiveley Transp. Malmo AB v. Wabtec Corp.,
ii. Clear or Substantial Likelihood of Success on the Merits
Where the requested injunction is mandatory in nature — in other words, where the movant seeks to compel, rather than prohibit, governmental action, a “district court may enter a mandatory preliminary injunction against the government only if it determines that, in addition to demonstrating irreparable harm, the moving party has shown a ‘clear’ or ‘substantial’ likelihood of success on the merits.”
iii. Balance of Hardships
“[A] court must balance the competing claims of injury and must consider the effect on each party of the granting or withholding of the requested relief.” Amoco Prod. Co. v. Vill. of Gambell, AK,
iv. Public Interest
Ensuring “that the public interest would not be disserved by the issuance of a preliminary injunction” requires careful assessment. Salinger v. Colting,
b. Application of Preliminary Injunction Law to Facts
Here, plaintiffs seek an immediate “Writ of Mandamus” to compel defendant to issue a “Writ of Election” to fill the congressional vacancy in the Eleventh Congressional District. Pis.’ Mem. Law 5. In modern terminology, this is a request for a mandatory preliminary and a mandatory permanent injunction pursuant to Federal Rule of Civil Procedure 65.
At the evidentiary hearing, based upon the sketchy information supplied by both sides, the court was not prepared to issue or to deny a preliminary injunction. See generally H’rg Tr., Feb. 13, 2015.
Nevertheless, upon review of the evidence, the precedents, and relevant statutory provisions, it is determined that plaintiffs have made a prima facie case for a preliminary injunction.
First, plaintiffs demonstrate irreparable harm since money damages cannot make them whole. See supra Part III. They have lost their ability to participate not only in the making of the nation’s policies at large, but in those that affect their daily lives. See supra Parts II & III. They are bereft of an advocate to help them navigate the morass of government bureaucracy. See supra Part II.
Second, they make a substantial case for a preliminary injunction. See Part VII (expounding on requirement under federal and New York State law to issue writ as soon as practicable).
Third, hardship to plaintiff is great and continuing. See Part III.E. By contrast, defendant has advanced no justification for his failure to issue the writ of special election, much less any hardship preventing him from so doing, or that would result if he did. See supra Part III.C.
Fourth, filling the vacancy would benefit, not threaten, the greater public interest. See supra Part II. Aside from the cost of the special election, the court is not aware of, and defendant has not yet proffered, any reason that the injunction sought would constitute a threat to the public interest or an undue burden. See supra Part III.
2. Permanent Injunction
a. Law
The court may advance the trial on the merits for a permanent injunction to consolidate it with the hearing on the prelimi
Consolidation may occur “only after the parties receive clear and unambiguous notice of the court’s intent to do so either before the hearing commences or at a time which will still afford the parties a full opportunity to present their respective cases.” Woe by Woe v. Cuomo,
“The equitable principles and scope of review” for preliminary relief and permanent injunction remain the - same. Sierra Club v. Hennessy,
“To obtain a permanent injunction, a plaintiff must succeed on the merits and show the absence of an adequate remedy at law and irreparable harm if the relief is not granted.” Roach v. Morse,
b. Application of Permanent Injunction Law to Facts
The need for speed in the present case warrants consolidation. This opinion constitutes notice to defendant. There has been ample time to prepare for a hearing.
Plaintiff has demonstrated no adequate remedy at law and irreparable harm if relief is not granted. See supra Part VIII. C.a-b.
As a practical matter, the effect of a preliminary injunction and a permanent injunction would be the same: defendant would be compelled to fix a date for an election.
IX. Additional Claims
Plaintiffs’ claims pursuant to section 1983 of Title 42 of the United States Code, the Fourteenth Amendment, and the First Amendment need not be addressed. They are, in effect, dealt with in the instant decision.
X. Conclusion
A hearing on the petition for a permanent injunction ordering the Governor of the State of New York to fix the date for a special election to choose the Representative of the Eleventh Congressional District of New York to the House of Representatives will be held on February 20, 2015 at 12:00 noon in Courtroom 10B South. Unless the Governor of the State of New York has set a date for the special election on or before that time or justifies a further delay, this court will set the date.
SO ORDERED.
