Rossiter v. PotterRossiter v. Potter
This аppeal involves a unique provision of the Age Discrimination in Employment Act (ADEA),
The only appellate court to have addressed this issue thus far chose to borrow the limitations period used for Title VII actions.
See Edwards v. Shalala,
/.
Background
Since this appeal deals primarily with matters of timing, a thumbnail sketch of the facts will suffice. We draw that sketch mindful that an appellate court reviews a dismissal for failure to state a claim de novo, applying the same legal standards that bind the trial cоurt.
Banco Santander v. López-Stubbe (In re Colonial Mortgage Bankers Corp.),
In or around 2000, plaintiff-appellant Paul Rossiter sought employment with the United States Postal Service (USPS). After passing the USPS’s preliminary screens (including a written examination and a drug test), Rossiter was interviewed by Steve Froio, a USPS hierarch. Although Rossiter had 20 years of experience in the service industry, the USPS refrained from contacting any of his references. This did not bode well for Rossi-ter’s prospects, and in early January he received a letter stating that he would not be hired.
Rossiter pursued the matter. On January 29, 2001, Froio told him that he had been rejected because he seemed nervous during the interview. Froio added that “[i]f [Rossiter] were 20 years younger, being nervous would have been acceptable.” When Rossiter suggested that he was being denied employment on account of his age, Froio replied: “It didn’t help you any.” Rossiter requested that his application be reconsidered, but Froio told him that reconsideration was impracticable as no more positions were available. Less than ten days later, however, Rossiter received correspondence announcing that the USPS was still seeking to hire people in the job category for which he had unsuccessfully applied.
At age 46, Rossiter was a member of the class protected by the ADEA.
See
On July 26, 2001, Rossiter filed a notice of intent to sue with the EEOC. From that point forward, the matter lay fallow until November 28, 2002. Rossiter then filed a civil action in the United States District Court for the District of Massachusetts against the Postmaster General and the USPS. In it, he alleged violations of the ADEA and its state counterpart, Mass. Gen. Laws eh. 151B, § 4(1). The defendants (collectively, the gоvernment) moved to dismiss the action, arguing (i) that the state-law claim was preempted by the ADEA, and (ii) that the ADEA claim was time-barred.
Rossiter did not contest the preemption argument, and the district court dismissed the state-law claim. Rossiter’s ADEA claim proved to be a knottier problem. The district court took this aspect of the case under advisement and ultimately ruled, in a written rescript, that the claim was time-barred.
Rossiter,
II.
Discussion
The path that we must travel has been well-marked. When Congress creates a cause of action but is silent as to the limitations period that should apply to the right created — as is the ease in
A.
A Guide to the Statutory Scheme
Every journey is best understood if it begins with a roadmap. Congress passed the ADEA with a view toward ending workplace discrimination based on age. As originally enacted in 1967, the statute reached only private employers.
See
Pub.L. No. 90-202, § 11(b), 81 Stat. 602 (1967);
see also Lehman v. Nakshian,
The general provisions of the ADEA (applicable to private employers and to
In 1991, Congress removed the FLSA’s incorporated statute of limitations from this portion of the ADEA and inserted a limitations scheme akin to that- governing Title VII actions.
See
Civil Rights Act of 1991, Pub.L. No. 102-166, § 115, 105 Stat. 1071, 1079,
codified as amended at
The legislative scheme for ADEA claims brought by federal employees is materially different. Congress provided dual means of enforcement for federal workers and left the choice between them to the сlaimant. On the one hand, a federal employee may invoke the EEOC’s administrative process and thereafter file suit if he or she is dissatisfied with the administrative outcome.
See
The bottom line is that the hand-painted section of the ADEA limning the rights of federal employees contains no express statute of limitations. Indeed, that section says nothing about the outside date for the filing of suit (regardless of whether an employee has elected to undergo or to bypass the administrative process). Courts have been left to intuit the rules of timeliness applicable to such ADEA actions, and those rules must be borrowed from an exоgenous source.
See Stevens,
B.
ADEA Bypass Actions: Why Title VII’s Limitations Period Does Not Fit
The borrowing equation differs in each of the two configurations that Congress has provided. In cases in which a federal employee opts for the administrative pro
This relatively straightforward answer does not resolve the materially different question of where to derive an appropriate rule of timeliness when a federal employee elects to bypass the administrative process and file an ADEA suit directly in the district court. 2 In that situation, Stevens forecloses the importation of Title VII’s limitations period. We explain briefly.
In
Stevens,
the Supreme Court observed that the statutory provision authorizing the bypass option,
We think that this decision can only be read as a definitive rejection of the importation of Title VII’s limitations period into the framework established by
Second — and perhaps more important— if Title VII’s temporal requirements were to be applied to bypass actions, Stevens’s claim would have been time-barred. Stevens served a notice of intent to sue on October 19, 1987, and filed suit on May 3, 1988.
Stevens,
To be sure, the government resists this conclusion. It suggests that the Court’s comment — that Stevens’s suit had been brought “well within whatever statute of limitations might apply,”
First and foremost, when a statement in a judicial decision is essential to the result reached in the case, it becomes part of the court’s holding.
See Seminole Tribe v. Florida,
We also dismiss the government’s attempt to sidestep
Stevens
on the basis that the statute of limitations issue was never fully litigated. That аsseveration depends on the premise that the Court’s statement that Stevens’s suit had been brought “well within whatever statute of limitations might apply to the action,”
If more were needed — and we doubt that it is — sound policy considerations support the result reached by the
Stevens
Court. Title VII’s limitations period is entirely derivative of, and dictated by, the administrative process. The limitations period begins to run upon final agency action. The bypass procedure, however, is a horse of a vastly different hue.
See Burnett v. Grattan,
The government attempts to parry this thrust by noting that the EEOC must receive notice of a federal employee’s intent to sue in a bypass case. That is indisputably true,
see
These justifications are utterly absent in ADEA bypass cases. There is no required agency action and no persuasive rationale for linking а rule of timeliness to the time of agency notification. Viewed holistically, bypass cases are more like traditional civil suits, in which limitations periods begin to run at the time of the injury. We think it is hardly coincidental that this is the precise locus on which the Stevens Court focused.
Edwards
does not persuade us to the opposite view. There, a panel of the Eleventh Circuit ruled that the applicable limitations period for ADEA actions brought pursuant to
c.
ADEA Bypass Actions: What Limitations Period Should Apply
Having determined that Title VII does not furnish the applicable rule of timeliness for ADEA bypass actions, we are left with the question of what limitations period should apply. The inquiry that we must undertake requires us to determine,
The closest analogy to an ADEA bypass action logically is to be found in anti-discrimination or employment legislation. Although there are a myriad of federal statutes that fall under those rubrics, most of them require exhaustion of an administrative process as a precondition to court action.
See, e.g.,
Of course, analogies need not be “perfect,”
Agency Holding Corp.,
Our chief concern, however, is that the importation of state rules of timeliness into the framework established for ADEA bypass actions would “frustrate or interfere with the implementation of natiоnal policies.”
Occidental Life Ins. Co. v. EEOC,
Courts might have to swallow hard and tolerate these several concеrns if state law were the only source reasonably available for borrowing.
DelCostello,
The FLSA’s goals are congruent with the ADEA’s: like the ADEA, the FLSA was designed to protect individual workers.
See Barrentine v. Ark.-Best Freight Sys., Inc.,
To cinch matters, sound policy also supports resort to the FLSA’s limitations period. A two-year statute of limitations
8
in no way undermines the salient interests served by timeliness rules in federal anti-discrimination laws, which are meant to “protect employers from the burden of defending claims arising from employment
There is one loose end. As the government reminds us,
This reasoning is both convoluted and disingenuous. Although it is true that
III.
Conclusion
We need go no further. To reiterate, we hold that the corrеct rule of timeliness to be used in conjunction with bypass actions brought under
Reversed and remanded.
Notes
. The district court, in a failed attempt to reconcile
Edwards
with pertinent Supreme Court precedent, devised a complicated algorithm. It concluded that "the statute of limitations under the ADEA for federal employees such as Rossiter who go directly to federal court is the
longer
of (a) 120 days after filing notice with the [Equal Employment Opportunity] Commission (the statutory thirty-day waiting period plus Title VII’s ninety-day limitations period) or (b) one year and six days after the alleged discriminatory incident, pursuant to the Supreme Court's statement in
Stevens [v. Dep't of Treasury,
.
Laveiy
does not assist in answering this question. Although we held there that Title VII's statute of limitations should be applied to ADEA actions against federal employers, the case involved an employee who had elected to undergo the administrative process.
See Lavery,
. We hasten to add that even if one were to categorize the Court's statement as dictum — a proposition to which we do not subscribe— that categorization would not shift our view.
See McCoy v. MIT,
. In point of fact, the government's only grоund of opposition in Stevens was that the Court should not hear the case, and, thus, the Court's choice to decide the merits is telling.
. Without exception, the cases cited by the
Edwards
court in support of importing Title VII's limitations period into the framework of
. Although not dispositive, we find it compelling that not onе court of appeals to have considered what limitations period to borrow in an ADEA action against a federal employer has imported a state rule of decision.
See, e.g., Jones,
. We note that courts generally have applied state statutes of limitations to
Bivens
actions notwithstanding the fact that such actions lie only against federal officers.
See, e.g., Polanco v. U.S. DEA,
. In point of fact, the FLSA has a bifurcated limitations period. The basic period is two years.