910 N.E.2d 1047 | Ohio Ct. App. | 2009
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *712 {¶ 1} This timely appeal comes for consideration upon the record in the trial court, the parties' briefs, and their oral arguments before this court. Appellant, Mahoning Valley Emergency Specialists, Inc. ("MVES"), appeals the judgment of the Mahoning County Court of Common Pleas granting prejudgment interest to appellee, Steven W. Ross, administrator of the estate of Darlene Marie Ross, deceased, as well as a jury verdict entered against MVES in the amount of $754,649 in a medical-malpractice and wrongful-death action. *713
{¶ 2} MVES first argues that the trial court abused its discretion by precluding one of its expert witnesses from testifying about proximate cause during the trial, warranting a new trial. Second, MVES argues that the trial court abused its discretion by granting Ross's motion for prejudgment interest and alternatively urges this court to find Ohio's prejudgment-interest statute unconstitutional.
{¶ 3} Upon review of the record, all of MVES's arguments are meritless. With regard to the evidentiary matter, MVES proffered its expert as a standard-of-care witness only. As such, the trial court properly limited that expert to testifying only about medical conditions known to the defendant physician when treating the decedent. In addition, based onGalayda v. Lake Hosp. Sys., Inc. (1994),
{¶ 5} St. Elizabeth contracts with MVES to staff its emergency room with physicians and physician assistants. Dr. David Jackson, an MVES physician and principal, physically examined Darlene in the emergency room that morning. Based on the medical history Darlene provided at triage, Dr. Jackson knew that Darlene had a history of hypertension, kidney disease, and stroke. He also knew she took several antihypertensive medications.
{¶ 6} Ultimately, Dr. Jackson diagnosed Darlene with a "strained back" and prescribed pain medications. Darlene reported that these medications slightly relieved her pain. Without performing any additional testing or rechecking Darlene's blood pressure, Dr. Jackson discharged Darlene from the emergency department, with instructions to take her blood-pressure medications as directed.
{¶ 7} After returning home, Darlene's symptoms worsened. Later that day, she presented to Northside Medical Center with complaints of sharp, severe abdominal pain radiating to her back, along with nausea and vomiting. Upon examination, her blood pressure was elevated and her abdomen was tender. Soon after her arrival at Northside, Darlene stopped breathing and her pulse *714 ceased. She died shortly thereafter. An autopsy revealed that the cause of death was an acute ruptured Type B dissecting aortic aneurysm.
{¶ 8} Ross filed a medical-malpractice and wrongful-death complaint, alleging that MVES had negligently caused Darlene's death. Initially, St. Elizabeth was also named as a defendant; however, Ross voluntarily dismissed it from this case, without prejudice.
{¶ 9} Prior to trial, Ross filed a motion in limine requesting, among other things, an order prohibiting MVES from introducing any evidence or testimony from Dr. Gayle Galan regarding the existence of a condition called thrombocytopenic purpura ("TTP") or the issue of survivability. The trial court overruled the motion in limine.
{¶ 10} The case proceeded to trial and Ross called three expert witnesses, one of whom was Dr. Robert Rhee, a vascular surgeon. Dr. Rhee opined that Dr. Jackson had deviated from the standard of care when treating Darlene and that this deviation caused Darlene's death. He testified that Darlene arrived at St. Elizabeth with a "textbook presentation" of an aortic dissection, i.e., she had risk factors in her medical history, had experienced a recent hypertensive event, and was writhing or thrashing around with 10/10 level radiating pain. He further testified that a chest x-ray or a check of the pulses in Darlene's lower extremities could have led to the diagnosis of the aortic dissection, but that Dr. Jackson failed to order such tests.
{¶ 11} Dr. Rhee also testified about treatment options for Darlene's aortic dissection, had it been discovered by Dr. Jackson. He explained that in his experience, 98 percent of patients with an acute aortic dissection are treated "medically." This means they are administered medications to slow the heart rate and lower the blood pressure, and are monitored closely until pressure to the aorta subsides. He noted that with this so-called "medical management" option, the overall survival rates are about 90 percent after five years and 60-70 percent after ten years. In Dr. Rhee's opinion, nothing in Darlene's past medical history would have caused him concern about using medical-management techniques. However, he conceded that medical management would require lifetime use of medications and that strict compliance with the medication regime would be necessary for survival. Finally, Dr. Rhee testified about treatment options available for aortic dissections if medical-management techniques fail. He explained that such a situation would necessitate a rather risky surgical procedure to repair the tear in the aorta.
{¶ 12} Ross presented two other expert witnesses at trial. However, their testimony is not part of the appellate record, because MVES ordered a partial transcript containing only Dr. Rhee's testimony and Dr. Galan's testimony. Dr. Galan, an emergency-room physician, was MVES's sole expert witness at trial. *715
{¶ 13} Prior to Dr. Galan's testimony, Ross renewed his motion in limine, and an in camera hearing was held. At issue was the scope of Dr. Galan's testimony, namely, whether she would provide testimony about both standard-of-care and proximate-cause issues. At the start of the hearing, the trial court first explained its concern about whether Dr. Galan was qualified to testify about surgical survivability, which is a proximate-cause issue. The court then ruled that Dr. Galan would not be permitted to testify about surgical survivability, after noting that at a sidebar moments earlier, before the trial court and counsel adjourned to chambers for the in camera hearing, counsel for MVES had represented that he did not intend to question Dr. Galan about this topic.
{¶ 14} Then MVES started to proffer Dr. Galan's testimony about medical survivability, which is also a proximate-cause issue. After a prolonged discussion, however, MVES clearly stated that Dr. Galan would testify as a standard-of-care witness only. Ultimately, the trial court ruled that Dr. Galan would not be permitted to discuss any medical conditions that were not known to Dr. Jackson at the time he treated Darlene.
{¶ 15} Following the in camera hearing, Dr. Galan testified in front of the jury. She opined that Dr. Jackson met the standard of care for an emergency physician when he treated Darlene. More specifically, Dr. Galan felt that Dr. Jackson's diagnosis of "back strain" was reasonable based on Darlene's presentation at St. Elizabeth. According to Dr. Galan, a patient who presents with dissecting aorta is characterized by "ripping" chest pain and sweatiness, two symptoms that Darlene did not have. Dr. Galan concluded that Darlene's symptoms were more consistent with a strained back.
{¶ 16} Dr. Galan also opined that there was no indication that Dr. Jackson should have ordered additional tests, such as a chest x-ray or CAT scan. Further, in Dr. Galan's opinion, a chest x-ray would not have been particularly useful in diagnosing the aortic dissection. Dr. Galan also addressed Dr. Jackson's failure to order medications to lower Darlene's blood pressure, despite Darlene's presentation with a blood pressure of 208 over 89. Dr. Galan felt this was reasonable on the part of Dr. Jackson, because Darlene's history of hypertension would have made it dangerous to quickly lower her blood pressure.
{¶ 17} During cross-examination, it emerged that Dr. Galan had testified as an expert in a separate, unrelated medical-malpractice case, where she was critical of an emergency-room physician who had failed to diagnose the aortic dissection of a patient who presented with symptoms similar to Darlene's.
{¶ 18} After four days of testimony, the jury returned a verdict in Ross's favor in the amount of $754,649. The trial court entered judgment on that verdict on October 2, 2007. Ross then filed a motion for prejudgment interest, to which MVES replied. A hearing was held, at which Ross called three witnesses: Dr. *716 Jackson; Dr. Howard Dickey-White, an MVES physician and the president of MVES; and Angela Yost, a claims specialist for Pro Insurance, MVES's insurance carrier. MVES cross-examined those witnesses but did not present any witnesses of its own. Ross also presented numerous exhibits at the hearing, including a settlement demand letter for $475,000 that it had sent to MVES prior to trial.
{¶ 19} In a judgment entry filed on January 7, 2008, the trial court granted Ross's motion for prejudgment interest. The court found that MVES, Dr. Jackson, and their insurer failed to rationally evaluate the risks of the case and further failed to make a good-faith effort to settle. Therefore, the court found that prejudgment interest was proper pursuant to R.C.
{¶ 21} "The trial court abused its discretion by precluding Appellant's expert witness from testifying regarding matters within the scope of her education, knowledge, and experience."
{¶ 22} MVES asserts that it intended to elicit testimony from Dr. Galan about the following topics: (1) Darlene's failure to take her blood-pressure medication according to her doctor's orders, (2) Darlene's difficulty managing her blood pressure, (3) Darlene's medical history of a clotting disorder called TTP, and (4) the underlying cause of Darlene's prior stroke. On appeal, MVES insists that it intended to use that testimony to refute Dr. Rhee's proximate-cause opinion that Darlene's dissecting aortic aneurysm could have been easily medically managed.
{¶ 23} During her deposition, Dr. Galan noted that in her initial written summary, she had provided an opinion as to standard of care only. However, she went on to state that she had subsequently formed an opinion relating to proximate cause, namely, with regard to surgical survivability. More specifically, Dr. Galan testified that a blood sample taken minutes before Darlene's death revealed Darlene had a very low platelet count, something that Dr. Galan attributed to the presence of TTP. Dr. Galan opined that the low platelet count would have made it difficult for Darlene to survive surgery for an aortic dissection. Ross's counsel then challenged whether Dr. Galan was qualified to give an opinion about surgical survivability. Ultimately, Dr. Galan admitted that she had never performed a surgery to repair a dissecting aortic aneurysm. She stated she had assisted on several such procedures, but not during the previous six or seven years. Dr. Galan admitted she does not regularly perform any kind of surgery and stated that if she diagnosed a patient with a dissecting aortic aneurysm during the course of her practice, she would refer that patient to a cardiothoracic surgeon. Further, Dr. Galan admitted she holds no certifications *717 in hematology or vascular surgery and that she is certified only in emergency medicine. Notably, Dr. Galan gave no opinion during her deposition about whether TTP or any other factors would have affected medical survivability.
{¶ 24} Prior to trial, Ross filed a motion in limine requesting, among other things, that the trial court prohibit Dr. Galan's testimony "regarding the issue of a condition called Thrombocytopenic purpura [TTP] or the issue of survivability as it pertained to Darlene Ross on December 15, 2002."
{¶ 25} The trial court initially denied the motion in limine. However, prior to Dr. Galan's testimony at trial, Ross renewed the motion, and after an initial sidebar, an in camera hearing was held to decide it. The court ultimately ruled that Dr. Galan could not testify about any medical conditions that were not known to Dr. Jackson when he treated Darlene. Thus, the trial court precluded proximate-cause testimony, limiting Dr. Galan to testifying only about the standard of care. MVES contends that this limitation constitutes prejudicial error. Ross counters that MVES failed to proffer Dr. Galan as a proximate-cause witness. We agree.
{¶ 26} "An order granting or denying a motion in limine is a tentative, preliminary or presumptive ruling about an evidentiary issue that is anticipated." State v.Grubb (1986),
{¶ 27} Proffers are governed by Evid. R. 103. "Pursuant to [Evid. R. 103] a party may not predicate error on the exclusion of evidence during direct examination unless two conditions are met: (1) the exclusion of the evidence must affect a substantial right of the party, and (2) the substance of the excluded evidence was made known to the court by proffer or was apparent from the context within which questions were asked." Orbit Electronics, Inc. v. Helm Instrument Co.,Inc.,
{¶ 28} In State v. Heinish (1990),
{¶ 29} Regardless of the method chosen, "[generally, an offer of proof consists of two elements. First, the offering party must inform the trial court as to the legal theory upon which admissibility is proposed. Second, an offering party must show what a witness was expected to testify to and what that evidence would have proven or tended to prove." State v. Darrah, 12th Dist. No. CA2006-09-109,
{¶ 30} MVES asserts that Dr. Galan's testimony about Darlene's failure to take her blood-pressure medication according to her doctor's orders, Darlene's difficulty managing her blood pressure, Darlene's medical history of a clotting disorder called TTP, and the underlying cause of Darlene's prior stroke was offered to refute Dr. Rhee's testimony about proximate cause. Specifically, MVES argues that Dr. Galan's testimony would have countered Dr. Rhee's opinion that Darlene could have survived the aortic dissection by the use of medical-management techniques.
{¶ 31} However, MVES failed to proffer to the court that Dr. Galan's testimony would go towards the legal theory of proximate cause. During the in camera hearing, MVES affirmed that it did not intend to have Dr. Galan testify about surgical survivability, which is a proximate-cause issue. MVES began to offer Dr. Galan's testimony about medical survivability, another proximate-cause issue, stating: "[Y]ou will hear testimony this afternoon that's going to be very conclusive that medical management is not going to be effective on this patient based on her history."
{¶ 32} However, after a prolonged discussion, MVES represented to the court that Dr. Galan was a standard-of-care witness, not a proximate-cause witness. Specifically, counsel stated:
{¶ 33} "Your Honor, we are not going into long-term care of how this patient is going to be managed forever. We are going to go into standard of care. We are going to go into standard of care for an emergency physician."
{¶ 34} Ultimately, the trial court made its evidentiary ruling based on MVES's proffer of Dr. Galan as a standard-of-care witness only. Since standard of care is never viewed in hindsight, the court properly ruled to limit Dr. Galan's testimony to only that information known to Dr. Jackson when he treated Darlene. See Grabill v. WorthingtonIndustries, Inc.,
{¶ 35} MVES insists that even if we find that it failed to proffer the testimony, a proffer was actually unnecessary for two reasons. Both of these arguments are meritless. First, MVES argues that the limitation by the trial court concerned Dr. Galan's competency as an expert and therefore a proffer was unnecessary. MVES cites Totten v.Miller's Estate (1941),
{¶ 36} Moreover, the trial court in this case did not limit Dr. Galan's testimony on the basis of her incompetency. Dr. Galan's qualifications were only called into question with regard to the issue of surgical survivability, a proximate-cause issue. However, counsel for MVES agreed that Dr. Galan would not testify about surgical survivability. The trial court's evidentiary ruling at the close of the in camera hearing did not relate to Dr. Galan's competency. Rather, the court ruled that Dr. Galan could not testify about medical conditions not known to Dr. Jackson when he treated Darlene, since such testimony falls outside the scope of a standard-of-care opinion.
{¶ 37} Second, MVES argues that pursuant to Evid. R. 103(A)(2) and State v. Gilmore (1986),
{¶ 38} In sum, MVES failed to adequately proffer Dr. Galan as a proximate-cause witness who would testify about medical survivability, instead proffering her as a standard-of-care witness only. The trial court properly ruled that Dr. Galan could testify only about those conditions known to Dr. Jackson at the time he treated Darlene, in light of Dr. Galan's proffered function as a standard-of-care witness. Accordingly, MVES's first assignment of error is meritless. *720
{¶ 40} "The trial court abused its discretion by granting Appellee's Motion for Prejudgment Interest."
{¶ 41} This assignment of error contains two parts. First, MVES argues that Ohio's prejudgment-interest statute, R.C.
{¶ 43} In Galayda, the Ohio Supreme Court held that Ohio's prejudgment-interest statute does not violate the right to a jury trial for several reasons. First, the court found that "the potential application of R.C.
{¶ 44} Finally, the court reasoned that:
{¶ 45} "[I]t is the jury's function to determine the amount of damages suffered by a plaintiff. Since determining the amount of prejudgment interest awards is entirely separate and distinct from determining the amount of damages suffered by the plaintiff, and does not involve questions of fact, R.C.
{¶ 46} However, MVES argues that Galayda
is "no longer good law" based on two more recent Ohio Supreme Court cases: Miller v. First Internatl. Fid. TrustBldg., Ltd.,
{¶ 47} However, neither Miller norArbino directly addresses the constitutionality of R.C.
{¶ 48} By contrast, the court in Galayda
directly addressed the constitutionality of R.C.
{¶ 50} The Ohio Supreme Court in Moskovitz v.Mt. Sinai Med. Ctr. (1994),
{¶ 51} Further, the court noted that "[t]he statute uses the word `shall.' Therefore, if a party meets the four requirements of the statute, the decision to allow or not allow prejudgment interest is not discretionary. What is discretionary with the trial court is the determination of lack of good faith." Id. *722
{¶ 52} Thus, an appellate court should reverse a trial court's determination as to lack of good faith only when there has been an abuse of discretion. This means that the trial court's decision "will be upheld when it is supported by some competent, credible evidence." Hollobaugh v. D VTrucking (May 8, 2001), 7th Dist. No. 99CA303, 2001 WL 537058, at *8, citing Doyle v. Fairfield Machine Co.,Inc. (1997),
{¶ 53} In Kalain v. Smith (1986),
{¶ 54} In the present case, both parties agree that the first and third elements are not at issue. In other words, there are no allegations that either side failed to cooperate with discovery or unnecessarily delayed the proceedings. Rather, the only issues are whether MVES rationally evaluated the risks and potential liability and made a good-faith monetary settlement offer.
{¶ 55} It is undisputed that MVES failed to respond to Ross's settlement offer and failed to make a settlement offer of its own. Still, MVES contends that it rationally evaluated the risk and had a good-faith, reasonable belief that it was not liable.
{¶ 56} The trial court disagreed, finding:
{¶ 57} "Plaintiff made a good faith effort to settle this case for an amount far below that which was awarded at trial, and * * * the defense ignored Plaintiffs demand. Defendant never made any effort to settle the case or even to engage in settlement discussions. The Court further finds that Defendant and its insurer failed to rationally evaluate the risks and potential liability faced by Defendant in adopting an unwavering position that settlement would not be considered no matter what Plaintiff had to present, and that `the Doctor would receive his day in Court.' Under the circumstances of this case, neither the Doctor, nor his corporation [MVES], nor his insurance carrier rationally evaluated the risk in this case, nor did any of them engage in a `good faith effort to settle the case.'"
{¶ 58} The trial court's decision is supported by competent, credible evidence. At the prejudgment-interest hearing, Dr. Jackson testified that his written *723 consent was required to settle the case. And although Dr. Jackson recognized that there was, in his opinion, "minimal risk" of an adverse outcome at trial, he failed to consent to even a minimal settlement offer. He testified that he reviewed the evidence that emerged during discovery, including the opinions of two doctors who believed that he fell short of the standard of care, but nonetheless adhered to his decision not to consent to settlement. When asked why he withheld consent to settle, he replied that (1) he felt he had "practiced appropriate medicine" and (2) he wanted his "day in court." Further, Dr. Jackson said he was aware of the $475,000 settlement demand but could not recall having any discussions with his insurance carrier about responding to the demand. Most notably, Dr. Jackson testified that it was his intention from beginning to end to maintain the position that he would not give consent to settle the matter.
{¶ 59} Dr. White also testified at the prejudgment-interest hearing. He stated that as president of MVES, it was his understanding that he had the authority to overrule Dr. Jackson's decision to withhold consent, but he chose to leave the decision to Dr. Jackson. He further testified that he did not review any discovery materials aside from the emergency-room records. He agreed that a medical-malpractice case in which a death has occurred poses a potential for serious damages. Despite those risks, he never considered settlement. Dr. White also testified that he did not recall ever discussing Ross's $475,000 settlement demand.
{¶ 60} Finally, Angela Yost, a claims adjuster for MVES's insurance carrier, testified. She admitted that there were risks involved in going to trial but that even after reviewing all of the discovery materials, she never asked Dr. Jackson for his consent to settle. It was her understanding that Dr. Jackson "wanted his day in court." Yost claimed she made a "good faith effort to settle the case," but when asked to define what that meant, she was unable to do so. She conceded that actually no efforts were made to settle the case.
{¶ 61} Based on the above, the trial court's award of prejudgment interest was supported by competent, credible evidence. All the witnesses testified that despite the potential risks involved, settlement was never considered. Nonetheless, MVES urges us to find that the trial court abused its discretion. In so doing, it likens its case to Evans v.Dayton Power Light Co., 4th Dist. No. 05CA800,
{¶ 62} However, Evans is distinguishable from the present case in several key respects. First, the defendant in Evans did make a settlement offer. Second, *724 the nature of the case and the potential defenses inEvans are quite different from this case. InEvans, the defendant believed it would not be found liable because it predicted the jury would find that the plaintiff's conduct was an intervening cause for which the plaintiff was more than 50 percent liable. In the end, the jury found the plaintiff 27 percent liable. Further, the defendant in Evans had several other viable defenses that could have obviated liability.
{¶ 63} By contrast, MVES failed to make any settlement offer, did not respond to Ross's settlement demand, and did not have any similarly viable defenses. The case is similar to Garrett v. St. Elizabeth Health Ctr.
(2001),
{¶ 64} Moreover, "although it cannot be the only factor considered, a substantial disparity between an offer and a verdict is one factor that may be considered as demonstrating whether a party made a good-faith effort to settle." Burtonv. Slusher, 7th Dist. No. 07-MA-143,
{¶ 65} In sum, the trial court's award of prejudgment interest in this case was reasonable, supported by competent, credible evidence, and therefore not an abuse of discretion. Accordingly, we affirm the trial court's prejudgment-interest award. MVES's second assignment of error is meritless.
good-faith monetary settlement offer or respond in good-faith to Ross's settlement demand. Accordingly, the judgment of the trial court is affirmed.
Judgment affirmed.
VUKOVICH, P.J., and DONOFRIO, J., concur.