407 F. Supp. 1191 | D.S.D. | 1976
MEMORANDUM
This action arises out of a tribal election controversy on the Rosebud Reservation in Rosebud, South Dakota. The Plaintiff, the Rosebud Sioux Tribe of South Dakota, Robert Burnette in his official capacity as President of the Rosebud Sioux Tribe, and five members of the Rosebud Sioux Tribal Election
In determining whether jurisdiction over the controversy vests in this Court, the allegations of the pleadings, buttressed, if necessary, by facts introduced in evidence, are considered and the burden is always upon a plaintiff to demonstrate that the case is within the cognizance of the Court. See KVOS, Inc. v. Associated Press, 299 U.S. 269, 278, 57 S.Ct. 197, 81 L.Ed. 183 (1936), McNutt v. General Motors Acceptance Corp., 298 U.S. 178, 189, 56 S.Ct. 780, 80 L.Ed. 1135 (1936), Hedberg v. State Farm Mutual Auto Insurance Company, 350 F.2d 924, 929 (8th Cir. 1965). The essence of the original complaint is the allegation that the defendants acted in defiance of the Tribal Constitution and Ordinances governing the election process of the Rosebud Sioux Tribe. Such matters, involving intra-tribal controversies based on rights allegedly secured by Tribal law, are not properly the concern of the federal courts. 28 U.S.C. § 1361 provides for a mandamus remedy to compel federal officers or employees to perform duties owed the plaintiffs, but, although several federal officers have been named as defendants,
It is also alleged, in the primary complaint, that jurisdiction over that complaint is conferred on the Court by 28 U.S.C. §§ 1331, 1362. Both sections, however, require that the matter in controversy arise “under the Constitution, laws, or treaties of the United States.” While the drafting of the Rosebud Constitution and the functioning of a local Rosebud governing unit is authorized by federal law, see The Indian Reorganization Act of June 18, 1934, e. 576, 48 Stat. 984, as amended, 25 U.S.C. § 476, it is designed to provide for virtual self-government of the Rosebud Sioux people.
The counterclaim, however, contains claims distinguishable from the main complaint, and is supported with independent allegations of jurisdiction under 42 U.S.C. § 1985(3), 25 U.S.C. § 1302 and 28 U.S.C. § 1343. The counterclaiming parties allege, in effect, that the counterclaim defendants, although acting overtly with Tribal procedures, have enforced and are seeking to enforce Tribal ordinances in a manner that effectuate a denial of their right to vote, to have their vote counted, and their right to hold elective office. The United States Court of Appeals for the Eighth Circuit has recently held that 42 U.S.C. § 1985(3), in conjunction with 28 U.S.C. § 1343(4), protects an individual’s right to vote in tribal elections against interference from private conspiracies if it can be shown that the conspirators are motivated by an invidiously discriminatory animus toward the claimants because of the claimants’ association with an identifiable class. Means v. Wilson, 522 F.2d 833, 839 (8th Cir. 1975). The counterclaimants have alleged facts that bring the case, and those individuals sued in their individual capacities within the jurisdiction of this Court. The facts alleged in the counterclaim, as amended, assert that members of the Tribal Election Board and the Tribal Council conspired and performed overt acts in furtherance of a conspiracy to deprive the counterclaimants of their right to vote and hold elective office because they were associated with a rival political faction.
Finally, the plaintiffs contend that the counterclaimants have not exhausted their tribal remedies, and that exhaustion is a necessary prerequisite to federal court relief. We need not reach the question of whether exhaustion is a legal requisite to relief under § 1302 and § 1985, however, for, from the evidence adduced, the Court concludes that returning the counterclaimants to their tribal remedies would create an irreparable injustice.
Under the applicable tribal statute, the incoming Tribal Council must make a decision on whether a re-election is appropriate upon recommendation from the Tribal Election Board. Ordinance No. 75 05-24. Furthermore, the Tribal Council is empowered by Tribal Constitution with adjudicative responsibilities. The Tribal Courts are created by and, therefore, serve at the pleasure of the Tribal Council, effectively making the Tribal Council the supreme judicial authority.
Resolution 75-125 reads in part:
Whereas, Edward Driving Hawk’s election to the office of the President of the Rosebud Sioux Tribe has not been certified by the Election Board, and
Whereas, on the evening of October 25, 1975, Judge Abraham Bordeaux, without authority, swore in Edward Driving Hawk'as the new President of the Rosebud Sioux Tribe, and
Whereas, Acting Superintendent, Simon S. Stevens, was present when Edward Driving Hawk was sworn in and approved and acknowledged the ceremonies on behalf of the Bureau of Indian Affairs, and
Whereas, Simon S. Stevens, George Keller and Patrick Iyotte, Captain of Police, did aid and abet Edward Driving Hawk and his supporters attempted to overthrow the government of the Rosebud Sioux Tribe beginning Saturday, October 25, 1975, contrary to the Tribal Constitution and Ordinances of the Tribe, and
Whereas, the Bureau of Indian Affairs overtook, by armed force, the Tribal offices and maliciously interfered with the performance of official duties of the Presidency and the duties of the members of the Election Board, and
Whereas, Edward Driving Hawk illegally swore-in [sic], prior to their certification, new members of the Tribal Council and began conducting an illegal council meeting whereby all members of the present Tribal Election Board were dissolved and a new Tribal Election Board was appointed;
Now therefore be it resolved, that the Rosebud Sioux Tribal Council is of the consensus that a full investigation is imperative into said election and into the attempted overthrow of the Rosebud Sioux Tribal government by the Bureau of Indian Affairs and Edward Driving Hawk and his supporters and the Council hereby assumes and authorizes a full investigation into the general election for said purposes, and Be it further resolved, that the President of the Rosebud Sioux Tribe is hereby authorized and directed to coordinate said investigation on behalf of the Rosebud Sioux Tribal Council (Mr. Burnette, Mr. Driving Hawk’s principal adversary is the incumbent President.)
The Tribal Election Board similarly has made an express finding on the merits of the alleged election irregularities without affording Mr. Driving Hawk or his supporters notice or an opportunity to be heard. See letter to Mr. Robert Burnette, October 31, 1975, from the Rosebud Sioux Tribal Election Board. Furthermore, the Tribal Election Board in submitting its recommendations to the existing Tribal Council and the Tribal Council in passing of Resolution 75-126 calling for a special re-election “because of fraud and other flagrant election violations,” have ignored the requirements of the Tribal election statute that vest the decision for a re-election in the “incoming” Tribal Council. Ord.No. 75-05 § 24.
With both the Tribal Council and the Tribal Election Board having gone on
This Court, after having taken evidence introduced by the principal parties found, pursuant to Rule 53 of the Federal Rules of Civil Procedure that this case was an appropriate one for the appointment of a Special Master to hear the election contests in order to determine the validity of the counterclaimants’ allegations. The Court accordingly did appoint by order of November 28, 1975, Ben Reifel, a man familiar with the Rosebud Reservation, well respected by all concerned parties and born of the Indian people to sit as said Special Master. Simultaneous therewith the Election Board was ordered to count the ballots and certify the results in accordance with Ordinance No. 75-05 § 12(J).
1. No new election be held.
2. That the certification of election results to Norman L. Knox, Secretary, Rosebud Sioux Tribe, from the Rosebud Sioux Tribal Election Board dated November 28, 1975 stand as the authority of the Tribal Secretary to issue a certificate of election to each duly qualified candidate as prescribed on page 7 Section 12J of Election Ordinance RB 75-05
Objections to the Master’s report have been filed alleging that the Master’s findings were clearly erroneous,
The Master however did not rule on two troublesome questions; the existence of spoiled ballots and the problem of alleged ineligible voters participating in the election.
The evidence discloses however that at least one of the eleven “spoiled ballots” in the Antelope Community and unspecified numbers of ballots in other communities were properly dealt with pursuant to the appropriate definition and requirements of the ordinance. In those instances prior to such ballot being placed in the ballot box by the voter, the voter was given a substitute ballot with which to vote. In short, the term “spoiled ballot” was interpreted appropriately to refer to those ballots improperly marked but so recognized prior to being deposited in the ballot box. In those cases in which the Election Board under their usual procedures validated and counted same, prejudice to the certified vote count may well have resulted. In those instances in which the ordinance was adhered to, the ballot of course was not counted and no prejudice could result for such a ballot would never have reached the ballot box and the voter received a fresh ballot. As the Court has previously stated, there were thirty-one so called “spoiled ballots” in issue. Assuming therefore that all of said ballots clearly manifest the intention of the voter and were hence deemed to be countable, mathematical calculations reveal that they potentially affect the results of the count in only two local community races for Tribal Council seats. In one of those communities, Two-Strike, the one allegedly spoiled ballot counted as valid by
Finally the Court must consider the allegation that 92 unenrolled persons illegally voted in the election. While the evidence indicates that a substantial number of these allegedly unenrolled persons were, in fact, legally registered voters, the Court need not rest its hereinafter stated conclusion on that ground. The Tribal election ordinance, 75-05, Secs. 21-22, provides for the challenge of voters at the polls by any member of the Election Board, any member of the Community Election Committee, or a watcher for any candidate. In the event of a challenge, the person so challenged is permitted to vote, his or her vote sealed and the challenge is later heard by the Election Board prior to counting the challenged vote or votes if it or they could significantly affect the election results. Furthermore, all voters must be listed in an official registration sheet distributed prior to the election by the Tribal Election Board to the local election judges. If one seeking to vote is not so listed he or she may sign an affidavit of residency and thereupon receive a ballot. Such a procedure in no way precludes a challenge to that person’s right to vote. The procedure for the challenging of alleged unqualified voters was obviously designed to insure that all concerned parties were given free and unfettered rights to challenge. Furthermore, the procedures are designed to the end that any challenge be promptly made to local election judges who know the people of their respective communities and who can record their ultimate conclusions on the validity of any challenge. A principal purpose for these procedures was and is to prevent election manipulation by unscrupulous candidates, and/or their supporters. To permit a candidate, after determining that he or she has lost the election, to produce records of people that allegedly voted improperly and to contest the results to the end that a new election be held would be to force the Election Board to
In conclusion, the Court finds that the evidence preponderates that the October 23, 1975 election was fairly conducted and valid, and that the count made and certified by the Tribal Election Board on November 28, 1975 be and the same is deemed to be the final count with the exception of the results involving the contest for Tribal Council seats in the Two-Strike and Antelope Communities as heretofore stated.
An appropriate Order will issue.
. Alfred Left Hand Bull, Frank Bear Heels, Louis Leader Charge, Justin White Hat, and Bernard Flood. All were appointed by the Rosebud Sioux Tribal Council under the authority of Tribal Ordinance RB 75-05.
The Rosebud Sioux Tribe of South Dakota is a federally recognized Indian tribe organized under the provisions of the Indian Reorganization Act of June 18, 1934, c. 576, 48 Stat. 984, 25 U.S.C. § 461 et seq.
. On October, 23, 1975 defendant Ed Driving Hawk defeated incumbent Robert Burnette for the office of the President in the unofficial results of a general election by a vote of 1109 to 1061. Mr. Driving Hawk, upon ascertaining that he was the apparent winner, held a victory pow-wow on the evening of October 25, 1975. He inappropriately arranged to have himself sworn in as President though the election had not yet been certified, and he began to assume the responsibilities of that office, thereby displacing and precluding Mr. Burnette and the Tribal Election Board from performing the functions of their respective offices. Upon application by the plaintiffs for a temporary restraining order, this Court, on October 27, 1975 restrained and enjoined the defendants from interfering with the plaintiffs in the performance of their duties as officials of the Rosebud Sioux Tribe, and ordered that the ballot boxes be sealed and stored in the Office of the Clerk of Courts, United States District Court, Pierre, South Dakota.
. Robert Burnette, (President), Alfred Left Hand Bull, Frank Bear Heels, Louis Leader Charge, Justin White Hat, Bernard Flood, (Tribal Election Board), Aloysius Larvie, Jacob Antoine, Richard Lone Dong, Paul Eagle Star, Nelson Stranger Horse, Narcisse Brave, Leo Running Horse, Levi Antonie, George Bear, Donald Knox, James Guerue, Robert Walm, Titus White Lance, Robert Quigley, Jonas Swift, Joe Eyotte, Jr., Leo Chasing in Timber, Charles Kills in Water, Victor Little Thunder, Opie LaPointe, and Julie C. Lambert (Tribal Council) were sued in their official and individual capacities.
. Under date of November 1, 1975, this Court issued a temporary restraining order restraining and enjoining Robert Burnette and the Rosebud Sioux Tribe from announcing or conducting a re-election for president, vice president, and or council members.
. The counterclaimants advanced a motion to amend the counterclaim and add their jurisdictional allegation under 28 U.S.C. § 1343, only after the plaintiffs pointed out the defect during their arguments for a dismissal on jurisdictional grounds. Leave to amend will be and is granted however, for the plaintiffs have not been prejudiced by the technical omission. The substance and intent of the counterclaim-ants’ allegations have never been obscured. Fed.R.Civ.P. 15(a); 28 U.S.C. § 1653, See Schlesinger v. Councilman, 420 U.S. 738, 95
. The plaintiffs are not willing to voluntarily withdraw their complaint, however.
. Harley Zepher in his official capacity as Aberdeen Area Director of the Bureau of Indian Affairs; Morris Thompson in his official capacity as Commissioner of Indian Affairs; Simon Stevens, in his official capacity as Acting Superintendent of Rosebud Agency; Pat Yotto in his official capacity as Captain of the Rosebud Sioux Tribal Police Force.
. It is alleged that several of the federal officers, as employees of the Bureau of Indian Affairs, improperly recognized Mr. Driving Hawk as the new president of the Rosebud Sioux Tribe.
. The Secretary of the Interior is given general supervisory authority, however.
. While the counterclaimants are not seeking damages under Section 1985(3), that section has been commonly held to support claims for injunctive relief. E. g., Action v. Gannon, 450 F.2d 1227, 1237 (8th Cir. 1971); Mizell v. North Broward Hospital District, 427 F.2d 468, 473 (5th Cir. 1970).
. The authority of the Tribal Council was fully borne out in the testimony. It was referred
. Robert Burnette later issued a report to the Rosebud Sioux people under the signature of the Rosebud Sioux Tribe charging Mr. Driving Hawk with various illegal acts.
. That section reads as follows:
Certification of Election. The Tribal Election Board, upon return of the ballot boxes and voting results from the communities, shall post the results of the election in public. The Board shall certify the results of the election to the Tribal Secretary in not more than three (3) days, including Saturdays, Sundays and holidays, after the election. The Tribal Secretary shall issue a Certificate of Election to each duly elected candidate on the form attached hereto after all contests and decisions are made by the Tribal Election Board.
. The plaintiffs have also objected to the Special Master’s report on the grounds that it was not filed and noticed pursuant to Rule 53(e) of the Federal Rules of Civil Procedure. All parties to the controversy secured a copy of the Master’s report and the transcript as soon as same was made available although it was later formally filed with the Clerk’s office. The Master filed the original report with the presiding judge. Copies were delivered to all counsel of record and all parties had same available to them and were given ample opportunity to file their objections and indeed all objections and evidence in support thereof were considered by the Court during hearings conducted on January 7 and 8, 1976.
. The Master also reserved for this Court allegations of a general scheme of fraudulent and illegal activities on the part of the defendants. While it is recognized that Mr. Driving Hawk acted inappropriately in attempting to assume the office of presidency prematurely, (see note 2, supra), the Court finds that his indiscretions in no manner affect the validity of the vote count. Tribal Ordinance Section 26 reads as follows:
This Ordinance is intended to establish procedures to insure fair elections. This Ordinance shall be interpreted liberally to accomplish such intent. Substantial complaints shall satisfy this Ordinance. Technicalities shall not be used to interfere, delay or block elections, or to cause confusion, or the loss of confidence in the election system.
. Section 20(G) reads as follows:
Spoiled Ballots. Any voter who spoils his or her ballot shall be entitled to a new ballot upon surrender of the spoiled ballot to the election judge. No voter shall receive more than one additional ballot. Each spoiled ballot shall be kept in a separate envelope securely sealed and marked “SPOILED BALLOT,” with the name of the voter on the envelope and the envelope initialed by an election judge. All spoiled ballots shall be accounted for, separately on a tally sheet.
. The evidence indicates that one of the ballots was marked by an election official as “spoiled” before it was deposited in the ballot box, and the voter was given a new ballot with which to vote. Since it is uncertain which “spoiled” ballot was so marked, and it should not be counted under any circumstances, if any “spoiled” ballots are deemed to be valid and added to the vote count there is, under certain circumstances, a possible error of one vote in the count.
Rather than hypothesize those circumstances, in the interests of clarity a broader rule will be adopted that invalidates the election if the winner of the last councilmanic seat in the community is decided by a one vote margin.
. Cf. Ordinance 75-05:
In the event of a tie vote in a primary election among more than two candidates receiving the highest number of votes for the same office, all tied candidates shall be candidates in the general election. In the event of a tie for the high vote in a general election, a special election shall be called limited to the tied candidates. The incumbent shall continue to hold office until the newly elected candidate takes the oath of office.