Nathan Lynn ROSE, Petitioner,
v.
Gary L. JOHNSON, Director, Texas Department of Criminal Justice, Institutional Division, Respondent.
United States District Court, S.D. Texas.
*662 *663 *664 *665 *666 *667 *668 *669 *670 *671 *672 *673 *674 *675 *676 *677 Nathan L Rose, Huntsville, Pro se.
Woodson Erich Dryden, Office of Atty General, Austin, TX, for Gary Johnson, Director, TDCJ, respondent.
MEMORANDUM AND ORDER
CRONE, United States Magistrate Judge.
I. Introduction
Petitioner Nathan Lynn Rose ("Rose") challenges his 1995 conviction for aggravated robbery and forty-year sentence of imprisonment. Having reviewed the pending motion, the submissions of the parties, the state court record, and the applicable law, the court is of the opinion that Respondent Gary L. Johnson's ("Johnson") Motion for Summary Judgment (# 13) should be granted, Rose's Amended Petition for Writ of Habeas Corpus (# 4) and Motion for Summary Judgment (# 14) should be denied, and a certificate of appealability should not be issued.
II. Procedural History
On August 17, 1995, a jury convicted Rose of the aggravated robbery of Mary Aldape ("Aldape"), which occurred on March 30, 1993. See State v. Rose, No. 662269 (183d Dist. Ct., Harris County, Tex., Aug. 17, 1995). On November 13, 1995, after Rose pleaded true to prior convictions for possession of cocaine and delivery of cocaine alleged for enhancement purposes, the court sentenced Rose to forty years' imprisonment. See State v. Rose, No. 662269 (183d Dist. Ct., Harris County, Tex., Nov. 13, 1995).
On direct appeal, the Texas Fourteenth Court of Appeals affirmed Rose's conviction in an unpublished opinion. See Rose *678 v. State, No. 14-95-01413-CR,
Rose filed his amended federal petition for writ of habeas corpus on August 30, 1999.
III. Claims
Rose raises a variety of claims in support of his petition for federal habeas corpus relief:
A. he received ineffective assistance of trial counsel because:
i. his attorney failed to object to the admission in evidence of a steak knife;
ii. his attorney failed to file a motion for discovery, a motion to suppress evidence, and a motion to obtain exculpatory evidence from the prosecutor;
iii. his attorney improperly relied on "a woman scorned" theory as part of his trial strategy;
iv. his attorney failed to argue properly his motion for new trial;
v. his attorney failed to interview Rose and his family members regarding his case; and
vi. his attorney failed to file a motion for instructed verdict based on an indictment that was fundamentally defective because it alleged that the offense occurred "on or about" April 16, 1993, which was not the actual date of the incident, the grand jury was never shown the knife before he was charged with aggravated robbery, and the indictment was amended without a change to the body of the indictment;
B. there was insufficient evidence to support the conviction because:
i. the knife offered into evidence was not shown to be the knife purportedly utilized in the offense;
ii. the knife was dusted for fingerprints but was not retained as evidence by the police;
iii. his fingerprints were not found at the scene and there was no evidence that he had stolen any property; and
iv. the complaining witness and the police officer gave differing testimony at trial;
C. he received ineffective assistance of counsel on appeal because his appellate attorney did not raise the ineffectiveness of trial counsel;
D. the State committed prosecutorial misconduct by:
i. introducing evidence of prior offenses for which Rose was not convicted;
ii. posing improper questions when cross-examining character witness Raymond Griffin;
iii. improperly questioning Rose in the punishment phase of the trial;
iv. making prejudicial statements during closing argument;
v. fabricating a deadly weapon and suppressing evidence;
vi. stating that Rose had represented himself for part of the proceeding;
*679 vii. accusing Rose of possessing information from the offense report which was not available to him;
viii. questioning fingerprint examiners about items not admitted in evidence or about which they had no personal knowledge;
ix. failing to notify Rose that it would seek a finding of the use of a deadly weapon; and
x. claiming the fact that Rose's fingerprints did not match any fingerprints found at the scene was irrelevant; and
E. the court erred by failing to charge the jury on the lesser included offense of robbery.
IV. Factual Background
At trial, Aldape and Rose, who had been co-workers at HEB Pantry Food Store, gave contradictory accounts of the events that occurred in her apartment on March 30, 1993. Aldape, who professed to be a lesbian, stated that she and Rose had a "hi/bye" relationship and that she had driven him home from work on several occasions. Aldape testified that on the date in question, she was caring for her roommate's three-month-old baby when Rose came to the door of her apartment and asked for a glass of water. She brought him one glass, and when he asked for another, she let him into the apartment and directed him to the kitchen because she was occupied changing the baby. When returning from the kitchen, Rose pulled a knife on her, ordered her to give him some money, and shut her in a bedroom closet with the baby for forty-five minutes. After Rose left, Aldape discovered that he had pilfered through her belongings and stolen a class ring, a pager, and $100.00 in cash.
According to Rose, Aldape was bisexual, and they had engaged in a sexual relationship for several months. Rose arrived at Aldape's apartment and, after talking awhile, told her he was hungry and thirsty. He began to cook a sandwich, using a small butter knife to cut it. After the meal, the two talked and then began to use crack cocaine. Two hours later, Rose told Aldape that he no longer felt he could continue their relationship because he was engaged to another woman. Aldape allegedly replied that if she could not have Rose, neither could his fiancee. Rose denied robbing Aldape and contends that her accusation of him was motivated by revenge for his ending their relationship.
V. Analysis
A. Ineffective Assistance of Counsel
In support of his ineffective assistance of counsel claim, Rose asserts that his trial counsel's representation was deficient in a number of respects. Rose contends that his attorney, Tyrone Moncriffe ("Moncriffe"), failed to object to the admission in evidence of a small steak knife, failed to file a motion for discovery or a motion to suppress evidence, and failed to obtain exculpatory evidence from the prosecutor. Additionally, Rose maintains that his attorney unwisely utilized "a woman scorned" theory as part of his trial strategy and failed to argue properly the motion for a new trial. Finally, Rose complains that his attorney failed to file a motion for instructed verdict based on the fundamentally defective nature of the indictment.
To prevail on an ineffective assistance of counsel claim, a habeas petitioner must satisfy a two-prong test. See Strickland v. Washington,
Second, the petitioner must show that the deficient performance prejudiced his defense. See Strickland,
Hence, to succeed on his ineffective assistance of counsel claim, Rose must show both deficient performance of counsel and resulting prejudice. See Williams,
1. Failure to Object at Trial
Rose claims that his counsel rendered ineffective assistance when he failed to object to the State's offering into evidence a small steak knife which came from Aldape's kitchen and remained in her possession until the trial. Rose claims that Aldape produced the knife during trial and that Moncriffe should have objected to the admission of the knife because it could not be shown to be the actual knife used in the alleged robbery. Under Strickland, Rose must establish that his attorney "acted objectively unreasonably in failing to object and that he was prejudiced by the failure to object." Vuong v. Scott,
Under Texas law, "[a]s a general rule an object offered in evidence should not be rejected merely because it is not positively identified as the exact object that was connected with the crime." Hicks v. State,
Here, because the knife the State introduced was admissible as a material element of the offense of aggravated robbery, the knife did not become inadmissible because it may have been a replica of the weapon used rather than the original knife. At trial, Aldape testified that the knife Rose used in the commission of the offense came from the same set of six steak knives as the one she brought to trial. The State's purpose in introducing the knife was not to show that it was the exact knife used in the commission of the crime but to show that it was identical to the knife used in the robbery. On state habeas review, the trial court made the following findings of fact concerning the knife, findings that were subsequently adopted by the Texas Court of Criminal Appeals:
16. During the applicant's trial, the trial court admitted into evidence, without objection, a steak knife as being like the steak knife which the applicant used to threaten the complainant in her apartment during the offense.
17. The Court finds, based on the testimony at trial, that the steak knife admitted into evidence was one of a set of identical steak knives belonging to the complainant.
"The State can prove that a particular knife is a deadly weapon by showing its size, shape and sharpness, the manner of its use, or intended use, and its capacity to produce death or serious bodily injury." Posey v. State,
Furthermore, even if the admission of the steak knife had been improper, isolated failures to object to procedural errors or improper evidence do not constitute ineffective assistance of counsel. See Ingham v. State,
In this instance, Moncriffe's choice not to voice an objection to the admission of the knife was reasonable trial strategy. See Ransom,
After we gathered our factual background and aligned it with Mr. Rose's story, we created a theme for the trial. "The complaining witness was in love with Mr. Rose and was bringing these charges as a personal vendetta." "A woman scorned".
I made no objection to her bringing the knife because I thought it visually provided the Jury with a perspective of her vindictiveness. I was also aware that no prints were taken that could connect Mr. Rose to having touched the knife. Our trial strategy was based upon the central theme of the case. My voir-dire, cross-examination, and arguments were devised with an attempt to persuade the Jury of my theme.
The state habeas courts recognized that Moncriffe "made a strategic trial decision to attempt to portray the complainant as a woman with a personal vendetta against the applicant." Thus, Moncriffe's decision not to contest the admission of the knife was part of an overall defensive strategy, a decision that will not be second-guessed by *684 this court. Therefore, Rose's ineffective assistance of counsel claim based on his attorney's failure to object to the admission of the steak knife is without merit.
2. Failure to File Motions
Rose also claims that he received ineffective assistance of counsel because his attorney failed to file a motion for discovery, a motion to suppress evidence, or a motion to obtain exculpatory or "Brady" material from the prosecutor. A failure by counsel to file motions does not per se constitute ineffective assistance of counsel. See Kimmelman v. Morrison,
Moreover, "the filing of pre-trial motions `falls squarely within the ambit of trial strategy.'" Schwander v. Blackburn,
Rose complains that his attorney failed to file a motion for discovery and a motion to suppress evidence, which he claims were important to his defense "because of the circumstances at hand." He maintains that had his attorney filed these motions, he would have learned that the prosecution did not have the knife in its possession and the State would have been forced during the pre-trial motion hearing to reveal that it possessed no evidence. The standard for ineffective assistance of counsel in this context is based upon whether the motion to suppress would have been granted had it been made. See Kimmelman,
Rose appears to claim that a discovery motion would have revealed that the State lacked any physical evidence against him, specifically the knife allegedly used in the robbery and any fingerprints at the scene. An attorney is not obligated to file pre-trial discovery motions, however, where the prosecution has an open-file policy. See Smith,
Rose's contentions regarding Brady evidence and counsel's duty to obtain exculpatory evidence are similarly misplaced. It is well established that "suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." Brady v. Maryland,
To establish a Brady violation, the petitioner must prove: (1) the prosecutor suppressed or withheld evidence; (2) the evidence was favorable to the defendant; and (3) the evidence was material to the defendant's case. See id.; Moore v. Illinois,
The decision in Brady "does not establish a broad discovery rule; rather, it defines the Government's minimum duty under the due process clause to ensure a fair trial." United States v. McKinney,
Moreover, the Brady rule applies only to exculpatory and impeachment evidence, not to inculpatory or neutral evidence. See United States v. Nixon,
Here, Rose has not shown that any evidence was suppressed, that it was material, or that it would have been helpful to the defense. During the pre-trial hearing, Miles informed the court that all of the evidence he possessed was inculpatory. Rose has failed to demonstrate the existence of any evidence suppressed by the State that might have been favorable to him or material to his case. Consequently, Rose's Brady claim is unfounded.
In addition, Rose's claim regarding pre-trial motions "falls squarely within the ambit of trial strategy." See Schwander,
When Rose raised these claims in his state habeas application, the trial court made the following findings of fact:
6. The Court finds, based on the credible affidavit of counsel Moncriffe, that counsel made the strategic decision that a Motion for Discovery was unnecessary because he was able to review the State's file and was provided information.
7. The court finds, based on the credible affidavit of counsel Moncriffe, that counsel made a strategic decision not to file a motion to suppress based on the lack of evidence which could be suppressed.
* * * * * *
9. The Court finds, based upon official court documents, that prior counsel, who withdrew before the applicant's trial, filed numerous motions, including a motion for discovery and inspection.
10. The Court further finds, based upon official court documents, that counsel Moncriffe also filed numerous motions after he was appointed as the applicant's counsel.
11. The court finds that, during a hearing on pre-trial motions, the prosecutor stated that he had only inculpatory evidence; that counsel Moncriffe had reviewed the State's file; and, that counsel was privileged to the communications between the State and the applicant's previous attorneys.
12. The Court further finds that counsel Moncriffe, during the hearing, acknowledged that the prosecutor's statement was true.
The Texas Court of Criminal Appeals explicitly adopted these findings when it denied Rose's state habeas application without written order on the findings of the trial court. These findings are presumptively correct under 28 U.S.C. § 2254(e)(1). See Clark v. Johnson,
The Fifth Circuit has confirmed that "any state-court factual determinations must be presumed correct unless rebutted by clear and convincing evidence." Davis,
When the effectiveness of counsel is at issue, although the ultimate question of whether counsel's performance was deficient and prejudicial is a mixed question of law and fact, state court findings of fact made in the course of deciding an ineffectiveness claim are subject to the deference requirement of § 2254(e)(1). See Strickland,
In this instance, Rose, as the petitioner, has the burden of rebutting such findings by producing clear and convincing evidence that they are incorrect. See 28 U.S.C. § 2254(e)(1). He has not done so. Indeed, the trial court's findings are amply supported by the record. This court, therefore, is required to accept as conclusive both the factual findings and the credibility choices of the state courts. See Carter,
3. Use of "A Woman Scorned" Trial Theme
Rose further contends that he received ineffective assistance of counsel because Moncriffe made an unwise decision to utilize the trial theme of "a woman scorned" regarding the complainant. Rose argues that due to this trial theme, his attorney failed to object to the admission *689 of the steak knife and failed to file a discovery motion or a motion to suppress.
An attorney's decision to use a specific theme at trial is a "conscious and informed decision based on trial tactics and strategy" which, like all such decisions, cannot form the basis for habeas corpus relief unless "it is so ill chosen that it permeates the entire trial with obvious unfairness." Garland,
As stated in his affidavit, Moncriffe created the "woman scorned" theory based upon Rose's version of the events. The state habeas courts made the following finding regarding the trial theme:
3. The Court finds, based on the credible affidavit of counsel Tyrone Moncriffe and on the evidence elicited at trial, that counsel made a strategic trial decision to attempt to portray the complainant as a woman with a personal vendetta against the applicant.
Rose contends, however, that Moncriffe should have objected to Aldape bringing the knife to trial and further argues that his failure to object was "unprofessional." Yet, he concedes in his motion for summary judgment that "he knew [Aldape] was a woman scorned." Moreover, as discussed previously, the knife was admissible in evidence, and counsel had no need to file a motion to suppress or a motion for discovery. Thus, it cannot be said that Moncriffe's trial strategy "permeates the entire trial with obvious unfairness." See Garland,
In addition, Rose posits no viable alternative theories to account for Aldape's allegations, nor does he specify what other defenses his attorney should have advanced. Mere conclusory allegations in support of claims of ineffective assistance of counsel, such as those made by Rose, are insufficient as a matter of law to raise a constitutional issue. See Miller v. Johnson,
4. Inadequate Argument on Motion for New Trial
Rose further maintains that he received ineffective assistance of counsel because Moncriffe failed to adopt arguments Rose asserted in a motion for new trial filed pro se on September 6, 1995. After Rose was sentenced on November 13, 1995, Moncriffe filed a motion for new trial on November 27, 1995, alleging that there was insufficient evidence to support the conviction. Rose contends that Moncriffe was ineffective for failing to address all the arguments Rose raised in his pro se motion. He asserts that Moncriffe improperly omitted the following arguments: (1) the court misdirected the jury as to the law in not explaining alternative theories to the jury; (2) the court did not require proof of each element of the offense or offer the lesser included offense of robbery in its jury instructions; and (3) the verdict is contrary to the law and evidence.
It is well settled that a "criminal defendant does not have the right ... to a `hybrid representation,' partly by counsel and partly by himself." Neal v. State,
5. Failure to Conduct Thorough Investigation
Rose additionally asserts that his attorney failed to conduct a thorough investigation of his case. He contends that Moncriffe did not interview Rose, his common-law wife, or other family members regarding the facts of the case in order to develop a proper defense. He also asserts that a proper investigation would have disclosed that the State was not in possession of the weapon allegedly used in the robbery.
To render effective assistance, "counsel has a duty to make a reasonable investigation of defendant's case or to make a reasonable decision that a particular investigation is unnecessary." Ransom,
In order to establish that counsel was ineffective due to a failure to investigate the case or to discover and present evidence, the petitioner must do more than merely allege a failure to investigate he must state with specificity what the investigation would have revealed, what specific evidence would have been disclosed, and how the evidence would have altered the outcome of the trial. See Anderson v. Collins,
With respect to counsel's duty to investigate, the Supreme Court has observed:
strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel's judgments.
Strickland,
In his affidavit, Moncriffe explains the extent of his investigation:
After I was appointed to Mr. Rose, I immediately requested an investigator from the Court to assist me with gathering interviews and witnesses. I had extensive interviews with Mr. Rose and his wife in an attempt to structure his version of the events. My investigator, Mrs. Johnson, gathered interviews from the apartment complex in an attempt to obtain a visual perspective of Mr. Rose's story. We interviewed Mr. Rose's family members to gather mitigation information pertaining to Mr. Rose's background, achievements and overall adjustments to society, both positive and negative.
I spent a number of nights at the home of Mr. Rose's family members gathering information about minute facts of his life.
The state habeas courts confirmed that Moncriffe undertook a thorough investigation of the incident in question as well as Rose's background, seeking to develop both defensive and mitigating evidence. The trial court made the following findings, which were adopted by the Court of Criminal Appeals:
4. The Court finds, based on the credible affidavit of counsel Moncriffe and on the appellate record, that counsel interviewed witnesses as to the facts of the offense.
5. The Court finds, based on the credible affidavit of counsel Moncriffe, that counsel interviewed the applicant's family to attempt to gather mitigating evidence concerning the applicant's background.
These findings are presumptively correct under 28 U.S.C. § 2254(e)(1). See Clark,
Furthermore, Rose does not detail what additional investigation counsel should have undertaken, what such investigation would have revealed, what specific evidence would have been disclosed, or how the evidence would have altered the outcome of the trial. See Anderson,
The complaining witness was steadfast and unshakable. She came across as credible and sincere. Unfortunately, her story was more credible than Mr. Roses [sic], particularly when she stated that she had no love for Mr. Rose because she was a lesbian, preferring women over men.
She stated very articulately that she was just trying to help Mr. Rose when he robbed her at knife point.
Hence, Rose has failed to show how further investigation by his attorney would have altered the result of the trial. Therefore, Rose's failure to investigate claim is without factual or legal basis.
6. Failure to Move for Instructed Verdict Based on Defective Indictment
Rose further maintains that counsel was ineffective for failing to move for an instructed verdict on the basis that the indictment was fundamentally defective. He contends that the indictment was invalid because: (1) he was indicted for an offense committed "on or about" April 16, 1993, which was not the actual offense date; (2) the grand jury was never shown the knife before he was charged with aggravated robbery; and (3) the indictment was amended without a change to the body of the indictment. Rose points out that Aldape testified that the offense occurred on March 30, 1993, rather than April 16, 1993. He also complains that the grand jury indicted him without seeing the deadly weapon alleged in the indictment. Moreover, although the trial court granted the State's Motion for Leave to Amend Indictment, requesting that the cause number in the second enhancement paragraph be changed from "F-90-4800LNS" to "F-90-4800INS," the body of the indictment was not changed.
Rose's indictment reads in part:
IN THE NAME AND BY AUTHORITY OF THE STATE OF TEXAS:
The duly organized Grand Jury of Harris County, Texas, presents in the District Court of Harris County, Texas, that in Harris County, Texas, NATHAN LYNN ROSE, hereafter styled the Defendant, on or about APRIL 16, 1993, had then and there unlawfully, while in the course of committing theft of property owned by MARY ALDAPE and with intent to obtain and maintain control of the property, intentionally and knowingly threaten and place MARY ALDAPE in fear of imminent bodily injury and death, and the Defendant did then and there use and exhibit a deadly weapon, to-wit: A KNIFE.
Under the Constitution, "an indictment is sufficient if it, first, contains the elements of the offense charged and fairly informs the defendant of the charge against which he must defend, and, second, enables him to plead an acquittal or conviction in bar of future prosecutions for the same offense." United States v. Bailey,
Furthermore, the sufficiency of a state charging instrument is not a matter for federal habeas corpus relief unless the indictment is so defective that the convicting court had no jurisdiction. See Williams v. Collins,
Article 21.02 of the Texas Code of Criminal Procedure lists the requisites of an indictment in Texas:
An indictment shall be deemed sufficient if it has the following requisites:
1. It shall commence, "In the name and by authority of The State of Texas".
2. It must appear that the same was presented in the district court of the county where the grand jury is in session.
3. It must appear to be the act of a grand jury of the proper county.
4. It must contain the name of the accused, or state that his name is unknown and give a reasonably accurate description of him.
5. It must show that the place where the offense was committed is within the jurisdiction of the court in which the indictment is presented.
6. The time mentioned must be some date anterior to the presentment of the indictment, and not so remote that the prosecution of the offense is barred by limitation.
7. The offense must be set forth in plain and intelligible words.
8. The indictment must conclude, "Against the peace and dignity of the State".
9. It shall be signed officially by the foreman of the grand jury.
TEX. CODE CRIM. PROC. ANN. art. 21.02 (West 1993).
Under Texas law, an indictment is sufficient if it sets forth the offense charged "in ordinary and concise language in such a manner as to enable a person of common understanding to know what is meant, and with that degree of certainty that will give the defendant notice of the *695 particular offense with which he is charged, and enable the court, on conviction, to pronounce the proper judgment ...." TEX. CODE CRIM. PROC. ANN. art. 21.11 (West 1993). An offense should be charged in plain and intelligible words with such certainty as to enable the accused to prepare a defense. See Benoit v. State,
At the time of the offense, the relevant Texas statute provided:
Aggravated Robbery
(a) A person commits an offense if he commits robbery as defined in Section 29.02 of this code, and he:
(1) causes serious bodily injury to another;
(2) uses or exhibits a deadly weapon; or
(3) causes bodily injury to another person or threatens or places another person in fear of imminent bodily injury or death, if the other person is:
(A) 65 years of age or older; or
(B) a disabled person.
(b) An offense under this section is a felony of the first degree.
TEX. PEN. CODE ANN. § 29.03 (West 1993). The statute defining the offense of robbery provided:
Robbery
(a) A person commits an offense if, in the course of committing theft as defined in Chapter 31 of this code and with intent to obtain or maintain control of the property, he:
(1) intentionally, knowingly, or recklessly causes bodily injury to another; or
(2) intentionally or knowingly threatens or places another in fear of imminent bodily injury or death.
TEX. PEN. CODE ANN. § 29.02 (West 1993). Here, in addition to meeting the other statutory requirements, the indictment closely follows the language of the controlling statute defining the offense of aggravated robbery under Texas law.
Furthermore, when the indictment was presented to the trial court, jurisdiction automatically vested. Under Texas law, the presentment of an indictment to the trial court confers jurisdiction, even if the instrument is defective. See McKay,
Additionally, when the Court of Appeals affirmed Rose's conviction and the Texas Court of Criminal Appeals refused his petition for discretionary review, the courts "`necessarily, though not expressly, held that the Texas courts have jurisdiction and that the indictment is sufficient for that purpose.'" McKay,
While the indictment alleges that the offense occurred "on or about" April 16, 1993, and the evidence adduced at trial indicates that it occurred on March 30, 1993, this discrepancy in the date did not render the indictment fundamentally defective. Under Texas law, an "on or about" reference means that "`the State may prove that an offense was committed before, on, or after the date alleged in the [indictment], so long as the date is anterior to the presentment of the [indictment] and not barred by limitation.'" Mireles v. State,
The complainant's testimony that the offense occurred on March 30, 1993, a date within the statute of limitations for aggravated robbery, was sufficient to support the finding that the offense occurred "on or about" April 16, 1993; thus, the applicant fails to show that counsel is ineffective for failure to object to the indictment on such basis or failure to file a motion to squash [sic] on such basis, or failure to file a motion for instructed verdict or failing to follow up the applicant's pro se motion for arrest of judgment alleging such basis.
Hence, Rose has not shown that his indictment was constitutionally infirm or that his counsel was ineffective by failing to move for an instructed verdict on the basis of the indictment.
Therefore, with respect to his numerous allegations of ineffective assistance of counsel, Rose has not shown that Moncriffe's performance was deficient in any respect. He has failed to adduce sufficient evidence to overcome the strong presumption that his counsel rendered reasonable professional assistance. He, likewise, has failed to show that his attorney's performance prejudiced him or rendered his trial unfair or unreliable. Now, rather than *697 acknowledging his own culpability for his conduct, Rose seeks to blame his attorney for his conviction and sentence of imprisonment. As the Fifth Circuit has recognized, "the tendency, when all else fails, [is] to blame the lawyer." United States v. Faubion,
B. Insufficient Evidence to Support Conviction
Rose claims that there was insufficient evidence presented at trial to support his conviction for aggravated robbery because: (1) the knife offered into evidence was not shown to be the knife utilized in the offense; (2) the knife was dusted for fingerprints but was not retained as evidence by the police; (3) his fingerprints were not found at the scene of the crime and there was no evidence that he had stolen any property; and (4) the complaining witness and the police officer gave conflicting testimony at trial.
Federal courts generally may not consider a petition for habeas corpus relief when the last state court to render judgment on the merits declined to address the petitioner's constitutional claims because he failed to meet a state procedural requirement. See Coleman v. Thompson,
A state court may expressly and unambiguously base its denial for relief on a state procedural default even if it alternatively reaches the merits of a petitioner's claims. See Harris,
[A] state court need not fear reaching the merits of a federal claim in an alternative holding. By its very definition, the adequate and independent state ground doctrine requires the federal court to honor a state holding that is a sufficient basis for the state court's judgment, even when the state court also relies on federal law. Thus, by applying this doctrine to habeas cases, Sykes curtails reconsideration of the federal issue on federal habeas as long as the state court explicitly invokes a state procedural bar rule as a separate basis for decision. In this way, a state court may reach a federal question without sacrificing its interest in finality, federalism, and comity.
Harris,
A state procedural ground is "adequate" when the procedural rule is "strictly and regularly followed" and applied evenhandedly in the vast majority of similar cases. Johnson v. Mississippi,
"The procedural default doctrine and its attendant `cause and prejudice' standard are `grounded in concerns of comity and federalism,' and apply alike whether the default in question occurred at trial, on appeal, or on state collateral *699 attack." Edwards,
"Cause is defined as `something external to the petitioner, something that cannot fairly be attributed to him' that impedes his efforts to comply with the procedural rule." Moore,
A pro se petitioner's ignorance of the legal significance of certain facts, however, does not constitute "cause," as such ignorance is not an objective, external factor preventing him from raising the claims in a prior petition. See Saahir v. Collins,
In addition to cause, Rose must show "actual prejudice" to overcome *700 the procedural bar. See Guerra,
In the alternative, Rose may defeat the procedural bar by showing that the court's failure to consider the claim would result in the fundamental miscarriage of justice. To demonstrate a fundamental miscarriage of justice in this context, the petitioner must establish that he is actually innocent of the crime of which he was convicted. See Bousley v. United States,
Under Texas law, a challenge to the sufficiency of the evidence can only be raised on direct appeal, not in a state habeas corpus proceeding. See West,
In the case at bar, Rose did not advance a sufficiency of the evidence claim on direct appeal or in his petition for discretionary review. As a consequence, in his state habeas proceeding, the only sufficiency of the evidence claim he raised was rejected as procedurally barred. Specifically, the state trial court found that "[t]he applicant's claim of insufficient evidence to support the trial court's finding of a deadly weapon is not cognizable during habeas proceedings." Hence, the court's findings plainly state that the decision rests on adequate and independent state grounds. The Court of Criminal Appeals explicitly adopted the trial court's finding of procedural default when it denied Rose's state application for a writ of habeas corpus without written order on the findings of the trial court. See Ylst,
With respect to the other sufficiency of the evidence claims Rose now attempts to raise, they are also procedurally barred, as *701 he has not exhausted his state court remedies with respect to those claims, having failed to bring them before the state's highest court with jurisdiction to review his conviction. See O'Sullivan v. Boerckel,
Although the Supreme Court has held that a state court must explicitly rely on a procedural default to preclude federal habeas review:
This rule does not apply if the petitioner failed to exhaust state remedies and the court to which the petitioner would be required to present his claims in order to meet the exhaustion requirement would now find the claims procedurally barred. In such a case there is a procedural default for purposes of federal habeas regardless of the decision of the last state court to which the petitioner actually presented his claims.
Coleman,
While the Texas Court of Criminal Appeals has not expressly ruled that Rose's additional sufficiency of the evidence claims are procedurally barred, this court need not await a decision from the Texas courts. It is well established that claims that have not been reviewed by the state courts may be found to be procedurally barred on federal habeas review. See Coleman,
Rose offers no evidence constituting sufficient cause for his failure to raise his sufficiency of the evidence claim on direct appeal, nor does he demonstrate actual prejudice as a result of the procedural default. He, likewise, produces no evidence that this court's failure to consider his claim would result in a fundamental miscarriage of justice, as he does not assert and makes no showing of actual innocence. Accordingly, this court is precluded from considering Rose's challenge to the sufficiency of the evidence due to a state procedural bar.
D. Ineffective Assistance of Counsel on Appeal
Rose contends that he received ineffective assistance of appellate counsel because his appellate counsel, Kristine Woldy ("Woldy"), failed to raise the ineffectiveness of trial counsel as a point of error on appeal.
A criminal defendant has a constitutional right to the effective assistance of counsel on direct appeal where, as in Texas, the appeal is a matter of right under state law. See Evitts v. Lucey,
When appellate counsel's deficiencies do not prevent appellate review, or counsel does not entirely fail to challenge the prosecution's case, to prevail on an ineffective assistance of counsel claim, the petitioner must show that counsel's errors were so serious that counsel was not functioning as the counsel guaranteed to the petitioner by the Sixth Amendment. See Ellis,
If, however, the defendant "`was afforded almost no appellate representation whatever, and there were non-frivolous appeal issues,'" prejudice is presumed. Moss v. Collins,
In Penson v. Ohio ..., the Supreme Court distinguished between two types of denial of effective assistance of appellate counsel: first, when the deficiency consists of failure to raise or properly brief or argue certain issues on appeal, and second, when there has been actual or constructive complete denial of any assistance of appellate counsel. The first type of case requires a showing of Strickland prejudice. When, however, the defendant is actually or constructively denied any assistance of counsel, prejudice is presumed, and neither the prejudice test of Strickland nor the harmless error test of Chapman v. California ... is appropriate.
Accordingly, in the instant case, where Rose was not actually or constructively denied representation, to prevail on his claim of ineffective assistance of appellate counsel, he must establish both that his appellate counsel's representation was deficient and that his appeal was prejudiced by this deficiency. See Strickland,
In the past several years, the Fifth Circuit retreated somewhat from a strictly outcome determinative analysis of prejudice. See Jackson,
More recently, however, the Supreme Court reaffirmed the general applicability of the Strickland prejudice test, rejecting the notion that Fretwell "modified or in some way supplanted the rule set down in Strickland." Williams,
It is true that while the Strickland test provides sufficient guidance for resolving virtually all ineffective-assistance-of-counsel claims, there are situations in which the overriding focus on fundamental fairness may affect the analysis. Thus, on the one hand, as Strickland itself explained, there are a few situations in which prejudice may be presumed.466 U.S. at 692 ,104 S.Ct. 2052 . And, on the other hand, there are also situations in which it would be unjust to characterize the likelihood of a different outcome as legitimate "prejudice." Even if a defendant's false testimony might have persuaded the jury to acquit him, it is not fundamentally unfair to conclude that he was not prejudiced by counsel's interference with his intended perjury. Nix v. Whiteside,475 U.S. 157 , 175-176,106 S.Ct. 988 ,89 L.Ed.2d 123 (1986).
Id. Nonetheless, the Supreme Court cautioned that cases such as Nix and Fretwell "do not justify a departure from a straightforward application of Strickland when the ineffectiveness of counsel does deprive the defendant of a substantive or procedural right to which the law entitles him." Id. at 1513 (citing Lockhart,
It is well settled that "[t]he Constitution does not require appellate counsel to raise every nonfrivolous ground that might be pressed on appeal." Ellis,
The record reflects that Woldy filed an appellate brief presenting only those issues she deemed to have potential merit. The brief alleges that the prosecutor committed prosecutorial misconduct by asking appellant about the intimate details of appellant's sexual conduct with the complainant and that the trial court erred in denying appellant's motion for mistrial based on the prosecutor's inquiries. Rose contends that Woldy was ineffective for failing to raise points of error attacking his trial counsel's failure to file a motion to suppress or a motion for discovery. As discussed above, however, there was no legitimate basis for Moncriffe to move for suppression of the evidence or for discovery.
In fact, Woldy informed Rose in letters dated March 12, 1996, and February 21, 1997, that, absent clear errors on the face of the record, ineffective assistance of counsel claims are more properly raised on state habeas review than on direct appeal. In the second letter, Woldy explains that trial counsel's failure to file a motion for discovery provides no basis for relief unless Rose can show harm. She attempts to explain in painstaking detail that Rose is misinformed about the controlling law. She writes:
You said that "under the rules of evidence" the physical evidence must be in police custody & the alleged weapon must be photographed. You are incorrect on the law. All that is required to prove up an aggravated case is to have an alleged victim testify that the alleged robber had a weapon. If the jury believes the witness, that's enough. They do not have to produce the weapon that was used in court.
With regard to Rose's contention that trial counsel was ineffective for failing to move for suppression of the knife produced by Aldape, Woldy points out the high standard that must be satisfied to succeed on an ineffective assistance of counsel claim. She explains:
You also wanted me to complain that your lawyer didn't object to the admission of the weapon because the victim produced it rather than the prosecutor. I agree that he should have objected, and there were some arguments that he should have made, but the fact that the victim produced it wasn't one of them. To reach [sic] status of ineffective assistance of counsel by law, an error has to be bad enough so that a different result would probably have been reached by the jury if the error had not occurred. Because the testimony of the victim *706 about the weapon would have been legally sufficient without the weapon itself being admitted, the fact that he didn't object to the admission itself isn't a bad enough error to reach ineffective assistance of counsel by itself.
The standard of sufficiency of the evidence is very high. I read the record. Whether or not your trial lawyer asked for an instructed verdict on insufficient evidence, the evidence in the record is legally sufficient and no court of appeals would read it differently.
Hence, this is not an instance of appellate counsel failing to render effective assistance but of Rose's failing to heed the sound advice rendered by appellate counsel.
As the courts found on state habeas review, "The applicant fails to show that appellate counsel is ineffective for not raising on direct appeal the issue of ineffective assistance of trial court [sic]; appellate counsel cannot be faulted for choosing not to advance a meritless appellate claim." As a consequence, Rose's claim of ineffective assistance of appellate counsel does not merit federal habeas corpus relief.
D. Prosecutorial Misconduct
Rose contends that the State committed prosecutorial misconduct because the prosecutor: (1) introduced evidence of prior bad acts involving cases in which he was not convicted; (2) posed improper questions while cross-examining Raymond Griffin ("Griffin"), Rose's character witness, during the punishment phase of the trial; (3) improperly questioned Rose during cross-examination in the punishment phase of the trial; (4) made prejudicial statements during closing argument; (5) fabricated a deadly weapon and suppressed evidence; (6) stated that Rose had represented himself for part of the trial; (7) asked Rose if he obtained Aldape's address from the offense report; (8) questioned fingerprint examiners about items not admitted in evidence or about which they had no personal knowledge; (9) failed to notify Rose that the State would seek a finding of the use of a deadly weapon; and (10) commented that Rose's fingerprints not being found at the scene was irrelevant.
In habeas corpus proceedings, alleged prosecutorial misconduct during a state criminal trial is reviewed to determine whether it "`"so infected the [trial] with unfairness as to make the resulting [conviction] a denial of due process."'" Barrientes v. Johnson,
The Fifth Circuit has set forth a two-step analysis for reviewing an assertion of prosecutorial misconduct. See United States v. Wise,
In Texas, there are four areas in which jury argument is proper: (1) summation of the evidence; (2) reasonable deductions from the evidence; (3) responses to opposing counsel's argument; and (4) pleas for law enforcement. See Wilson v. State,
Here, the actions taken and arguments presented by the prosecutor were not improper, nor did they infect the entire trial with such unfairness that Rose was denied due process. Rose's claims regarding prosecutorial misconduct are either conclusory, factually inaccurate, or non-prejudicial.
1. Unadjudicated Offenses
Rose complains that the prosecutor attempted to introduce evidence of his prior arrest for robbery, an offense for which he was not convicted. This arose in the context of the prosecutor's cross-examination of Rose. After Rose testified on direct examination that he had previously used drugs and had been convicted of drug crimes, the prosecutor asked him if he had ever been in trouble for reasons other than drug use. Rose responded that he had only been convicted of drug-related offenses. When asked if drug activities were the only things for which he had been arrested, Rose acknowledged that they were not. Rose then testified that he had been arrested "[f]or various things hanging around the wrong crowd."
When the prosecutor again asked about the offenses for which Rose had been arrested, Moncriffe objected before Rose could respond, and a bench conference ensued outside the presence of the jury. During the bench conference, the trial court noted that Rose had in effect invited the question by his response that he never had any problems other than drug-related offenses. The prosecutor informed the court that trial counsel had been sent a notice concerning the use of extraneous offenses, specifically, Rose's arrest for robbery in Jefferson County, Texas. After the jury was removed, the prosecutor advised the court that he would withdraw the question "to be safe." Upon the jury's return, the prosecutor properly cross-examined Rose about his prior drug-related convictions. See TEX. R. CRIM. EVID. 609; Theus v. State,
2. Cross-Examination of Griffin
During the punishment phase of the trial, Griffin, a character witness for Rose, testified that he had met Rose in a Bible study group and that he was a positive influence on the group. He further testified that he believed Rose would be a productive member of society if the trial court imposed a minimum sentence. Defense counsel elicited testimony from Griffin *709 that he was aware of Rose's instant conviction for armed robbery as well as his prior experiences with the criminal justice system. On cross-examination, the prosecutor asked Griffin if he was aware of the circumstances of the aggravated robbery, specifically, that Rose had threatened with a deadly weapon a female who was holding a small infant. Griffin responded that he was aware of the incident because he had learned about it from Rose, indicating that he would not be present in court had Rose not shown remorse.
Rose argues that this questioning was improper because he did not use a deadly weapon and never assaulted Aldape. Rose seems to overlook the fact that the jury had already found him guilty of robbing Aldape at knifepoint. This line of questioning constituted proper impeachment of a character witness at the punishment phase of the trial, and Moncriffe did not object to it. As the state habeas courts found, "[t]he State properly attempted to impeach character witness Raymond Griffin's testimony by asking about his knowledge of the details of the instant offense for which the applicant had been convicted." In addition, Rose does not state how this questioning prejudiced him or rendered the trial unfair.
3. Cross-Examination of Rose during Punishment Phase
Rose also complains about certain cross-examination during the punishment phase of the trial. He contends that the prosecutor tried to get him to admit that he had lied to the jury when he testified in the guilt/innocence phase. When the prosecutor cross-examined Rose during the punishment phase, after Griffin had given the above-referenced testimony, Miles asked Rose if he was lying when he told the jury during the guilt/innocence phase that he did not commit the offense in question. It is well-recognized, however, that "[a] defendant makes his character an issue when he testifies." Tomblin,
At the commencement of the punishment phase, Rose pleaded true to the two enhancement paragraphs of the indictment, the first alleging a 1990 conviction for delivery of cocaine and the second alleging a 1990 conviction for possession of cocaine, and stipulated to his penitentiary packets for these offenses as well as a 1988 conviction for possession of cocaine, which the court admitted as exhibits. The prosecutor then asked, "You are a four time convicted felon, right?" Despite the undisputed evidence, Rose denied that he had been convicted four times. Again, he apparently overlooked the fact that he had been convicted in the pending case of aggravated robbery. The prosecutor's questioning of Rose was proper for impeachment purposes. See TEX. R. CRIM. EVID. 607. On state habeas review, the courts, likewise, found that "[t]he State, when cross-examining the applicant, properly attempted to impeach the applicant; thus, the applicant fails to show prosecutorial misconduct."
4. Comments During Closing Argument
Rose further complains that during closing argument, the prosecutor referred to Rose as a "creature," stated that he was not a good enough crook to steal, inferred that he used drugs at the time of the offense, mentioned that Rose had subpoena *710 power, and suggested that the police investigation was improper.
In the case at bar, these remarks are proper under both federal and state law. "A prosecutor's assertion of what he believes the evidence will show and has shown is not error." Ortega,
Talk about taking liberty from a human being.... This is what this is all about. Criminal law is written because the only kind of people only kind of creatures that walk the face of the Earth that can do something as despicable [as] in this case, it takes a human being to do it.
Thus, rather than calling Rose a "creature," he actually pointed out that only human beings can be sufficiently depraved to commit the kind of offense in question. When Moncriffe objected to the reference to "creatures," the trial court overruled the objection, noting that "[t]his is argument." Moreover, the prosecutor's comment was a reasonable inference from the evidence. See Broussard v. State,
With regard to Miles's comment that Rose "wasn't a good enough crook to get out of there the T.V., V.C.R. and microwave on foot," it was also a reasonable inference from the evidence. The record reflects that while Aldape's apartment contained valuable property such as a television, V.C.R., and microwave, Rose merely stole a class ring, a pager, and $100 in cash, suggesting that he was not a very accomplished thief. See Jordan v. State,
With respect to the prosecutor's reference to subpoena power, the record reflects that Miles argued: "Let's talk about the fact of this case. Let me point out one thing real quick. He's got subpoena power too." Moncriffe objected: "I object to him saying that I have a burden of proof. That's the prosecutor's job, not mine." The trial court overruled the objection, reasoning: "It's invited argument. He can whoever those people were listed up there, he can bring them in here, too, if he thinks they have something important to say." This comment was made in response to defense counsel's earlier argument that the State had not produced certain witnesses. An argument made in rebuttal to defense argument is acceptable, even if otherwise improper. See Darden,
As to the investigation performed by the police, Miles suggested in his closing argument that the police investigation might have been inadequate, noting that the police officer who first arrived at the scene had been on the streets only a month. This was a proper inference from the evidence and an accurate summary of the experience level of Chappell, who testified, "I hit the streets in February of 1993." Rose does not explain how this comment constituted prosecutorial misconduct or prejudiced his case. Indeed, a concession by the prosecutor that the police investigation might have been flawed would appear to be beneficial to the accused rather than harmful.
In summary, as the state habeas courts found: "The complained-of State's jury arguments were either proper inferences from the evidence, proper responses to trial counsel's earlier jury argument, or proper summaries of the evidence. As such, the applicant fails to show that the State's jury arguments constituted prosecutorial misconduct." The state habeas courts further held: "In the alternative, error, if any, in any of the State's complained-of jury arguments had no impact on the jury in the light of the existence of the other evidence." Rose fares no better on federal habeas corpus review.
5. Fabrication of Deadly Weapon and Suppression of Evidence
Rose further contends that the prosecutor fabricated a deadly weapon and suppressed evidence. Rose appears to argue that while the indictment alleges the use of a deadly weapon, because the police never seized the actual knife used in the offense and the grand jury was never shown the actual knife, the prosecutor fabricated a knife at trial. This assertion is completely groundless. There is no evidence in the record of any fabricated evidence. As previously discussed, the knife used at trial was admissible as a representation of the knife used in the crime.
Rose also claims that the prosecutor suppressed evidence by failing to disclose that the police did not retain the actual knife used in the offense and did not have Rose's fingerprints on the glass described by Aldape. As noted above, there is no evidence in the record that any Brady material existed or that any evidence favorable to Rose was suppressed. Moncriffe concedes that he had access to everything in the State's file and states in his affidavit that he was aware that no prints were taken that could connect Rose to the offense. In addition, the fact that the State could not establish a fingerprint match was brought out during the trial and mentioned in closing argument. Hence, Rose's claims of fabricated and suppressed evidence are totally unfounded. The state habeas courts, likewise, concluded: "Based on the evidence elicited at trial, the applicant fails to show that the State `fabricated' the knife as the weapon used during the offense; that the State failed to disclose that a knife was not used during the offense; and, that the State failed to disclose that there were no fingerprints on the glass; thus, the applicant fails to show prosecutorial misconduct based on such allegations."
6. Self-Representation
Rose alleges that the prosecutor engaged in misconduct because he told the jury that Rose had represented himself for part of the trial. The statement of facts indicates that when Rose testified in the guilt/innocence phase, Miles asked, "Mr. Rose, for a period of time you represented yourself in this case, didn't you?" Rose *712 replied, "No." After Moncriffe objected to the question, a bench conference ensued in which Miles explained that the record contained a number of motions Rose filed pro se, including a sworn affidavit he submitted in the case that was admitted in evidence, adding that he intended to impeach Rose. The court cautioned, "I do not want to hear any more reference to him representing himself. That's bumping the wire. Thank you." The prosecutor did not pursue this line of questioning. In light of his numerous pro se motions and affidavit, Rose has not established that the questioning was improper. In any event, he replied in the negative. Under the circumstances, Rose has made no showing that this question was prejudicial or rendered his trial unfair. See Darden,
7. Offense Report
Rose maintains that the prosecutor committed misconduct by asking him if he got Aldape's street address from looking at the offense report in the case. During the cross-examination of Rose, Miles questioned him about an affidavit he wrote that included Aldape's exact street address, "5801 Sun Forest, Houston, Texas, Harris County, apartment 202." Moncriffe objected, stating, "Your Honor, he couldn't look at the offense report." The trial court sustained the objection. Rose claims that this questioning was prejudicial because Miles seemed to be accusing him of possessing privileged information, while knowing that Rose did not have access to the offense report. Because Moncriffe concedes that the prosecutor's file was completely open to defense counsel, it was reasonable for Miles to assume that his attorney had shared the information contained in the offense report with Rose, especially in view of the unusually precise manner in which the address is stated. The state habeas courts concluded that "[t]he applicant fails to show prosecutorial misconduct based on his habeas allegation that the State obtained an address from the offense report `knowing' that the applicant had no access to the report, an allegation that is without merit." In any event, the objection was sustained, and Rose never answered the question. There is nothing in the record to suggest that this questioning harmed Rose or led to his ultimate conviction. Consequently, it is insufficient to raise a constitutional issue cognizable on federal habeas corpus review.
8. Questioning of Fingerprint Examiners
Rose challenges three occasions on which the prosecutor posed questions to latent fingerprint examiners about items not admitted in evidence or about which they had no personal knowledge. In the first instance, Miles was questioning J.C. Falco ("Falco"), a latent fingerprint examiner with the Houston Police Department ("HPD"), about the print card envelope in which Falco placed fingerprints gathered from the crime scene. Miles asked Falco if he could remember how many prints he had lifted from each item in Aldape's apartment; Falco responded that he would have to refer to the offense report. Moncriffe objected on the ground that Falco lacked personal knowledge and should not be allowed to refer to the offense report. The trial court sustained the objection. In the next instance, as Falco examined the contents of an envelope, Miles asked him what was contained in the envelope. Falco replied, "The latent print card." Moncriffe objected that Falco was testifying about documents not admitted in evidence, and the court sustained the objection. In the final instance, Miles was examining Walter L. Stairhime ("Stairhime"), another latent fingerprint examiner for the HPD, and asked him if he knew the source of the *713 fingerprints submitted by Falco. Moncriffe objected again on the ground that Stairhime lacked personal knowledge. The court interjected, "If you know from your own personal knowledge," and Stairhime stated that he did not. Because Moncriffe's objections were sustained or the witnesses were precluded from giving testimony in these areas, Rose has not shown that he suffered prejudice of constitutional proportion as a result of these rather routine questions.
9. Notification of Affirmative Finding of the Use of a Deadly Weapon
Rose claims that the prosecutor failed to notify him that the State would seek an affirmative finding of the use of a deadly weapon. The allegation is refuted by the record. The indictment clearly states, "the Defendant did then and there use and exhibit a deadly weapon, to-wit: A KNIFE." Thus, the indictment gave Rose adequate notice of the State's intent to seek an affirmative finding of a deadly weapon at trial. See Brooks v. State,
10. Lack of Fingerprint Match
Finally, Rose complains that the prosecutor's closing argument was prejudicial and denied him a fair trial because the prosecutor stated that the lack of a fingerprint match was irrelevant. The statement of facts reflects that Miles actually argued without objection:
Aldape told the fingerprint man where to lift the fingerprints. Turned out didn't match anybody. I don't know what that's got to do with anything.
On state habeas review, the trial court found that "trial counsel lodged no objection to the State's argument about fingerprints not matching anyone" and held, "The applicant is procedurally barred from advancing his complainants [sic] concerning the State's jury argument about the fingerprints not matching anybody based on the lack of objection to such argument." The Texas Court of Criminal Appeals explicitly adopted the trial court's finding of procedural default when it denied Rose's state application for a writ of habeas corpus without written order on the findings of the trial court. See Ylst,
This ruling is consistent with the Texas Court of Criminal Appeals' well-established rule that a defendant's failure to object at trial will procedurally bar him from raising such objections later. See Hughes,
Rose offers no evidence constituting sufficient cause for his failure to object to the prosecutor's argument, nor does he demonstrate actual prejudice as a result of the procedural default. He, likewise, produces no evidence that this court's failure to consider his claim would result in a fundamental miscarriage of justice, as he makes no showing of actual innocence. Accordingly, this court is precluded from considering Rose's challenge to Miles's comment due to a procedural bar. See Muniz,
In any event, Miles's remark was an accurate summary of the testimony concerning the lack of a fingerprint match and a reasonable inference from the evidence. See Jordan,
In essence, all of Rose's claims regarding prosecutorial misconduct are either conclusory, inaccurate, or fail to show prejudice. "Absent evidence in the record, a court cannot consider a habeas petitioner's bald assertions on a critical issue in his pro se petition ..., unsupported and unsupportable by anything else contained in the record, to be of probative evidentiary value." Ross,
E. Failure to Instruct Jury on Lesser Included Offense
Finally, Rose claims that the trial court erred in denying his pro se motion for new trial because the court failed to instruct the jury on the lesser included offense of robbery. To serve as a basis for federal habeas corpus relief, a state court's jury instruction must have "`by itself so infected the entire trial that the resulting conviction violates due process.'" Henderson v. Kibbe,
Absent a violation of the Constitution, federal courts defer to the state courts' interpretation of state law as to whether a lesser-included-offense instruction is warranted. See Creel,
(1) it is established by proof of the same or less than all the facts required to establish the commission of the offense charged;
(2) it differs from the offense charged only in the respect that a less serious injury or risk of injury to the same person, property, or public interest suffices to establish its commission;
(3) it differs from the offense charged only in the respect that a less culpable mental state suffices to establish its commission; or
(4) it consists of an attempt to commit the offense charged or an otherwise included offense.
TEX. CODE CRIM. PROC. ANN. art. 37.09 (West 1993). In determining whether an instruction on a lesser included offense is required under Texas law, a two-step analysis is used: "first, the lesser included offense must be included within the proof necessary to establish the offense charged, and, second, some evidence must exist in the record that would permit a jury rationally to find that if the defendant is guilty, he is guilty only of the lesser offense." Rousseau v. State,
The credibility of evidence and whether it is controverted or conflicts with other evidence in the case may not be considered in determining whether a defensive charge or an instruction on a lesser included offense should be given. When evidence from any source raises a defensive issue or raises an issue that a lesser included offense may have been committed and a jury charge on the issue is properly requested, the issue must be submitted to the jury. It is then the jury's duty, under the proper instructions, to determine whether the evidence is credible and supports the defense or the lesser included offense.
Moore v. State,
Under Texas law, Rose's jury charge claim was not preserved for review and is regarded as procedurally defaulted because Rose did not request an instruction or object to the trial court's failure to include a lesser-included-offense instruction in the charge. See Posey v. State,
In any event, Rose has offered no evidence that the trial court's omission of a jury instruction on robbery was an abuse of discretion, much less that it was so grave as to amount to a denial of his constitutional right to substantive due process. See Lassiter v. Department of Social Servs.,
Moreover, although the Supreme Court has expressly declined to decide the issue, the Fifth Circuit has held that in a noncapital case, "`the failure to give an instruction on a lesser included offense does not raise a federal constitutional issue.'" Creel,
VI. Certificate of Appealability
Furthermore, Rose is not entitled to the issuance of a certificate of appealability. An appeal from a judgment denying federal habeas corpus relief may not proceed unless a judge issues a certificate of appealability. See 28 U.S.C. § 2253; FED. R. APP. P. 22(b). The standard for granting a certificate of appealability, like that for granting a certificate of probable cause to appeal under prior law, requires the petitioner to make a substantial showing of the denial of a federal constitutional right. See Slack v. McDaniel,
Rose has not shown that any of the issues raised by his claims are subject to debate among jurists of reason. Rather, the factual and legal questions advanced by Rose are not novel and have been consistently resolved adversely to his position. In addition, the questions presented are not worthy of encouragement to proceed further. Therefore, Rose has failed to make a sufficient showing to merit the issuance of a certificate of appealability.
VII. Conclusion
In summary, federal habeas corpus relief is not warranted under any theory advanced by Rose. The state courts reached the same conclusion, as reflected by the Texas Court of Criminal Appeals' denial of Rose's state application for writ of habeas corpus without written order on the findings of the trial court. A denial by the Court of Criminal Appeals of a state habeas application without written order is an adjudication on the merits where, as here, a procedural ground for denying the application does not appear in the state habeas record. See Miller,
To the extent state law questions are raised, this court is required to accord due *718 deference to the state courts' interpretation of state law. See Weeks,
The federal habeas statute, as amended by the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), precludes federal courts from granting habeas corpus relief to state prisoners with respect to any claim that was adjudicated on the merits in a state court proceeding, unless one of two express requirements is satisfied. The statute provides, in relevant part:
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). While "[t]he message that Congress intended to convey by using the phrases, `contrary to' and `unreasonable application of' is not entirely clear," the Supreme Court is of the view that "the text is fairly read simply as a command that a federal court not issue the habeas writ unless the state court was wrong as a matter of law or unreasonable in its application of law in a given case." Williams,
Under the circumstances presented here, this court is bound by the state courts' decisions, as they are neither contrary to nor involve an unreasonable application of clearly established federal law as determined by the Supreme Court, nor are they based on an unreasonable determination of the facts in light of the evidence presented. Therefore, the state courts' denial of habeas corpus relief to Rose must stand.
Accordingly, Johnson's motion for summary judgment is granted, Rose's petition for writ of habeas corpus and motion for summary judgment are denied, and a certificate of appealability shall not issue. Rose has failed to present a claim upon which relief can be granted. There are no outstanding issues of material fact, and *719 Johnson is entitled to judgment as a matter of law.
IT IS SO ORDERED.
FINAL JUDGMENT
1. In accordance with this court's Memorandum and Order signed March 26, 2001, Nathan Lynn Rose's Petition for Writ of Habeas Corpus is denied.
2. Final Judgment is entered for Gary L. Johnson.
3. A Certificate of Appealability shall not issue.
