12 Haw. 375 | Haw. | 1900
OPINION OF THE COURT BY
These are actions to quiet title to several pieces of land situated in the City of Honolulu, Island of Oahu, and more particularly described in tbe complaint.
The defendants demurred in each case, on tbe ground that tbe complaint did not state facts sufficient to constitute a cause of action.
These cases are of unusual interest and importance both because of tbe nature of tbe questions of law involved and because of tbe great value of tbe property in question and tbe charitable uses to which it is now and has long been devoted.
Tbe argument occupied tbe greater portion of five days. Six briefs have been filed by tbe twelve counsel engaged in tbe case. Opinions on tbe case by six persons noted for their learning on real estate law in England and tbe Hnited States have been re
The question is one of the construction of the will of Thomas Charles Byde Rooke, commonly called Dr. Rooke.
The material portion of the will is as follows: “I give and bequeath all my real and personal estate, of what nature or kind soever, to my wife Grace Kamaikui Rooke to be used and enjoyed by her during the term of her natural life, and from and immediately after her decease, I give and devise the same to my adopted daughter Emma Rooke, and her children for ever, but should the aforesaid Emma Rooke decease before me, the said testator, or decease without leaving any issue, then I hereby give and bequeath the same unto my. Nephew and Godson, Creswell Charles Keane Rooke, * * * and his kefis for ever.”
The will is dated February 28, 1852. Emma married King Kamehameha IY June 2, 1856, and gave birth to the Prince of Hawaii May 20, 1858. The testator executed a codicil to his will May 29, 1858 (substituting another person for one of the executors named in the will) and died November 28, 1858. The will was probated January 26, 1859. There was only one subscribing witness to the codicil but the law (Civ. Code, Sec. 1465) requiring two was not approved until May 17, 1859, and did not take effect until August 1, 1859. The testator’s wife, Grace Kamaikui, died soon after. The Prince died in 1862. The King died in 1863. Queen Emma died in 1885.
Of the parties to these actions, C. K. C. Rooke, (C. C. K. Rooke in the will) usually spoken of as Colonel Rooke, contends that he took the fee simple under the will upon the death of Queen Emma without leaving issue surviving her; the Trustees of the Bishop Estate contend that the Prince took the fee and
The language of the will might seem simple enough to a layman and, reading it, as such a person would read it, in the natural and ordinary sense of the words employed, the plain intention of the testator would seem to be to give a life-estate to his wife Grace Kamaikui and after her death a life-estate to his adopted daughter Emma and upon her death without leaving issue surviving her, the fee to his nephew Colonel Hooke, whatever might have been the case had Emma left issue surviving her. But in view of the argument and the state of the law upon questions of the kind here involved, the case cannot be disposed of so easily. And yet a consideration of the intricate .learning upon the subject may lead to the same conclusion.
The portion of the will in question may be divided for convenience into three parts as follows:
“I give and bequeath all my real and personal estate, of what nature or kind soever, to my wife Grace Kamaikui Hooke to be used and enjoyed by her during the term of her natural life,
“and from and immediately after her decease, J give and devise the same to my adopted daughter Emma Hooke, * * * to be used and enjoyed by her during the term of her natural life, and her children for ever,
“but should the aforesaid Emma Hooke decease before me, the said testator, or decease without leaving any issue, then I hereby give and bequeath the same unto my nephew and godson, Creswell Charles Keane Hooke, * * * and his heirs for ever.”
It is clear that a life-estate was given to the testator’s wife by the first of these divisions and that upon her decease, soon after that of the testator, Emma, surviving, became entitled to an es
“The intention of the testator is admitted to be the pole-star by which courts must steer.” But that intention may be difficult to ascertain owing to the infelicity of the language used or the failure to provide for certain possible contingencies. Even if it is clear, it may contravene fixed rules of law. And even if it is clear, taking the language in its natural sense, and contravenes no fixed rules of law, still it may be controlled by rules of construction. In England, the country of their origin, rules of property and of construction such as are likely to be involved in cases of this kind, even though they may have grown up under conditions that no longer exist, are adhered to with great rigidity, rules of construction often being given almost the fixity of rules of law. But in the United States the tendency is to reject what are considered rules of property in England if out of joint with the times, and to suffer rules of construction to yield readily to the manifest intention of the testator. By what rules is this court bound in eases of this kind? The statute. (Civ. L. Sec. 1109) provides that, “The common law of England, as ascertained by English and American decisions, is hereby declared to be the common law of the Hawaiian Islands in all cases, except as otherwise expressly provided by the Hawaiian Constitution or laws, or fixed by Hawaiian judicial precedent, or established by Hawaiian national usage, provided, however, that no person shall be subject to criminal proceedings exce*pt as provided by the Hawaiian laws.” Should this statute control the construction of a will
1. The first question raised is, what estate would Queen Emma take at common law, that is, as we shall assume for the present and as was assumed in argument, the law of England prior to the Will’s Act of 1837 but including the statute de donis passed in the year 1285. It seems to be pretty generally agreed, except by counsel for the Bishop Estate, that she would take an estate tail. Counsel for the Bishop Estate contend that she would take an estate for life and that her children would take a remainder in fee. Whether she would take an estate tail or not would depend upon whether “children” as used here would be considered a word of purchase or a word of limitation. It would be a word of limitation if it were a nomen collectivum, meaning
In support of the proposition that Emma would take an estate tail at common law and that “children” would be considered a word of limitation, Wild’s Case, 6 Rep. 17, is relied on. There the devise was “to Rowland Wild and his wife, and after their decease to their children,” they having children at the time of the devise. Olear though it seems, “the case for difficulty was argued before all the Judges of England.” It was decided that according to the plain meaning of the words Rowland and his wife took an estate for life and the children a remainder for life, and that no intention that the parents should take an estate tail was shown with sufficient clearness to overcome that plain meaning. It was resolved also, that such would be the case even if there were no children at the time of the devise, since the words “after their decease” showed that the children were not to take immediately but after their parents. It was further resolved that in the case of a devise simply to A. and to his children or issue, without the words “after his decease” or their equivalent, if he had children at the time of the devise, he and they would take jointly for life, that being the manifest intent and there being nothing to prevent its taking effect, but that if he did not have children at the time of the devise,.he would take an estate tail, since there was a manifest intent that the children or issue shottld take, and as immediate devisees they could not take, because they were not in rerum naiw'a, and by way of remainder they could not take, for that was not the intent, because the gift was immediate, and- therefore A. would- take an estate tail and “children” would be a word of limitation. This last mentioned resolution is what is known as the rule in Wild’s Gase and is
But other expressions in tbe will would at common law be deemed to support rather than negative tbe view that an estate tail was intended. Indeed it is contended that such an intention is so clearly shown, that Emma would take an estate tail at common law irrespective of tbe rule in Wild’s Case and even if she bad bad children at tbe time of tbe devise. Wood v. Baron, 1 E. 259. Eor, it is argued, there is no direct devise to tbe children, but tbe testator makes a devise to Emma alone and then defines tbe nature of her interest by adding that it is to be used and enjoyed by ber during ber life and ber children for ever; and tbe limitation over favors this construction, for it provides for tbe decease of Emma alone, and not for tbe failure of ber children, in tbe testator’s lifetime — as if tbe preceding devise were to ber alone; and tbe devising portion of tbe will (above set forth), looked at as a whole (note even tbe underscoring) shows that but three gifts were intended, one to tbe wife, one totbe adopted daughter and one to tbe nephew and godson.
Tbe words introducing tbe devise over in case of Emma’s “decease without leaving any issue” would also at common law support tbe theory of an estate tail. These were regarded as- appropriate words for tbe introduction of a limitation over after an estate tail. Following a devise to A. indefinitely or to A. expressly for life, they would enlarge to an estate tail wbat would otherwise be a life-estate, and following a devise to A. and his heirs they would cut down to an estate tail wbat would otherwise be a fee simple. “Issue” was held to mean primarily “heirs of tbe body” or issue of every degree and required assisting context to-be narrowed to “children” or issue of tbe first degree only, and the words “without leaving issue” primarily imported an indefinite failure of issue, that is, a failure at any time, whether in the-lifetime or at tbe death of tbe first taker or at any time thereafter however remote. “Children” and “issue” in this will mean the
The main contention for the Bishop Estate on this branch of the case is that the rule in Wild’s Case does not apply where there is a devise to the parent for life only and an express devise in remainder in fee to the children, and that in such case the word “children” is not controlled by a gift over in default of “issue.” It is conceded that the parent has in certain somewhat similar cases been held to take an estate tail where the word “son” was used instead of “children,” in view of the entire context and perhaps partly upon the principle (stated in 2 Jarm. on Wills, 6th Ed. 452) that “the argument in favor of applying to the objects of a prior express devise words denoting a failure of issue, gains or loses force in proportion as such prior devise is more or less comprehensive in its range of objects,” but it is contended that the rule is otherwise in the case of an express devise in fee to “children,” according to the rule (stated Ib. 449), “that the words, in default of issue, or expressions of a similar import-, following a devise to children in fee-simple, mean in default of children, and following a devise to children in tail,
The absence of such words as “after her decease” following the devise to Emma and preceding that to her children is the more significant here from the fact that the testator had already used similar words to separate the devise to Emma from that to his wife, namely the words, “and from and immediately after her decease.” Against this it is argued that such words were necessary between the devises of the life-estates (to Grace and Emma) in order to show that they were not to be enjoyed jointly and to show in which order they were to be enjoyed, but that they were not necessary between the devise of the (assumed) life-estate to Emma and the (assumed) fee to her children, because the life-estate would of necessity come before the fee. This may weaken the argument so far as it is based on the fact that the testator employed or relied on different methods of separating the two estates in the two instances but it does not wholly destroy it and does not affect the argument so far as it is based on the absence of such words before the words “her children.” As the devise to the children stands, it is immediate, to take effect upon the death of the testator, but since there were no children at the time of the devise, it could not have been intended as a direct devise, for if it was, the children if bom after .the death of the testator could not take at all — which clearly was not the intention. . Such words as “after her decease” are natural
The fact that the devise to Emma is followed by the words “to be used and enjoyed by her during the term of her natural life” is entitled to considerable weight as tending to show that she was to have only a life-estate and that therefore her children were to take by way of remainder, and this argument is given additional weight by the fact that the testator used identical words following the devise to his wife, who clearly took only a life-estate. But, first, this is offset in part by the fact that the testator used the appropriate word “heirs” to express the fee simple to Colonel Rooke and therefore tends, though perhaps not very strongly, to show that he did not intend to give a fee simple to Emma’s children, because he omitted the word “heirs” there. It is replied, however, that this last inference is negatived by the use of the word “but” which implies that all there was, that is, the fee simple, had already been disposed of. The use of the word “but” is not of so great importance. It is naturally and not uncommonly used in introducing devises over after estates tail as well as after estates in fee simple. In Bowen v. Lewis, L. R. 9 App. Cas. 890, the devise was to T.- “during the term of his natural life, and after his decease to his legitimate child or children (if there be any); but if he dies -without issue” * * * to M. “and to her heirs and assigns for ever.” The Lords apparently differed as to the importance to be attached to the use of the words “but” and “heirs,” but a majority held that T. took an estate tail. See also the language of the devise in Broadhurst v. Morris, infra. Secondly, the fact that Emma’s estate was expressed to be for life would have made but little difference at common law. Such was the expression in Bowen v. Lewis, and Lewis v. Puxley, supra, and in Robinson v. Robinson, supra, it was not only for life but “no longer,” and yet in each case it was held that an estate tail was created. In
The use of the words “for ever” after “children” is not sufficient to show a direct devise of the fee simple to the children, although, if there were a direct devise, it would be sufficient to carry the fee simple. It is appropriately and commonly used in the case of a fee tail, as well as in the case of a fee simple; for, the “heirs of the body,” as well as the heirs general, may last for ever. These words were used in connection with estates tail in several of the cases above cited. They, indeed, tend to show that “children” is used as a word of limitation meaning all issue, not merely issue of the first generation. See Parkman v. Bowdoin, 1 Sumner 359.
This case of Parkman v. Bowdoin, bears on the present case in several particulars. The devise was to J. B. S. “* * *
In our opinion, therefore, at common law including the statute de donis, Emma would take an estate tail, and, if so, Colonel Booke would take a vested remainder in fee simple and became entitled in possession upon the event, which has happened, of Queen Emma’s decease without leaving any issue and without having barred the entail. As will appear, we might have assumed for the purposes of the case, that Emma would have taken an estate tail at common law, without setting forth our reasons, but in view of the important place this question occupied in the argument of counsel and the light that a discussion of it may throw upon other questions involved, we deemed it best to set forth our reasons.
2. The next question is, would Queen Emma take an estate tail under Hawaiian law, if estates tail could exist under Hawaiian law?
It is contended on the one hand that she could take an estate tail, if at all, only by the rule in Shelley’s Case and that since that rule does not obtain here (Thurston v. Allen, 8 Haw. 392) she could not take such an estate, and on the other hand that the ruling of the court in Thurston v. Allen, to the effect that the rule in Shelley’s Case is not law here, was merely obiter dictum, and that that rule should now be held to be in force here. In our opinion that ruling was not obiter and certainly it ought not to be reversed in favor of a rule which is so often subversive of the testator’s intention. Therefore, if Queen Emma
But it is not entirely clear that she would be obliged to rely on the rule in Shelley’s Case. There is room for argument that she was expressly given an estate tail. If the devise were to “Emma in fee tail,” the rule in Shelley’s Case would have no application. If there were an express devise to her for her life only and a direct devise after her death to “her children” in the sense of “the heirs of her body” she would take an estate tail, if at all, only by the application of the rule in Shelley’s Case. But if the devise were simply to her and “her children” in the sense of “the heirs of her body,” the rule in Shelley’s Oase would have no application except in an historical and now practically obsolete sense. That rule of course does not determine the sense in which the word “children” is used. It applies, if at all, only after the meaning of that word has been determined. If, then, “children” is used here in the sense of “heirs of the body” and the words “to be used and enjoyed by her during the term of her natural life, and her children for ever” are merely the testator’s method of describing the estate devised to Emma, so’ that the devise is equivalent ifo a devise “to Emma, to be enjoyed by her during her life and by the heirs of her body for ever,” that is, to “Emma and the heirs of her body,” she would take an estate tail irrespective of the rule in Shelley’s Case so far as that rule has any real force at the present time. Certainly the decision in Thurston v. Allen would have no bearing upon such a case. Whether the language of the will should be construed as creating an estate tail aside from the application of the rule in Shelley’s Case, in view of the meaning and weight that would in these islands at the present time be placed upon such expressions as “during her natural life” and “without leaving any issue,” it will perhaps serve no useful purpose to consider. That question is of such a nature that it would be unsatisfactory to make its solution an important link in our chain of reasoning. Moreover, if it should be decided in the affirmative, it would still be necessary to consider whether
We have no hesitation in holding that estates tail have no place under the laws of Hawaii. It is true, as contended, that ancient Hawaiian land tenures bore a striking resemblance to those which prevailed in Europe in feudal times. A feudal system, not the feudal system of early English history, grew up in these islands. Estates tail were never a part of that system. Even in England they were of statutory origin. Nor was the English system ever imported into these islands. On the contrary the movement was in the opposite direction, as shown, among other things, by the establishment of the Land Commission in 1846 for the purpose of awarding titles in fee simple and abolishing what then remained of the Hawaiian feudal system. Estates tail are repugnant to the policy of the free alienation of property and have generally been considered out of place in the United States and have been abolished by statute or not recognized by the courts in most of the States and our early settlers from New England, here one remove further from old England, would not have been likely to introduce estates tail even if they had brought with them the main body of their laws and customs and established a colony of their own, instead of becoming themselves practically incorporated in the Hawaiian nation and merely exercising an influence, important though it was, upon Hawaiian legislation, customs and ideas. Accordingly, we find no instance of the recognition of estates tail or of their concomitants, such as fines and common recoveries, in the history of these islands. On the contrary, as pointed out by counsel, statutes have been enacted, which in important respects conflict with the idea of the existence of estates tail. Eor instance, the disposition of property at death is provided for as follows:
If Emma could and did take a fee simple conditional, then, since such an estate could not be devised, The Queen’s Hospital could not take it under her will, and since the Prince did not survive his mother and since, even if he had survived her, the estate could not ascend to his father, neither the Hospital nor the Bishop Estate could take it through the Prince or the King, and therefore the question would lie solely between Colonel Hooke and the heirs general of Dr. Hooke. If a remainder could be limited upon a fee simple conditional (in regard to which there is much difference of opinion) Colonel Hooke would take a remainder in fee simple. If a remainder could not be limited on a fee simple conditional Colonel Hooke would táke by way of executory devise if the words “without leaving any issue” import a definite failure of
4. Rut fees simple conditional cannot exist in these islands. As they have not existed in England since the enactment of the statute de donis in the reign of Edward I., the law relating to them is but little known. Such estates, of course, never existed under the Hawaiian feudal system, and our early settlers from the United States would be even less likely to introduce them than to introduce estates tail. Such estates, likes estates tail, had their origin in conditions that no longer exist. The law governing them is technical, and repugnant to the natural meaning of the language which is held to create them. They are not in harmony with the present.age and, like estates tail, conflict with our statutes of descent and wills, — they could not be devised and did not descend to the heirs general.
5. Since Queen Emma could not take either a fee tail or a fee simple conditional under Hawaiian law, she obviously would take either a fee simple (absolute or defeasible) or a life estate with (vested or contingent) remainder in fee simple in her children. In some of the States in which fees tail do not exist, the estate is considered a fee simple in the first taker, in others a life-
6. First, the words “decease without leaving any issue.” The argument upon these words assumes that “or” is to be taken in its natural sense. The question then is whether these words are to be taken in their natural sense as meaning “decease without leaving any issue surviving her” or in one of the following artificial senses: (1) “decease without having had any issue,” (2) “decease and her issue become extinct at any time.”
Counsel for the Bishop Estate contend for the first of these artificial constructions. The argument applies only in case Emma would take a life-estate and the children a vested remainder, that is, vested at the death of the testator if they were then in esse or at their birth in case they should be born after-wards. The argument is that the expressions “die without issue” and “die without having issue” have come to have in law the meaning of “die without having had issue” and that the ex-
The other question upon the construction of these words is whether they should be read in their natural sense as meaning “decease without leaving any issue at her death” or in their artificial sense of “decease and her issue become extinct at any time,” that is, whether they import a definite or an indefinite failure of issue. Emma may be held, as already stated, to take (1) a fee simple or (2) a life-estate with remainder in her children, which remainder may be (a) vested in the children on the testator’s death of at their birth or (b) contingent upon their surviving her.
If the children took a contingent remainder, Colonel Rooke would take an alternate contingent remainder. It is obvious that if such were the case the words in question must necessarily import a definite failure of issue.
If the Queen took the fee or if the children took a vested remainder in fee, Colonel Rooke would take, if at all, by way of executory devise, because a remainder cannot be limited on a fee simple. In such case, if the words in question import an in
7. Secondly, the word “or.” Counsel for the Bishop Estate
This is not a question of the construction of an-ambiguous word, for the'meaning of the word “or” is perfectly clear. It is a question of striking out one word and substituting another in its place. This is permissible where it is clear from the whole will that the testator intended the proposed substitute but inserted the wrong word by mistake. If “or” is changed to “and” here, it will not be because the language of the rest of the will shows that the testator intended to use “and,” but rather because it would be considered more reasonable in him to have used that word and therefore it would be conjectured that he intended to use it. “Or” often has been read “and” and “and” has been read “or” upon such a conjecture and as an exception to the rule that the language of a will cannot be changed merely upon conjectured intentions. It is contended that this exceptional ruling
The leading case is Fairfield v. Morgan, 2 B. & P. N. R. 38. The rule is stated thus: “If real estate be devised to A. in fee simple with a limitation over in the event of A. dying under twenty-one or without issue, the word ‘or’ will be read 'and/ and the gift over will be construed to take effect only in the event of A. dying under twenty-one and without issue.” Hawkins, Wills, 203. Various considerations led to the adoption of this rule. One was that the words “or” and “and” are not infrequently used in common parlance without a due regard to their respective meanings. Hence the courts were more ready to change these words than to change other words. Then, again, the courts found it easier to make the change in the first place when the two events were death under age (twenty-one) and without issue, for in such case there would be some reason for supposing that the testator intended that the gift over should take effect only in case the first taker should die when too young to dispose of the property by deed or will and when he left no lineal descendant to inherit it from him, but that if he should arrive at the age of majority he should have the full power of disposition and that it should be left to him to make what disposition he chose for his issue. This reason, of course, would not apply in the present case where the first event is death, not under age, but before the testator. But the principal object of the rule is to prevent disinheriting issue. Eor it is assumed that the testator, by making the devise over upon the death of the first taker without issue one of the two events, intended a benefit to the issue, if there were issue, and unless “or” were read “and,” the issue would take nothing if the first taker should die under age and leave issue. This may be regarded as the principle upon which the rule rests and hence it is suggested (1 Jarm. Wills, 6th Ed. 473) that it be extended “to every case where the gift over is
If the will should be construed as giving Emma the fee simple, it is obvious that the reason for the rule would not apply. Eor, although the rule originated and is generally stated with reference to cases in which the prior devisee would take a fee simple, yet in this particular case, since the first event is death before the testator, and not death within a particular age after the testator, changing “or” to “and” would not aid the children in case their mother should die before the testator, for in such case the children could not take at all, not derivatively through her, because the devise to her would have lapsed, and not directly from the testator, because there was no direct devise to them.
The only question therefore that remains is whether the rule should be applied in case the will should be construed as giving Emma a life-estate with remainder over.
We have seen already that the rule in question violates the more general rule which forbids a change of words upon mere conjecture as to the intention of the testator. It goes further than this. Under some circumstances it actually violates the clearly expressed intention of the testator. While it gives effect to the assumed intention of the testator in one event it frustrates his expressed intention in another event. It gives the estate to the issue in case the first taker dies under age leaving issue, but it does not give it to the devisee over in case the first taker
Accordingly, as a rule, it is not applied where the first estate is less than a fee simple. Bor instance, although the main reason for the rule would seem to apply even more strongly in the case of an estate tail than in the case of a fee simple, for the intention to benefit the issue is clearer (Holcomb v. Lake, 25 N. J. L. 607) still it is held in England that the rule does not apply in the case of an estate tail, (which Emma would have taken in this case at common law). Mortimer v. Hartley, 6 Exch. 47, 61. See also Parker v. Parker, 5 Metc. 134, 140. And, of course, in this particular case it could not apply if Emma took an estate tail — for the same reason (stated kbove) why it could not apply if she took a fee simple. And, although the main reason for the rule would seem to apply still more strongly where children are made the express objects of the prior gift (1 Jarm.
The cases mainly relied on for changing “or” to “and” in this case are Denn v. Kemys, 9 East 366 (1808) and Wright v. Kemp, 3 T. R. 470 (1789). In the first mentioned of these the devise, after a prior life estate to A., was to B. in fee, but if B. die before A. or if she die without heirs of her body, over. This case is distinguishable from the one at bar in that (1) the prior devise is in fee and not, as assumed in the present argument, for life with remainder to the issue and (2) the first event is death in the lifetime of a third party, not, as here, in the lifetime of the testator. In the second case there was a surrender inter vivos (not a devise) to the use of the surrenderer himself for life, then to his wife during widowhood, then to his son for life, then to his son’s issue, but in case his son should die in the lifetime of the surrender or without issue of his body, then to the heirs of the surrenderer forever. It will be noticed that the prior devise was for life only and the first event was death in the lifetime of the surrenderer himself. The attention of the court seems not to have been directed to the distinction between the case of a life-estate and that of a fee simple with reference to the application of this rule, but was directed more particularly to the question whether the rule applied as well in a surrender of copyhold premises as in a will and whether the son’s remainder was vested or not. If the case is not distinguishable from the present case, it is also not distinguishable from the case of Cooke v. Mirehouse, supra, decided seventy-five years later, in which the court decided otherwise although Wright v. Kemp was called to its
Thus, in any view, whether Queen Emma took an estate tail, a fee simple conditional, a fee simple, a life-estate with vested remainder in the Prince or a life-estate with alternate contingent remainders in the Prince and Colonel Rooke, the latter, upon her death without leaving any issue surviving her, became entitled (by way of executory devise or remainder, as the case might be) to the lands in question in fee simple in possession.
The exceptions to the order of the Circuit Judge overruling the demurrers in the first and sustaining the demurrers in the second of these cases are overruled, and the cases are remitted to the Circuit Court for such further proceedings as may be proper in conformity with the foregoing views.