*1 supplemented, has been record Once reconsider wheth- court should
the district enhancement sentence
er a sixteen-level is warranted. See crime of violence
for a determination, making this
id. In bound longer no be
court will It nonetheless consider must
Guidelines. category and sen- applicable offense the Guidelines and our range under
tence
caselaw, clearly state rea- and should its ultimately assess- for the sentence
sons
es.
III. CONCLUSION
Accordingly, Bonilla’s sen- we VACATE con- resentencing and REMAND for
tence this opinion.
sistent with REMANDED.
VACATED and Plaintiff-Appellant, HARRIS,
Ronnie America,
UNITED STATES of
Defendant-Appellee.
No. 04-3520. Appeals,
United States Court
Sixth Circuit.
Argued: 2005. June Sept.
Decided and Filed: 2005. *2 SUTTON,
Before: CLAY and Circuit OBERDORFER, Judges; Judge.* District SUTTON, J., opinion delivered the *3 D.J., court, OBERDORFER, in which joined. 337-40),
CLAY, (pp. J. delivered a separate opinion concurring part dissenting part.
OPINION
SUTTON,
Judge.
Circuit
statutory law
Federal
and constitutional
law
citizens
to
private
offer
two avenues
damages
recover
for
torts
constitutional
by employees
committed
of the federal
A
government.
may sue
em-
directly
ployee
for the constitutional viola-
tion under Bivens v. Six Unknown Named
Narcotics,
Agents
Bureau
Federal
the few dog might claims. The individual defendants feared that FTCA Harris [him],” also 502. Harris filed motions to dismiss the Bivens biting JA then “start (a (because body they reference “bladed” his claims for untimeliness were apparently sideways, “aggressive” incidents), assuming years two filed over after officers), told the toward the “fight process stance” service and lack insufficient Harri- that he was “fast” and told jurisdiction. responded officers personal Harris could Statute, “what he that she did know son Ohio Rev. Savings 132-33, 436-37. 2305.19, [her].” done to JA gave year have him one from Code he had left Harris disclosed where After decision the date of Sixth Circuit’s briefcase, it and O’Bryant recovered his file the lawsuit. The officers no contraband. discovered 23, 2002, October the district court On station, police then took as the substituted United States sole aggravated they charged him with claims, for the defendant FTCA dis- conduct, as- resisting arrest and disorderly all missed the Bivens claims four grand An Ohio police on a officer. sault they individual defendants had charge the assault
jury indicted
*5
year
filed over one
after the district
been
4,
found
jury
1997. And a
later
on March
dismissal
On
court’s
decision.
December
guilty
charge.
him not
16, 2002, Harris filed a second amended
incidents, Harris
of these
On the basis
against
complaint,
solely
time
the
the individu
a Bivens lawsuit
filed
claims
United
which asserted
13,
January
1998.
al task force officers on
assault,
arrest,
prosecution,
malicious
false
moved
the lawsuit
The officers
to dismiss
imprisonment, battery and abuse
false
a motion
grounds
process,
on
of defective
process, all under
FTCA. After a
the
without
granted
the district court
trial,
bench
the district court ruled
favor
26,
ap
prejudice on October
1999.
of the United States on Harris’s FTCA
Circuit,
that dismissal
the Sixth
pealed
claims.
26, 2001. See
and we affirmed on March
Cleveland,
Fed.Appx.
City
Hards v.
II.
(6th Cir.2001).
appeal,
argues
On
Harris first
the
22,
(over year
March
after the
On
rejected
court mistakenly
district
his
complaint
district court
the
but
dismissed
claims on
FTCA
the merits.
FTCA
year
less than a
this court’s affir-
after
“waives,
limitations,
certain
[the
fed-
mance),
complaint
filed a new
government’s] governmental immunity
eral
against the individual federal defendants
to suit in tort and
suits on tort
permits
Act and
under the Federal Tort Claims
brought against
claims to be
the United
Bivens. Harris
the district
invoked
1400,
Rep.
Cong.,
States.” S.
79th
2d
jurisdiction
court’s
under
28 U.S.C.
(1946).
FTCA,
Sess.
Under
2675(a), noting
§
had filed an
that he
generally
States is
liable for
United
May
claim with
FTCA
the DEA
employees
acts of its
“in the same manner
that,
agency
had
private
same
and to the
extent as
indi-
failed to act on
claim within six
circumstances,”
like
vidual under
U.S.C.
months,
presumed
the claim
denied.
was
§
liable
which means that
28, 2002,
May
payment money damages
On
filed
according
the United States
a notice
law of the
the act
place
of substitution under 28 U.S.C.
to the
occurred,
§
law
replace
typically
which allows it to
individu- omission
state
actually
law in this instance. Before
tors Corp.,
53 Ohio St.3d
559 N.E.2d
(1990).
732, 736
invoking
remedy,
the FTCA
a claimant
present
must
the claim
the federal
Much like federal constitutional
agency
gave
whose activities
rise to the
law, Ohio defines probable cause as “a
injuries
agency
opportu-
and allow the
ground
reasonable
of suspicion, supported
nity
§
to settle the claim. 28 U.S.C.
2675. by
sufficiently
circumstances
strong
If
claim
agency
denies the
or takes no themselves to warrant a
man in
cautious
(as
here),
action
the United States did
the belief that
person
accused is guilty
may bring
claimant
suit in federal district
of the offense with
charged,”
which he is
(as
here).
Harris did
See U.S.C.
Barbera,
Rogers
170 Ohio St.
2675(a).
FTCA lawsuits are tried in
(1960),
N.E.2d
not as
quantum
jury.
federal district court without a
See of evidence
criminal
necessary convict
2402.
U.S.C.
see,
defendant,
e.g., Deoma v. Shaker
Heights,
68 Ohio App.3d
587 N.E.2d
In addressing the dismissal of Harris’s
(1990).
“[tjhere
claims,
Because
is no
FTCA
the district court’s factual
requirement that the defendant
a mali
[to
findings “shall not be set aside unless
cious-prosecution charge] must have evi
erroneous,
clearly
regard
and due
shall be
conviction,” id.,
dence that will ensure a
given
opportunity
to the
of the trial court
every
prosecution
failed criminal
will
judge
credibility
of the wit
sustain
subsequent
malicious-prosecution
52(a);
nesses.” Fed.R.Civ.P.
Anderson v.
suit, see,
O’Neill,
e.g., Huber v.
564, 572, 105
City,
Bessemer
470 U.S.
S.Ct.
(1981).
10, 11-12
St.2d
“An
(1985); Hogan
stances,
charge against
119 the
Harris in
v. Clarion
assault
state
Garza
indictment,
695
obtaining
N.E.2d
813
after
Ohio
(1997),
“the want of probable
“prima
which
establishes
evidence
facie
Carlton,
gist
cause,”
of the
probable
cause
real
662
[malicious-
is the
N.E.2d at
action,”
Judy,
Melanowski v.
prosecution]
by
Harris has not tried
rebut
(1921).
N.E.
showing
grand jury proceedings
St.
that the
(or
indictment)
any
aspect
other
satisfy
these re
has failed
were
And cases
irregular.
interpreting
matter,
initial
As an
the dis
quirements.
analogous
Ohio law in
circumstances con-
court,
role as
in this
trict
in its
factfinder
firm that
probable
the officers had
cause
trial,
to infer
from
malice
bench
declined
knowingly
to believe that Harris
attempt-
specifi
in this case
actions
officers’
ed to
harm
physical
pushing
cause
Offi-
cally
“there is no
noted that
evidence
See, e.g.,
cer
Palshook
Harrison.
v. Jar-
proceedings
were instituted with mal
(N.D.Ohio
rett,
F.Supp.2d
ice,”
finding that
fatal to
JA
138—a
Xenia,
2000);
City
Stillwell v.
No.2000-
maliciously
that he was
Harris’s claims
CA-41,
*4,
WL
Ohio
See, e.g.,
prosecuted.
Williams
Cam
App.
at *11-12
Ct.App.
LEXIS
(6th
Educ.,
bridge
Bd. of
Feb.16, 2001) (noting that “evidence exist-
Cir.2004) (rejecting plaintiffs
ma
Ohio-law
support
ed to
a criminal assault charge”
claim
licious-prosecution
plaintiff
when
under
Ohio law when
“intended to
any
allege
“failed
facts that demon
and did strike [the officer]
the chest
acted with malice to
strate[d defendant]
hands”);
with both
Dep’t
Matlock Ohio
commencing
prosecu
ward him in
[the]
Control,
Liquor
77 Ohio Misc.2d
tion”);
County
Summit
Coker v.
Sheriff’s
(1996)
771, 773,
N.E.2d
(holding that
Dep’t,
Fed.Appx.
Cir.
“plaintiff
prove by preponderance
did not
2003) (rejecting
malicious-prosecution
[for
of the evidence that her arrest
assault
complaint
claim because the
“failed to set
under
was unlawful or
2903.13]
that her
support
forth
of a
showing
facts
prosecution, was malicious”
malice”).
when she
behind,”
“grabbed
from
officer]
[the
ignore
But
if
were to
even we
the dis-
*7
“pushed
away,”
officer
and
[her]
she then
findings
trict
court’s factual
this score
shirt”);
“grabbed
Hop-
officer’s]
[the
cf.
were to
even if we
consider Harris’s
Westland,
(6th
kins v.
21 F.3d
City
427
malice
presume
invitation to
under these
1994)
4,
Apr.
(holding,
Cir.
in a non-Ohio-
circumstances, Harris has not established
case,
probable
law
cause existed
another
of Ohio’s malicious-
key element
police
shoved
officer in the
prosecution
lack
probable
claim—the
chest).
the three
cause—for
counts with
charged.
which he was
In attempting
escape
to
the reach of
First,
cases,
factfinder
principally
a reasonable
could fair-
these
relies on
ly
that the officers
probable
conclude
had
the observation that Officer Harrison did
charge
safety
cause
Harris with
not fear
during
to
criminal as-
for her own
sault
Ohio
encounter
under
Revised Code
and on a trio of cases—Watkins
2903.13(a),
Sch.,
§
proscribes “knowingly
F.Supp.2d
v.
which
Millennium
290
890
(S.D.Ohio 2003),
Co.,
to
causfing]
attempt[ing]
physical
cause
v.
or
Smith
John Deere
398,
harm
Ohio
App.3d
to another.”
Rev.Code 83 Ohio
329
1998)
(Ohio
9,
Ct.App.
4822
Oct.
deal
and confrontational
threatening
state-
—that
proving
with the standard for
the civil tort ments and gestures
satisfy
require-
—
of assault under Ohio law. But
these ment, despite the lack of an “actual strug-
cases and
Harrison’s frame of
Officer
mind
131;
gle.” JA
see Hansen v. Westerville
prosecution
do not advance a malicious
Dist.,
City
Educ.,
Sch.
Bd.
Nos. 93-
assault,
claim for criminal
where the rele- 3231/93-3303,
at*6,
331
Finally,
of
apprehension
govern implied
reasonable
fear.
rules that
damages ac
tions).
rejected
Hutchison,
McSurely
the district court
Harris’s asser-
See
v.
823
(6th
1002,
Cir.1987);
F.2d
dog
tions that the interaction with the
1005
see also
1329,
DEA task force office amounted
an Sanchez v. United
49
F.3d
(8th Cir.1995);
1330
battery
or
Industrial
assault
because the district
Construc
Corp.
tors
v. United States Bureau
Rec
testimony
court did not believe Harris’s
of
lamation,
(10th
963,
15 F.3d
968-69
Cir.
regarding these events.
1994);
Lawn,
406,
Van Strum v.
940 F.2d
aptly
notes that the district court
(9th Cir.1991);
Bieneman v. City of
incorrectly
proof
described his burden of
463,
Chicago, 864 F.2d
469-70
Cir.
“beyond
a reasonable
at
doubt”
one
1988);
Bowen,
21,
v.
Chin
833 F.2d
23-24
point,
also
but
admits
the court men
(2d Cir.1987).
length
Not
tioned
proof
pre
the correct
burden as “a
period,
“closely
limitations
but also
related
ponderance of the evidence” two
times
questions
tolling
application,”
thus
very
135-36;
same section. JA
Mat
Garcia,
“governed by
are
state law.”
lock,
record,
“otherwise
Kohli,
121,
Savings
held
district court
Statute
No. 02 CA
2003
v.
WL
Clones
began
run once the district court dis-
*1,
App.
LEXIS
at
Ohio
prejudice,
Harris’s
without
missed
action
26,
(Ohio
2003);
3153,
Ct.App.
at
June
*3-4
the Sixth
when
Circuit affirmed
Schiappa,
Ins. Co. v.
Nos.
Van-American
upon
But this
rests
a mis-
decision.
view
97-JE-42/97-JE-46,
260904, at
1999 WL
Builders,
Kopf
reading
taken
of Gruber v.
1976,
*4,
App.
LEXIS
at *10
Ohio
Inc.,
305,
App.3d
147 Ohio
333 live outside Illinois” the pursued dants who individual be not if the United (cid:127) liable.”). bar, rule was at odds with Federal Rule of Civil States be statutory by No 4(m)’s contrast, requirement Procedure Rule that prohibits against suits gov- the plaintiff days the obtain service within 120 ernment following against suit or settle- “good cause.” Id. Attempting absent employee; scenario, ment with the in that suit, follow argue the individual defendants customary preclusion rules of and the here, too, permitted by extension terms of the govern settlement whether Savings Statute allows a an additional lawsuit be filed. See service-of-process circumvent the require- States, Branch v. United 979 F.2d But, instance, ments of Rule 4. (2d this no Cir.1992) 951 (looking to “local law to similar direct conflict between Ohio law effect, determine the to a successor policy governs and federal exists. Rule 4 against States, FTCA action the United process complaint service of after a has provided a release by government em- dismissal, been filed and before see Fed. States, ployee”); Friday v. United 239 4(m), R.Civ.P. not happens what after a (9th Cir.1957) (“[I]t F.2d 703-04 dismissal for lack of process. appro- The significant provides that the [FTCA] priate inquiry touchstone for the latter is particularity that a release of the United law, law, accordingly state not federal States releases the employee. The obvi- ground upholding this alternative ous inference from specific provision this rejected. district court’s decision must be is that a employ- release the tort feasor
ee
employ-
does
release the tort feasor
IV.
er,
the United
least where
rights against the United States are re-
though
Even
in
district court
served.”); United States v. First Sec.
claims,
correctly dismissed Harris’s Bivens
Utah,
(10th
Bank
208 F.2d
we do not reinstate
they
them because
are
Cir.1953) (“Congress with meticulous care
by
adjudication
barred
the court’s
of his
provided
recovery
of a judgment
judgment
FTCA claims. The FTCA’s
bar
against
government
shall
constitute
provides that:
any
against
bar to
action
employee
judgment
an action under section
claim,
negligence gave
whose
rise to the
1346(b) of this title
shall
[the FTCA]
itself,
satisfactory
but for reasons
complete
any
constitute a
bar to
action
provide, directly
indirectly,
failed to
claimant,
by
by
reason
the same
against
a satisfaction of a claim
matter,
subject
against
employee
employee
against
should bar an action
government
act
whose
or omission
government.”).
gave rise to the claim.
2676;
Courts,
Circuit,
§
generally
28 U.S.C.
see
including
United
the Sixth
have
Gilman,
507, 509,
States v.
consistently
U.S.
read
2676 to bar a Bivens
(1954) (“The
against
government
S.Ct.
United
actions,
puni-
transactions,
or for
prior
judgment,
interest
the same
or occur-
course,
plaintiff
may
allowed in
rences.”
damages.
tive
Costs shall be
Of
still
bring
claimant to
claim
pursue
all courts to the successful
Bivens
Carlson,
if
See
judgment.
the same extent as
States
446 U.S. at
United
that such
But
private litigant, except
having
which should Dist. Presumably because 1990). Thus, determination. example, “going for while there erroneously determined force, court it the use of limp” does not involve charge Harris with cause to probable was resisting Impor- arrest. Id. can constitute arrest, failed to consider resisting includes tantly, opinion district court’s be inferred from malice could whether resisting no discussion of what constitutes I would vacate cause. probable absence It is unclear how the district arrest. judgment respect court’s the district appropriately have determined could prosecution of malicious claim to Harris’ support probable cause there was arrest, that issue and remand resisting resisting arrest without ever charge of to consider whether district court for the resisting ar- considering what constitutes grant- inferred and relief should be malice rest under Ohio law. ed. Indeed, factual find- the district court’s notes, pre in order to majority As the its conclusion that ings support do not claim prosecution malicious
vail on a to believe that probable cause there was Ohio, three ele must establish majority in- arrest. The Harris resisted 1) instituting or continu malice ments: court found that the sists that the district 2) probable lack of ing prosecution, resisting officers could “feel” *16 3) cause, prosecu of the termination away they arrested him. pull trying Trussell v. of the accused. tion in favor However, finding of the this was not the St.3d Corp., 53 Ohio Gen. Motors Rather, noted that simply the court court. (1990). (N.E.2d) I will N.E.2d they could the officers that “feel” testified requiring the second begin with element — that Har- resisting, but did not find Harris an absence of to demonstrate actually done so. J.A. at 131. The ris had view, because, my in probable cause— nothing is in also noted that “there wrong, went is the district court night notes from that indicate Caprez’s resisting arrest respect least with to the attempting to resist arrest.” Plaintiff was charge. Id. the facts Probable cause “exists when respect finding court’s actual with The that a cautious and circumstances are such “[although there was that to this issue in the individual would belief be warranted did not struggle, actual Plaintiff was no guilty of the person that accused is ac- willingly the officers or cooperate with charged.” with is offense which he or she to the task force office.” company them Cincinnati, App.3d Norwell v. 133 Ohio added). finding The that (emphasis Id. (1999) (citing 729 N.E.2d inconsistent struggle there no actual is was Hosp., 79 McFinley v. Bethesda Oak testimony they that with both the officers’ 936, 939 App.3d 607 N.E.2d away, and Dist.1992)). pulling could Harris with feel 1App. Ohio Revised Code majority’s assertion that there was resisting from prohibits person 2921.33 a activity pre- which physical evidence of “recklessly force.” State v. arrest or Hendren, delayed arrest. vented or found that Plaintiff questions” supported only by
The district court tine its cooperative arrest- was less than with the that finding “Plaintiff was reluctant to co- ing give officers: operate O’Bryant the information for which he asked.” The court also not have to flea attempted
While he found, however, O’Bryant [sic], did obtain ample evidence to demon- there is all of the requested information and that strate that did not accompany he never raised his voice. willingly. officers to the task force Further- more, Moreover, fully cooperate Harris’ failure to ample there is evidence to cooperate he after he in the demonstrate that did not occurred was task force office, when, being with when according findings the officers he was to the court, questions. asked the addi- already routine In the district he had been tion, there is evidence that Plaintiff if uncooperative Even an arrested. atti- body in a bladed his confrontational answering questions tude in could rise to manner he made and that confrontation- resisting the level of arrest under Ohio al to the officers while law, statements have could not resisted an task force office. had already arrest been effectuated. J.A. at 138. Finally, the district court’s reliance on
Examining each the actions com- “blading” body Harris’ of his is also una- court, plained district in- byof none As with vailing. fully Harris’ failure to “physical volves which activity force or a cooperate answering questions, this ac- arrest,” prevents delays or lan- use the already tion occurred after he had been guage Keegan. None involves interfer- office, arrested and was in task force ing resisting “recklessly or arrest supported and thus could not have by force,” to use the language Moreover, charge resisting arrest. ac- statute. cording the district court’s own descrip- tion, person body, their “[w]hen blades conclusory district court’s assertion they away person they turn from the are accompany Harris did the officers blading body against. their This is done “willingly” support to the task force cannot person body pres- with bladed a finding probable cause that he resisted *17 target of a hit.” J.A. at ents less to 133. undoubtedly unhappy arrest. Harris was that a adopted The fact Harris defensive targeted, followed, at having been and de- perhaps that posture, out of fear he would by entirely tained the DEA when he was by agents, be one of cannot struck the be any drug-related activity, innocent of delayed recklessly have arrest said to his it appears findings from the district court’s byor force. that he that unhappiness communicated to agents, the his to but conduct did not rise emphasize I that the facts of would required the level of for a resistance very those by case are different from cited charge resisting of arrest under law. Ohio in its majority support the of view that a found, As the district court was no there factfinder could conclude that reasonable actual struggle. The fact that Harris did majority resisted As the arrest. not want him in merely puts to be arrested Hansen, notes, pulled away in arrestees, most company of other struggled officers and with from the them. resisting does not constitute arrest. Hansen, *6, at WL 622153 Similarly, Again, *15. in U.S.App. the district court’s conclusion LEXIS 31576 at contrast, that not cooperate Harris “did with the the district court this case being specifically struggle officers when was rou- found no he asked the that took Palshook, plaintiff flung the essence of claim for mali- In becomes place. arresting officer’s mal- prosecution handcuffs of cious for the reason that out at other officers. may and kicked be if probable hands ice inferred cause was Hotel, 651. F.Supp.2d present.”); at v. Clarion Garza Inc., 119 Ohio N.E.2d well, Keegan cites as but majority The (Ohio Dist.1997) (in App. 1 a claim for for, to its help position, is no this case of “[mjalice prosecution, may malicious be in- above, law Keegan interprets Ohio noted from of probable ferred the absence activity pre- which prohibit “physical cause”); John, Canton Provision Co. v. St. an arrest.” N.E.2d delays vents or App. ma- by cases cited 930. other Several Dist.1936) (“If App. probable want of However, jority evidence. involve similar may proven, legal cause is inference be activity pre- which physical no evidence that actuated proceedings drawn were arrest in the delays present vents or malice.”) I remand so would this case instant case. that district could consider view, my a cautious could In individual whether, given Harris’ that demonstration guilty of not have that Harris was believed probable charge was no cause to him there conduct, resisting based on this arrest arrest, resisting an inference of mal- charge probable there was no cause ice is warranted this case. Based on crime, satisfying Harris with that the sec- us, Harris appear the record before would requirement showing of malicious ond law-abiding citizen who im- be was parties stipulated that prosecution. trial, properly denied relief at at least as to resisting not convicted of ar- was prosecution the claim malicious for re- words, that final rest —in he met the other sisting arrest. requirement prosecution for malicious claim, prosecution was which is turn, then, favor. I
terminated in his
the first Harris demon- requirement: charge bringing
strate in the malice
against him. majority’s
Despite skepticism re-
garding presume Harris’ “invitation to malice,” long courts have and re- America, UNITED STATES malice peatedly be inferred held Plaintiff-Appellee, probable cause. In from absence words, probable other absence cause is PUCKETT, *18 Martece Defendant- See, malice, under
evidence of Ohio law. Appellant. e.g., Judy, Melanowski 102 Ohio St. ¶ 1921) (Ohio (“In 360, Syllabus 1 131 N.E. No. 04-5988. prosecution, malicious
an action for of Appeals, United States Court gist want cause is probable Sixth Circuit. proven, legal action. If infer- such be ence proceedings be drawn Argued: May 2005. malice.”); were actuated Sikora Sept. Decided Filed: 2005. Gibbs, N.E.2d Dist.1999) (“Impor- App. tantly, the probable generally lack of cause
