Appellant, Ronald P. Richardson, incarcerated in a Texas prison, brought this civil rights suit, based upon 42 U.S.C. § 1983 1 against his retained attorney who represented him in two criminal actions in Harris County, Texas. Appellant’s complaint, the thrust of which will be discussed below, did not seek release or any other form of modification of confinement, but did seek a declaratory judgment and monetary damages. Appellee, Les Fleming (Richardson’s attorney), filed an answer containing a general denial and a defense of statute of limitations.
On May 27, 1980, the District Court
sua sponte
dismissed Richardson’s suit for failure to state a claim upon which relief can be granted.
2
Relying upon
Nelson v. Stratton,
STANDARD OF REVIEW
In testing the sufficiency of a § 1983 complaint it must be remembered
*368
that the complaint should not be dismissed unless it appears that the plaintiff can prove no set of facts which would entitle him to relief.
Conley v. Gibson,
Keeping this standard in mind, we turn to the content of Richardson’s complaint. In summary, Richardson’s complaint alleges that he retained Fleming to represent him in two criminal actions involving marijuana and that Fleming promised to represent him to the best of his ability. The complaint goes on to state that Fleming breached this promise and that Fleming failed to give Richardson adequate legal representation under Richardson’s plea of not guilty in that Fleming, without the informed consent of his client, stipulated that Richardson was in possession of marijuana, failed to call Richardson to the stand, stipulated to the testimony of the state’s chemist and waived any cross-examination of the chemist, failed to call any witnesses or present any evidence on behalf of Richardson, and falsely represented to the court that Richardson was an agent for the police. Richardson also alleges that Fleming completely failed to prepare any defense whatsoever even though a substantial defense could have been prepared. In addition to these charges of breach of contract and professional malpractice, paragraph 5 of Richardson’s complaint alleges, “ ‘The action on the part of defendant Fleming was part of a well ‘concerted plot’ to deprive plaintiff of his ‘property (money) and his liberty.’ ” In paragraph 8 of his complaint, Richardson further alleges that “Defendant Fleming did set [sic ] with total interest for the state...” A liberal reading of the allegations contained in paragraphs 5 and 8 of Richardson’s complaint, indeed even a fair reading, clearly alleges that Fleming conspired with the prosecution in denying Richardson of his right to adequate legal representation and a fair trial. Richardson’s complaint having alleged a conspiracy between his attorney and the prosecution to deny him his rights, we must now ask whether or not such an allegation states a cause of action under 42 U.S.C. § 1983? We think it does.
As mentioned above, the District Court relied upon
Nelson v. Stratton, supra,
which held there is no § 1983 cause of action against a retained attorney because such an attorney “is not acting under color of state law within the purview of the statute.”
IMMUNITY
The case of
Lewis v. Brautigam,
The extent to which a prosecutor’s immunity might defeat the liability of a private individual with whom the prosecutor had conspired remained unanswered until
Gued-
*370
ry v. Ford,
The rationale of
Guedry v. Ford, supra,
continued as the law in this Circuit
6
until and after
7
the Supreme Court’s decision in
Imbler v. Pachtman,
The trend continued in this Circuit until this Court’s opinion in
Slavin v. Curry,
The contention that a conspiracy existed which deprived the petitioner of rights guaranteed by federal law makes each member of the conspiracy potentially liable for the effects of that deprivation. Liability arises from membership in the conspiracy and from traditional notions that a conspirator is vicariously liable for the acts of his co-conspirators. Liability does not arise solely because of the individual’s own conduct. Some personal conduct may serve as evidence of membership in the conspiracy, but the individual’s actions do not always serve as the exclusive basis for liability. It is therefore not sufficient justification to say that a claim against a particular defendant must be dismissed because that defendant would be immune from liability for his own conduct. Additional inquiry is required to determine whether the immunity extends also to participation in a *371 conspiracy. For example, private individuals may not be held liable under section 1983 for their conduct. See, e. g., Greco v. Orange Memorial Hospital Corporation,513 F.2d 873 , 877-78 (5th Cir.) cert. denied,423 U.S. 1000 ,96 S.Ct. 433 ,46 L.Ed.2d 376 (1975); Hill v. McClellan,490 F.2d 859 (5th Cir. 1974). They may nevertheless be held liable if they conspired with a person who acted under color of state law. Taylor v. Gibson, supra,529 F.2d at 715 .
Following this reasoning, the Court went on to hold that Slavin’s attorney incurred no § 1983 liability in his role as a public defender because no state action was involved. However, the Court held that Sla-vin’s attorney could be held vicariously liable for the actions of other conspirators who might themselves be immune from prosecution. Y/hile not expressly overruling Gued-ry v. Ford, supra, the opinion did subtly stand for the proposition that the color of state law necessary to hold a private co-conspiring individual liable under § 1983 would not be eliminated from the plaintiff’s case simply because one or more of the other co-conspirators, acting under color of state law, were immune themselves from liability under § 1983.
Any uncertainty in this area was clarified in
Sparks v. Duval County Ranch Company Inc.,
a private party involved in such a conspiracy, even though not an official of the State, can be liable under § 1983, “Private persons, jointly engaged with state officials in the prohibited action, are acting ‘under color’ of law for purposes of the statute. To act ‘under color’ of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents...”
Since the
Sparks
decision this Court has directly held that private attorneys alleged to have conspired with immune State officials may be held liable under § 1983.
Hen-zel v. Gerstein,
It is now clear that the doctrine of derivative immunity will no longer operate to defeat the state action requirement necessary to hold Appellee Fleming liable for his alleged participation in a conspiracy to deny Richardson of his rights. 9 We, therefore, hold the District Court erred in dismissing the case against Fleming on this ground. Although the basis underlying the District Court’s dismissal was erroneous, a proper disposition of this case requires us to also examine the area of exhaustion of state remedies regarding Richardson’s complaint.
*372 EXHAUSTION
In determining whether the doctrine of exhaustion of state remedies applies to this case, we must again look to the content of Richardson’s complaint. As we noted earlier the complaint charges professional malpractice, breach of contract and charges a conspiracy to deny Richardson of effective assistance of counsel and a fair trial. Whether or not the breach of contract and professional malpractice claims which might constitute ineffective assistance of counsel are directly actionable under § 1983, or are simply within the District Court’s pendent jurisdiction, remains an open question. 10 However, Richardson’s charges of denial of effective assistance of counsel and a fair trial raise the question of whether 42 U.S.C. § 1983 is an available remedy even though Richardson asks only for monetary damages and in no way seeks to directly challenge the legality or duration of his confinement.
In
Preiser v. Rodriguez,
This unanswered question was squarely faced by this Court in the companion cases of
Fulford v. Kline,
Since the
Fulford
and
Meadows
decisions this Court has applied and clarified their holdings in several cases. For example, in
Conner v. Pickett, 552
F.2d 585 (5th Cir. 1977) we held that, although habeas corpus relief is the exclusive initial cause of action where the basis of the § 1983 claim goes to the constitutionality of the state court conviction, where the plaintiff is no longer in custody, habeas corpus is unavailable and, therefore, the
Fulford-Meadows
doctrine of exhaustion presents no barrier to a § 1983 suit. Other cases since
Fulford
and
Meadows
have consistently held that any § 1983 action which draws into question the validity of the fact or length of confinement must be preceded by exhausting state remedies.
Grundstrom v. Darnell,
It appears that Richardson’s complaint regarding ineffective assistance of counsel and unfair trial fall within the scope of the Fulford-Meadows doctrine in that his allegations, if proven, would go directly to the constitutionality of his confinement. Therefore, this case shall be remanded to the District Court for further proceedings not inconsistent with this opinion.
COLLATERAL ESTOPPEL
As a final matter in this opinion we feel it necessary to briefly discuss a relatively *374 new development in prisoner’s civil rights litigation. Although not a part of this case as it presented itself to us, the affirmative defense of collateral estoppel may very well play a part in this case upon remand and in other similar cases in the future.
Over the past few years a line of authority in this Circuit has held that collateral estoppel may form the basis for defense to a prisoner’s § 1983 complaint wherein the alleged deprivation of rights was litigated in the original criminal trial and might have been challenged in a direct appeal or through a habeas corpus attack on the conviction.
Courtney v. Reeves, supra; Delaney v. Giarrusso, supra; Martin v. Delcambre,
In the recent opinion of
Allen v.
McCurry,-U.S.-,
Or, in the event the criminal defendant has placed those acts in issue in the trial of his case and the jury or court returns a general verdict not necessarily inconsistent with those acts of illegality alleged by the criminal defendant, it would be incumbent upon the § 1983 defendant to affirmatively establish that the jury’s or court’s verdict did in fact necessarily resolve those allegations against the criminal defendant. 17 Cf. Brazzell v. Adams, supra.
*375 In sum, we believe that while collateral estoppel does now exist as an affirmative defense to a § 1983 action, its applicability and sufficiency as an affirmative defense will have to be tested on a case by case basis as it arises in future § 1983 litigation. We intimate no opinion, nor could we on the record before us, as to whether or not the doctrine of collateral estoppel is an appropriate defense in this case.
CONCLUSION
On remand of this case the District Court should determine whether or not Richardson remains in custody. If not, the Ful-ford-Meadows exhaustion requirement places no obstacle to the continuance of Richardson’s suit. On the other hand, if Richardson is in custody, then the Fulford-Meadows exhaustion requirements may be applicable to Richardson’s allegations which indirectly challenge the legality of his confinement — the charges of conspiracy to deprive him of effective assistance of counsel and a fair trial. As to these charges the District Court should inquire and Richardson should present evidence showing whether or not these allegations have been presented in the state courts of Texas either in his direct criminal appeal or in a subsequent state habeas corpus proceeding. If such charges have been presented to the state courts of Texas and resolved, and if Richardson has thereafter exhausted his federal habeas corpus remedies, then the District Court may allow Richardson to proceed with his cause of action.
If however, Richardson’s allegations have not been presented to the state courts in his challenge to his conviction, then Richardson must proceed to present these matters in the state courts (followed by his federal habeas corpus remedies) prior to receiving consideration of them in his § 1983 action for purposes of collecting monetary damages. In the event Richardson is required to proceed in the state courts, the District Court should consider the effects of the Texas statute of limitations in deciding whether to dismiss Richardson’s complaint without prejudice or whether to hold his complaint in abeyance pending state proceedings. Once Richardson has exhausted his state and federal habeas corpus remedies, he may then proceed under § 1983 for those charges of conspiracy to deny him effective assistance of counsel and a fair trial.
As to Richardson’s complaint of breach of contract and professional malpractice, the District Court should determine whether or not it has the jurisdiction to hear such claims under its pendent powers either immediately upon remand or later in the event of a stay pending further state proceedings.
REMANDED for further proceedings not inconsistent with this opinion.
Notes
. 42 U.S.C. § 1983 provides:
Civil action for deprivation of rights. Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
. Appellant does not complain of the Court’s dismissal absent a motion in accordance with Rule 12(b)(6) F.R.C.P. and because of the disposition of this case we find it unnecessary to address this issue.
.
O’Brien v. Colbath,
Hill
v.
McClellan,
United States ex rel. Simmons v. Zibilich,
.
Skipper v. Brummer,
The Supreme Court granted certiorari but, while the case was pending before the Court, new facts emerged concerning whether or not one of the attorneys involved was a licensed attorney. Upon these changed circumstances, the Supreme Court vacated its judgment and remanded the case to this Court which, in turn, remanded the case to the District Court for further proceedings. Although the Supreme Court did not reverse the rationale of this Court in Skipper, the validity of the holding in SKipper is now questionable particularly since the Supreme Court’s decision in Cuyler v. Sullivan (see note 9 infra).
.
Lewis v. Brautigam, supra,
was also the first case in this Circuit to squarely hold that a conspiracy, by persons acting under color of state law, which actually deprives any rights, privileges or immunities secured by the Constitution and the laws may be actionable under 42 U.S.C. § 1983 regardless of a class-based animus which is required for a conspiracy cause of action under 42 U.S.C. § 1985.
See also Nesmith v. Alford,
. See the cases cited in footnote 3.
. In
Humble v. Foreman,
. The immunity of a prosecutor has been clarified or extended in
Bruce
v.
Wade,
However, prosecutorial immunity has been negated or qualified in
Lewis v. Brautigam, supra,
(coercing a not guilty plea to a plea of guilty);
Madison v. Purdy, supra,
(conspiracy to manufacture charges in order to deny equal protection and due process of law);
Slavin v. Curry,
. Because Richardson’s complaint adequately alleges a denial of his rights based upon “state action” via a conspiracy between his attorney and the state prosecutor, and because the proper disposition of this case would not otherwise be affected, we do not reach the provocative issue of whether or not “state action” is involved in a § 1983 cause of action when the state obtains a criminal conviction of a defendant represented by ineffective counsel. In
Cuyler v. Sullivan, 446
U.S. 335,
. In the recent case of
Parratt v.
Taylor, -U.S. -,
. The rationale of the
Preiser
case had already been articulated by this Court in
Shank v. Spruill,
. In
Wolff v. McDonnell,
. See the dissenting panel opinions of Judge Tuttle,
. Meadows’ § 1983 complaint also sought damages for deprivation of civil rights due to prison conditions. To the extent these claims were unrelated to his plea of guilty, he was allowed to proceed with these claims on remand.
. It has previously been held that Article 5535, Tex.Rev.Civ.Stat.Ann. (Vernon’s Supp.1979) tolls the two year statute of limitations in § 1983 actions for prisoners.
Campise v. Hamilton,
. The Supreme Court’s cautious application of collateral estoppel to a § 1983 complaint is consistent with this Court’s prior statements giving detailed consideration to the issue. As Judge Tjoflat noted in
Meadows v. Evans, supra,
collateral estoppel will be allowed “if the legality of the arrest or search was previously litigated in the context of a criminal proceeding” and those issues “were necessarily resolved against” the defendant.
. An obvious example of such a situation might occur where a confession is coerced or tortured from a criminal defendant and the issue of voluntariness of the confession is placed before the jury by the defense but sufficient evidence, unconnected or untainted by the confession, exists to convict the defendant. *375 The jury might well believe the confession to have been illegally obtained and have excluded it from their consideration pursuant to a Jackson v. Denno instruction, yet might consistently find the other evidence sufficient to convict the defendant.
