Petitioner Neyland appeals the district court’s denial of his habeas corpus petition under 28 U.S.C. § 2254 challenging his Louisiana conviction, pursuant to his plea of guilty, of armed robbery and the related enhancement of his sentence under the Louisiana multiple offender statute. Neyland claims his plea of guilty was constitutionally invalid because the state trial court did not specifically inform him of his rights to a jury trial or against compulsory self-incrimination. He attacks his sentence enhancement primarily by asserting that his counsel’s admissions made in that regard were the functional equivalent of a plea of guilty and were not accompanied by the admonitions required by
Boykin v. Alabama,
Facts and Proceedings Below
Petitioner Ronald Neyland, represented by counsel, pleaded guilty to three counts of armed robbery in Louisiana state court
The judge explained the charges to Neyland and asked him if he understood them, to which petitioner replied that he did. The judge also asked petitioner if he had been coerced or threatened into pleading guilty. Petitioner replied in the negative.
The judge then told petitioner that if he accepted petitioner’s guilty plea, he would sentence petitioner to twenty-five years on each count, the sentences to run concurrently. In addition, the judge told Neyland that if the State charged petitioner as a multiple offender, “as you probably will be by the state,” he would sentence Neyland to thirty-three and a third years on each count, each to be concurrent and with credit for time served. 2
The judge then asked petitioner if he was pleading guilty “because you are in fact guilty,” to which petitioner replied affirmatively. In response to the court’s inquiry, Neyland also stated that apart from the sentence as discussed by the judge he had not been promised anything to induce him to plead guilty. The judge then ascertained that Neyland was satisfied with his counsel. The judge showed Neyland the guilty plea form bearing his signature and asked Neyland if he had signed it, and Neyland stated that he had. 3 The judge then ascertained that Neyland understood the form. The judge thereupon accepted the guilty plea and sentenced petitioner to twenty-five years on each count, with the sentences to run concurrently. The State announced it would file a “multiple bill.” The court then stated, “The matter is set down for hearing on the Multiple Bill on August 10. Mr. Neyland, you’ll be returned to Court____ Do you understand everything, Mr. Neyland?”, to which Neyland replied, “Yes, Sir.” The hearing then concluded.
On August 10, 1977, the State filed a multiple bill against petitioner based on a 1974 forgery charge in Texas to which petitioner had pleaded guilty. A hearing on the multiple bill, though initially set for August 10, was held August 26, 1977. Apparently there is no transcript of that hearing available.
4
The minute entry shows
Petitioner filed a habeas petition with the Criminal District Court, Orleans Parish, on July 28, 1982. The criminal district court denied the petition without an evidentiary hearing on August 24, 1982. Petitioner then filed a habeas petition with the Louisiana Supreme Court, which denied the petition without hearing or opinion on June 3, 1983. After rejection by the Louisiana courts, petitioner filed the present petition for writ of habeas corpus with the United States District Court for the Eastern District of Louisiana. The district court, after examining the State record and the pleadings of the parties in the present proceeding, entered an order and reasons rejecting Neyland’s claims and dismissed the petition. This appeal followed.
Discussion
Neyland claims that he is entitled to habeas relief based on constitutional violations at the guilty plea hearing and at the multiple offender hearing. He alleges that his guilty plea was not voluntary because the requirements of
Boykin v. Alabama,
I. Guilty Plea
The United States Supreme Court has held that a guilty plea involves the waiver of several federal constitutional rights including the privilege against self-incrimination, the right to trial by jury, and the right to confront one’s accusers.
Boykin v. Alabama,
The record in the August 4, 1977 guilty plea hearing affirmatively shows that petitioner’s plea was knowing and voluntary. He was represented by counsel and was satisfied with the representation. The guilty plea form signed by petitioner and initialed after each statement, and likewise signed by his counsel, indicates that petitioner understood that he was waiving his rights to trial and appeal, that he had not been forced or intimidated into making the plea, and the maximum possible sentence. In the plea colloquy, the trial judge explained what was specifically charged in each of the three counts and told petitioner; that on each of the three counts to which he was pleading guilty he had a right to trial, to call witnesses on his behalf, and to cross-examine the State’s witnesses, and that by pleading guilty he waived those rights. In addition, the judge informed petitioner that he waived his right to appeal by pleading guilty. He further informed petitioner of the minimum and maximum possible sentences, and the fact that any sentence would be without the benefit of parole, probation, or suspension of sentence, and the actual sentence he would receive if he pleaded guilty. The court
Petitioner claims that because the Louisiana courts have held that the three
At oral argument, petitioner claimed an equal protection violation, asserting that the Louisiana Supreme Court would normally have granted the writ but that in this instance the court simply “missed it,” likely due to case overload. There is no claim that any unjustifiable standard or classification formed the basis of the Louisiana Supreme Court’s failure to grant habeas relief in Neyland’s case. Plainly, no cognizable equal protection claim is stated. Petitioner’s argument would automatically make every state law “violation” by any state official a violation of the federal equal protection clause (unless the state
always
violated its own law and
always
did so in the same way, in which case violation of law would seem a misnomer). That will not do.
See Stern v. Tarrant County Hospital District,
II. Multiple Offender Hearing
Neyland alleges three aspects of the multiple offender hearing that he claims entitle him to habeas relief. First, he asserts that the trial court did not ascertain whether the admissions of his counsel at the multiple offender hearing were intelligently and voluntarily given, and that the procedure followed was not in compliance with the Louisiana habitual offender statute. Second, he complains the Louisiana trial court did not affirmatively determine whether the prior conviction in Texas was a felony under Louisiana law. Third, that the Louisiana trial court erred by not determining whether the Texas guilty plea was intelligently and voluntarily given.
A. Admission of the prior felony
The multiple offender hearing was held twenty-two days after the guilty plea hearing. Petitioner was represented by the same counsel at the multiple offender hearing as at the guilty plea hearing. There is no transcript of the multiple bill hearing, so we do not know what rights petitioner was advised of in that proceeding. The minute entry states that petitioner, “through his counsel, admitted the allegations contained in the multiple bill” and that the court found petitioner to be a second time felony
Petitioner contends that because the multiple offender hearing resulted in an increased penalty, his counsel’s admissions are the functional equivalent of a guilty plea such that under Boykin there must be an affirmative showing in the record that the defendant knowingly and intelligently admitted that he was the defendant in the previous felony. It is not claimed that counsel’s admissions were unauthorized by petitioner, or that counsel was ineffective. Although this Circuit has never addressed the question of whether the admission of prior felonies in a- recidivist hearing is the functional equivalent of a guilty plea, three other Circuits have addressed the issue. Petitioner points out that each of these Circuits has held that admissions at a recidivist hearing are the equivalent of the guilty plea. However, each of the cited decisions deal with situations that differ materially from petitioner’s.
The Ninth Circuit in
Wright v. Craven,
The Eighth Circuit applied the
Wright
reasoning in
Cox v. Hutto,
The Third Circuit, in
Government of the Virgin Islands v. George,
Where admissions of prior convictions are made by counsel at a state multiple bill proceeding closely related, temporally and functionally, to a proper and counseled pri- or guilty plea, we believe that there is much to recommend an approach for purposes of federal habeas relief which resolves the validity of such admissions under an effective assistance of counsel analysis rather than under the standards ordinarily applicable to accepting guilty pleas. Here there is neither any claim nor anything in the record which suggests that Neyland’s counsel rendered him less than effective assistance.
In any event, the totality of the circumstances here indicates that petitioner was aware of the consequences of his counsel’s admission at the recidivist hearing and that his right to due process was not violated.
Petitioner also alleges that the trial court failed to comply with the requirements of La.Rev.Stat.Ann. § 15:529.l.D, which provides that: The Louisiana courts have interpreted this provision to require the record to affirmatively show that the defendant was advised of his rights in open court.
State v. Vincent,
“[T]he court in which the subsequent conviction was had shall cause the person, ... to be brought before it and shall inform him of the allegation contained in the information and of his right to be tried as to the truth thereof according to law and shall require the offender to say whether the allegations are true. If the judge finds that he has been convicted of a prior felony or felonies, or if he acknowledges or confesses in open court, after being duly cautioned as to his rights, that he has been so convicted, the court shall sentence him to the punishment prescribed in this Section.” (Emphasis added.)
B. Failure to determine if prior conviction was felony under Louisiana law
Petitioner complains that the Louisiana trial court erred because its minute entry does not show that the court specifically determined that the offense involved in the prior Texas conviction would have been a felony in Louisiana. The Louisiana Habitual Offender Law requires that the crime used to enhance the sentence be one which, if committed in Louisiana, would be a felony. La.Rev.Stat.Ann. § 15:529.l.A. Petitioner admits, however,, that the crime to which he pleaded guilty in Texas would in fact have been a felony if committed in Louisiana. The above-mentioned record of the Texas conviction shows it was for forgery, was a felony, and resulted in a three-year penitentiary sentence. Forgery is a felony under Louisiana Law. La.Rev.Stat.Ann. §§ 14:2(4); 14:72.
See State v. Baxter,
C. Constitutionality of prior Texas guilty plea
Petitioner claims that because there was no evidence in the record that he waived his right against compulsory self-incrimination in the Texas proceeding, the Texas guilty plea is not shown to be constitutionally valid. However, the Texas judgment recites that: (1) defendant appeared in court with his counsel, (2) waived his right to trial by jury and his right to confrontation and cross-examination. This amounts to sufficient
prima facie
proof of its constitutionality. The Louisiana courts have held that when a foreign judgment of conviction indicated that the defendant was represented by counsel, that his plea of guilty was voluntary, and that the defendant was aware of its consequences, the conviction’s constitutional validity was sufficiently shown.
State v. Bernard,
Conclusion
Petitioner’s due process rights were protected in the guilty plea hearing since the court met the federal standard for due process under Boykin. Petitioner was not denied due process in the multiple offender hearing since he received adequate warnings in the shortly preceding guilty plea hearing, which anticipated the multiple bill proceeding, and was represented by the same counsel, whose effectiveness has not been challenged, at both.
The judgment of the District Court is affirmed.
AFFIRMED.
Notes
. See notes 3 and 5, infra.
. Under the Louisiana Habitual Offender Law, imprisonment for the second felony (if otherwise punishable by imprisonment for less than life) “shall be for a determinate term not less than one-third the longest term and not more than twice the longest term for a first conviction.” La.Rev.Stat.Ann. § 15:529.1.A.(1) (West 1981). Since the maximum sentence for armed robbery is ninety-nine years, La.Rev.Stat.Ann. § 14:64 (West 1974), the habitual offender statute required the judge to assess a minimum sentence of thirty-three years; the maximum would be 198 years.
. In the possible sentence blank in the form there is the following handwritten statement, with Neyland's initials beside it:
"99 yrs. at hard labor and if multiple billed 198 yrs. at hard labor on each of the 3 counts.”
The form acknowledges that Neyland’s attorney engaged in plea bargaining on his behalf with his permission, and that he was satisfied with his attorney. It reflects that he is charged with armed robbery, that the plea waives the right to trial and appeal, and that the accused understands the charges and is pleading guilty voluntarily because he is guilty and not because of threats and intimidation or promises. It is signed by Neyland, his attorney, and the judge.
. There is a reference in the record to a transcript of the hearing; however, the State has informed this Court that the court reporter can find no notes from the hearing.
. The pertinent part of the plea colloquy, following the court’s explanation of the charges and Neyland's acknowledgement that he understood, is as follows:
"THE COURT: Do you understand, Mr. Neyland that you are pleading guilty to three separate counts of armed robbery?
"MR. NEYLAND: Yes, Sir; I do.
"THE COURT: Now, Mr. Neyland, as to each of these counts, you are entitled to a trial. You would have a right to call witnesses on your own behalf and you would have a right to confront and to cross examine any witnesses that would be presented against you by the State. But by entering this Guilty Plea, you give up your right to trial on all three counts. Do you understand that?
"MR. NEYLAND: I understand that, Sir.
"THE COURT: Also; if you went to trial on any one or all three of these counts, and you were found guilty on any one, or all three of these counts, you would have appeal rights— you could take your case to a higher court for review. But by entering this guilty plea, you give up your appeal rights. Do you understand that?
"MR. NEYLAND: Yes, Sir.
"THE COURT: Further; the maximum sentence that can be imposed in this case is up to ninety-nine years on each one of these three counts. You understand that?
“MR. NEYLAND: Yes, Sir.
“THE COURT: And the minimum sentence on each one of these counts is five years. Do you understand that?
“MR. NEYLAND: Yes, Sir.
"THE COURT: And any sentence that is imposed by this Court, is without the benefit of probation, parole or suspension of sentence. Do you understand that?
"MR. NEYLAND: Yes, Sir.
"THE COURT: Now; has anyone forced you, threatened you or coerced you in any manner so that you would enter this Guilty Plea?
"MR. NEYLAND: No, Sir.
“THE COURT: You understand that 1 have discussed this case with your attorney and with a representative of the State of Louisiana, and we have determined that if you enter and I accept these guilty pleas, that I will sentence you to twenty-five years on the first count, second count and third count, all to run concurrently; and that if you are multiple billed, as you probably will be by the State, charged as a multiple offender, l will sentence you on the first count to thirty-three and a third years, the second count to thirty-three and a third years, and the third count to thirty-three and a third years, with credit for time served, all to run concurrently; do you understand that?
"MR. NEYLAND: Yes, Sir.
“THE COURT: Now; do you have any objection to that having been discussed and determined, as of this time?
"MR. NEYLAND: No, Sir.
"THE COURT: Now; are you pleading guilty to all three counts in this Bill of Information, because you are in fact guilty?
"MR. NEYLAND: Yes, Sir.
"THE COURT: Other than what we’ve just discussed, has anyone promised you anything or induced you in any manner so that you would enter this guilty plea?
"MR. NEYLAND: No, Sir.
“THE COURT: Are you satisfied with the handling of your cases by your attorney and the Court?
"MR. NEYLAND: Yes, Sir.
“THE COURT: Your lawyer has submitted to me this plea of guilty form; would you look at this please.
“(DEFENDANT DOING SO)
"THE COURT: Mr. Neyland, did you sign that?
"MR. NEYLAND: Yes, Sir, Your Honor, I did. "THE COURT: And do you feel that you understand what you have signed?
"MR. NEYLAND: Yes, Sir, Your Honor, I do.
"THE COURT: Let the plea of guilty form be filed in the record. There is a basis in fact for this — for the guilty pleas to each of the three counts. And the pleas of guilty to each of the three counts are now accepted and recorded.” (Emphasis added).
. Insofar as federal cases are concerned, this statement of course does not address the re
. In
Cancino
v.
Craven,
. Although Cox’s counsel had stipulated to four prior felonies, only three were required to support the enhanced sentence.
. The Eighth Circuit noted that Arkansas requires the state to establish that the defendant either received effective assistance of counsel or validly waived such counsel in the previous con
. The printed portion of the Texas judgment states that Ronald Neyland appeared with counsel and waived his right to trial by jury. The form further states:
“The Defendant was admonished by the Court of the consequences of the said plea, and the Defendant persisted in entering said plea; and it plainly appearing to the Court that the Defendant was sane and that he was uninfluenced by any consideration of fear, or persuasion, or delusive hope of pardon prompting him to confess his guilt, the said plea was accepted by the Court and is here entered of record upon the minutes. The Defendant, having in open court ... waived the appearance, confrontation, or cross-examination of witnesses, consented to the stipulation of evidence and to the introduction of testimony by affidavits, written statements of witnesses, and any other documentary evidence and such waiver and consent having been approved by the Court in writing and filed in the papers of the cause, the plea of the Defendant was received and entered of record upon the minutes.”
The certificate form also reflects that a photograph and fingerprints of Ronald Neyland are attached. While these are not contained in the copy of the state record which was furnished the district court below, it is not claimed that they were not filed.
. We need not, and do not, determine what the result here would be if petitioner at the guilty plea hearing had been advised neither of the maximum sentence possible, nor of the sentence he would receive, if multiple billed.
. The judge likely made this determination, but since there is no transcript of the proceedings we cannot know for certain.
. There is no allegation that the recitals in the Texas judgment are in fact false. There is no allegation that the Texas counsel was ineffective. Nor, as previously noted, is there any allegation that Neyland's Louisiana counsel, who represented him at both his guilty plea and multiple bill hearings, was ineffective.
