Ronald E. Stevens, Individually and as Guardian of the Person and Estate of Bradley Edwin Stevens, a Disabled Person v. Richard UmstedRonald E. Stevens, Individually and as Guardian of the Person and Estate of Bradley Edwin Stevens, a Disabled Person v. Richard Umsted
Rоnald E. Stevens (“Stevens”), both individually and as guardian of his son, Bradley Edwin Stevens (“Bradley”) brought an action for damages pursuant to
I. BACKGROUND
Bradley attended ISVI, located in Jacksonville, Illinois, as a full-time residеnt student from at least 1984 through 1994.
1
ISVI is operated by the Illinois Department of Rehabilitation Services under the Disabled Persons Rehabilitation Act “for the education of children with visual and hearing handicaps who are unable to take advantage of the regular educational facilities provided in the community_” 20 Ill. Comp. Stat. Ann. 2405/10(a); 20 Ill. Comp. Stat. Ann. 2405/3(e); Ill. Admin. Code, tit. 89, § 750.10. The school offers instructional programs for students between the ages of 5 and 21, whose primary exceptional characteristic is a visual impairment or for individuals who are “deaf-blind.” Ill. Admin. Code, tit. 89," §§ 755.40, 765.10(b). ISVI also maintains programs for students with secondary disabilities, including deficits in essеntial learning processes, deficits in intellectual development and mental capacity, and affective disorders or adaptive behavior which restricts effective functioning. Ill. • Admin. Code, tit. 89, § 765.10(d). However, ISVI provides programs for these secondary disabilities only if the disabilities are “not so severe that the needs of the student cannot be met appropriately by the State School.-” Ill. Admin.
During the period Bradley attended ISVI, Umsted was the superintendent of the school. At the school, Bradley was subjected to numerous sexual assaults by an unidentified student or students of the facility. At some point not alleged, Umsted became aware of the sexual assaults. Even after Umsted had actual knowledge of the assaults, additional attacks of a sexual nature were perpetrated against Bradley. As a result of the assaults, Bradley suffered physical and emotional harm, and incurred medical expenses.
On June 12,1995, Stevens filed a complaint alleging that Umsted had a duty to protect Bradley from further assaults and that Umsted’s failure to do so violated Bradley’s Fourteenth Amendment due process rights. Umsted moved to dismiss the complaint pursuant to
On appeal, Stevens argues that Bradley’s substantive due process rights were violated by Umsted’s failure to protect Bradley from further assaults after he had knowledge of prior attacks, and'Umsted’s allowance of an environment permitting sexual assaults. Stevens also argues that Ümsted is not entitled to qualified immunity. In addition, he raises for the first time in this appeal, that a duty to protect an individual from other private citizens may have arisen because the state created the danger. We affirm.
II. DISCUSSION
A. Duty to Protect Under § 1988
“This court reviews a district court’s decision to dismiss a complaint for failure to state a claim de novo.”
Conover v. Lein,
“To state a claim under
The central ease defining government liability under the United State Constitution, for acts committed against individuals by private actors is
DeShaney v. Winnebago County Dept. of Soc. Services,
In
DeShaney,
the Supreme Court made clear that the Fourteenth Amendment does not require the government to prevent private citizens from harming each other. “[Njothing in the language of the Due Process Clause itself requires the State to protect the life, liberty, and property of its citizens against invasion by private actors.”
DeShaney,
Stevens’s complaint was void of any allegations that government action deprived Bradley of his constitutional rights. Stevens also did not allege that Umsted, or any other agent or employee of the state of Illinois, had sexually assaulted Bradley. The complaint stated that Bradley had been assaulted numerous times by “a fellow studеnt or students of [the] facility.” (R. 14 at 2.) As the complaint alleges action by private individuals and mere inaction on the part of the government (Umsted), it appears that Bradley has not been denied a constitutional right; however, DeShaney and its progeny have defined exceptions to the no duty to protect rule which Stevens asserts are applicable in this case.
B. Exceptions to No Duty■ to Protect
In
DeShaney,
the Court recognized two circumstances in which a state would have an affirmative constitutional duty to protect private citizens from each other. These two exceptions, discussed below, are when a state takes a person intо “custody,” confining him against his will, and when the state creates the danger or renders a person more vulnerable to an existing danger.
DeShaney,
1. Custody Exception
In
DeShaney,
the Supreme Court recognized “that in certain limited circumstances the Constitution imposes upon the State affirmative duties of care, and protection with respect to particular individuals.” Id., “Initially, affirmative obligations to protect certain citizens grew out of prison situations, in which the state deprived prisoners of the libеrty to eare for themselves,
see Estelle v. Gamble,
The rationale for this principle is simple enough: when the State by the affirmative exercise of its power so restrains an individual’s liberty that it renders him unable to care for himself, and at the same time fails to provide for his basic human needs — e.g., food, clothing, shelter, medical care, and reasonable safety — it transgresses the substantive limits on state action set by the Eighth Amendment and the Due Process Clause. The affirmative duty to protect arises not from the State’s knowledge of the individual’s predicament or from its expressions of intent to help him, but from the limitation which it has imposed on his freedom to act on his own behalf. In the substantive due process analysis, it is the State’s affirmative act of restraining the individuals freedom to act on his own behalf — through incarceration, institutionalization, or other similar restraint of personal liberty — which is the “deprivation, of liberty” triggering the protections of the Due Process Clause, not its failure to act to protect his liberty interests against harms inflicted by other means.
Id.
at 200,
DeShaney
holds that a constitutional duty to assume some responsibility for an individual’s safety and general well-being is created when the state takes an'individual into “custody” and holds the individual there “against his will.”
Id.
at 199-200,
Since
DeShaney,
we have found several situations that entail a degree of restraint on an individual’s personal liberty that make them sufficiently similar to the situations of incarceration and institutionalization, thereby creating a constitutional duty to protect. We held in
K.H., Through Murphy v. Morgan,
In reliance on
K.H., Through Murphy,
and
Camp,
Stevens argues that Umsted had a constitutional duty to protect Bradley because he was in state custody or because the
Following
DeShaney,
the federal appellate courts have generally agreed that public schools are not liable for injuries to one student caused by another.
Sargi v. Kent City Bd. of Educ.,
Walton v. Alexander,
Walton’s willful relinquishment of a small fraction of liberty simply is not comparable to that measure of almost total deprivation experienced by a prisoner or involuntarily committed mental patient. Nor do the facts establish that the state, through its affirmative acts, held Walton at the School involuntarily and against Ms will. To the contrary, the record shows that Walton attended this school voluntarily with the option of leaving at will, an option that was never withdrawn.
In this case, the district court concluded that it could not rely upon
Walton’s
volun-tariness distinction, stating that we had discredited it in
Camp.
In
Camp,
we stated that “[w]e are unwilling to decree that simply because [a family member and guardian of the child], as opposéd to the state, initiated the transfer of guardianship, under no set of facts could a state official be liable for a subsequent deprivation of due process.”
Camp,
This ease is also easily distinguishable from
K.H., Through Murphy,
as that case involved a child that the state removed from her parents and then placed with foster parents that the state knew had a propensity to be abusive. In
K.H., Through Murphy,
we approvingly noted to
Milburn by Milburn v. Anne Amndel Cоunty Dept. of Soc. Services,
2. State Created Danger Exception
We have also interpreted
DeShaney
as creating a second exception to the no duty to protect individuals from actions of private actors rule. We have stated that
DeShaney
“leaves the door open for liability in situations where the state creates a dangerous situation or renders citizens more vulnerable to danger.”
Reed,
Stevens admits that he failed to press the state created danger argument before the trial court. In response, Umsted argues that as Stevens did not present this issue before the district court it is waived and should not be considered on appeal.
Ortiz v. John O. Butler Co.,
In his reply brief, Stevens argues that, although the state created danger exception would have been waived had the district court ruled on summary judgment, the argument is not waived because this is an appeal of a dismissal for failure to state a claim. To support this assertion, he cites to
Highsmith v. Chrysler Credit Corp.,
In most circumstances a litigant who fails to raise an argument until his reply brief will be deemed to have waived that argument. Wilson v. O’Leary,895 F.2d 378 , 384 (7th Cir.1990). This case is before us, however, on a motion for dismissal pursuant toRule 12(b)(6) . The inquiry we are faced with is whether the рlaintiff can prove any set of facts to support his allegation. Conley v. Gibson,355 U.S. 41 , 45-46,78 S.Ct. 99 , 101-02,2 L.Ed.2d 80 (1957). This court has held that when reviewingRule 12(b)(6) motions, we will consider new factual allegations raised for the first time on appeal provided they are consistent with the complaint. See Hrubec v. National R.R. Passenger Corp.,981 F.2d 962 , 963-64 (7th Cir.1992) (holding that a plaintiff may attempt to survive aRule 12(b)(6) motion by adding essential new facts in a brief on appeal); Dawson v. General Motors Corp.,977 F.2d 369 , 372 (7th Cir.1992) (holding that a plaintiff may present unsubstantiated factual allegations on appeal, “provided [they are] consistent with the complaint, to show that the complaint should not have been dismissed.”). “This rule is necessary to give plaintiffs the benefit of the broad standard for surviving aRule 12(b)(6) motion....” Dawson,977 F.2d at 372 .
Stevens reiterates that the complaint alleged that Umsted both failed to remove the perpetrators of the sexual assaults and failed to place Bradley in a residential facility offering a more secure environment. He argues that these facts adequately demonstrate that he can plead a cause of action based upon the state created danger exception.
Even if Stevens had not waived the state created danger exception “[i]naction by the state in the face of a known danger is not enough to trigger the obligation [to protect private citizens from each other]”
Reed,
Stevens makes much of the fact that Um-sted failed to follow procedures: in the lili-
The peoplе of [Illinois] may well prefer a system of liability which would place upon the State and its officials the responsibility for failure to act in situations such as the present one. They may create such a system, if they do not have it already, by changing the tort law of the State in accordance with the regular lawmaking process. But they should not have it thrust upon them by this Court’s expansion of the Due Process Clause of the Fourteenth Amendment.
DeShaney,
The facts in this case are sad and troubling, for it is еvident that Bradley was repeatedly sexually assaulted, even after Umst-ed had actual knowledge of the assaults. However, the only issue before us is whether Umsted had a constitutional duty to protect Bradley, not whether there is any remedy available to Bradley for the grievous and deplorable harm he endured. In fact, although it was not disclosed to this court until oral argument, there is currently a pending parallel action in the Illinois Court of Claims.
C. Qualified Immunity
We also conduct a de novo review of a district court’s finding of qualified immunity.
Williams v. Ramos,
A qualified immunity defense is normally presented on summary judgment, but can also be presented in a motion to dismiss.
Wilson v. Formigoni,
The district court astutely noted that the complaint does not specify whether Umsted is being sued in his individual or official capacity. A
However, the fact that a complaint does not state the capacity under which the defendant is being sued is not conclusive that it is only in the defendant’s official capacity.
Conner v. Reinhardt,
Once again, Stevens’s argument is primarily based on his assertion that Umsted failed to follow the Illinois Administrative Code. However, although the violation оf state laws may provide for a remedy in a state tort action, they do not clearly establish a violation of a constitutional right as required for a
Stevens also argues that “the right of an individual to be free from abuse while institutionalized has existed since at least 1982.” To support this assertion he cites to
Youngberg,
III. CONCLUSION
We affirm the district court’s dismissal of Stevens’s complaint pursuant to
Affirmed.
Notes
. Although the amended complaint .does not specify the age at which Bradley was admitted to ISVI, Stevens’s Memorandum of Law in Opposition to Motion to Dismiss states that Bradley was seven years old at the time of his admission. (R. 11 at 1.) The amended complaint states that Bradley is an adult, however we can infer that Bradley was a child for at least most of his 10 year residency at ISVI because they only allow students between the ages of 5 and 21 to attend. Ill. Admin. Code, tit. 89, § 755.40.
. Under the current Illinois Administrative Code the school district that the child resides in must make the application for admission to the ISVI. III. Admin. Code, tit. 89, § 755.25(a)(1). However, under the 1985 Administrative Code, it was preferred that the school district apply, but applications directly from the child’s parent or legal guardian were also accepted. Ill. Admin. Code, tit. 89, § 755.90 (1985). Then, as now, it was required that all applications were signed by the child's parent or guardian. The complaint does not state the manner in which Bradley’s application was submitted.
. After August 19, 1988, the state would have to discharge a child upon the request of a parent.
. In
Spivey v. Elliott,