On June 9, 1978, a jury in a Wisconsin trial court found the petitioner, Ronald Dennis Fencl, guilty of first degree murder. Mr. Fencl was sentenced to life imprisonment. The judgment and order were appealed to the Wisconsin Court of Appeals. That court certified the questions presented to the Wisconsin Supreme Court, and the Supreme Court affirmed the trial court’s judgment.
State v. Fencl,
I
Background
The Wisconsin Supreme Court summarized the facts underlying Mr. Fencl’s conviction as follows:
Debra Sukowaty disappeared on September 24, 1977. On October 1, 1977, the police received a purse containing Sukowaty’s identification and several other items which were found in a plastic bag in a nearby river. Among the items contained in the bag was a parking ticket, traceable to Ronald Fencl’s car. Detective Geigel of the Two Rivers Police Department visited Fencl that same day to inquire about Sukowaty. Fencl stated that he did not know Sukowaty or anything about the items found in the river.
At approximately 4 p.m. on October 2, 1977, Geigel again visited Fencl. At this meeting Fencl told Geigel that he wanted to talk to his attorney and that he would get back to him. Half an hour later Fencl went to the police station. He told Geigel that he had found the items in his car and threw them into the river in order to avoid any trouble with the police. Geigel had to cut their conversation short because he received a call informing him that a body had been found in a nearby gravel pit. Fencl agreed to meet with him later that evening. In the meantime, the body was identified as Su-kowaty. The police then impounded Fencl’s car.
At 7 p.m. that same day, Fencl returned to the police station with his attorney, Steven Alpert. Fencl said nothing. His attorney spoke to Geigel only to ask why Fencl’s car had been impounded. Two Manitowoc Police Department detectives talked to Fencl and gave him his Miranda rights. Fencl was allowed to leave while the investigation continued. On November 4,1977, a criminal warrant was issued charging Fencl with first-degree murder. He was arrested the next day. Alpert represented Fencl until just after the preliminary hearing. At that time new counsel was substituted because it appeared that Alpert might be called as a witness against Fencl.
During the trial the state made several references to Fencl’s pre- and post-Miranda silence. In his opening statement the district attorney referred to the 4 p.m. meeting on October 2, 1977, between Detective Geigel and Fencl. He said that Fencl did not want to answer too many questions and that Fencl wanted to talk to his attorney. Detective Geigel also testified about this statement. Geigel testified three times about his 7 p.m., October 2, 1977, meeting with Fencl and Alpert. Each time Geigel indicated that Fencl said nothing. In his closing argument the district attorney once again referred to the 4 p.m. meeting of October 2, 1977, between Geigel and Fencl when he stated:
“He [Geigel] said as long as you’re not mixed up in the disappearance of Debbie Sukowaty we’re not interested in prosecuting. As long as your [sic] not interested. As long as you’re not involved in Sukowaty’s disappearance, that’s alright [sic]. We’re not interested in prosecuting you. He made that quite clear. At that point Fencl said that he wanted to talk to his lawyer, so Geigel left.”
The jury found Fencl guilty of first-degree murder, and the court sentenced him to life imprisonment. Fencl moved for a new trial on September 4, 1979. During a hearing on this motion, it was revealed that Fencl’s first attorney, Alpert, had engaged in some questionable practices in connection with his representation of Fencl. Nevertheless, the court denied Fencl’s motion for a new trial by order entered October 27, 1980. Fencl’s appeal of the judgment and the order was certified by the court of appeals and *763 accepted by this court pursuant to sec. 809.61, Stats.
Fencl,
II
The District Court Opinion
The district court set forth the facts as found by the Wisconsin Supreme Court and determined that those findings were fairly supported by the record and adequate to rule on the issues presented.
A.
The district court first addressed Mr. Fencl’s submission that the prosecution’s references to his silence during questioning violated his fifth amendment right against self-incrimination, his sixth amendment right to assistance of counsel, and his fourteenth amendment right to due process. These references, which totaled six in number, took place during opening and closing arguments and during the prosecution’s case-in-chief through the testimony of Detective Geigel. The court addressed separately those references to Mr. Fencl’s silence that occurred after Miranda warnings had been given and those references that occurred before those warnings had been given.
The court first turned to
post-Miranda
events. Relying on
Wainwright v. Greenfield,
The district court next considered whether references to Mr. Fencl’s prearrest, pre-
Miranda
silence violated his right not to incriminate himself under the fifth amendment. The district court noted that prear-rest silence may be used to impeach the credibility of a defendant who offers an exculpatory story when he testifies at trial.
See Fletcher v. Weir,
The district court then considered whether the references to Mr. Fencl’s prearrest silence constituted harmless error. In order to determine whether the references constituted harmless error, the district court considered five factors: 1) the intensity and frequency of the references, 2) which party elected to pursue the line of questioning, 3) the use to which the prosecution put the silence, 4) the trial judge’s opportunity to grant a motion for a mistrial or to give a curative instruction, and 5) the quantum of other evidence indicative of guilt.
See Phelps v. Duckworth,
B.
The district court then addressed the second claim raised by Mr. Fencl — whether ineffective assistance by his pretrial counsel rendered his trial fundamentally unfair in violation of his due process rights. The district court decided that because most of the conduct complained of by Mr. Fencl had occurred prior to the initiation of adversary judicial proceedings, the sixth amendment right to counsel did not attach. The only conduct alleged by Mr. Fencl that violated his sixth amendment right to counsel that occurred after adversary proceedings had been initiated was defense counsel’s alleged plan to write a book about the murder. Mr. Fencl also claimed that defense counsel tried to sell information to the district attorney. The district court found that Mr. Fencl did not show how this alleged conflict undermined the reliability of any proceedings prior to the defense counsel’s withdrawal from the trial nor could the court find any mention of the book or sale of information in the transcript. The court accordingly held that Mr. Fencl had not met his burden of showing ineffective assistance of counsel under the
Strickland v.
Washington
3
standard.
Fencl,
C.
The district court then analyzed whether the trial court erred in giving the former Wisconsin Jury Instruction No. 1100. Mr. Fencl claimed that the instruction imper-missibly shifted the burden of proof on the element of intent to the defendant. Relying upon this court’s holding in
Dean v. Young, 777
F.2d 1239 (7th Cir.1985),
cert. denied,
Ill
Analysis
A. References to Mr. Fencl’s Silence
1. Prearrest, Post-Miranda Silence
Both the Wisconsin Supreme Court and the district court held that Detective Geigel’s three references to Mr. Fencl’s silence during the 7:00 p.m. meeting, after he had been given Miranda warnings, violated his due process rights. 4 Mr. Fencl renews that argument here. The respondent contends that the references to Mr. Fencl’s silence at trial were “used primarily to establish the historical sequence of events.... The probative value of such evidence in a case where the petitioner did not testify, and where he gave exculpatory stories both before and after the ‘silence ’ is so low as to have virtually no impact on the outcome.” Respondent’s Br. at 28-29. 5 We agree with both the Wisconsin Supreme Court and the district court that Mr. Fencl’s due process rights were violated by *765 the government’s use of his prearrest, post-Miranda silence.
In
Doyle v. Ohio,
Silence in the wake of these warnings may be nothing more than the arrestee’s exercise of these Miranda rights. Thus, every post-arrest silence is insolubly ambiguous because of what the State is required to advise the person arrested. Moreover, while it is true that the Miranda warnings contain no express assurance that silence will carry no penalty, such assurance is implicit to any person who receives the warnings. In such circumstances, it would be fundamentally unfair and a deprivation of due process to allow the arrested person’s silence to be used to impeach an explanation subsequently offered at trial.
Id.
at 617-18,
The Supreme Court recently reaffirmed Doyle's reasoning in
Wainwright v. Greenfield,
Even more recently, in
Greer v. Miller,
— U.S. —,
2. Prearrest, Pre-Miranda Silence
Both the Wisconsin Supreme Court and the district court held that references to Mr. Fencl’s silence before he had been given
Miranda
warnings violated his fifth amendment right not to incriminate himself. These references involved Mr. Fencl’s two encounters with Detective Geigel on Sunday, October 2. The respondent, relying on
United States v. Harrold,
It is firmly established that neither the fifth amendment nor the fourteenth amendment is violated by the government’s use of prearrest silence to impeach a defendant’s credibility when he testifies at trial.
Jenkins v. Anderson,
As noted by the Wisconsin Supreme Court and the district court, this case presents a different question than either
Jenkins
or
Fletcher
because the petitioner chose not to testify at trial. The Supreme Court has yet to address the precise question of whether the prosecution’s reference to
pre-Miranda
silence in its case-in-chief violates the fifth amendment. The Tenth Circuit, in
United States v. Harrold,
3. Harmless Error
The petitioner contends that the prosecution’s references to his prearrest silence did not constitute harmless error.
6
In order to evaluate this claim, we must
*767
explore the intensity and frequency of the references at trial, which party pursued this line of questioning, the use to which the prosecution put the silence, the trial judge’s opportunity to grant a motion for a mistrial or to give curative instructions, and the quantum of other evidence indicative of guilt.
See Phelps v. Duckworth,
There were six references to Mr. Fencl’s prearrest silence during the five-day trial. The first reference was made by the prosecutor during the opening argument. In his opening statement, the prosecutor related that Detective Geigel “went to talk to Ron Fencl again over at Mr. Dent’s house. And this time Ron Fencl didn’t want to answer too many questions. He said I want to talk to my lawyer first and then maybe I’ll talk to you.” Tr. (Day 2) at 188.
During the government’s case-in-chief, Detective Geigel referred four times to Mr. Fencl’s silence. The first reference occurred when the prosecutor asked Mr. Geigel how Mr. Fencl responded to his explanation that the police were looking for a missing woman during their initial meeting on October 2. Detective Geigel stated, “he was very friendly. He said I want to talk to my lawyer and I’ll get back to you later.” Tr. (Day 3) at 177. The second reference occurred when Mr. Geigel was testifying about the October 2 evening interview with Mr. Fencl, during which interview Mr. Fencl had been given Miranda warnings.
Q. And did Mr. Fencl — did he come back at that time, at 7?
A. Yes. He came back with his Attorney Steve Alpert.
******
Q. And at that time did Mr. Fencl make any statements to you in regards to the missing girl?
A. No sir.
Tr. (Day 3) at 186-87. Mr. Geigel’s third reference to Mr. Fencl’s silence occurred when he was describing the third meeting with Mr. Fencl.
Q. What about the third meeting?
A. The third meeting he said nothing.
Tr. (Day 3) at 196. Finally, in response to a question by the court, Mr. Geigel made another reference to Mr. Fencl’s silence:
THE COURT: You had another meeting with him?
THE WITNESS: We had prearranged a meeting for 7 p.m., but at this time he came in with his attorney and he didn’t say a word; his attorney did all the talking.
Tr. (Day 3) at 198. During the closing argument, the prosecutor referred once again to Mr. Fencl’s silence:
He said as long as you’re not mixed up in the disappearance of Debbie Sukowaty we’re not interested in prosecuting. As long as your [sic] not interested. As long as you’re not involved in Debbie Sukowaty’s disappearance, that’s alright [sic]. We’re not interested in prosecuting you. He made that quite clear. At that point Fencl said he wanted to talk to his lawyer, so Geigel left.
Tr. (Day 5) at 15.
The petitioner contends that the prosecutor repeatedly used Detective Geigel’s testimony to imply that Mr. Fencl was guilty of murder because he would not answer questions and wanted to talk to his attorney. The petitioner further argues that these references to his silence did not constitute harmless error, especially in view of the fact that the prosecution’s case was supported by weak, circumstantial evidence. The state contends that the references to Mr. Fencl’s silence were not used to prove elements of the crime but were merely used to discredit Mr. Fencl’s exculpatory story. Further, argues the state, the references to the silence were not used to imply guilt, but rather to explain the sequence of events.
*768
“Constitutional error is reversible error unless it is harmless beyond a reasonable doubt.”
United States v. Shue,
The harmless-error doctrine recognizes the principle that the central purpose of a criminal trial is to decide the factual question of the defendant’s guilt or innocence, and promotes public respect for the criminal process by focusing on the underlying fairness of the trial rather than on the virtually inevitable presence of immaterial error.
Id.
Several factors support Mr. Fencl’s argument that the error was not harmless when evaluated under the
Chapman
standard. As the district court quite candidly noted, the evidence against Mr. Fencl was not overwhelming. However, as the Supreme Court of Wisconsin determined, “there was sufficient evidence to support Fencl’s conviction.”
Fencl,
More important, our task, in assessing whether the error was harmless beyond a reasonable doubt is not to engage simply in a reweighing of the evidence. Rather, as the court made clear in
Phelps v. Duckworth,
B. Ineffective Assistance of Counsel
The petitioner contends that his pretrial counsel’s activities prejudiced his defense and that his counsel’s conduct raised a reasonable probability that the result of the trial would have been different had his attorney’s performance not been deficient. The petitioner claims that he “might never have been charged except for [his attorney’s] conduct and advice which tended to feed and encourage any suspicions the authorities might have had regarding Mr. Fencl’s possible involvement in Ms. Sukowaty’s death.” Petitioner’s Br. at 23. Further, the petitioner maintains that the contradictory stories he told the police about his knowledge concerning the victim’s belongings resulted from the advice he received from his pre-trial counsel. These contradictory stories were prejudicial to his defense, argues the petitioner, because they were used by the prosecution to imply that he was involved in a “coverup.”
In view of the Supreme Court’s decision in
Moran v. Burbine,
C. Constitutionality of Jury Instruction No. 1100
The petitioner contends that the presumption jury instruction impermissibly shifted the burden to him to disprove “an intent to kill once the State had proved that he had caused the death of the victim or had used a dangerous weapon likely to kill in an assault on the victim which caused his death.” Petitioner’s Br. at 35-36. The instruction given to the jury provided:
When there are no circumstances to prevent or rebut the presumption, the law presumes that a reasonable person intends all of the natural, probable, and usual consequences of his deliberate acts. If one person assaults another violently with a dangerous weapon likely to kill, and the person thus assaulted dies therefrom, then, when there are no circumstances to prevent or rebut the presumption, the legal and natural presumption is that death was intended.
Tr. (Day 5) at 44. This court has upheld the constitutionality of this instruction twice.
See Dean v. Young, 777
F.2d at 1243-44;
Pigee v. Israel,
Conclusion
Any error resulting from references to Mr. Fencl’s silence during trial was harmless beyond a reasonable doubt. Further, Mr. Fencl’s rights to the effective assistance of counsel and to a fair trial were not violated by his pretrial counsel’s conduct. In addition, the trial court did not err by giving Jury Instruction No. 1100. Accordingly, we affirm the judgment of the district court denying Mr. Fencl’s petition for a writ of habeas corpus.
Affirmed.
Notes
. In
Jenkins
v.
Anderson,
. The district court, relying on
Dean v. Young,
.
. Counsel for Mr. Fencl failed to object contemporaneously at trial to any of the references to Mr. Fencl’s silence, although counsel did interpose a continuing objection before the start of the trial.
See
Tr. (Day 1) at 8-10. Generally, this failure to object in state court would preclude federal review of an alleged error.
See Wainwright v. Sykes,
.While these arguments do not convince us that there was no constitutional error, we do find these considerations to be relevant in our analysis of whether these references constituted harmless error. See infra part III, A.3.
. There has been some discussion over the appropriate standard of review for the consideration of
Doyle
violations in habeas cases. The question presented to the Supreme Court for review in
Greer v. Miller
in the petition for certiorari was: "Whether, when considering violations of
Doyle v. Ohio
in federal habeas corpus proceedings, the standard of review should be whether the error substantially affected the course of the trial rather than whether the error was harmless beyond a reasonable doubt.”
Greer v. Miller,
— U.S. —,
*767
In accordance with this circuit's precedent, we will apply the harmless error standard to this case.
See, e.g., Phelps v. Duckworth,
. Our independent review of the record convinces us that there is no reasonable likelihood that the references to Mr. Fencl’s silence contributed to his conviction. The evidence presented by the state showed that on the evening of September 23, 1977, Mr. Fencl and his friend, Mr. Dent, drove around Two Rivers in Mr. Fencl’s 1966 Chevrolet and stopped at several different taverns to buy and drink beer. Mr. Dent testified that he and Mr. Fencl were “looking for women.” Tr. (Day 4) at 14. Mr. Fencl dropped Mr. Dent off at his home at approximately 4:15 a.m. and told Mr. Dent that he was heading home to Manitowoc. Mr. Fencl had a flat tire on his way home and therefore returned to Two Rivers to pick up his 1962 Chevrolet. Mr. Fencl had told Detective Geigel that he arrived home in Manitowoc at 5 a.m.
The testimony adduced at trial indicated that Ms. Sukowaty was scheduled to work at the Big Boy Restaurant at 5:30 a.m. on September 24. One of her friends testified that she generally walked to work dressed in her uniform. The route that she habitually walked passed the Hotel Howard. Mr. Dent testified that Mr. Fencl lived in the Hotel Howard during September 1977 and Mr. Fencl told Detective Geigel that he had parked in front of the hotel from 5 a.m. to 2 p.m. on September 24. A parking ticket retrieved from Mr. Fencl’s car indicated that he was parked in front of the Hotel Howard at 10:51 a.m. on September 24. Ms. Sukowaty did not arrive at work on the morning of September 24.
On September 26, a boy who was fishing found a plastic garbage bag containing a purse with Ms. Sukowaty’s identification, her uniform apron, several other items, and a parking ticket traced to Mr. Fencl’s car. When Detective Geig-el asked Mr. Fencl about the items found in the bag, he initially denied any knowledge of them. However, he later admitted to the detective that he found the items in his car at about 2 p.m. on September 24 and threw them in the river. Further, while he initially denied that he knew the victim, there was some evidence at trial that he had been seen with her on one occasion.
The victim’s body was discovered on October 2 in a gravel pit. Testimony at trial revealed that Mr. Fencl had previously gone to the gravel pit area on several occasions with his girlfriend "to park." Tr. (Day 4) at 43. Forensic evidence indicated that a hair was found in the back seat of Mr. Fencl’s 1962 Chevrolet that “to a reasonable degree of scientific certainty” was similar to Ms. Sukowaty’s hair. Tr. (Day 4) at 103. The victim died from at least three forceful blows to the skull. The pathologist determined that there was no blood on any part of the body except on the clothing about the shoulders. The absence of blood elsewhere on the body indicated that the victim had been killed at the spot where the body had been found. The pathologist testified that the victim’s blood had drained out of the skull into the ground. The pathologist estimated that he performed the autopsy eight days after the victim had died.
. Mr. Fencl now concedes that all of the events underlying this claim of ineffective assistance of counsel took place before he was charged. Appellant’s Br. at 19. The district court had understood that one of the events, his attorney’s plan to write a book, occurred after the charge had been made.
