Lead Opinion
Ron Nord brought this 42 U.S.C. § 1983 action against Walsh County (the “County”) and Lauren Wild, both in his individual capacity and in his capacity as sheriff of Walsh County, alleging violations of his First Amendment and Fourteenth Amendment rights and various state law claims. Wild moved for summary judgment based upon qualified immunity as to Nord’s First Amendment claim, which the district court denied.
I. BACKGROUND
From 1991 until his termination on November 3, 2010, Nord was employed as a deputy sheriff in Walsh County, North Dakota. He served at the pleasure of Sheriff Lauren Wild, who had been the duly elected sheriff since 1989. In early 2010, Nord entered the sheriff election, running against Wild. Both Nord and Wild earned enough votes in the primary election to appear on the general election ballot.
The day following the election Wild called Nord into the office at 8:00 a.m., rather than his scheduled 1:00 p.m. shift, and terminated Nord’s employment. Pri- or to terminating Nord, Wild consulted Tanya Wieler, the County’s human resources consultant, and Barbara Whelan, the Walsh County attorney, regarding Nord’s tenure. Both Wieler and Whelan told Wild he was within his authority as sheriff to terminate Nord.
Nord’s termination caused some unrest in the County and resulted in a recall election, which Wild also won. During the recall election, Wild made statements that Nord was fired in accordance with an “unwritten rule” that deputy sheriffs who run against the sheriff will be fired and for certain statements Nord made during the campaign. After his termination, Nord searched for another job, and in May 2011, was hired as a deputy in the Grand Forks County Sheriffs Department.
On December 17, 2010, Nord filed this § 1983 lawsuit against Walsh County and Wild. Nord alleged that he was fired in retaliation for the statements he made along the campaign trail, statements, he claims, that were protected by the First Amendment. Wild moved for summary judgment asserting a qualified immunity defense, which the district court denied. Wild appeals the denial of qualified immunity.
II. DISCUSSION
We review a denial of summary judgment on the grounds of qualified immunity de novo. Stoner v. Watlingten,
“In a § 1983 action, qualified immunity shields a government official from liability unless his conduct violates clearly established statutory or constitutional rights of which a reasonable person would have known.” Coker v. Ark. State Police,
We begin with the first step of the qualified immunity inquiry. In this limited context, Wild concedes that Nord was terminated in violation of his First Amendment rights under the first prong of the investigation. Assuming, without holding, that this is true, we conclude that step one of the qualified immunity analysis has been sufficiently established for purposes of further inquiry.
Despite this concession, Wild contends that given the circumstances of this dispute, qualified immunity nonetheless protects him because his act of terminating Nord did not violate a “clearly established statutory or constitutional right[ ] of which a reasonable person would have known.” Hope v. Pelzer,
For a constitutional right to be clearly established, its contours “must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful; but it is to say that in the light of pre-existing law the unlawfulness must be apparent.”
Id. (quoting Anderson v. Creighton,
As the Supreme Court has recently reiterated, ‘“[qualified immunity gives government officials breathing room to make reasonable but mistaken judgments,’ and ‘protects all but the plainly incompetent or those who knowingly violate the law.’ ” Stanton v. Sims, — U.S. -,
To evaluate whether Nord makes out a claim that his constitutional rights were clearly established and violated by Wild’s act of termination, we must determine whether or not his particular speech was protected by the First Amendment. Sexton v. Martin,
If, upon application of the test, Nord’s rights were not clearly established, Wild is, of course, entitled to a qualified immunity defense against Nord’s claims. Indeed, if the evidence in the record is sufficient to proceed with the Pickering/Connick balancing exercise, this circuit has held that “the asserted First Amendment right will rarely be considered clearly established.” Hall v. Mo. Highway & Transp. Comm’n,
To determine whether and how to apply Pickering/Connick, we turn to the record to make a substantive analysis of Nord’s speech and Wild’s rights as a public employer. See Pickering,
[A]pplying the Pickering test we weigh the employee’s right to engage in the particular speech ... with such considerations as “whether the statement impairs discipline by superiors or harmony among co-workers, has a detrimental impact on close working relationships for which personal loyalty and confidence are necessary, or impedes the performance of the speaker’s duties or interferes with the regular operation of the enterprise.”
Hinshaw,
Thus, under Pickering/Connick, this court’s task involves an analysis of (1) the general authority and responsibilities of the employing government entity, (2) the nature and character of the specific employer-employee relationship, (3) the speech involved and (4) evidence tending to establish the speech’s impact on the efficient operation of the government entity. See generally Connick,
North Dakota counties are political subdivisions of the State. N.D. Const. Art. VII, § 2. As such, the county sheriff manages and enforces a substantive portion of the sovereign’s policing powers. Indeed, the sheriffs office is, in significant part, the image of North Dakota law enforcement as seen by many citizens, especially in the more rural counties.
The Walsh County Sheriffs Department is relatively small, employing approximately ten officers and six jailers. We particularly focus on the officers, taking judicial notice that the policing mission is a seven-
In Walsh County there is an official Sheriffs Department Policy Manual which contains the general description of a deputy sheriffs job duties: the deputy sheriff is “[u]nder the general supervision of the Sheriff to be responsible in an assigned district for general police work, prevention and detection of crime, the protection of life and property, and [to] perform duties as assigned.”
The Supreme Court of North Dakota has recognized that “ ‘the official acts of a deputy sheriff are the acts of the sheriff.’ ” Turnquist v. Kjelbak,
Furthermore, North Dakota law grants the sheriff the ability to appoint its deputies. N.D. Cent.Code § 11-10-11. From this power, North Dakota Attorney General opinions indicate, the sheriff has the ability to terminate those same deputies. N.D. Op. Att’y Gen. 82-38 (1982) (“The sheriff has the authority to hire and fire deputies, within the number and salary set by the county commissioners. There is no statutory procedure under state law which the sheriff must follow in firing a person appointed by him.”); N.D. Op. Att’y Gen. L-32 (1997) (“It has long been the position of this office that implicit in a county officer’s power to appoint or hire an employee under N.D.C.C. § 11-10-11 is the power to fire that employee.”). The Attorney General also opined, that absent a “just cause” requirement for termination or another source of constraint on the employer’s discretion to terminate its employees, the general rule of employment at will is presumed. N.D. Op. Attfy Gen. L-333 (1993). In sum, based upon the above-precedent and a fair reading of North Dakota Attorney General opinions on the subject, a North Dakota sheriff, in the light of preexisting law, could, and perhaps should, believe that his deputies are “at will employees.”
Of greater importance, perhaps, is the latitude the courts accord a managing law enforcement officer in executing his official duties, including the hiring and firing of employees-especially subordinate officers. This circuit has recognized the deference given to law enforcement agencies. Buzek v. Cnty. of Saunders,
When close working relationships are essential to fulfilling public responsibilities, a wide degree of deference to the employer’s judgment is appropriate. Furthermore, we do not see the necessity for an employer to allow events to unfold to the extent that the disruption of the office and the destruction of working relationships is manifest before taking action.
Id. at 151-52,
With this in mind, we turn to Nord’s speech leading to his termination. The record contains Wild’s deposition taken by Nord and Nord’s deposition taken by Wild. During the course of the interrogatories propounded by Nord’s counsel, Wild testified that he had been told that Nord had indicated to voters that Wild’s health was bad and that he should not be running for office because his health was so bad. And, Wild stated that he heard “[o]ne report ... that my wife didn’t even want me to run.” Wild also stated that another report indicated that he had said “[he] was going to resign as sheriff in two years and run for [Joe Miller’s (a state senator at the time) ] position as senator.” Wild testified that at least some of these statements were outright lies. Nord does not deny making some version of at least some such statements. Indeed, he testified with regard to Joe Miller, downplaying his statement a bit, “I said: Joe, do you want to hear a good one? He said: what’s that? I said: I hear Lauren [Wild] wants to run against you for the next election. Joe just smiled and said: bring it on.” Nord was asked where he heard that information and Nord said, “I don’t recall ... talking between shifts and stuff.” Concerning Wild’s health, Nord stated “the only thing I recall is, one lady asked about his [Wild’s health] ... I said that he’s had some blood pressure issues. And I said: just the joys of growing old.”
It is important to note that Supreme Court precedent strongly implies that some speech may be protected and some may not. Connick,
Based upon the foregoing analysis, we conclude that use of the Pickering/Connick balancing test is clearly called for in this dispute. And, based upon the use of such test, we conclude (1) that at least some of Nord’s campaign speech does not merit First Amendment protection; (2) that even if Nord’s speech was fully protected by the Constitution, Wild could have reasonably believed that the speech would be at least potentially damaging to and disruptive of the discipline and harmony of and among co-workers in the sheriffs office and detrimental to the close working relationships and personal loyalties necessary for an effective and trusted local policing operation, Hinshaw,
The district court, however, never attempted to reach the Pickering/Connick balancing test, stating, instead that Wild failed to establish that Nord’s speech “disrupted the workplace.” This holding, which we review de novo, ignored the obvious fact that Nord was never in the “workplace” after the conclusion of the November 2010 sheriffs election. But, as earlier noted, Supreme Court precedent does not require him to have been active in the workplace as a condition precedent to the employment of the Pickering/Connick test. We repeat, there is “no necessity for an employer to allow events to unfold to the extent that the disruption of the office and the destruction of working relationships is manifest before taking action.” Connick,
As an aside, on appeal the parties dispute whether we should apply the Pickering/Connick test, as we did, or the test developed in Elrod v. Burns,
Subsequent to Pickering, through its analysis in Elrod and Branti “the Supreme Court established that the termination of a government employee based on the employee’s political affiliation violates the First Amendment unless the hiring authority can demonstrate that party affiliation is an appropriate and reasonable requirement for the effective performance of the public office involved.” Hinshaw,
This circuit has held that “[i]f discharge solely because of party affiliation is found, this will involve applying the narrow [El-rod/Branti] justification test,” but “[i]f a discharge for overt expressive conduct is found, it will involve application of the [Pickering/Connick] balancing test.” Hin-shaw,
At bottom, the nature of Nord’s position is more similar to that of the deputies in Jenkins v. Medford, where deputy sheriffs were fired for campaigning for the sheriffs opponents.
For the reasons stated herein, we reverse the district court’s decision to deny qualified immunity to Wild on Nord’s First Amendment claim and remand for further proceedings not inconsistent with this opinion.
Notes
. Wild apparently did not raise qualified immunity as a defense to the alleged Fourteenth Amendment violation. Accordingly, that issue is not before us in this appeal.
. We have jurisdiction under the collateral order doctrine to hear this interlocutory appeal of the district court's denial of Wild’s qualified immunity defense. Robbins v. Becker,
.In North Dakota, sheriff elections are conducted using a non-partisan ballot which excludes political party designations. N.D. Cent.Code § 16.1-11-08. The two candidates
. As the dissent recognizes, this inquiry is sometimes fully addressed in the first step of qualified immunity, see post at 745-46. More often, however, such initial inquiry also informs the analysis of the second step of the qualified immunity test. See Pearson, 555 U.S. at 236,
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s reversal of the district court. The majority states that in order to determine whether Nord’s free speech rights were clearly established it is necessary to decide whether “his particular speech was protected by the First Amendment.” Ante at 739. However, Wild has conceded that Nord’s speech was protected and that he terminated Nord for exercising his First Amendment rights, and the majority has accepted this concession. Thus, we need not determine anew whether Nord’s speech was protected. After Wild’s concession, and the majority’s acknowledgment that Nord’s First Amendment rights had been violated, the sole remaining question under qualified immunity review is whether Nord’s right — to engage in protected campaign speech directed against his opponent and boss without being terminated — was clearly established, a question to which an analysis under the two-step Pickering/Connick balancing test is unwarranted. Because Nord’s rights were clearly established, and because the El-rod/Branti exception does not apply, I would affirm the denial of qualified immunity.
I.
As the majority notes, the qualified immunity inquiry is two-fold: (1) whether the facts asserted demonstrate a violation of plaintiffs constitutional right and (2) whether such right was clearly established at the time of the defendant’s conduct. Winslow v. Smith,
I part with the majority’s reasoning, however, in its treatment of the second prong of the qualified immunity analysis. There, the majority relies on Sexton v. Martin,
For example, in Kincade v. City of Blue Springs, Missouri, the case that the Sexton Court relied on for its analytical framework, we first analyzed whether the employee was discharged for expressing constitutionally-protected speech.
Even prior to Kincade, this circuit employed the Pickering/Connick test solely to determine whether there was a constitutional violation. See Dunn v. Carroll,
Because the Pickering/Connick test informs the first step of the qualified immunity analysis and the majority has already acknowledged that the first step has been met, in my opinion, the majority erred in stating that “we must determine whether or not Nord’s particular speech was protected by the First Amendment,” ante at 739, and, thus, was mistaken in its conclusion that, under the Pickering/Connick balancing test, Nord’s rights were not clearly established. Consistent with a proper qualified immunity framework, I would hold that Nord’s First Amendment rights were clearly established and the qualified immunity defense fails.
We have said that “[n]o right is more clearly established in our republic than freedom of speech.” Casey v. City of Cabool, Mo.,
Wild’s solicitation of the advice of counsel does not bolster his argument that Nord’s rights were not clearly established. While Wild’s reliance on counsel’s advice may be a factor in the qualified immunity analysis, see Kincade,
II.
Even if we were to refuse to accept Wild’s concession and apply the Pickering/Connick test under the first step of the qualified immunity analysis, a constitution
As the majority notes, in some situations an employer need not wait for the adverse effects of certain speech to manifest prior to taking an employment action, such as when it is “reasonably believed [the speech] would disrupt the office, undermine his authority, and destroy close working relationships.” Connick,
Importantly, Nord was fired after the campaign and the election. Accordingly, at the time of Nord’s firing, any speech that could potentially disrupt the workplace had already been uttered, and, as evidenced by the record and Wild himself, Nord’s campaign speech had not affected the morale nor the professionalism of the employees. Moreover, Wild concedes that he not only fired Nord for his campaign speech, but also fired Nord for running against him. This concession further demonstrates that after the election, Wild’s motivation for firing Nord was the so-called “unwritten rule” rather than any potential disruption due to Nord’s speech.
“[I]f the defendants have failed to produce evidence weighing against permitting the employee’s expressive conduct, or if there is a question of fact as to whether they reasonably believed the conduct to be disruptive, then the defendants are not entitled to qualified immunity.” Dunn,
III.
I also part with the majority’s conclusion that Nord held a confidential position. The majority, in reliance on Hinshaw, determined that the Pickering/Connick test applies rather than the Elrod/Branti exception because this case involves both speech and political affiliation. Although an employee’s status as a policymaking or confidential employee is a factor that weighs in favor of the employer under the balancing prong of the Pickering/Connick test, that test is not at play in this case due to Wild’s concession. And, even if applied, Appellants have failed to produce sufficient evidence in order to trigger the balancing test. Thus, whether Nord is a confidential or policymaking employee is of no consequence.
Here, Nord’s duties included the routine tasks of general police work, prevention and detection of crime, protection of life and property, and the performance of duties as assigned. Nothing in the Walsh County Deputy Sheriffs job description empowers the deputy with any discretionary function nor can it be said, based on this job description, that the deputy sheriff “ ‘performs virtually all the duties attendant to the actual duties of the sheriff himself.’ ” Horton v. Taylor,
Indeed, North Dakota case law acknowledges that “the official acts of a deputy sheriff are the acts of the sheriff.” Turnquist v. Kjelbak,
“Branti requires that a distinction be drawn between political loyalty and other kinds.” Id. at 476. It is one thing to say “that partisan feelings will so affect an employee’s work that his effectiveness and efficiency will be influenced,” and another that “raw political patronage” alone justifies a dismissal. Id. at 477. Because Nord’s position as a deputy was not highly discretionary, policymaking, or confidential and because, as evidenced from the record, Nord’s campaign against the sheriff did not adversely affect his effectiveness or efficiency as a deputy — Nord’s tasks, at best, involved general police work — Nord was fired simply for running against Wild and not because “party affiliation is an appropriate requirement for the effective performance of [Nord’s job].” Branti v. Finkel,
Nord was fired in violation of his First Amendment rights which were clearly established under the law. He did not hold a confidential or policymaking position, nor is political affiliation essential to the performance of his duties. Accordingly, the Appellants have failed to satisfy the elements of the qualified immunity defense.
. Despite our discretion to decide which of the two prongs of the qualified immunity analysis to address first, Pearson v. Callahan,
. As we have previously explained,
Courts addressing claims by public employees who contend that they have been discharged for exercising their right to free speech must employ a two-step inquiry. Dunn v. Carroll,40 F.3d 287 , 291 (8th Cir. 1994). First, the court must determine whether the speech may be described as "speech on a matter of public concern.” Connick v. Myers,461 U.S. 138 , 146,103 S.Ct. 1684 ,75 L.Ed.2d 708 (1983). If so, the second step involves balancing the employee's right to free speech against the interests of the public employer. Rankin,483 U.S. at 388 ,107 S.Ct. 2891 (citing Pickering v. Board of Educ.,391 U.S. 563 , 568,88 S.Ct. 1731 ,20 L.Ed.2d 811 (1968)). The focus is on striking “a balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the [public employer] in promoting the efficiency of the public services it performs through its employees.” Pickering,391 U.S. at 568 ,88 S.Ct. 1731 .
Kincade,
