Romero-Barcelo v. Hernandez-AgostoRomero-Barcelo v. Hernandez-Agosto
This appeal involves the most recent installment in the ongoing Cerro Maravilla political scandal, which has engaged public attention in the Commonwealth of Puerto Rico for more than fifteen years, and enlisted our attention on several occasions since 1981. In this latest sequel, plaintiff Carlos RomeroBarcelo (or “appellant”) challenges a district court judgment dismissing various civil rights claims, with prejudice, based on absolute legislative immunity and failure to state a claim, and dismissing, without prejudice, certain pendent claims under Puerto Rico law. We affirm the district court judgment in all respects.
I
BACKGROUND 1
On February 22, 1981, the Puerto Rico Senate, then controlled by the Popular Democratic Party (“PDP”), authorized an investigation into the brutal ambush and murders of two pro-independence youths, Arnaldo Dario-Rosado and Carlos Soto-Arrivi, by Commonwealth police officers at Cerro Maravilla in the mountains of Puerto Rico dur
Following the
San Juan Star
decision, the Senate Judiciary Committee (or “Committee”) gained access to materials which — together with other documents and testimony gathered in executive session — formed the basis for televised Committee hearings (or “Hearings”) which began June 15,1983. The Senate voted to pay to televise the Hearings on a commercial station and “the hearings were apparently widely viewed.”
Id.
at 87. Thereafter, we reversed a district court order enjoining Committee members and their agents from compelling some of the defendants in a separate civil rights action arising out of the murders of Dario-Rosado and Soto-Arrivi (the “Soto” litigation),
see Soto v. Romero Barcelo,
The Hearings were reconvened in October 1984, preparatory to the November 1984 gubernatorial elections in which Romero-Barcelo ran for reelection and lost. Following a break in the political action, the most recent round of Hearings began in October 1991, as a prelude to a PDP-sponsored referendum in December 1991 on the future intergovernmental relationship between Puerto Rico and the United States. Once Romero-Barcelo announced his candidacy for Resident Commissioner, these Hearings were extended through May 1992. During the latter phases of the Hearings, while the PDP controlled the Senate, defendant-appellee Miguel Hernandez-Agosto served as Senate President, defendant-appellee Marco Antonio-Rigau headed the Senate Judiciary Committee, and defendant-appellee Edgardo Perez-Viera, chief counsel, directed Committee investigative efforts.
Appellant Romero-Barcelo claims, inter alia, that Committee members slanted and manipulated the Committee testimony and evidence to suggest that he had been involved in the planning and shooting of the two youths at Cerro Maravilla, and in subsequent attempts to cover up the murders. He alleges that witnesses were interviewed in private, without legal assistance; subpoenas were issued without notifying all Committee members; only one Committee investigator was appointed and he reported exclusively to the PDP majority; access to all documents, transcripts of testimony, evidence, and reports was restricted to PDP members, their aides and assistants; the Committee violated a Puerto Rico Supreme Court order that the documents and other materials be made available to the NPP minority; witnesses were not allowed access to transcripts of their prior testimony before testifying; an investigative report — finding no wrongdoing by Romero-Barcelo — was covered up; the witness microphone was turned off when testimony did not suit defendants Hernandez^ Agosto and Antonio-Rigau, or other PDP members.
Romero-Barcelo alleges that from the late 1970s the defendants and the Committee continuously labelled him as an assassin or murderer, even though no evidence was ever submitted to substantiate the charge; that defendant Perez presented information at the Hearings, and subsequently through press releases and television and radio interviews, knowing it to be false or misleading; that the defendants continually disseminated false information outside the’ legislative chambers, through television broadcasts made at government expense, press releases and interviews arranged and conducted at the Legislature in public areas and at television studios, political speeches delivered in various munici
In September 1992, appellant brought suit in federal district court under
II
DISCUSSION 2
We first consider the alleged conduct that the district court found to be protected under the doctrine of absolute legislative immunity. Next, we determine whether the remaining conduct in which defendants are alleged to have engaged gave rise to any actionable claim under either
A. Absolute Legislative Immunity
A defense of absolute legislative immunity for state legislators has been recognized since 1951.
Colon Berrios,
The immunity defense in this case protects only conduct within the “sphere of legitimate legislative activity.”
Colon Berrios,
The scope of state legislative immunity from suit under
“While the core protection conferred by the Clause concerns speech or debate by a member of Congress on the floor of either the Senate or the House”,
id.
(citing
Gravel,
The district court concluded that the Cerro Maravilla hearings “fell well within the legitimate legislative sphere” and “that the defendants are therefore immune from any civil or criminal prosecution based on conduct directly related to the Cerro Maravilla investigations.”
Barcelo v. Agosto,
The hearings were properly authorized by Puerto Rico Senate Resolution 91 (February 22, 1981), which provides a specific mandate to the Senate Judiciary Committee to inquire into the activities of the police and other agencies of the government leading up to and during the Cerro Maravilla incident as well as the behavior of the executive branch in response to the incident.
Investigations such as this Senate Judiciary Committee investigation constitutean essential component of the legislative process----
Id.
(quoting
Colon Berrios,
The district court then held that all of Romero-Barcelo’s “claims regarding allegedly unconstitutional procedures employed by the Committee relating to the issuance of subpoenas, the examination of witnesses, and the gathering of evidence, as well as his claims regarding the allegedly unlawful use of public funds to broadcast the hearings and regarding slanderous comments allegedly made by the defendants must be DISMISSED.”
Id.
at 1343. The court dismissed the claims against Hernandez-Agosto and Antonio-Rigau, members of the Puerto Rico Legislature, as well as the claim against PerezWiera, chief counsel and investigator for the Committee.
Id.
at 1343 n. 8 (citing
Eastland v. United States Servicemen’s Fund,
1. Allegations of Criminal Misconduct
Appellant argues that the defendants are liable in damages under
Romero-Bareelo’s reliance on Gravel and Brewster is misplaced, however, as those cases concerned whether a legislative immunity defense based on the Speech or Debate Clause protected Members of Congress from federal criminal prosecution. In Gillock, the Supreme Court carefully distinguished a State legislator’s narrower right to absolute legislative immunity from private civil actions, which does not include immunity from federal criminal prosecution.
First, Tenney was a civil action brought by a private plaintiff to vindicate private rights. Moreover, the cases in this Court which have recognized an immunity from civil suit for state officials have presumed the existence of federal criminal liability as a restraining factor on the conduct of state officials____ Thus, in protecting the independence of state legislators, Tenney and subsequent cases on official immunity have drawn the line at civil actions.
2. Contemporaneous Telecasting of Hearings
Appellant argues that defendants’ decision to use public funds to finance live telecasts of these Hearings was not protected by absolute legislative immunity. The Supreme Court made clear, in
Doe,
3. Immunity of Committee Counsel
Next, appellant argues that the immunity of a legislative aide is less broad than that available to a legislator. Consequently, says appellant, the chief counsel to the Committee, defendant-appellee Perez-Viera, is not immune from suit. Appellant relies on
Dombrowski v. Eastland,
Appellant argues that his complaint does distinguish between the activities of Hernandez-Agosto and Antonio-Rigau, on the one hand, and Perez-Viera on the other. Nevertheless, the relevant allegation in the complaint — that chief counsel Perez-Viera presented information at the Committee hearings, knowing it to be false and misleading — is part and parcel of the parallel allegation that all legislator-defendants used the Hearings to disseminate information about Romero-Barcelo, knowing it to be false or misleading. Thus, in applying the
B. Civil Rights Claims
We next consider the claims not barred by absolute legislative immunity.
1.
“An actionable
a. Procedural Due Process
A viable procedural due process claim must demonstrate a “deprivation by state action of a constitutionally protected interest in ‘life, liberty, or property’ ...
without due process of law.” Lowe v. Scott,
i. Deprivation of Liberty Interest
Romero-Barcelo alleges that the defamatory statements by defendants deprived him of a “liberty” interest in his good name and reputation.
Barcelo,
The district court concluded that no serious harm had befallen Romero-Barcelo.
Barcelo,
Romero-Barcelo. claims a deprivation of his right to be free from “ ‘abusive attacks on his honor, reputation and private or family life’ as established by Article II, Section 8, of the Puerto Rico Constitution.”
Barcelo,
The process due depends in large part on the circumstances.
Watson v. Caton,
It is rudimentary that a deprivation of procedural due process caused by “random, unauthorized conduct” of a State official is not actionable under
b. The First Amendment Claim
Appellant claims violations of his First Amendment rights to freedom of speech and association. Before the district court he claimed “that his right to free speech was chilled and his right to associate with the NPP was adversely affected by the [allegedly] defamatory statements made by the defendants.”
Barcelo,
On appeal, however, Romero-Barcelo contends that he “alleged that he was singled out for ... harassment and deprivation of rights because of his beliefs and political association.” The crux of this argument is that defendants’ alleged conduct, both within the Hearings and without, was undertaken because of Romero-Barcelo’s association with the NPP. The Supreme Court has held that the First' Amendment “protects nonpolicymakers from being drummed out of public service on the basis of their political affiliation or advocacy of ideas.”
Correa-Martinez v. Arrillaga-Belendez,
2.
An actionable
The complaint alleged that the three defendants “conspired ... to launch a negative publicity campaign funded with public funds and to label [him] as an assassin and murderer in order to end his political career and enhance their own. [The] defendants allegedly used their elected political positions to keep the Committee investigations alive, and to reactivate those committee hearings at politically advantageous opportunities.”
Barcelo,
On appeal, Romero-Barcelo does not address these specific shortcomings in the complaint, choosing instead to rest upon a conclusory statement that the allegations are
Ill
CONCLUSION
For their alleged conduct within the legislative forum, we conclude that defendants were protected by absolute legislative immunity. For their conduct outside the legislative forum, the allegations were insufficient to state actionable claims under
The district court judgment is affirmed. Costs to appellees.
Notes
.
. We review
. As the district court dictum concerning immunity from criminal prosecution "based
on
conduct directly related to the Cerro Maravilla investigations,”
Barcelo,
. In
Hutchinson,
. Appellant argues that it was improper to grant judgment for defendants under
. Of course, if the challenged conduct constitutes "state action,” the "color of state law" requirement is met as well.
Lugar v. Edmondson Oil Co.,
. Appellant misplaces reliance on
Limerick v. Greenwald,
. Article II, § 8, provides: “Every person has the right to the protection of law against abusive attacks on his honor, reputation and private or family life.”
. Although appellant argues that he should have been given an opportunity to amend the complaint, our review of the record on appeal discloses no indication that he made such a request below.