Lead Opinion
delivered the Opinion of the Court.
We granted certiorari pursuant to C.A.R. 50 to review an order of the district court dismissing a complaint filed by the Governor of Colorado, the Honorable Roy Romer, against the General Assembly, Carl “Bev” Bledsoe in his official capacity as Speaker of the House of Representatives, and Ted Strickland in his official capacity as President of the Senate. The district court held that the speech or debate clause, Colo. Const, art. V, § 16, granted absolute immunity to members of the General Assembly. We affirm in part and reverse in part.
In April 1989, the Colorado General Assembly enacted the 1989-90 appropriations bill, otherwise known as the “long bill,” to provide expenditures for the executive, legislative, and judicial branches of state government. Ch. 1, sec. 1, 1989 Colo.Sess. Laws 1. Besides the normal appropriations, the General Assembly included head-notes and footnotes that sought to restrict or explain the use of the relevant appropriation.
Governor Roy Romer approved the long bill on April 26, 1989, but attached a letter to the General Assembly claiming eight of the headnotes and forty-one of the footnotes violated either the separation of powers clause of the Colorado Constitution, article III, by infringing on the executive function, or the prohibition against substantive legislation included in the long bill. Colo. Const, art. V, § 32. The governor purported to veto those items he contended were unconstitutional by lining them out pursuant to his power to disapprove distinct items in the appropriations bill under article IY, section 12.
Colorado’s constitution grants the governor the power to disapprove any distinct item in the long bill, and provides that the legislature can only override that veto by the normal override process of a two-thirds vote in each house, art. IV, § 11. The General Assembly, however, through the president of the Senate and the speaker of the House, sent a letter back to the governor claiming his vetoes were improper and had no legal effect. The General Assembly also stated that the disputed provisions would be treated as duly enacted law until repealed or found unconstitutional by a court of competent jurisdiction.
In his complaint, the governor asserted that first, the headnotes and footnotes were unconstitutional; second, the vetoes of those notes were valid; and third, that in ignoring those vetoes, the legislature usurped an executive function, violating separation of powers. The General Assembly moved to dismiss, contending the speech or debate clause in article V, section 16, of the Colorado Constitution afforded it absolute immunity from suit, and that the vetoes were void as a matter of law, so that the governor’s complaint failed to state a claim for relief. That motion was granted by the district court in December 1989 based solely on its conclusion that the legislature was absolutely immune from suit. The court did not address whether the vetoes were valid or the provisions unconstitutional. The governor filed a notice of appeal in the court of appeals, and we accepted jurisdiction by certiorari pursuant to C.A.R. 50 (before judgment). We stated the issues as whether the governor could bring an action against the legislature for ignoring the governor’s vetoes, and second, whether the speech or debate clause of the Colorado Constitution provided the General Assembly and its members with absolute immunity.
I
We have previously addressed whether one branch of government has standing to bring an action against another branch in Colorado General Assembly v. Lamm,
Lamm I held that the General Assembly had standing to bring an action against the governor to challenge a particular construction given certain statutes by the governor resulting in transfers of funds between departments of the executive branch. We said an allegation that the challenged transfers impermissibly infring
In order to protect its • ability to enact legislation by majority vote, it is essential that the legislature be able to obtain a determination whether a purported veto is within the governor’s power, and therefore valid, or outside the ambit of that power, and therefore an intrusion upon the legislative domain.
Id. at 1378. An invalid veto, permitted to stand unchallenged, “would cause injury in fact to the legislature’s legally protected right and power to make appropriations by majority vote.” Id. In this case, it is the governor who seeks standing to challenge what essentially amounts to an allegedly impermissible legislative override of the governor’s veto of items in the long bill.
All appropriations derive from an act passed by both houses of the General Assembly. See Colo. Const, art. V, §§ 17, 32, & 33. That act is then sent to the governor, who has the constitutional duty to either approve the act or return it, unapproved and with his objections, to the house in which it originated.
Rather than attempt an override or seek a judicial determination of the validity of the vetoes, the General Assembly simply chose to ignore the governor’s action. The injury in fact to a legally protected interest is not in regard to whatever substantive effect the footnotes and headnotes had on the executive’s power to administer, but instead relates to the executive’s constitutional power and duty to either approve or veto legislative acts.
In Government of the Virgin Islands v. Eleventh Legislature,
Wimberly v. Ettenberg,
Unlike Wimberly, here the governor asserts that the General Assembly infringed on his power to veto a legislative act, an interest protected by the constitution. If the vetoes were valid, and the legislature simply chose to ignore them, the “delicate constitutional balance between the executive and legislative branches of government” would be upset. Lamm II,
II
The legislators assert that, even if the governor has standing to bring this action, the speech or debate clause of the Colorado Constitution makes them absolutely immune from suit. The district court accepted that argument and dismissed the governor’s claims.
A
Colorado’s constitution, article V, section 16, provides that members of the General Assembly shall be free from arrest during sessions of the legislature, except for felonies or treason, “and for any speech or debate in either house, or any committees thereof, they shall not be questioned in any other place.” The majority of states have adopted speech or debate clauses in some form, and most, including Colorado’s, are similar to their federal counterpart, article I, section 6. We have not previously addressed Colorado’s speech or debate clause; however, even though analysis of the federal constitution is not binding on questions of state constitutional law, cases interpreting the federal speech or debate clause provide guidance. See MacGuire v. Houston,
In Tenney v. Brandhove,
In order to enable and encourage a representative of the public to discharge his public trust with firmness and success, it is indispensably necessary, that he should enjoy the fullest liberty of speech, and that he should be protected from the resentment of every one, however powerful, to whom the exercise of that liberty may occasion offense.
Powell v. McCormack,
There is no question the judiciary has the power and duty to review the constitutionality of the footnotes and headnotes at issue here, or of the governor’s purported veto. As noted in Powell,
B
We can find no reason to analyze Colorado’s protection for speech or debate any differently than the federal clause has been examined by the federal judiciary. See MacGuire,
Here, the governor sought a declaration from the district court that the headnotes and footnotes were unconstitutional as substantive legislation included in an appropriations bill, that his vetoes of those notes were valid, and that ignoring those vetoes amounted to a violation of separation of powers.
C
The governor’s claim that the headnotes and footnotes are unconstitutional is akin to challenging the substance of a properly enacted bill. Such a challenge would normally be brought by one affected by the legislation bringing an action against the executive agency responsible for the statute’s enforcement. See, e.g., Lamm v. Barber,
Whatever its limits, the speech or debate clause plainly protects legislators from inquiry into legislative acts or their motives for performing them. Brewster,
In Consumer Party of Pennsylvania v. Commonwealth,
D
The governor also requests a declaration that his vetoes were valid and that ignoring the vetoes amounted to an improper override, thus usurping an executive function. Here, unlike the first claim, the governor is directly attacking the procedure employed by the legislature as an encroachment into the executive sphere.
The General Assembly first argues the letters amounted only to an opinion that the vetoes were not valid, and were not, as the governor claims, improper override attempts. The letters, however, were not couched in terms of an opinion, but instead specifically stated it was unnecessary for the legislature to take action in response to the vetoes (which would have to be either an attempted override vote or filing an action in district court to declare the vetoes unconstitutional), and that the footnotes and headnotes “should be treated as duly enacted law.”
If those letters were simply opinions, they do not fall within the legislative activity protected by the speech or debate clause. Acts performed by legislators in their official capacity are not necessarily “legislative in nature.” Gravel,
must be an integral part of the deliberative and communicative processes by which Members participate in committee and House proceedings with respect to the consideration and passage or rejection of proposed legislation or with respect to other matters which the Constitution places within the jurisdiction of either House.
Id.; see also Miller v. Transamerican Press, Inc.,
Even if the letter amounted to more than an opinion, the clause would still not necessarily apply. Protected activities have been interpreted by the Court to include the conducting of hearings, preparing and authorizing the publication of reports, Doe v. McMillan,
We acknowledge that an allegation that the legislature unconstitutionally attempted to override a veto is similar to the allegation in Powell v. McCormack, in which the United States Supreme Court ordered the congressional defendants dismissed even though there was an allegation that Powell was kept from taking his seat in violation of the federal constitution.
Other courts have reached similar results. In State v. Kansas House of Representatives,
It is clear that if this case merely challenged the constitutionality of the statute on the ground that it violated the separation of powers doctrine the legislature would have to be dismissed from the suit on the grounds of absolute immunity. However, here the petitioner argues the enactment of rules and regulations pursuant to the statute constitutes legislative usurpation of a function exclusively vested in the executive. If this is so, the lawsuit would not be barred on the basis of legislative immunity under the Speech or Debate Clause.
Id. at 58,
Moreover, the governor seeks a declaration that his vetoes are valid, rather than to hold the legislators personally liable for legislative activities. The members are not required to defend themselves, nor are deliberations or communications impaired. See Gravel,
In the only Colorado ease to discuss the scope of the speech or debate clause, Lucchesi v. State,
“Our task [] is to apply the Clause in such a way as to insure the independence of the legislature without altering the historic balance of the three co-equal branches of Government.”
When the General Assembly is engaged in legitimate legislative activity, the speech or debate clause protects individual legislators and the legislature as a whole from being named defendants in an action challenging the constitutionality of legislation. When, on the other hand, an action challenges the constitutionality of the procedure employed to enact the legislation, it is incumbent on the judiciary to resolve whether the challenged actions fall within the sphere of legitimate legislative activity. If not, the speech or debate clause does not apply.
Ill
Although the trial court did not address whether the General Assembly acted outside the sphere of legitimate legislative activity by ignoring the governor’s vetoes, we can “apply the proper legal test to uncontroverted evidence in the record.” People v. Colorado Springs Bd. of Realtors, Inc.,
As noted previously, once the governor purported to veto the footnotes and head-notes, the legislature could respond in one of two ways: either attempt an override by a two-thirds majority vote, or bring an action in a court of competent jurisdiction contesting the validity of the governor’s vetoes. Colo. Const, art. IV, § 11; Lamm II,
Accordingly, we affirm the district court’s dismissal of the governor’s action seeking to review the constitutionality of the footnotes and headnotes. We reverse the dismissal of the action seeking a declaration that the legislative response to the governor’s purported veto was outside the sphere of legislative activity. We hold that the General Assembly's action was not le
Notes
. The letter, dated May 8, 1989, stated:
Dear Governor Romer,
The purpose of this letter is to state our position concerning your action on the 1989-90 long bill, Senate Bill No. 245. Eight headnote provisions and 41 footnotes were lined through and purportedly vetoed without accompanying vetoes of the appropriations to which such headnotes and footnotes pertain. For the reasons which follow, we believe that the attempted veto of these headnotes and footnotes was invalid under the state constitution and had no legal effect.
According to the Colorado Supreme Court, the veto power can be exercised only when clearly authorized by a specific provision of the constitution, and the language conferring it must be strictly construed. Colorado General Assembly v. Lamm,704 P.2d 1371 , 1386 (Colo.1985).
The only authority in the state constitution for the governor to veto a portion of an appropriation bill is contained in article IV, section 12, which gives the governor the "power to disapprove of any item or items of any bill making appropriations of money, embracing distinct items, ...” An "item,” for purposes of article IV, section 12, is an indivisible sum of money dedicated to a stated purpose. Colorado Assembly v. Lamm,704 P.2d 1371 (Colo.1985). The headnotes and footnotes lined out in Senate Bill No. 245 are not "items” for purposes of the item veto power. The attempted veto of these provisions was therefore invalid and had no legal effect.
In the veto message on Senate Bill No. 245, questions are raised about the constitutionality of the headnotes and footnotes in question. Only a court can declare legislative enactments unconstitutional, and there has been no judicial determination that these headnotes and footnotes are unconstitutional. In fact, the headnotes and footnotes must be presumed constitutional, and anyone asserting otherwise must prove unconstitutionality beyond a reasonable doubt. See Lamm v. Barber,192 Colo. 511 ,565 P.2d 538 (1977).
The Colorado Supreme Court has held that the governor has no power, independent of a valid item veto under article IV, section 12, to veto an allegedly unconstitutional provision in an appropriation bill. Colorado General Assembly v. Lamm,704 P.2d at 1385 (Colo. 1985).
The General Assembly, when faced with an invalid veto of an appropriation bill, is not required to attempt to override the governor’s action. Colorado General Assembly v. Lamm, at 1377 (Colo.1985). In fact, it would be ano*218 malous for the General Assembly to attempt to "override” an action of the Governor that is not a veto, and for the General Assembly to treat the Governor’s action as proper vetoes by attempting to "override" them would only confuse the legal status of the Governor's action.
For the foregoing reasons, it is not necessary for the General Assembly to take action in response to your action on headnotes and footnotes in Senate Bill No. 245. Until the headnotes and footnotes in question are repealed or declared unconstitutional by a court of competent jurisdiction, they should be treated as duly enacted law.
The letter was signed by Ted L. Strickland, President of the Senate, and Carl B. Bledsoe, Speaker of the House of Representatives.
. The governor may also not return the bill, in which case it becomes law after ten days, unless the General Assembly is adjourned, in which case the governor has thirty days after adjournment to send the bill with his objections to the secretary of state.
Concurrence Opinion
specially concurring in the result only:
I concur in the result of the majority opinion only. In my view, it is unnecessary at this juncture to delve into the detailed analysis on the speech-or-debate clause of the Colorado Constitution presented by the parties and addressed in the majority opinion. I agree that it is appropriate to dismiss the Governor’s action seeking a declaration as to the constitutionality of the footnotes and headnotes incorporated into the 1989-90 appropriations bill, but not on the basis that the legislators are immune from suit. Instead, it is my opinion that the Governor’s action should be dismissed because the issue is now moot. The action involves a request for declaratory relief concerning the 1989-90 appropriations bill for the payment of the expenses of the executive, legislative, and judicial departments of the state of Colorado, and of its agencies and institutions, for the fiscal year beginning on July 1, 1989. The money allocated pursuant to that bill has long since been disbursed. I therefore would not address the limits of the speech-or-debate clause when a decision by this court on the constitutionality of the particular footnotes and headnotes should be limited to whether the Governor’s veto was valid.
I agree with the majority’s holding that the Governor’s veto must be presumed valid, absent a proper legislative override or judicial declaration to the contrary. The focus of the Governor’s request for declaratory relief is on his executive power and whether an infringement of that power has occurred. In my view, part III of the majority’s opinion adequately disposes of the issue, and the speech-or-debate-clause analysis contained in part 11(D) is unnecessary. It is sufficient to say that the legislature failed to respond properly to the Governor’s veto, either by attempting to override the veto by a two-thirds majority vote, or by filing an action in court to contest the validity of the Governor’s veto. See Colo.Const, art. IV, §§ 11-12. Absent a legislative override conducted pursuant to the procedures set forth in the Colorado Constitution, or a judicial declaration of invalidity, the Governor’s vetoes must be presumed valid.
I do not view the issue of the validity of the Governor’s veto moot because the enactment of the appropriations bill is an annual process and is therefore “capable of repetition, yet evading review.” Colorado-Ute Elec. Ass’n v. Public Utils. Comm’n,
