Rolling v. GrammerRolling v. Grammer
*781 MEMORANDUM
Sitting by special designation.
Walter E. Rolling seeks relief from the 20-year sentence he is serving in the Nebraska prison system. In essence, Rolling argues that subsequent imposition of a higher sentence than that originally imposed by the trial court violates his right to due process of law. His case has been reviewed by the Nebraska Supreme Court on four occasions.
See State v. Rolling,
Procedural Background
On April 29, 1980, Rolling was charged with five criminal counts. Following a trial, at which a jury found Rolling guilty, the state district court
2
sentenced him as follows: count I (misdemeanor theft), 161 days in jail; count II (felony theft), 1 year; count III (attempted robbery, a felony), 5 years; count IV (use of a firearm to commit a felony), 4-7 years; and count V (being a habitual criminal), 4-7 years. The trial court ordered the sentences for counts I, II, and III to be served concurrently, and the sentences for counts IV and V to be concurrent with each other but consecutive to the sentences on the first three counts. The cumulative sentence was 9-12 years. According to Nebraska “good time” provisions under
Rolling appealed his conviction (on sufficiency of the evidence) and sentence (as harsh and an abuse of discretion). The state objected in its brief to “plain error” in the sentence imposed. The Nebraska Supreme Court rejected Rolling’s appeals. The court, however, did find plain error in the district court’s failure to properly sentence Rolling under the habitual criminal provision,
On remand the trial court resentenced Rolling as follows: counts I, II, and III remained concurrent at 161 days, one year, and five years respectively; count IV was increased to 10-60 years, in compliance with the language of the Nebraska Habitual Criminal Act; count V was dropped as a separate offense. Rolling then faced a sentence of up to 65 years.
Rolling attempted to file a direct appeal from the first resentencing, but this challenge apparently was dropped after Rolling’s court-appointed attorney withdrew from the case.
See State v. Rolling,
On December 14, 1982, Rolling filed his first petition for post conviction relief under
Rolling again sought post conviction relief on September 12, 1983, reasserting his argument that the increased sentence violatéd due process under
Pearce.
Judge
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Bartu again denied the motion, and again Rolling appealed. This time the Nebraska Supreme Court found that Rolling’s sentence still failed to comply with
Pursuant to those directions, Judge Bartu resentenced Rolling for the second time on August 27, 1984. The sentences on counts II and III were increased to ten years each, to be served concurrently, and the new sentence of ten years on count IV was to be served consecutive to the sentences on counts I, II, and III. The net effect was that Rolling received a “flat” 20-year sentence, which he is currently serving. His latest discharge date is September 11, 1990. 4
Rolling filed a third petition for post conviction relief, again Judge Bartu denied the petition, and again Rolling appealed to the Nebraska Supreme Court. On this appeal Rolling sought relief under
Bouie v. City of Columbia,
The present petition for a writ of habeas corpus was filed pursuant to
The Merits 5
1. The claim under Pearce
Rolling has repeatedly argued to the Nebraska Supreme Court that the increase of his sentence after his (unsuccessful) appeal violates due process
6
as interpreted in
North Carolina v. Pearce,
At the outset, it is important to recognize the differences between the present case and
Pearce.
In
Pearce
the defendant received a stiffer sentence after a
successful
appeal had forced retrial.
Id.
at 713,
The literal logic of Rolling’s appeal — that he would be free had he not appealed his conviction — compels this court to analyze it closely under the cases decided since Pearce. 7
The most recent Supreme • Court pronouncement on the due process concerns of
Pearce
came last term in
Texas v. McCullough,
McCullough demonstrates that the basic concerns underlying the Pearce rule are why the sentence was increased and the need to guard against improper motivation in resentencing. The 150% increase in McCullough’s sentence was Upheld by the Court when the resentencing entity 8 based its decision on new evidence not presented at the original trial, and when the retrial had been granted by the trial court itself because of prosecutorial misconduct. Id. at 979. The Court was not swayed by the fact that had McCullough not moved for a new trial — which he had a. due process right to do — his 20-year sentence would have remained intact. 9
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Walter Rolling’s case is strikingly similar to the defendant’s in
McCullough.
The justification given for the higher sentence was that Nebraska law required an enhancement for habitual offenders. In effect the ultimate “resenteneer” was the Nebraska Supreme Court, which mandated the flat 20-year term. Twice the supreme court vacated improper sentences, the first because it was too low and the second because it was too high. There is no hint of vindictiveness.
10
Cf. Chaffin v. Stynchcombe,
This Court has rejected the “doctrine that a prisoner, whose guilt is established, by a regular verdict, is to escape punishment altogether, because the court committed an error in passing the sentence.” The Constitution does not require that sentencing should be a game in which a wrong move by the judge means immunity for the prisoner. In this case the court “only set aside what it had no authority to do and substitute^] directions required by the law to be done upon the conviction of the offender.”
See also DiFrancesco,
This case is distinguishable from the Eighth Circuit case of
United States v. Gilliss,
Similarly, this case is unlike
United States v. Durbin,
This court concludes that the due process challenge under Pearce must fail, particularly in light of the recent decision in McCullough.
2. The Bouie Issues
Rolling bases two arguments on the doctrine of
Bouie v. City of Columbia,
The fundamental principle that “the required criminal law must have existed when the conduct in issue occurred,” must apply to bar retroactive criminal prohibitions emanating from courts as well as from legislatures. If a judicial construction of a criminal statute is “unexpected and indefensible by reference to the law which had been expressed prior to the conduct in issue,” it must not be given retroactive effect.
Id.
(citations omitted). The Court ultimately overturned the trespassing conviction of two blacks in South Carolina who had been arrested after they refused to leave a restaurant when asked to do so. The Court held that the South Carolina Supreme Court’s interpretation of state trespassing laws to include refusal to leave after permitted entry did not provide “fair warning” to the defendants, because the interpretation was “clearly at variance with the statutory language” and had “not the slightest support in prior South Carolina decisions.”
Id.
at 356,
Rolling’s first point under Bouie is that prior to his first direct appeal (Rolling I), “no Nebraska case had ever required a minimum 10 year sentence for each conviction under the Nebraska Habitual Criminal Act.” Pet.Rep.Br. at 7 (pro se) (emphasis in original). Rolling’s second point is that prior to Rolling I “no Nebraska defendant was ever disadvantaged as a result of the ‘plain error’ doctrine.” Id. at 8. In combination, Rolling’s arguments state that the sentence increase after his unsuccessful appeal was so unexpected and unforeseeable that its imposition deprives him of due process of law.
The habitual criminal statute applied by the court was
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To counter this apparent statutory logic, Rolling raises language in
State v. Harig,
We hold that where a defendant is simultaneously convicted of more than one felony charge on the same information and the Habitual Criminal Act is applicable, such defendant may be sentenced separately for each underlying conviction, each sentence being enhanced under the Habitual Criminal Act.
Id.
at 61,
The petitioner’s reliance on
Hang
for the proposition that
In addition to misconstruing the scope of
Harig,
Rolling ignores the dictates of Nebraska case law under
While this court must agree with the petitioner that prior to his case no reported decision on identical facts had resulted in a sentence similar to the one he ultimately received, his first
Bouie
argument still fails. Given the clarity of
We conclude that the first due process claim under Bouie must fail.
Rolling’s second
Bouie
argument involves the court’s interpretation of the plain error doctrine of
The Supreme Court shall by general rule provide for the filing of briefs in all causes appealed to said court. The brief of appellant shall set out particularly each error asserted and intended to be urged for the reversal, vacation or modification of the judgment, decree or final order alleged to be erroneous; but no petition in error or other assignment of errors shall be required beyond or in *787 addition to the foregoing requirement. The Supreme Court may, however, at its option, consider a plain error not specified in appellant’s brief
(Emphasis added). Rolling argues that except in his case, the plain error rule has never been used
against
a criminal appellant. He concludes that the court in
Rolling I
had no precedent for so interpreting
The respondent argues again that the literal language of the statute itself gave Rolling fair warning that the supreme court could correct plain errors that had favored him below. In addition, the state points to
State v. Gaston,
Again, it may be true that the Nebraska Supreme Court has never expressly used the plain error doctrine of § 25-1919 to adversely affect a criminal defendant on appeal. But as was true in regard to the earlier
Bouie
issue, the methodology in
Rolling I
still cannot come as an unforeseeable, retroactive application of the law to petitioner Rolling. One needs go no further than
Gaston
to find a Nebraska case in which a habitual criminal’s sentence was vacated as too low and remanded for resentencing.
See also State v. Davis,
For the reasons stated above, the writ is denied.
Notes
. For purposes of clarity, these appellate decisions will be referred to herein as Rolling I, II, III, and IV.
. The Honorable Bryce Bartu, District Court Judge for York County, Nebraska.
. Section 29-2221 provides:
Whoever has been twice convicted of crime, sentenced and committed to prison, in this or any other state, or by the United States, or once in this state and once at least in any other state, or by the United States, for terms of not less than one year each, shall, upon conviction of a felony committed in this state, be deemed to be an habitual criminal, and shall be punished by imprisonment in the Nebraska Penal and Correctional Complex for a term of not less than ten nor more than sixty years; Provided, that no greater punishment is otherwise provided by statute, in-which case the law creating the greater punishment shall govern.
. Rolling apparently will never be eligible for parole, as he is scheduled for absolute discharge before parole could be awarded.
. The parties have stipulated that Rolling has exhausted his remedies in the Nebraska courts, as required under
. In cases involving resentencing, the constitutional concerns about double jeopardy and equal protection are closely intertwined with the due process inquiry. The
Pearce
case was ultimately decided on due process grounds,
see
The most recent case in which the United States Supreme Court comprehensively analyzed the double jeopardy concerns in the resentencing context was
United States v. DiFrancesco,
For a recent application of the
DiFrancesco
rule, see
Pennsylvania v. Goldhammer,
The Ninth Circuit recently held that
DiFrancesco
does not allow resentencing after the defendant has completed serving the original sentence.
United States v. Arrellano-Rios,
. As Justice Marshall wrote recently in
Texas v. McCullough,
. McCullough originally was sentenced by a jury; after his successful appeal and adverse publicity surrounding the case, he elected to have his second sentence set by the trial court.
See
. The Court wrote:
To be sure, a defendant may be more reluctant to appeal if there is a risk that new, probative evidence supporting a longer sentence may be revealed on retrial. But this Court has never recognized this "chilling effect" as sufficient reason to create a constitutional prohibition against considering relevant information in assessing sentences. We explained in Chaffin v. Stynchcombe, 412 U.S. [17, 29,93 S.Ct. 1977 , 1984,36 L.Ed.2d 714 (1973) ], “the Court [in Pearce ] intimated no doubt about the constitutional validity of higher sentences in the absence of vindictive *784 ness despite whatever incidental deterrent effect they might have on the right to appeal.” We see no reason to depart from this conclusion.
. Rolling accuses Justice Krivosha of holding “an obsession for [his] case for the reason that he wanted to make an example out of it in order to set a new standard of law for sentencing defendants under the Nebraska Habitual Act [sic].”
See
Pet.Rep.Br. at 2 (pro se). As "evidence" of this Rolling points to a statement,
see
Pet.Br. at 6, in
Rolling III
that Rolling should have "let a sleeping dog lie.”
. Rolling points out that he was not the only party that did not recognize this conclusion. Judge Barta also interpreted the habitual criminal act differently — twice. In fact, it was not until the Rolling III mandate that the trial court *786 adopted the supreme court’s application of § 29-2221.
. Moreover, it may be important to note that Rolling never has challenged his convictions, as the Bouie defendants did. Instead, he challenges his sentence. We have assumed that Bouie applies in this analogous context, an assumption we must scrutinize further in the context of Rolling’s second Bouie claim, as discussed in footnote 14, infra.
. The court declined its opportunity to correct the apparently illegal sentence in
Journey
because
neither
party discussed the sentence in its brief, although the defendant originally challenged the sentence as excessive.
See
. Rolling’s strained analogy to Bouie, as discussed in footnote 12, supra, is even more tenuous in his second challenge under that case. Section 25-1919 is a procedural provision, one not speaking at all on questions of criminal conduct. Because this court has rejected Rolling’s argument even applying Bouie’s standards, analysis of the issue of whether that case can serve as precedent is unnecessary.