Rolland v. CellucciRolland v. Cellucci
MEMORANDUM REGARDING DEFENDANTS’ MOTION TO DISMISS (Docket No. S3) and DEFENDANTS’ MOTION TO DISMISS PLAINTIFFS’ AMENDED COMPLAINT (Docket No. 55)
This class action suit involves seven representative plaintiffs and two organizational plaintiffs, ARC Massachusetts (“ARC”) and Stavros Center for Independent Living (“Stavros”) (collectively “Plaintiffs”). In their complaint, as amended, Plaintiffs claim a violation of the integration mandate of the Americans with Disabilities Act (Count I), disability discrimination in violation of the Americans with Disabilities Act (Count II), violations of various Medicaid provisions including comparability, reasonable promptness, freedom of choice, services to developmental^ disabled, services to nursing home residents (Count III through VII, respectively), and a violation of the Nursing Home Reform Amendments (Count VIII). Plaintiffs seek in-junctive and declaratory relief from the Governor of Massachusetts (“Governor”), the Secretary of the Executive Office of Administration and Finance (“A & F”),- the Secretary of the Executive Office of Health.and Human Services (“EOHHS”), the Commissioner of the Division of Medical Assistance (“DMA”), the Commissioner of the Department of Mental Retardation (“DMR”), the Commissioner of the Massachusetts Rehabilitation Commission (“MRC”), the Commissioner of the Department of Public Health (“DPH”), and the Director of Region I for the Department of Mental Retardation (“Reg I”).
Defendants now seek to dismiss the entirety of the amended complaint pursuant to
I. STANDARD OF REVIEW
A
motion to dismiss under
II. DISCUSSION
It is well-settled that
Defendants concentrate much of their motion on two factors within this enunciated test. They first argue that the various statutes at issue contain precatory rather than mandatory pronouncements, making the rights contained within them merely aspirational and thus unenforceable by Plaintiffs as a matter of law. Second, Defendants maintain that the statutory provisions at issue are simply too vague and amorphous to be amenable to judicial enforcement.
A. Substantive Issues
Defendants’ assertions with respect to the various statutory claims made by Plaintiffs will be addressed seriatim.
1.
Defendants first seek to dismiss those claims grounded in the Nursing Home Reform Amendments (“NHRA”),
The parties fundamentally agree that the NHRA was enacted to quell overutili-zation of nursing home care for those who are not in need of institutionalization. To accomplish this goal, the NHRA devised a preadmission screening process (“PA-
Plaintiffs maintain that the PASARR provisions create an affirmative duty for Defendants to provide specialized services and active treatment for individuals regardless of them residence. In counterpoint, Defendants maintain that the NHRA requires the state to render specialized services only in the event an individual does not require nursing home care.
It does not appear to the court that the statutory language precludes the provision of specialized services to nursing home residents. It is clear that, at a minimum, the PASARR review is employed to determine “whether the resident [of a nursing facility who is] mentally retarded or developmentally disabled requires specialized services for mental retardation.”
Despite the plain language of the implementing regulations, Defendants argue that courts are generally reluctant to imply a right of action under
As already stated, the statute makes clear that the PASARR review may be utilized to determine whether a resident of a nursing facility, who is mentally retarded or developmentally disabled, requires specialized services. It does not preclude the provision of those services within a nursing home setting. Thus, the Secretary’s implementing regulations are well within the statute’s scope. Moreover, there does not appear to be any legal authority for the notion that appropriately promulgated regulations cannot create enforceable federal rights. In particular, the court finds
In addition, the court finds that relevant sections of the statute, together with the implementing regulations, are sufficient to define the contours of specialized services and, thus, Plaintiffs’ claim in this regard. The regulations define specialized services in great detail and include all of the services necessary to provide active treatment, a term the court understands to be used interchangeably with the term specialized services.
Concededly, the question of judicial enforcement of the NHRA is for another day. As Defendants assert, it may well be beyond the court’s purview to craft a detailed remedial scheme to address the alleged lack of specialized services to nursing home residents. However, with the use of knowledgeable health professionals to determine necessary services, such endeavors have been undertaken in the past by other courts in this and other districts.
See Youngberg v. Romeo,
Accordingly, the court will deny Defendants’ motion to dismiss the NHRA claims contained in Count VIII of Plaintiffs’ amended complaint.
2.
Plaintiffs also proceed under two portions of the Americans with Disabilities Act (“ADA”),
a.
Generally speaking, the ADA was intended to remedy the problem of unequal treatment of disabled persons. The ADA’s integration mandate states that, “... no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
Defendants first argue that Plaintiffs fail to state a claim under the ADA’s integration mandate. Given the paucity of conflicting precedent and the fact that the Supreme Court has recently heard oral argument on and is now considering this discrete issue, Defendants’ claim may be dealt with relatively quickly.
See L.C. by Zimring v. Olmstead,
The complaint alleges that Plaintiffs are “qualified individuals with disabilities” bringing them within the coverage of the ADA either directly or pursuant to
Defendants’ assertion, that Congress could not have meant to require a state to provide community services where a state has insufficient resources to “satisfy the entire demand for such services,”
Williams v. Secretary of the Executive Office of Human Servs.,
In the present matter and at this phase in the litigation, the court cannot find as a matter of law that Plaintiffs have requested services that would require a fundamental alteration to the system. Compare Heartz v. Morton, No. 98-317-B (D.N.H. Feb. 24, 1999) (the court determined through a fact-intensive analysis, at the preliminary injunction stage in the litigation, that the plaintiffs care in a three person community home designed to treat acquired brain disorder was so costly as to create a fundamental alteration in the system). That question must be reserved for another day. Because the integration mandate has been found in the past to create a judicially enforceable right, this court is unwilling to find that no such right exists as a matter of law. Naturally, Defendants have the right to renew this objection after the United States Supreme Court has spoken on the issue. At present, however, Plaintiffs’ claim pursuant to the integration mandate, Count I, will be allowed to proceed forward.
b.
Plaintiffs also proceed under the nondiscrimination provision of the ADA, which provides a cause of action to any qualified individual with a disability — be it mental retardation, developmental or any other — who is denied participation in or the benefit of a public program because of that disability.
(b)(1) A public entity, in providing any aid, benefit or service, may not ... on the basis of disability—
(i) deny a qualified individual with a disability the opportunity to participate in or benefit from the aid, benefit or service; ...
(iv) provide different or separate aids, benefits, or services to individuals withdisabilities or to any class of individuals with disabilities than is provided to others unless such action is. necessary to provide qualified individuals with disabilities with aids, benefits, or services that are as effective as those provided to others.
Plaintiffs cite many cases for the proposition that the ADA prohibits a public entity from discriminating on the basis of disability in the provision of community based treatment and services.
See, e.g., Helen L.,
Plaintiffs allege in their amended com■plaint that “many of the named plaintiffs and other members of the plaintiff class are currently entitled to active treatment and other services in ICF/MRs.” (Am. Comply 78.) Various class members are also allegedly qualified to receive services through the home and community based waiver (“HCBW”) program. (Am. Compl.lffl 190-192.) Finally, Plaintiffs allege, even if they fail to meet eligibility requirements for such services, they could meet'those requirements with reasonable modifications in the “policies, practices or procedures,” as are contemplated by implementing regulations of the ADA.
See
The court cannot say, as a matter of law and based solely on the allegations in the complaint, that the claimed exclusion of Plaintiffs from community-based treatment in intermediate care facilities for the mentally retarded (“ICF/MR”) and from HCBW services, as Plaintiffs allege, are grounded 'upon nondiscriminatory reasons, as Defendants assert. The court finds sufficient factual predicates to support the claimed violations to withstand the motion to dismiss now before the court. As Defendants must
per force
acknowledge, an exclusion from services may be actionable whether or not the public entity intended to discriminate. Otherwise, this nondiscrimination provision would be rendered meaningless.
See L.C. by Zimring,
3.
Defendants also seek to dismiss Plaintiffs’ claims under various parts of the Medicaid statute, namely, the comparability, the reasonable promptness and the freedom of choice provisions.
a.
The comparability provision requires that all Medicaid services, except those services provided under the HCBW program be furnished equitably. Accordingly, similarly situated individuals, whether they be categorically needy — that is, receiving Supplemental Security Income as claimed with regard to the entire plaintiff class — or medically needy, must receive comparable services.
In support, Defendants also cite
King by King v. Fallon,
The court is similarly unconvinced that the distinction which Defendants seek to draw between this case and Sobky is material for purposes of their motion to dismiss. As Defendants maintain, the harms claimed by the plaintiff class in Sobky were undoubtedly exacerbated by the fact that the class members, although eligible, received no Medicaid-funded methadone treatment services whatsoever. Here, Defendants point out, there is no dispute that the members of Plaintiff class are receiving varying Medicaid services. In the court’s opinion, that difference is not dis-positive.
At the very core of both Sobky and Plaintiffs’ claims here are allegations that the respective states failed to provide certain necessary Medicaid services. The instant complaint alleges that eligible individuals, with similar degrees of impairment, albeit different disabilities, are not receiving equal access to Medicaid. In particular, Plaintiffs claim that individuals residing in ICF/MRs receive active treatment to prevent them from losing certain important skills, while those individuals residing in nursing facilities are not receiving ample services. (Am.Compl.1f 52, 72-78.) Similarly, Plaintiffs contend that the state excludes eligible individuals with cognitive as opposed to physical disabilities from its Personal Care Attendant (“PCA”) services. (Am.Compl.ini 62-66.) At bottom, Plaintiffs’ complaint supports a cognizable claim of a violation of the comparability provision of Medicaid, Count III. 1
b.
Defendants also seek to dismiss Plaintiffs’ claim that they have violated Medicaid’s reasonable promptness provision. Defendants’ argument parallels their arguments with respect to the other statutory provisions which Plaintiffs seek to enforce under
The relevant portion of the Medicaid statute,
Their previous arguments to the contrary, Defendants more or less concede in their supplemental memorandum, (Docket No. 56), that the reasonable promptness provision extends beyond the application process itself to the provision of services as well.
See Doe By and Through Doe v. Chiles,
Looking to the four corners of the complaint, the court can plainly see that Plaintiffs have adequately alleged that Defendants have not sought the necessary waiver of the reasonable promptness requirement. (Am.Compl^ 85.) Plaintiffs also allege that at least nine hundred class members have not been provided medically necessary services in a timely manner. (Am.Compl.lffl 106, 108.) Granted, before receiving redress, Plaintiffs must prove that the services alleged to have been untimely provided were unreasonably untimely. At this point in the litigation, however, it is too early to make that determination. The court will therefore allow the claim in Count IV to go forward.
c.
Plaintiffs assert that the individual class members remain in nursing facilities at present and have not been informed of existing alternatives to nursing facilities in violation of the pertinent freedom of choice provisions of "the Medicaid statute. The pertinent statutory language provides that “... such individuals who are determined to be likely to require the level of care provided in a hospital, nursing facility, or intermediate care facility for the mentally retarded are informed of the feasible alternatives, if available under the waiver, at the choice of such individuals, to the provision of inpatient hospital services, nursing facility services, or services in an intermediate care facility for the mentally retarded....”
In response, Defendants aver that Plaintiffs’ allegations fail to state a cognizable claim. At the core of Defendants’ argument is the assertion that there are no feasible alternatives available which are presently denied to eligible claimants. Indeed, the Medicaid statute requires a state to provide only feasible alternatives and allows it broad latitude to choose the appropriate services for the appropriate claimant.
Alexander,
Despite Defendants’ arguments, it is the court’s opinion that Plaintiffs have pled sufficient facts to survive Defendants’ motion to dismiss the freedom of choice claims. In their amended complaint, Plaintiffs allege that there are a number of feasible alternatives to nursing facility care available in Massachusetts, namely, “residential habilitation, day services, family support, respite services and transportation.” (Am.Compl^ 187.) Plaintiffs also adequately allege that “Defendants’ administration of the Medicaid program denies plaintiffs and plaintiff classmembers their freedom of choice by failing to inform them of the feasible alternatives to Medicaid-funded nursing facilities, including ICF/MR, PCA and HCBW programs, and failing to implement their choices for Medicaid services, all in violation of
The breadth of the freedom of choice provision remains to be seen. It likewise remains to be demonstrated whether the programs which Plaintiffs allege to have been denied are, in fact, feasible alternatives to nursing facility care. If those claims cannot be substantiated, Defendants’ assertion that Plaintiffs are calling for an inappropriate expansion of various programs will become palpable. At this point in the litigation, however, there are sufficient allegations that some feasible alternatives to nursing facilities exist and that Plaintiffs are being denied a meaningful choice as to their participation therein. Accordingly, the court will deny Defendants’ motion to dismiss as it relates to CountV. 2
B. Jurisdictional Issues
1.
Plaintiffs rely on
Bogard v. Kustra,
No. 88-C-2414 (N.D.Ill. May 4, 1980), for the proposition that the organizational plaintiffs, ARC and Stavros, have standing to pursue the.instant claims on their own behalf.
See also Hunt v. Washington State Apple Advertising Comm’n,
Relying on
Lujan,
Defendants assail the claims made by the organizational Plaintiffs, maintaining that they have no standing to pursue their claims as they themselves have suffered no injury-in-fact, a necessary prerequisite for organizational standing.
Lujan,
In the court’s estimation, Plaintiffs’ pleadings meet the standards set forth in
Lujan.
As to ARC, Plaintiffs have pled that it “is a statewide non-profit organization comprised of persons with mental retardation, their parents and friends, and mental retardation professionals.... ” (Am.ComplJ 22.) In addition, Plaintiffs
As to Stavros, Plaintiffs assert that it assists individuals living in the community by using federal and state funds, to provide services to increase their independence. In this capacity, “Stavros is required to file annual reports concerning the number of persons who they assist to move from institutions to community with the Rehabilitation Services Administration (“RSA”), the federal agency responsible for independent living centers.” (Am.ComplJ 23.) According to Stavros, its funding is determined by the RSA and Defendants have impeded its ability to carry out federal mandates and have jeopardized its funding. (Id.) While it remains to be seen whether Stavros has suffered a quantifiable harm, as required by Lujan, at this juncture Plaintiffs have, at a minimum, pled that it has.
The court also does not agree with Defendants that Plaintiffs have conceded that the requirement of “individualized proof’ of necessary relief defeats their claims of organizational standing. While it is true that “associational standing is properly denied where ... the need for individualized proof so pervades the claim that the furtherance of the members’ interests requires individual representation,”
Concerned Parents to Save Dreher Park Center v. City of West Palm Beach,
The court has already determined that Plaintiffs’ claims are appropriate, if not preferable, for class-based adjudication, making individual representation unnecessary. While each class member may require an individual needs assessment were relief granted, this is not a claim which requires individualized proof as to the claimed violations or compliance with the various statutes at issue. Cf id. at 489. Nor is this a case in which Plaintiffs seek to “shoehorn” an unascertainable number of victims into their claim by way of organizational standing. Id. Again, the court made a determination to the contrary when it allowed Plaintiff’s motion to certify a class. In sum, the court finds that ARC and Stavros have standing.
2.
Finally, Defendants assert that the pleadings are insufficient to support a cognizable claim against various named defendants, including the Governor, A & F, EOHHS, a DMR regional Director, DPH and MRC, insofar as they are not named in any pertinent counts of the complaint. Accordingly, Defendants ask that the claims against those defendants be dismissed as they cannot be deemed aware of the precise nature of the cause of action brought against them as is required by
The single state agency mandate arose out of Congress’ desire to minimize the improper denial of benefits and to ensure a certain level of services and quality of care.
Morgan v. Cohen,
The court cannot imagine that such a narrowly drawn requirement was intended to foreclose any recourse when other public entities may be found to have violated federal law. Stated another way, if an official fails to enforce the various statutory provisions which will ensure the delivery of needed services within his or her authority, that official should be held accountable for the failure. Those cases cited by Defendants and still others found by the court do not indicate otherwise. No case holds that the provision which empowers a single state agency to administer a state’s Medicaid program was in any way promulgated with the intention of exonerating or limiting the liability of other governmental officials who fail to conform their required actions to federal law.
Of course, it remains to be seen whether Plaintiff can prove'that the Governor and EOHHS have a role in the provision of Medicaid services above and beyond the role of the DMA. Granted, at this point, the full extent of duties of each official in the context of the intertwined provisions of federal law is unclear to the court. Still, Plaintiffs have pled at least that several unfulfilled administrative duties may fall outside the DMA’s mandate. By way of example, Plaintiffs assert that the Governor “is responsible for seeking funds from the legislature as well as directing, supervising and controlling the executive de-. partments of state government.” (Am. Compl. ¶ 24.) He also appoints all the directors of the executive agencies. (Id.) Similarly, EOHHS is alleged to be “responsible for the oversight, supervision, and control of the health and human services departments within the executive branch including DMA” and the other Defendants. (Am.Complf 26.) To the extent that those responsibilities go beyond those enumerated and required in the state Medicaid plan, the Governor and EOHHS may well be appropriate defendants as to those counts. Again, at a minimum, there appears to be no dispute that they are appropriate defendants with regard to the ADA.
III. CONCLUSION
For the foregoing reasons, the court will deny Defendants’ motion to dismiss in its entirety.
Notes
. With regard to Defendants’ challenge, specific to this claim, to Plaintiffs' standing, it appears to the court that Plaintiffs have also sufficiently alleged that certain class members are being deprived specialized services in general and ICF/MR services in particular in violation of the Medicaid act. There appears to be sufficient injuries-in-fact pled to provide the necessary standing at this juncture. It is of no moment that some individual class members may not want ICF/MR services.
. Defendants’ assertions at oral argument notwithstanding, Plaintiffs have not conceded a lack of viability with regard to their claims in Counts VI and VII. Since Defendants do not wage an independent attack with regard to these counts in their motions to dismiss, the court will allow those claims to go forward.