Plaintiff-appellant Sandra Rojas (“Rojas”) appeals from a judgment entered October 6, 2010, in the United States District Court for the Western District of New York (Charles J. Siragusa,
Judge)
granting summary judgment in favor of defendantsappellees the Roman Catholic Diocese of Rochester (“the Diocese”), the Pastoral Center of the Roman Catholic Diocese of Rochester, and Pastor Peter Enyan-Boadu (“Enyan-Boadu” or “Father Peter”) (jointly, “defendants”) on her claims of sex discrimination under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. §§ 2000e
et seq.
(2006), and the New York State Human Rights Law (“NYSHRL”), N.Y. Exec. Law §§ 290-301 (McKinney 2010 & Supp.2011). The primary issue before us on appeal is whether the District Court properly disregarded certain purported issues of fact in holding that no reasonable jury could find in favor of Rojas. Because the record shows that this was one of the “rare cireumstance[s] where the plaintiff relies almost entirely on [her] own testimony, much of which is contradictory and incomplete,” and where “the facts alleged are so contradictory that doubt is cast upon their plausibility,”
Jeffreys v. City of New York,
BACKGROUND
An exhaustive description of the facts of this case, including an analysis of various
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inconsistencies and contradictions within Rojas’s account, is contained in the District Court’s Decision and Order of October 6, 2010, granting the defendants’ motions for summary judgment.
See Rojas v. Roman Catholic Diocese of Rochester (“Rojas IF),
Rojas was employed by the Diocese as its Coordinator for Hispanic Migrant Ministry for the Brockport Area from May 2, 2004, through November 9, 2006. Her immediate supervisor was Bernard Grizard (“Grizard”), the Diocese’s Director of Parish Support Ministries. Rojas’s office was located on the campus of the Church of the Nativity of the Blessed Virgin Mary (“Church of the Nativity” or “the parish”), in Brockport, New York. The Church of the Nativity is a separate corporate entity from the Diocese, though it had an arrangement with the Diocese allowing the Hispanic Migrant Ministry to operate out of offices in its Parish Center. During the time that Rojas was employed by the Diocese, Enyan-Boadu was the pastor of the Church of the Nativity. Enyan-Boadu was not an employee of the Diocese, but rather of the Church of the Nativity. In her complaint, Rojas alleged that she was the victim of sexual harassment by Enyan-Boadu, which created a hostile work environment, and that the Diocese fired her in retaliation for her complaining about Enyan-Boadu’s sexual harassment.
At the summary judgment stage, the critical issue was whether liability for Enyan-Boadu’s alleged harassment could be imputed to the Diocese. This depended on (1) whether Enyan-Boadu was a “supervisor” of Rojas and (2) whether she had made any complaints to the Diocese such that the Diocese knew or should have known of the alleged sexual harassment. As explained at length in the District Court’s opinion,
see Rojas II,
Rojas’s Conflicting Statements Regarding Enyan-Boadu’s Supervisory Status
In her original complaint, Rojas alleged that Enyan-Boadu was her “co-worker” *102 and referred to Grizard as her “supervisor.” The District Court subsequently granted in part a defense motion to dismiss with leave to replead. Rojas v. Roman Catholic Diocese of Rochester (“Rojas I”), 557 F.Supp.2d 387, 400 (W.D.N.Y. 2008). In its opinion, the District Court noted that, at oral argument on the motion to dismiss, “the Court sua sponte raised the issue of whether [the Diocese] could be held vicariously liable for the alleged hostile environment created by Enyan-Boadu, where, according to the Complaint, Enyan-Boadu was Plaintiffs co-worker.” Id. at 394 n. 4. Despite the District Court’s identification of the issue, in her amended complaint, Rojas again alleged that Enyan-Boadu was her co-worker and that Grizard was her supervisor, and she persisted in characterizing Enyan-Boadu and Grizard in this manner in her sworn responses to defendants’ interrogatories. This characterization of Enyan-Boadu’s and Grizard’s respective roles was consistent with Rojas’s earlier testimony at Enyan-Boadu’s criminal trial.
In her papers opposing defendants’ motion for summary judgment, however, Rojas contended that Enyan-Boadu was, in fact, her supervisor, or at least one of her supervisors. To support this assertion, Rojas relied on her own affidavit and certain portions of her deposition testimony. In her affidavit, Rojas stated that “I was never clear on who her [sic] boss was, as no one ever clarified it to me,” and that “I asked who my boss is and Grizard said, ‘Grizard, Jesus [Flores, another priest in the Diocese], and Father Peter [Enyan-Boadu].’ ” Similarly, during her April 10, 2009, deposition, Rojas stated that she had asked Grizard to “clarify who is my boss” and “[h]e said that my boss is Bernard [Grizard], Jesus [Flores,] and Father Peter [Enyan-Boadu].”
Rojas did not dispute that Enyan-Boadu’s parish was a separate corporate entity from the Diocese and that she was employed by the Diocese, not the parish.
Rojas’s Conflicting Statements Regarding the Diocese’s Knowledge of the Alleged Harassment
In three federal complaints — one before the Equal Employment Opportunities Commission (“EEOC”) and two in the District Court — Rojas alleged that she had made the following generalized complaints about Enyan-Boadu to the Diocese: (1) On October 30, 2006, she met with Grizard and complained that “ ‘Father Peter is making my life miserable’ and ‘you need to take action.’ (2) At an October 31, 2006, meeting with Grizard and Mary Bauer, the Diocese’s Director of Human Resources, she “started to explain to [Bauer] about the hostile environment and work conditions in [her] work place” but was interrupted; (3) On November 2, 2006, she “wrote by e-mail to the Department of Human Resources indicating that [she] wanted to discuss Sexual Misconduct.” 3 None of the three pleadings contained an allegation that Rojas had complained specifically of sexual harassment by Enyan-Boadu. 4 Subsequently, in a sworn re *103 sponse to a defense interrogatory asking her to “[describe each occasion on which [she] complained to the defendants,” Rojas indicated that the only complaint she had made to the Diocese was on October 30, 2006, when she met with Grizard and told him that “ ‘Pastor Peter is making my life miserable’ and ‘you need to take action.’ ” Consistent with these statements, Rojas testified at Enyan-Boadu’s criminal trial that she had not made any specific complaints to the Diocese about Enyan-Boadu’s harassing behavior because she felt intimidated by Enyan-Boadu.
Rojas’s story changed when she was deposed by the Diocese’s attorney on April 7, 2009. There, for the first time, she stated that she had complained to Grizard during her annual performance evaluation on August 8, 2006, that Enyan-Boadu was “touching” her. 5 She also testified that, at her October 30 meeting with Grizard, she “accuse[d] Father Peter that [sic] he’s touching me and kissing me.” Rojas relied on this testimony, as well as her own affidavit, in her papers opposing summary judgment, where she asserted that she had repeatedly complained about Father Peter and “especially recalled] telling the Diocese and Bernard [Grizard] that she was being sexual [sic] assaulted by Father Peter. She would tell them, ‘Father Peter was touching me’ and would constantly cry to them.” PL’s Mem. Opp. S.J. at 11, Rojas II, No. 07-cv-6250 (CJS), (W.D.N.Y. July 1, 2010), ECF # 60-4.
While Rojas relied solely on her own testimony to support these assertions, 6 the Diocese supported its motion for summary judgment with affidavits and contemporaneous e-mails and meeting notes strongly suggesting that it had no knowledge of the alleged harassment until after Rojas’s employment ended, when it was reported that Enyan-Boadu had been arrested. 7
The District Court’s Opinion
In a detailed, 52-page opinion granting defendants’ motions for summary judgment, the District Court catalogued the inconsistencies and contradictions described above (among others) and concluded that “this case goes far beyond simple issues of credibility. Rather, upon the entire record, Plaintiff has changed key aspects of her prior version of events, set forth in pleadings, trial testimony, and
*104
sworn discovery responses, in an attempt to defeat [the Diocese’s] summary judgment motion.”
Rojas II,
DISCUSSION
We review the District Court’s entry of summary judgment
de novo. See Gayle v. Gonyea,
The District Court’s Assessment of Rojas’s Testimony
The District Court granted summary judgment after concluding that Rojas had offered “sham evidence” in opposition to the defendants’ motions. In other words, it concluded that no reasonable juror could believe certain of Rojas’s factual averments in opposition to summary judgment, given contradictory statements she had made in prior sworn testimony and pleadings. Although a district court generally “should not weigh evidence or assess the credibility of witnesses,” Hayes v. N.Y. *105 City Dept of Corr., 84 F.Sd 614, 619 (2d Cir.1996), we have held that
in the rare circumstance where the plaintiff relies almost exclusively on his own testimony, much of which is contradictory and incomplete, it will be impossible for a district court to determine whether ‘the jury could reasonably find for the plaintiff/ ... and thus whether there are any ‘genuine’ issues of material fact, without making some assessment of the plaintiffs account.
Jeffreys v. City of New York,
Rojas’s opposition to summary judgment relied almost entirely on her own testimony, in the form of an affidavit and excerpts from her depositions.
9
In contrast, the Diocese submitted competent and persuasive evidence, including contemporaneous letters and meeting notes suggesting that, to the extent Rojas made complaints regarding her relationship with Enyan-Boadu, they related to the general friction between the two and made no reference to sexual harassment. Therefore, in order to determine whether there were any genuine issues of material fact to be tried by a jury, the District Court was entitled to assess Rojas’s factual averments.
Jeffreys,
The District Court scrupulously detailed plain inconsistencies between the facts advanced by Rojas in opposition to summary judgment and those alleged in her original and amended complaints, in sworn interrogatory responses, in portions of her deposition testimony, in her complaints before the EEOC, and in prior sworn testimony against Enyan-Boadu at his criminal trial.
See Rojas IT,
These new allegations, directly contradicted by her prior sworn statements and judicial admissions, were properly rejected by the District Court after a careful consideration of the record before it.
See Jeffreys,
In so holding, we do not suggest that district courts should routinely engage in searching, skeptical analyses of parties’ testimony in opposition to summary judgment. As we observed in
Jeffreys,
“if there is a plausible explanation for discrepancies in a party’s testimony, the court considering a summary judgment motion should not disregard the later testimony because an earlier account was ambiguous, confusing, or simply incomplete.”
Here, Rojas and her counsel were given ample opportunity to explain or reconcile Rojas’s inconsistent and contradictory statements, but no such explanation was provided. Rather, Rojas simply maintained that credibility determinations are left to the jury. However, as explained above, in certain cases a party’s inconsistent and contradictory statements transcend credibility concerns and go to the heart of whether the party has raised
genuine
issues of material fact to be decided by a jury. This is such a case. Therefore, the District Court did not err in concluding, in effect, that the evidence introduced by Rojas was not “of such a character that it would warrant the jury in finding a verdict in favor of that party.”
Anderson, mi
U.S. at 251,
The District Court’s Ruling on Plaintiff’s Title VII and NYSHRL Claims
Having concluded that Rojas failed to create a genuine issue of material fact with respect to the imputation of liability to the Diocese, the District Court proceeded to dismiss Rojas’s hostile work environment and retaliation claims. Once again, we find no error in the District Court’s rulings.
1. Hostile Work Environment Claim
Under Title VII,
a plaintiff claiming he or she was the victim of an unlawful hostile work environment must elicit evidence from which a reasonable trier of fact could conclude (1) that the workplace was permeated with discriminatory intimidation that. was sufficiently severe or pervasive to alter the conditions of his or her work environment, and (2) that a specific basis exists for imputing the conduct that created the hostile environment to the employer.
Mack v. Otis Elevator Co.,
Here, the District Court held that liability for the alleged sexual harassment could not be imputed to the Diocese because Enyan-Boadu was not Rojas’s supervisor and there was no evidence from which a reasonable jury could find that the Diocese knew or should have known about the alleged harassment and failed to take appropriate remedial action.
Rojas II,
2. Retaliation Claim
Title VII retaliation claims follow the three-part burden-shifting analysis set out in
McDonnell Douglas Corp. v. Green,
First, the plaintiff must establish a prima facie case of retaliation by showing: (1) participation in a protected activity; (2) that the defendant knew of the protected activity; (3) an adverse employment action; and (4) a causal connection between the protected activity and the adverse employment action. The plaintiffs burden in this regard is de minim-is and the court’s role in evaluating a summary judgment request is to determine only whether proffered admissible evidence would be sufficient to permit a rational finder of fact to infer a retaliatory motive. If the plaintiff sustains this initial burden, a presumption of retaliation arises. The defendant must then articulate a legitimate, non-retaliatory reason for the adverse employment action. If so, the presumption of retaliation dissipates and the employee must show that retaliation was a substantial reason for the adverse employment action.
Hicks v. Baines,
In this case, the District Court held that Rojas had failed to establish a
prima facie
case of retaliation inasmuch as she had not shown that she had engaged in any protected activity.
Rojas II,
CONCLUSION
To summarize:
(1) We hold that the District Court’s evidentiary rulings disregarding certain of Rojas’s contrived factual allegations were proper under
Anderson v. Liberty Lobby, Inc.,
(2) Consequently, we affirm the District Court’s judgment dismissing Rojas’s claims under Title VII and the NYSHRL.
(3) We do not consider, much less take a position on, Rojas’s remaining common law assault and battery claim against Enyan-Boadu, which was dismissed without prejudice to refiling in state court and was not before us on appeal.
Accordingly, the judgment of the District Court is hereby AFFIRMED.
Notes
. The District Court dismissed Rojas’s Title VII and NYSHRL claims against Enyan-Boadu after noting that Rojas had explicitly abandoned them in her opposition to defendants’ motions for summary judgment; it then declined to exercise supplementary jurisdiction over her remaining common law claim of assault and battery.
Rojas v. Roman Catholic Diocese of Rochester (“Rojas II"),
. Rojas filed a criminal complaint against Enyan-Boadu with the Village of Brockport Police Department on November 5, 2006, stating that Enyan-Boadu had touched her inappropriately on three occasions in July 2006 and that he had made inappropriate sexual comments to her on October 2, 2006. On November 7, 2006, Rojas and her attorney met with members of the Brockport Police Department to arrange for Rojas to wear a concealed microphone during a meeting with Enyan-Boadu in an attempt to have him admit to sexually assaulting her. Enyan-Boadu was arrested on November 10, 2006, the day after Rojas was fired, based on the accusations in Rojas’s criminal complaint. Following the arrest, the Diocese launched an investigation, but Rojas declined to participate. Enyan-Boadu was tried before a judge of the Town Court of the Town of Sweden on July 19, 2007. At the conclusion of the bench trial, the court acquitted Enyan-Boadu of the charges against him.
. The text of the e-mail that Rojas sent on November 2 did not, in fact, make reference to sexual misconduct. Rather, Rojas replied to an e-mail that a member of the Diocese’s Human Resources Department had sent to all employees of the Diocese with the subject line "Sexual Misconduct Education/Awareness Workshops.” In the text of her e-mail, Rojas wrote, "I really need to talk with you as son [sic] as possible," but did not raise any particular concerns, much less a specific complaint regarding Enyan-Boadu's alleged behavior.
. That she failed to make such an allegation even in her amended complaint before the District Court is notable, considering that the District Court had highlighted the omission in its earlier opinion on defendants’ motion to
*103
dismiss.
See Rojas I,
.At an earlier point in her deposition, however, Rojas testified that she had told Grizard that Enyan-Boadu was "making my life miserable and he need [sic] to do something," and, when asked if she had said "[a]nything else,” she said no. When Rojas was deposed by Enyan-Boadu’s attorney on June 30, 2009, she reverted to this testimony (which was consistent with her testimony at the criminal trial), indicating that she had not reported the alleged sexual harassment during her August 8, 2006, performance review because she felt threatened by Enyan-Boadu.
It bears noting that the meeting notes memorializing the August 8, 2006, performance evaluation — which include a self-evaluation and comments written by Rojas, herself — do not indicate that she raised any concerns to Grizard at that time.
. Rojas also submitted affidavits from nine individuals who related, in varying degrees of generality, their impressions of Rojas and Enyan-Boadu. However, none of these individuals addressed whether Rojas had made specific complaints regarding sexual harassment to the Diocese.
. As noted above, see note 2, ante, Enyan-Boadu was arrested and tried on charges of Forcible Touching and Harassment in the Second Degree, but acquitted at trial.
. The District Court rendered its decision following a hearing at which it reminded Rojas’s counsel of her ethical obligations under Rule 11 of the Federal Rules of Civil Procedure.
Rojas II,
. As noted above,
see
note 6,
ante,
Rojas also submitted affidavits from nine individuals who stated generally that they believed Rojas’s claims but did not in fact have any personal knowledge about whether Enyan-Boadu was Rojas’s supervisor, or whether Rojas had complained to the Diocese that he had sexually harassed her. The District Court properly found these affidavits to be irrelevant and inadmissible.
Rojas II,
. We have observed that "claims brought under New York State's Human Rights Law are analytically identical to claims brought under Title VII."
Torres v. Pisano,
