*1 practice of law for one year for his disciplinary violations this case. For 62 ROGERS, Appellant, Michael W. however, days, January from suspension effective date of ordered in STATES, Appellee. UNITED II, Hutchinson until March No. 85-1421. opinion vacated, date which that District of Appeals. Columbia Court of suspension was under for those same viola- Accordingly, tions. we subtract those 62 Submitted Nov. 1986. days suspension from the one-year Decided Dec. impose, leaving now remainder of 303 Rehearing Opinion En Banc Granted and days. March Vacated It is therefore respon- ORDERED that dent, Hutchinson, James D. suspended practice
from the of law in the District of period days, Columbia effective days opinion. the date of this See XI, 19(3). D.C.Bar.R. NEWMAN, Judge, concurring: my Reback, dissent in re (D.C.1986)(en banc), I made clear I believed suspension the six months’ imposed on Reback and Parsons was woe-
fully inadequate; thought I the appropriate suspension
sanction was year one and a day. It was clear me then that inadequate imposed sanction in that case
would come back haunt us in future
cases. In this case it does. The en banc struggles distinguish Reback to justify greater sanction this case. I join struggle.
decline in that The sanc- seriously tion Reback was deficient. A one-year sanction here of suspension, however, appropriate.
I specifically join much so court as overrules Keiler and Klein- controlling dienst as precedents on the is- of disciplinary sue sanctions. *2 negative that evi-
nile arrests. hold reputation dence of is admissible but case, court’s exclusion of in this the trial testimony harmless error. We such was al- properly the trial court also hold that a government to test witness’ lowed the appellant’s reputation by ask- knowledge of had ing the witness whether appellant juvenile. had been arrested appellant’s affirm convic- We therefore tions.
I.
Appellant was convicted of distribution (PCP) (mari- cannabis phencyclidine and (1981 33-541(a)(l) juana), Code D.C. trial, presented Supp.). At following Appel- testimony to the effect: police approached lant had an undercover was officer and asked her whether she (meaning looking marijua- for some “herb” na). replied no, but The officer said (meaning looking she for “boat” was some PCP). Appellant across the street walked person, appeared to receive to another person, and something from that returned gave appel- to the officer. officer then prerecorded twenty-seven lant dollars police exchange for two tinfoil funds containing marijuana. and packets PCP description of the The officer broadcast seller, team, arrest on the and an basis description, appellant arrested a short D.C., Mann, Washington, ap- N. Peter twenty About minutes after time later. court, brief, pointed was on the sale, purchasing officer returned appellant. appellant as the the scene and identified diGenova, Joseph Atty., E. Mi- drugs. Appel- sold man who had her Farrell, Zeno, and Eliz- chael W. Thomas E. money possession in his lant had no Trosman, Attys., Washing- Asst. U.S. abeth time of his arrest. ton, D.C., brief, appellee. on the were behalf, Appellant, testifying in his own Rather, PCP. denied that he sold PRYOR, Judge, Before Chief testified, he on the arrest date BELSON, NEWMAN and Associate find a boys club to had walked to local Judges. play planned to friend he had with whom BELSON, Judge: sever- stopped He to talk with basketball. but, finding Ab- acquaintances al other first, appeal presents questions, This bott, look for him. club went to left the whether walking he was Appellant that as testified “negative evidence” of a defendant’s street, him. policeman detained down the second, reputation, whether Abbott, witnesses, including Several other government may impeach reputation wit- testimony. juve- corroborated ness reference guilty court, found of distri- ruling while not immediately, even- This phencyclidine tually bution of and cannabis. denied appellant’s request and ruled appeal followed. testimony permissible
only if the witness had specifically dis- II. cussed the defendant’s with oth- community. er members of the Appellant challenges first the court’s ex- *3 testimony by clusion of Reverend David agree appellant with Durham, church, of appellant’s minister the ruling trial court’s If was error. a witness had testify whom the defense called to position inis such a that he probably or she appellant’s reputation in the commu- would have heard discussions in the com nity veracity. for truth munity concerning reputa the defendant's counsel, tion, attempting lay
Defense
to
the witness’ failure to have heard
reputation
foundation for the
anything negative
witness’
testi-
about the defendant is
Durham,
mony,
you probative
asked Rev.
“Have
reputation.1
favorable
As
anything spoken
Supreme
defendant
Court stated in Michelson v.
States,
reputation
and his
to
truth and veraci- United
469,
213,
as
335 U.S.
69 S.Ct.
answered, “No,
ty?”
(1948),
Rev. Durham
I ha-
931 deny right or dimension to defense mony by reputation witness that he tional testify concerning govern nothing about a defend witness to she has heard bad call ant, position was in although the witness ment witness’ truthful bad statements, es ness), such is well have heard conclude under nevertheless See, jurisdictions. e.g., in other tablished harmlessness either non-constititutional 702, 704 Huffman, v. 607 S.W.2d test, State see 328 Kotteakos v. United State, 538 (Mo.Ct.App.1980); Baldwin v. 1239, 1248,90 L.Ed. 66 S.Ct. 109, 113(Tex.Crim.App.1976);Low S.W.2d (1946), stringent or under the more 659, -, State, Ala.App. ery v. test, doubt” beyond “harmless a reasonable Gambutti, (1958): 366, 367 v. So.2d State 18, Chapman California, 386 U.S. see v. 136, 143 A.2d N.J.Super. 828, 17 (1967), 87 S.Ct. L.Ed.2d 705 State, (1955): 51 Del. Wisniewski trial court’s exclusion of Rev. Dur (witness (1957) 94, 138 who A.2d prejudiced testimony could ham’s may testify to acquainted person with well proper in appellant. assuming Even *4 if never reputation, his or even witness her Rev. Dur quiry would have revealed that discussed). join reputation We heard that sufficiently appel ham was intimate with rule. jurisdictions adopting in those surroundings, testimony his lant’s would Although testimony as a lack merely to have been cumulative of more under reputation of bad thus admissible testimony appellant’s of second concrete circumstances, appropriate it is incumbent witness, that reputation who testified she upon assure that the trial court to speak appellant people about and had notoriety the communi absence of reflects reputation he tells the his was that “[t]hat igno ty’s rather the witness’ esteem than Furthermore, infra, truth.” discussed Thus, negative reputa rance. evidence of if Durham had been allowed testi Rev. accepted only tion “is from a witness government per fy, the would have been knowledge of habitat whose defendant’s appel of probe mitted surroundings enough and intimate so inquiring reputation by whether lant’s ill any failure to hear relevant had arrested as a appellant knew that repute ugly assurance that no rumors an we are convinced that juvenile. Because Michelson, supra, were about.” 335 U.S. testimony not Durham’s could Rev. case, 69 S.Ct. the instant verdict, need jury’s we not affected however, the of Rev. Durham’s exclusion he was in question whether remand testimony was based on the court’s errone appellant to have known if had position assumption negative ous evidence reputation veracity. a bad truth reputation circum improper any was under stances, a determination rather than on III. position Durham not in a that Rev. challenges the trial Appellant next appellant’s reputation. know of there prosecutor could ask ruling that the court’s its fore hold that trial court abused she witness whether reputation appellant’s striking in testi discretion Rev. Durham’s juvenile ar appellant’s had heard about mony, refusing to allow rests. recall him. See Johnson v. United (failure (D.C.1979) began present its Before defense recognize need to discretion consti exercise case, inquired to whether prosecutor discretion). tutes abuse of use record appellant’s he could defense witnesses who impeach arrests deciding the trial Without whether magni about would
court’s error was of constitutional
veracity.
In the course
tude,
A.2d for truth
Bassil
prosecutor, defense
among the
(D.C.1986) (error
colloquy
716-17
of constitu-
person’s
community
reflect
discussion
ment that the
behalf,
person’s
probative
reputation,
not
good
it is
only
"was
was based
on his own
bad”
State, 140 Tex.
reputation. See Gilson v.
Fur-
bad
and
thermore,
others.
Id. at 66.
not the
145 S.W.2d
Crim.
think it
that while lack
we
obvious
counsel,
Finally,
noted,
judge,
questions
trial
it was revealed
Id.
we
ju-
about
prosecu-
adjudications
of the three arrests that the
venile
have the negative ef-
raise,
disclosing
two
fect of
tor wished to
had been dismissed
records for which there is
strong policy
and one had
a consent
of confidentiality.
resulted
decree.3
See id.
respective
Initially, based on the
outcomes
hand,
on the other
we distin-
arrests,
the trial
ruled that the
guished McAdoo and held
govern-
potential prejudice of allowing questions
may question
ment
outweighed any probative
about them
val-
wrongful
acts committed
the de-
however,
Later,
ue.
the court reversed its
juvenile.
fendant as
In contrast to their
ruling
prosecutor
and allowed the
to ask
probable lack of
awareness of
ad-
appellant’s reputation witness about the ar-
judications,
“it seems reasonably likely
rests. The witness answered that she had
community
...
members
not heard about the arrests. The court
juvenile’s
will have heard of a
commission
immediately
instructed the
acts,
independently
ar-
questions were
“not intended
establish
adjudication.”
rest or
depth
of events
are therefore
consciousness,
community’s
within the
Affirmed.
accuracy
represen-
as to the
of the witness’
Having
inquiry
tations.5
initiated
into the
NEWMAN,
Judge, dissenting:
community,
an inquiry
view
his
part
most,
could not itself make
jurisdiction, like
has
Our
somewhat
trial,
grudgingly
evidentiary
defendant
not enshroud a
accepted
prac
history
likely
governing
arrests that are
tices
cross-examination
char
community’s
testifying
affected
view. As
on behalf
acter witnesses
Devore,
“by
acceptance
stated
criminal
This
is at
defendant
defendant.
tributable,
seems,
inertia
introducing
character
elects
more to
than
witness ...
prove
name,
else,
issue,
good
by anything
practices
he draws
for the
aside
though widely
his own
have been univer
practiced,
hand whatever veil
law
“illogical”,
youthful
sally
severely
otherwise
criticized as
place over
con-
“irrational”,
“nonsensical”,
“archaic”,
duct....”
935
person
a
does
though
majority
to harass
the
mention that our
could be used
throughout
part
his life.
was motivated in
decision McAdoo
by
confidentiality
a concern for the
of the
States,
U.S.App.D.C.
74
v. United
Thomas
167,
932,2
justice system,
it
juvenile
Maj.Op. at
(1941).
170-71,
908
121 F.2d
conveniently ignores
policy
then
when
confidentiality of
policy respecting
The
it comes
the basis for its deci-
to discuss
reflected in our
records is likewise
juvenile
There,
only
sion.
we hear
about the fact
Thus,
prior
evidence
of evidence.
law
juvenile
questions
that
more
about
arrests are
adjudication may not be used
juvenile
probative
credibility
the
witness’
general credibility of a wit-
impeach
than
nothing
convictions. We hear
those about
States, 392 A.2d
ness. Smith
the obvious fact that
(D.C.1978);
Brown v. United
993
questions may
in such
prejudice inherent
203, 207-08, 338
States,
U.S.App.D.C.
119
greater,
only
likewise be
because not
do
Thomas,
(1964);
supra,
547-48
F.2d
information, they
they divulge confidential
169-71, 121 F.2d at
U.S.App.D.C. at
74
may also impugn the defendant’s character
recently
And
in McAdoo v. United
907-09.
wrongdoing
by insinuating
none
(D.C.1986),
a case
A.2d
place.
may actually have taken
one,
which,
concerned
present
like the
general public
pronounced
defendant’s charac-
has a
“[T]he
cross-examination
ter
tendency
witness,
by
po-
that such a witness
to view even
we held
arrest
being
“if
lice—let
impeached by
appearance
asked
alone actual
may not be
in court—
guilt,
prior
irrespective
the defendant’s
conclusive evidence
he has heard about”
holding in
adjudication.” Note,
The
McA- of the result of an
juvenile convictions.
upon
Police,
two considerations.
Juvenile Delinquents:
was based
doo
State
policy
pro-
Justice,
our
concern for
Courts and Individualized
One
confidentiality
Thus,
mat-
tecting
Harv.L.Rev.
asking
question,
because of that mere
prosecu-
The other was that
ters.
tor, “in
unlikely
spite
theory
policy, a
of all
and of the
prior
judge’s charge,”3
ju-
“telling
succeeds in
have heard about the
concluded,
jury what
prove
there-
it could not
adjudications.
directly
venile
fore,
juvenile what
suggestion of a
that while the
no chance to
[defendant]
deny,
and
arrested;
highly prejudicial
namely,
will be
defend-
that he had been
record
so
probative
ant,
inquiry
thereby
insinuating
have little
either
will
that he had
credibility. been
leaving
convicted of the crime
relative
or
value
Id. at
guess
418-19.
that this
had been the
outcome.”
supra, 335
logic
the latter con-
Entranced
495, 69
(Rutledge, J.,
at 227
S.Ct.
dissent-
sideration,
such as
nod
and without even
ing). If
public
it is a “breach of
faith”
former,
majority now decides
to the
juvenile adjudication
allow a
“used to
be
witness cannot be
that while
character
throughout
life,”
harass a person
about the defendant’s
questioned
conviction,
Thomas,
170-71,
supra,
U.S.App.D.C.
questioned
be
ineq-
F.2d at
how much more
majority reasons
arrest. The
juvenile’s
person
uitable
with a
is for that
to be harassed
arrest,
juvenile’s
unlike
because
arrest which
not even
conviction,
public
is a
act of which
culminated
conviction.
apprised,
community
knowledge
likely
will
become
appropri-
is an
majority,
of such an arrest
like the division in
reporter
claim to be
weighing
preju-
ate test of witness’
content to leave the
community’s
against
of defendant. Al-
probity
view
dice
discretion of the
doing,
majority
questions
In so
regarding
is more candid than
of
victions,
con-
confidential
the division in
acts,
Devore v. United
A.2d
*8
concluding
wrongful
be-
(D.C.1987),upon
majority
which the
relies.
ing public,
problem.
do not suffer from
I
this
That case held
regard
description
this
of McAdoo as a distor-
questioned
wrongful
be
about the
plainly
tion. The court
in McAdoo
acknowl-
underlying
juvenile
acts
tion,
the defendant’s
convic-
edged
policy regarding confidentiality
our
if she
even
not be asked about the
juvenile justice system,
philos-
as well as the
position
having
conviction itself.
distinguish
In the
ophy behind it.
