ROGERS v. UNITED STATES
No. 20
Supreme Court of the United States
Argued November 7, 1950.—Decided February 26, 1951.
340 U.S. 367
Solicitor General Perlman argued the cause for the United States. With him on the brief were Assistant Attorney General McInerney, John F. Davis and J. F. Bishop.
This case arises out of an investigation by the regularly convened grand jury of the United States District Court for the District of Colorado. The books and records of the Communist Party of Denver were sought as necessary to that inquiry and were the subject of questioning by thе grand jury. In September, 1948, petitioner, in response to a subpoena, appeared before the grand jury. She testified that she held the position of Treasurer of the Communist Party of Denver until January, 1948, and that, by virtue of her office, she had been in possession of membership lists and dues records of the Party. Petitioner denied having possession of the records and testified that she had turned them over to another. But she refused to identify the person to whom she had given the Party‘s books, stating to the court as her only reason: “I don‘t feel that I should subject a person or persons to the same thing that I‘m going through.”1 The court thereupon committed petitioner to the custody of the marshal
The next day, counsel for petitioner informed the court that he had read the transcript of the prior day‘s proceedings and that, upon his advice, petitioner would answer the questions to purge herself of сontempt.3 However, upon reappearing before the grand jury, petitioner again
If petitioner desired the protection of the privilege against self-incrimination, she was required to claim it. United States v. Monia, 317 U. S. 424, 427 (1943). The privilege “is deemed waived unless invoked.” United States v. Murdock, 284 U. S. 141, 148 (1931).5
The privilege against self-incrimination, even if claimed at the time the question as to the name of the person to whom petitioner turned over the Party records was asked, would not justify her refusal to answer. As a preliminary matter, we note that petitioner had no privilege with respect to the books of the Party, whether it
In Patricia Blau v. United States, 340 U. S. 159 (1950), we held that questions as to сonnections with the Communist Party are subject to the privilege against self-incrimination as calling for disclosure of facts tending to criminate under the Smith Act.12 But petitioner‘s conviction stands on an entirely different footing, for she had freely described her membership, activities and office in the Party. Since the privilege against self-incrimination
“Thus, if the witness himself elects to waive his privilege, as he may doubtless do, since the privilege is for his protection and not for that of other parties, and discloses his criminal connections, he is not permitted to stop, but must go on and make a full disclosure.”13
Following this rule, federal courts have uniformly held that, where criminating facts have been voluntarily revealеd, the privilege cannot be invoked to avoid disclosure of the details.14 The decisions of this Court in Arndstein v. McCarthy, 254 U. S. 71 (1920), and McCarthy v. Arndstein, 262 U. S. 355 (1923), further support the conviction in this case for, in sustaining the privilege on each appeal, the Court stressed the absence of any previous “admission of guilt or incriminating facts,”15 and relied particularly upon Brown v. Walker, supra, and Foster v. People, 18 Mich. 266 (1869). The holding of the Michigan court is entirely apposite here:
“[W]here a witness has voluntarily answered as to materially criminating facts, it is held with uniformity
that he cannot then stop short and refuse further explanation, but must disclose fully what he has attеmpted to relate.” 18 Mich. at 276.16
Requiring full disclosure of details after a witness freely testifies as to a criminating fact does not rest upon a further “waiver” of the privilege against self-incrimination. Admittedly, petitioner had already “waived” her privilege of silence when she freely answered criminating questions relating to her connection with the Communist Party. But when petitioner was asked to furnish the name of the person to whom she turned over Party records, the court was required to determine, as it must whenеver the privilege is claimed, whether the question presented a reasonable danger of further crimination in light of all the circumstances, including any previous disclosures. As to each question to which a claim of privilege is directed, the court must determine whether the answer to that particular question would subject the witness to a “real danger” of further crimination.17 After petitioner‘s admission that she held the office of Treasurer of the Communist Party of Denver, disclosure of acquaintanсe with her successor presents no more than
Petitioner‘s contention in the Court of Appeals and in this Court has been that, conceding her prior voluntary crimination as to one element of proof of a Smith Act violation, disclosure of the name of the recipient of the Party records would tend to incriminate as to the different crime of conspiracy to violate the Smith Act. Our opinion in Patricia Blau v. United States, supra, at 161, explicitly rejects petitioner‘s argument for reversal here in its holding that questions relаting to activities in the Communist Party are criminating both as to “violation of (or conspiracy to violate) the Smith Act.” Of course, at least two persons are required to constitute a conspiracy, but the identity of the other members of the conspiracy is not needed, inasmuch as one person can be convicted of conspiring with persons whose names are unknown.20
Affirmed.
MR. JUSTICE CLARK took no part in the consideration or decision of this case.
MR. JUSTICE BLACK, with whom MR. JUSTICE FRANKFURTER and MR. JUSTICE DOUGLAS concur, dissenting.
Some people are hostile to the Fifth Amendment‘s provision unequivocally commanding that no United States
Grove v. United States, 3 F. 2d 965, 967 (C. A. 4th Cir., 1925); McDonald v. United States, 9 F. 2d 506, 507 (C. A. 8th Cir., 1925); Rosenthal v. United States, 45 F. 2d 1000, 1003 (C. A. 8th Cir., 1930); Didenti v. United States, 44 F. 2d 537, 538 (C. A. 9th Cir., 1930). See also Feder v. United States, 257 F. 694, 697 (C. A. 2d Cir., 1919); Worthington v. United States, 64 F. 2d 936, 939 (C. A. 7th Cir., 1933).
The doctrine of waiver seems to be a more palatable but equally effective device for whittling away the protection afforded by the privilege, although I think today‘s application of that doctrine cannot be supported by our past decisions. Of course, it has never been doubted that
Apparently, the Court‘s holding is that at some uncertain point in petitioner‘s testimony, regardless of her intention, admission of associations with the Communist Party automatically effected a “waiver” of her constitutional protection as to all related questions.3 To adopt such a rule for the privilege against self-incrimination,
Furthermore, unlike the Court, I believe that the question which petitioner refused to answer did call for additional incriminating information. She was asked the names of the persons to whom she had turned over the Communist Party books and records. Her answer would not only have been relevant in аny future prosecution of petitioner for violation of the Smith Act but also her conviction might depend on testimony of the witnesses she was thus asked to identify. For these reasons the question sought a disclosure which would have been incriminating to the highest degree. Certainly no one can say that the answer “[could not] possibly be used as a basis for, or in aid of, a criminal prosecution against the witness . . . .” Brown v. Walker, 161 U. S. 591, 597.7
The records in this and in the companion cases8 reveal a flagrant disregard of the constitutional privileges of petitioner and others сalled before the grand jury. The Special United States Attorney in charge made unwar-
I would reverse the judgment of conviction.
APPENDIX TO OPINION OF MR. JUSTICE BLACK.
The following is the full transcript of proceedings at the time the judgment now under review was entered:
“The Court: . . . What is the next case? Can we dispose of these ladies now?
“Mr. Goldschein [Special United States Attorney]: Mrs. Jane Rogers.
“The Court: Is she here?
“Mr. Goldschein: She is here, yes, sir. Now, may it please Your Honor—
“The Court: Step over here, madam. What is the status of her cаse?
“Mr. Goldschein: Mrs. Rogers refuses to answer the questions propounded to her in the grand jury room. She was brought back on yesterday, but says that she will answer one question but will not answer any others, and was advised that it would be necessary for her to answer all questions propounded except those which would incriminate her for the violation of a federal offense, and she says she won‘t answer any.
“The Court: Is that your position, madam?
“Mr. Menin [counsel for petitioner]: I think there has been a misunderstanding.
“Mr. Menin: Well, I represent this lady.
“The Court: Just a moment. Please be seated.
“Mr. Menin: Very well.
“The Court: I‘ll hear you in due course[.] Madam, do you still persist in not answering these questions?
“Mrs. Rogers: Well, on the basis of Mr. Menin‘s statements this morning—
“The Court: Will you please answer the question yes or no?
“Mrs. Rogers: Well, I think that‘s rather undemocratic[.] I‘m a very honest person. Would you mind letting me consider—
“The Court: Make any statement you wish.
“Mrs. Rogers: Well, as I said before, I‘m a very honest person and I‘m not acquainted with the tricks of legal procedure, but I understand from the reading of these cases this morning that I am and I do have a right to refuse to answer these questions, on thе basis that they would tend to incriminate me, and you read it yourself, that I have a right to decide that.
“The Court: You have not the right to say.
“Mrs. Rogers: According to what you read, I do. I stand on that.
“The Court: All right. If you will make no changes, it is the judgment and sentence of the court you be confined to the custody of the Attorney General for four months. Call the next case.” Transcript of Record, pp. 76–78 (September 23, 1948).
