The State appeals from a judgment of the district court granting a writ of habeas corpus in this 28 U.S.C. § 2254 case. We affirm.
I. Facts and Procedural History
Petitioner Zackary Rogers was found guilty in Texas state court under section 29.02 of the Texas Penal Code of the second degree felony of robbery committed in 1983. For second degree felony, section 12.33 of the Texas Penal Code specified as punishment any prison term between two and twenty years as well a possible fine up to $10,000. For sentencing purposes, the indictment also charged that Rogers had earlier been convicted in 1977 of another robbery. Punishment in the present case was referred to the jury. The jury found that Rogers had previously been convicted in 1977 of robbery. Under these circumstances, section 12.42 of the Texas Penal Code specified that Rogers be punished for the instant offense (the 1983 robbery) as though found guilty of a first degree felony. For first degree felony, section 12.32 of the Texas Penal Code specified as punishment any prison term between five and ninety-nine years as well as a possible fine up to $10,000. The jury assessed as punishment a prison term of forty years as well as a fine of $5,000. The state trial court entered judgment in accordance with the jury’s finding of guilt and its assessment of punishment.
The judgment was affirmed by the Texas state courts on direct appeal. Rogers then
II. Discussion
A.
Prosecutorial statements may violate due process in two ways. First, prosecutorial statements may implicate “a specific provision of the Bill of Rights” incorporated into the fourteenth amendment by the due process clause. Second, if prosecu-torial statements do not implicate any such other incorporated constitutional right, they may constitute “a denial of due process” generally;
1.
In the case of an asserted generic due process violation, the court asks “whether the prosecutors’ comments ‘so infected the trial with unfairness as to make the resulting conviction [or sentence] a denial of due process.’ ”
2.
In the case of asserted prosecutorial misconduct implicating some other incorporated constitutional right such as the right to remain silent, the court asks “ ‘ “whether or not the [prosecutor’s] statement was manifestly intended or was of such character that a jury would naturally and necessarily take it to be a comment on the failure of the accused to testify.” ’ ”
During the sentencing phase of Rogers’ trial, the State introduced evidence of three prior felony convictions of Rogers: (1) the 1977 robbery conviction charged in the indictment together with (2) another 1977 robbery conviction and (3) a 1977 burglary conviction. In its closing statement, the State made this argument to the sentencing jury:
This is his fourth final conviction for a felony offense. Robbery, robbery, burglary and now robbery again. I submit to you that each one of those felony offenses is worth at least 10 years. He received 12 on the first three. You put those 12 together and you come up with 36. And that is discounting what he has done since he got out of the penitentiary. But I submit to you that if you allocate just 10 years to each of those felony convictions you come up with 40.
1.
Referring to prosecutorial argument to the jury at the guilt or innocence phase of trial, the American Bar Association Standards for Criminal Justice advise that the
prosecutor should refrain from argument which would divert the jury from its duty to decide the case on the evidence, by injecting issues broader than the guilt or innocence of the accused under the controlling law, or by making predictions of the consequences of the jury’s verdict.[10 ]
In application of this standard, courts have said that the prosecution may not “misstate[ ] the law” when arguing to the jury, whether during the guilt or innocence phase or the sentencing phase.
The State contends in defense of the closing argument set out above that the three prior felony convictions were relevant under the rehabilitation and specific deterrence purposes of Texas sentencing law to show the need for a long prison term as an appropriate sentence for the instant conviction. The fact that Rogers had committed the instant offense after having been previously convicted of felonies showed, the State argues, that Rogers had not been rehabilitated by the sentences served for the prior convictions. This assertedly suggested that Rogers could not be expected to be rehabilitated during any short prison term the jury might assess for the instant offense. Also, the prior robbery convictions assertedly confirmed that the violence exhibited by Rogers in the instant offense was not an isolated event and demonstrated the need for specific deterrence by assessing a long prison term.
Rogers does not, however, dispute that prior convictions may be relevant to the rehabilitation and specific deterrence goals of the Texas sentencing law. There can be no contention, however, that Texas sentencing law authorizes the assessment of a ten-year prison term for the instant conviction and an additional ten-year prison term for each of three past convictions for which final sentences have already been received and served.
We do not reach whether this possible generic due process violation amounted to constitutional error because we conclude below that the misstatement went beyond a generic due process violation by countermanding a specific constitutional right incorporated into the fourteenth amendment by the due process clause.
a.
The fifth amendment guarantee against double jeopardy is enforceable against the states through the fourteenth amendment.
The close question before this Court is whether the jury understood the State’s contested argument viewed in context
b.
It remains to be decided whether
In some settings, for instance error at the guilt or innocence stage, the jury has had only two options from which to choose. In that setting, the State may attempt to meet its burden by showing that the evidence of guilt was so overwhelming (and the prejudicial effect of the error so minor in comparison) that the jury would have found guilt over innocence even in the absence of the error.
In other settings, the jury may have had more than two options from which to choose, but the jury chose the severest option. In that setting, the State may attempt to meet its burden by showing that the factors weighing in favor of the severest punishment were so heavy (and the prejudicial effect of the error so minor in comparison) that the jury would have chosen the severest option even in the absence of error.
Finally and most compelling, there is the affirmative evidence of harmful effect in the fact that, from among its many sentencing options, the present jury selected the very forty-year prison term advocated by the State at the very time it made its argument in contravention of the guarantee against double jeopardy.
We conclude that the State has not met its burden of showing beyond a reasonable doubt that the constitutional error in its argument to the jury was harmless.
For the reasons assigned, the judgment of the district court is
AFFIRMED.
Notes
. Donnelly v. DeChristoforo,
. Kirkpatrick,
. Darden v. Wainwright,
In Donnelly itself, the Supreme Court observed: "When specific guarantees of the Bill of Rights are involved, this Court has taken special care to assure that prosecutorial conduct in no way impermissibly infringes them”; on the other hand, when these specific guarantees are not involved, "the claim is only that a prosecutor’s remark ... by itself so infected the trial with unfairness as to make the resulting conviction a denial of due process.”
. Darden,
.
. See
. Kirkpatrick,
. Milton v. Procunier,
. Chapman v. California,
. I American Bar Association Standards for Criminal Justice standard 3-5.8(d), at 3·87 (2d ed. 1980) (emphasis supplied); see United States v. Young,
. Willie,
. See infra notes 14 & 18.
. Benton v. Maryland,
. Pearce,
. Supra note 8.
. See, e.g., Passman,
. The State argues that this case merely poses the issue whether the use of prior convictions under sentence enhancement statutes violates the guarantee against double jeopardy. See Woodward v. Beto,
In the present case, the Texas Penal Code as explained supra in part I used Rogers’ prior conviction for sentence enhancement purposes to enlarge the range of possible punishment from a range of two to twenty years to a range of five to ninety-nine years. Rogers has not challenged this enlargement of the range of possible punishment. He argues instead that, regardless of the range of possible punishment, the State may not urge the jury to assess one punishment as appropriate within the range of possible punishment for the instant conviction and then urge the jury to assess additional punishments for prior convictions for which he has already received and served final sentences.
. Cf. Wilkerson v. State,
. Supra note 9; cf. United States v. Gonzalez-Sanchez,
. Passman,
. See generally Alderman,
. See generally Thompson v. Estelle,
. See Hicks v. Oklahoma,
. See Gill v. Estelle,
We note that the state trial court’s jury instructions at the sentencing phase were exceedingly brief and have no apparent bearing upon the issues now presented. The State has not relied upon those instructions in its arguments to this Court.
. The State argues that its contested closing statement was a response invited by the preceding closing statement of Rogers' counsel. The "idea of ‘invited response' is used not to excuse improper comments, but to determine their effect.” Darden,
In his closing statement, Rogers’ counsel observed that the 1977 robbery conviction charged in the indictment for enhancement purposes had enlarged the range of possible punishment. He went on to say:
[Wjhile you consider that [1977 robbery] conviction I would also ask you to look at the fact that he has paid his debt to society ... and served his time in the penitentiary for that offense.
It now becomes your duty to fit the punishment to this crime. What was this crime worth? ... I’m asking you to treat Mr. Rogers like a human being. Don’t just go back there and say, well, he did it once before back in ’77, he didn’t learn his lesson then, let’s just give him life in the penitentiary and forget about it and treat him like a piece of garbage. I don’t think any human being deserves that. I’m asking you, begging you, imploring you to give Mr. Rogers a short term in the penitentiary based on the facts and circumstances that you heard in the case.
Invited response analysis typically applies when "defense counsel argues improperly, provoking the prosecutor to respond in kind.” Young,
This proper argument by Rogers’ counsel at most invited the State to make the proper argument of urging upon the jury the importance of other sentencing considerations to which Rogers’ prior convictions were relevant. It did not invite the State to urge the jury to assess multiple punishments for the same offense.
