We grant the State’s motion for rehearing. We withdraw the opinion and judgment dated April 25, 2002, and substitute the following opinion.
A jury convicted Rudolph Joseph Roe-thel on seven charges that he committed sexual offenses against his ten-year-old stepdaughter. The jury assessed the maximum sentence for each count — life in prison for aggravated sexual assault; twenty years in prison for attempted aggravated sexual assault, indecency with a child by contact, and second-degree felony criminal solicitation of a minor; and ten years for both indecency with a child by exposure and third-degree felony criminal solicitation of a minor.
See
Tex. Pen.Code Ann. §§ 15.01, 15.031, 21.11,
&
22.021 (West 1994 & Supp.2002). Appellant does not challenge his convictions, but contends that the trial court erred at the punishment phase by permitting the State to call appellant’s sister to testify about his sexual assaults of her; appellant contends that the State’s notice of intent to introduce evidence of extraneous offenses was insufficient because it did not specify the dates
BACKGROUND
Because appellant does not challenge his conviction (and, at the punishment phase, admitted his guilt), we need not extensively recount the evidence that on various occasions appellant touched his minor stepdaughter’s breasts with his hand or mouth, penetrated her vagina with his finger, and showed her his erect penis, asking her to touch him and to have sex with him.
Before trial, appellant requested that the State disclose its intention to introduce evidence of other crimes, wrongs, or acts at the punishment phase. The State responded that it intended to introduce evidence that “Rudolph Roethel committed the act of Aggravated Sexual Assault of his sister [name omitted] when she was a child.” At the punishment phase, when the State called appellant’s sister to testify about those events, appellant objected that the notice of her testimony was inadequate because it did not state when and where the alleged offenses occurred. The court, while agreeing that the notice could have been more specific, concluded that the notice satisfied the purpose of the rule because the notice was sufficient to avoid unfairly surprising the defendant.
Appellant’s sister, who is a year younger than appellant, testified that he sexually assaulted her at their home from the time she was twelve years old until he left for the army when she was seventeen years old — approximately from 1969 through 1974. She said he would touch her breasts with his hand and try to put his hands down her pants. She said she sometimes was awakened by him pulling off her underwear or penetrating her vagina with his penis. Appellant was never charged with or convicted of these assaults.
After several witnesses testified on appellant’s behalf, including psychologists to whom he admitted assaulting his sister, appellant himself testified. He acknowledged committing the offenses against his sister and his stepdaughter.
DISCUSSION
By his sole point of error, appellant contends that the district court erred at the punishment phase by admitting his sister’s testimony regarding his assaults on her. He contends that the State gave insufficient notice of its intent to introduce evidence of those assaults. Evidence of crimes, wrongs, or acts arising from an incident other than the one at issue is admissible for limited purposes only if, upon timely request by the defendant, the State gives reasonable notice of its intent to introduce that evidence in its case-in-chief. Tex.R. Evid. 404(b). Rule 404(b) does not define the term “reasonable.” The notice requirement specific to the punishment phase states:
On timely request of the defendant, notice óf intent to introduce evidence under this article shall be given in the same manner required by Rule 404(b), Texas Rules of Criminal Evidence. If the attorney representing the state intends to introduce an extraneous crime or bad act that has not resulted in a final conviction in a court of record or a probated or suspended sentence, notice of that intent is reasonable only if the notice includes the date on which and the county in which the alleged crime or bad act occurred and the name of the alleged victim of the crime or bad act.
Tex.Code Crim. Proc. Ann. art. 37.07, § 3(g) (West Supp.2002) (emphasis added).
The Legislature’s enactment of article 37.07, section (g), limits the trial court’s discretion to admit evidence of extraneous offenses at the punishment phase. Unlike Rule 404(b), article 37.07, section 3(g) specifies that notice is reasonable only if the notice includes the date on which and the county in which the alleged crime or bad act occurred.
Compare
Tex.Code Crim. Proc. Ann. art. 37.07, § 3(g)
with
Tex.R. Evid. 404(b). Despite the plain language of the statute, courts have carved out exceptions to the rule so that the notice need not specify exact counties.
See Roman v. State,
Appellant contends that the court erred by admitting the evidence because the State’s notice was unreasonable. He preserved his right to complain about the lack of a date and county in the notice by objecting at trial on this basis at the outset of the punishment phase and when the State called his sister to the stand.
See
Tex.R.App. P. 33.1(a)(1)(A). The notice statute does not require that defendants complain about the adequacy of notice before trial.
See
Tex. Code Crim. Proc. Ann. art. 37.07, § 3. Although a pretrial objection would let the State correct deficiencies while still giving defendants time to prepare for trial, we find no such requirement imposed on defendants.
See James v. State,
The State provided virtually no notice of the county and date of the offenses. The notice states that appellant “committed the act of Aggravated Sexual Assault of his sister [name omitted] when she was a child.” The only indication of a county in the notice arises from an implication that the brother and sister involved lived together during their childhood; the notice, however, does not exclude the possibility that the offense occurred away from their home. We need not decide whether the notice is sufficient as to the place of the offense because it provides insufficient notice of the date of the offense.
See James,
In its motion for rehearing, the State contends that its failure to provide reasonable notice of its intent to offer extraneous offense evidence under article 37.07 section 3(g) does not automatically render such evidence inadmissible. We disagree. Before 1993, the State could not offer evidence of unadjudicated extraneous offenses at punishment hearings.
See Grunsfeld v. State,
We are empowered and required to consider whether the district court’s admission of the evidence was harmful.
See
Tex.R.App. P. 44.2. Although the notice provision is mandatory, “the violation of a mandatory statute does not, by itself, call for the reversal of a conviction.”
Ford v. State,
Accordingly, we must assess the harm from the violation of the notice provision of article 37.07, section (g) against its intended purpose. Although the violation of the notice provision resulted in the improper admission of evidence, we cannot employ the harm analysis used for violations of the rules of evidence concerning relevancy because the purpose of those rules differs from the purpose of the section (g) notice provision. The rules of evidence governing relevancy limit the use of evidence that may be unfairly prejudicial or misleading; for instance, evidence of other crimes, wrongs, or acts is inadmis
Accordingly, we will examine the record to determine whether the deficient notice resulted from prosecutorial bad faith or prevented the defendant from preparing for trial. In determining the latter, we will look at whether the defendant was surprised by the substance of the testimony and whether that affected his ability to prepare cross-examination or mitigating evidence.
We find no indication of bad faith in the State’s failure to provide sufficient notice. The notice named the victim, specified the offense, and gave a general idea of when it occurred. Although it did not satisfy the statutory requirements for specificity, there is no indication from the record that the generality was intended to mislead appellant and prevent him from preparing a defense.
Nor did the deficiencies in the notice actually prevent appellant from preparing for his sister’s testimony. The notice informed him that she would testify about a sexual assault he committed on her when she was a child. She testified about a series of offenses occurring over a period of several years. There is no indication
Because the record does not reveal that the deficient notice was the result of prose-cutorial bad faith and because the record shows that the deficient notice did not impair appellant’s ability to prepare for that evidence or otherwise present a defense, we conclude that the deficient notice did not affect appellant’s substantial rights.
We cannot emphasize strongly enough that this conclusion is controlled by the facts of this case. In its motion for rehearing, the State asserts that an utter failure to give any notice in this case would have been harmless. We caution the State not to take this opinion as license to ignore the Legislature’s mandate that the State provide notice upon request of the date and county of extraneous offenses that have not resulted in convictions. Utterly failing to provide the required notice would automatically render the evidence inadmissible; the State would risk having the district court correctly exclude the evidence, thus depriving the fact finder of otherwise admissible evidence. Inviting trial courts to commit error by admitting such evidence despite the lack of the required notice would generate appeals and risk reversal of punishments based on otherwise admissible evidence. Blatant disregard of the notice requirement would be strong evidence of bad faith on the prosecutor’s part and would in most cases impair the defendant’s ability to prepare for trial — either of which would require reversal of the sentence imposed. Such inaction by the State would be a senseless and gross waste of the time and resources of the State, the defendant, and the judicial system. The better practice is for the State to give notice with the specificity the Legislature has mandated.
CONCLUSION
We resolve the sole issue in favor of the judgment and affirm the judgment.
Notes
. This test is also analogous to that used by the court of criminal appeals in assessing harm from the variance between an indictment and the proof at trial.
See Gollihar v. State,
