JOSAFAT RODRIGUEZ, JR., Petitioner, v. WORKERS’ COMPENSATION APPEALS BOARD, CITY OF SANTA CRUZ et al., Respondents.
H045698 (W.C.A.B. No. ADJ10830482)
In the Court of Appeal of the State of California, Sixth Appellate District
Filed 8/27/19
CERTIFIED FOR PUBLICATION
The City disputed whether Rodriguez was entitled to disability retirement through six- and one-half years of litigation resulting in two opinions from this Court that ultimately confirmed Rоdriguez’s right to the retirement allowance. (Rodriguez v. City of Santa Cruz (2014) 227 Cal.App.4th 1443 (Rodriguez I); Rodriguez v. City of Santa Cruz (Sept. 22, 2016, H042280) [nonpub. opn.] (Rodriguez II).)
Following this Court’s decision in Rodriguez II, the City granted Rodriguez disability retirement, but denied his claim of industrial causation, and he began to receive benefits on December 1, 2016. Rodriguez then requested a finding that his disability was industrial from the Workers’ Compensation Appeals Board (“WCAB” or “Board”) on April 25, 2017. The Board concluded that Rodriguez’s disability was industrial, but that he was barred from receiving industrial disability retirement benefits because his claim for a finding of industrial causation was untimely under the five-year time limitation set forth in
We find that Rodriguez’s claim for industrial causation was timely. We therefоre annul the Board’s decision.
I. STATEMENT OF THE FACTS AND CASE
Rodriguez served as a Marine during the Gulf War. During his military service, Rodriguez experienced combat violence, including a mortar attack on his five-man team, which left three men dead.
In 2005, Rodriguez had back surgery, and was cleared to return to work in July 2006. Rodriguez did not return to work, claiming he was not physically able to perform the necessary duties. In August 2006, Rodriguez filed an application with the City for industrial disability retirement based on his back injury. The City denied Rodriguez’s first disability retirement claim in February 2008 following a hearing before an administrative law judge (“ALJ”). The ALJ found that Rodriguez was not credible and that he was not substantially incapacitated from performing the duties of a police station duty officer.
Rodriguez returned to work for two weeks in late March and early April 2007, after being ordered to do so or face termination. He stopped showing up for work and was again warned that he could be terminated. On June 7, 2007, Rodriguez resigned for health reasons.
After Rodriguez resigned from the police department in 2007, he met with a counselor at the Department of Veteran’s Affairs (“Department”). The counselor advised him to apply for veteran’s disability retirement. Rodriguez was evaluated by a Department psychologist twice in 2008 and by a psychiatrist in 2010. Rodriguez reapplied to the City for disability retirеment in June 2010, claiming he was suffering from PTSD that was caused in part by his work as a police officer. He neglected to check the “industrial” box on the claim form, but included an attachment that stated that his work as a police officer triggered memories of his military service and caused him to experience anxiety.
On September 6, 2011, the City’s psychiatric expert, Dr. Mark Snyder provided his first report to the City following his examination of Rodriguez. Dr. Snyder diagnosed Rodriguez with PTSD as a consequence of his experiences with the Santa Cruz Police Department and his timе in the Marines. The doctor opined that Rodriguez was substantially incapacitated from the performance of his duties as a police officer.
The City requested that Dr. Snyder reconsider the findings and provided additional information to him, including the ALJ’s proposed decision denying Rodriguez’s first disability retirement claim in 2008. On September 28, 2011, Dr. Snyder issued a second report criticizing Rodriguez’s credibility based on
The City denied Rodriguez’s second claim, and the case was tried before an ALJ. The ALJ did not question the accuracy of Rodriguez’s PTSD diagnosis; however, she concluded that he failed to establish that he was substantially unable to perform the duties of a station officer as result of his condition. The ALJ found that Rodriguez lacked credibility because he failed to provide all of the relevant facts to the medical professionals who examined him, and he failed to remember the business and volunteer activities that he participated in outside of his police work.
The City adopted the decision of the ALJ and on January 12, 2012, denied Rodriguez’s second claim for industrial disability retirement.
Rodriguez petitioned the superior court for a writ of administrative mandate seeking to set aside the City’s decision, but the court denied the petition. Rodriguez sought review of the superior court’s denial of his writ petition in this court. In Rodriguez I, supra, this court found that the superior court erred in its choice and application of the standard of review relevant to the case, and remanded the matter for reconsideration. (Rodriguez I, supra, 227 Cal.App.4th at pp. 1454-1455.)
On remand, the superior court found that the basis for Dr. Snyder’s change of opinion that Rodriguez was not substantially incapacitated by his PTSD to perform his duties as a police officer was not supported by substantial evidence. The superior court issued a writ of mandate ordering the City to enter a new decision stating that Rodriguez was incapacitated from the performance of his duties as a police officer due to PTSD and to inform CalPERS of its new decision. The superior court also ordered the City to state whether it was disputing industrial causation.
The City appealed the superior court’s decision granting the writ of mandate. This court affirmed the order. (Rodriguez II, supra, at p. 30.) Following this court’s decision in Rodriguez II, the City issued a letter on December 1, 2016, notifying CalPERS that Rodriguez had been incapacitated and could not perform his duties as a police officer. However, the City denied that the disability was industrial.
The City contested the action, asserting that Rodriguez’s disability was not industrial, and that his petition for findings of fact was untimely because it was not filed within one year of the date of injury under
The Workers’ Compensation Judge (“WCJ”) issued findings and an order on December 20, 2017, concluding that Rodriguez’s disability was industrial, but his claim was barred by both the one-year time limitation in
Rodriguez filed a petition for rehearing under
The Board adopted the WCJ’s report and recommendations, and denied Rodriguez’s petition for rehearing on March 2, 2018.
II. DISCUSSION
This case presents an issue of first impression requiring us to interpret and reconcile various provisions embedded within the Government Code and to determine as a matter of law what time limitation applies to CalPERS claims for industrial disability retirement benefits.
The City argues that Rodriguez’s industrial disability claim is time-barred by
Rodriguez asserts that his claim for industrial disability is timely under
A. Standard of Review
Here, neither party disputes the WCJ’s determination that Rodriguez’s disability is industrial in nature. Therefore, there are no evidentiary findings in dispute in this appeal. The issues before us solely involve questions of law and the interpretation of the various statutes setting forth time limitations for industrial disability retirement claims. We thus apply a de novo standard of review. (See, e.g., Baxter v. State Teacher’s Retirement System (2017) 18, Cal.App.5th 340, 353 [interpretation of statutes presents pure questions of law subject to de novo review].)
B. Rules of Statutory Construction
Rodriguez and the City disagree regarding the application of various statutes that they argue establish time limits for the filing of CalPERS industrial disability retirement claims under the Government Code. As we are required to construe the meaning of various code sections, we apply well known interpretive precepts to the statutes in question. “Pursuant to established principles, our first task in construing a statute is to ascertain the intent of the Legislature so as to effectuate the purpose of the law. In determining such intent, a court must look first to the words of the statute themselves,
We are gоverned by an additional rule of statutory construction specific to laws governing pension benefits: if an ambiguity or uncertainty exists in the context of pension statutes, statutory provisions are to be liberally construed in favor of the pensioner “ ‘ “to effectuate the purpose of providing benefits to an employee and his family. [Citation.]” [Citation.]’ [Citation.]” (Katosh v. Sonoma County Employees’ Retirement Assn. (2008) 163 Cal.App.4th 56, 76 (Katosh); see also, Porter v. Board of Retirement of Orange County Employees Retirement System (2013) 222 Cal.App.4th 335, 348 (Porter).)
C. Government Code Time Limitations for Claims of Industrial Disability
The laws governing CalPERS disability retirement are encompassed in
Here, the date of Rodriguez’s injury as determined by the Board, and agreed upon by all of the parties, was September 13, 2011, when Rodriguez learned through the report of the Department’s doctor that his police work for the City had triggered his PTSD symptoms. Following extensive litigation, the City granted Rodriguez’s disability retirement in 2016. Rodriguez filed a request for a determination of industrial causation pursuant to
When it reviewed the WCJ’s opinion denying Rodriguez’s claim, the Board agreed that Rodriguez’s request for a finding of industrial causation
Emphasizing this code section over others in the statutory scheme, the City argues that
We are not persuaded. We conclude that the City and the Board’s interpretation of
Considering the plain meaning of the words in the statute, we observe that “rescind” is defined as “to take away,”4; “alter” means “to make different
We also agree with Rodriguez that the proper time limitation applicable here is found in
Rodriguez asserts that while his date of injury was September 13, 2011, his effective date of retirement was December 1, 2016, when the City finally granted Rodriguez disability retirement and he began to receive his “retirement allowance” as defined in
The City dismisses the contention that the two-year limit set forth in
The City contends that
Finally, the City argues that an interpretation of
The language of
D. Abraham v. Workers’ Comp. Appeals Bd.
There are no California Court of Appeal or California Supreme Court decisions addressing whether the time limitation set forth in
Abraham worked as a police officer for the City of Buena Park from 1987 through 1989, and claimed that her work had caused her an industrial psychiatric injury. Her employer denied the claim. Abraham then requested disability retirement through CalPERS based on a psychiatric condition, and filed a civil suit against her employer for sexual harassment, discrimination,
In March of 1997, Abraham’s employer granted her CalPERS disability retirement request. On June 17, 1997, Abraham filed a petition with the Board pursuant to
Abraham sought a writ of review arguing in part that the Boаrd did not have jurisdiction to decide industrial causation until the disability had been determined by her employer in March of 1997. Although Abraham’s June 1997 petition for a finding of industrial causation was filed more than five years after the date of her injury in 1989, she argued that it was timely because it was filed three months after her employer’s decision granting her disability retirement. The Fourth District Court of Appeal summarily denied Abraham’s petition. The City asks us to rely on the reasoning of Abraham here.
While it is permissible to cite California Workers’ Compensation Appeals Board Cases, writ-denied summaries of decisions by the Board such as Abraham have no stare decisis effect and we are not bound by them. (Parker v. Workers’ Comp. Appeals Bd. (1992) 9 Cal.App.4th 1636, 1646; Wings West Airlines v. Workers’ Comp. Appeals Bd. (1986) 187 Cal.App.3d 1047, 1053, fn. 4.) We find the Board’s decision and the Court of Appeals’ summary denial of Abraham’s writ petition are of little assistance in deciding the present case. In particular, while the Abraham summary indicates that the Board found the five-year time limitation set forth in
In addition, the summary nature of the Court of Appeal’s denial of Abraham’s writ petition provides us with no understanding of why that court determined that the petition was without merit, or if it indeed reached that issue, rather than ruling on some procedural or technical basis. We decline to speculate as to our colleagues’ reasons for the denial. As a result, we find that neither the summary of the decision by the California Workers’ Compensation Appeals Board in Abraham, nor the summary denial of Abraham’s writ petition, alters our analysis of the proper interpretation of the time limitation provisions of
E. Appropriate Construction of Pension Statutes
The City asserts that the time limitation provisions of pension law should not be liberally construed, and distinguishes those cases where liberal construction of pension statutes has been applied from the case before us. For example, the City distinguishes Katosh, noting that the case dealt with the effective date of retirement and the meaning of regular compensation, not the issue of the time limitation for bringing a claim. (Katosh, supra, 163 Cal.App.4th at p. 76.) The City also distinguishes Porter, noting that in Porter the court considered the issue of what constitutes an effective date of retirement rather than the time limitation for bringing a claim. The City argues that construction of pension statutes “ ‘must be consistent with the clear language and purpose of the statute.’ ” (Porter, supra, 222 Cal.App.4th at p. 340.) Since time limitation provisions are designed to prevent stale claims, the City argues that liberal construction of the time limitation provisions within the statutory schemes governing the award of pension benefits is inappropriate.
Our analysis is based on the “usual, ordinary import” of the words in the statutes, “according significance . . . to every word, phrase and sentence in pursuance of the legislative purpose.” (Dyna-Med, supra, 43 Cal.3d at p. 1387.) While we recognize the importance of the time limitation provisions to eliminate dilatory claims, the overriding precept governing pension schemes as a whole is that they “ ‘. . . are to be liberally construed in an applicant’s favor “to effectuate the purpose of providing benefits to an employee and his family. [Citation.]” [Citation.]’ [Citation.]” (Katosh, supra, 163 Cal.App.4th at p. 76.) Although Katosh and Porter addressed the issue of the effective date of retirement and not the time limitation to bring a claim, the policy of liberal cоnstruction of pension statutes in favor of the pensioner applies to all aspects of the CalPERS disability statutory scheme, including time limitation provisions, and thus requires us to construe them to effectuate the purpose of providing benefits to the employee where appropriate.
CalPERS disability retirement is intended to compensate disabled members who are unable to continue working. Rodriguez sought disability retirement from the City commencing in 2011 when he discovered that his PTSD was caused in part by his service as a police officer. Rodriguez was finally granted disability retirement on December 1, 2016, after significant opposition from the City and years of litigation. Rodriguez’s request for an initial determination of industrial causation of his disability was filed on April 25, 2017, five months after he first began receiving retirement benefits on December 1, 2016.
We conclude that the WCAB erred as a matter of law when it found that Rodriguez was time-barred from asserting his claim and denied his
III. DISPOSITION
The Board’s March 2, 2018, opinion and order denying rehearing is annulled, and the matter is remanded to the Board with directions to grant Rodriguez’s claim for industrial causation. Costs in this original proceeding are awarded to Rodriguez.
Greenwood, P.J.
WE CONCUR:
Bamattre-Manoukian, J.
Danner, J.
Rodriguez v. Workers’ Compensation Appeals Board
No. H045698
Workers’ Compensation Appeals Board
WCAB Case No.: ADJ10830482
Attorneys for Petitioner, JOSAFAT RODRIGUEZ, JR.:
Mazur & Mazur
Janice R. Mazur
Scott Shaffman
Attorneys for Respondents, WORKERS’ COMPENSATION APPEALS BOARD, CITY OF SANTA CRUZ et al.:
Allison J. Fairchild
Witzig, Hannah, Sanders & Reagan, LLP
Mark P. Witzig
Miranda Dugan
Rodriguez v. Workers’ Compensation Appeals Board
No. H045698
