MEMORANDUM OPINION
On September 20, 2004, Plaintiff Rodriguez felt ill and left work early. All that she told her supervisors at Smithfield Packing Co., Inc. (“Smithfield”) was that she was “sick” and that she was leaving for a previously scheduled doctor’s appointment. She claims that she called Smith-field the next morning and left a message that she “couldn’t go to work at the time being.” Rodriguez then missed eight scheduled shifts without contacting her employer directly, asserting that she instead sent messages to her supervisors through co-workers informing them that she was “sick.” On September 29, 2004, Smithfield terminated Rodriguez’s employment. Rodriguez claims that she was wrongfully discharged by Smithfield, in violation of the Family and Medical Leave Act (“FMLA”), 29 U.S.C. § 2612 et seq. Smithfield responds that Rodriguez forfeited any FMLA rights that she might have had because she simply left her job without any notice regarding the nature of her illness or the likely extent of her absence.
Smithfield now moves for summary judgment, arguing that (1) Rodriguez failed to give Smithfield adequate and timely notice of her need for FMLA leave; and, alternatively, (2) her rights were not violated because she was unable to work at the conclusion of the FMLA period. 1 For the reasons that follow, the Court will grant Smithfield’s motion.
I.
Rodriguez was employed by Smithfield at its Landover, Maryland, facility from
Before leaving her shift early on September 20, 2004, Rodriguez claims to have informed a supervisor that she was “sick” and that she was leaving for a previously scheduled doctor’s appointment, although she did not describe the nature of her illness. She did not tell anyone when she would return and she did not return to work that day. She was then absent from scheduled daily work shifts on September 21 through 25 and September 27 through 29, 2004. Rodriguez asserts that she called in on September 21 at 6:20 a.m. and left a voice mail message saying only that she was still ill and had doctor’s appointments. Rodriguez claims to have attempted to call in on September 22 but declined to leave a message. She also states that she relayed messages that she was sick to her supervisors through three co-workers during her absences after September 20. It is undisputed, however, that Rodriguez did not personally attempt to contact Smithfield directly during the period September 23 through September 29. Plaintiff also testified that, during this period, she made phone calls to her doctors and attended medical appointments.
In a declaration accompanying her opposition memorandum, Rodriguez also describes certain leave taken just prior to the September 20-29 period. Specifically, she states that she (1) was absent from work for at least a portion of her shift on September 9, 2004, while she attended a previously scheduled doctor’s appointment, (2) left work early on September 13, 2004, due to illness, and (3) missed work on September 14 and 15, 2004. Rodriguez reports that she had informed her supervisor about the September 9 appointment in advance and provided a medical excuse note upon her return to work that day. She also claims that she had told her supervisor on September 13 that she “was not well and ... needed to see a doctor immediately.” Rodriguez Decl. ¶ 6. According to Rodriguez, she then called her supervisor on September 14, informing her that she would be absent that day and the next day because she did not feel well and had scheduled medical appointments. She states that, upon returning to work on September 16, she submitted documentation from her medical providers indicating various examinations and treatment, including diagnosis of a suspected peptic ulcer and an endoscopy procedure on September 15, 2004.
On September 30, the day after her termination, Rodriguez appeared at work to meet with the human resources manager, producing an excuse note from her physician. After a union grievance process, Smithfield offered to reinstate Rodriguez to a “vacation relief’ position paying $9.15 per hour, with fully restored seniority. Rodriguez refused the offer and eventually obtained employment in a restaurant more than seven months later in May 2005 with pay of $7.50 per hour. 2
II.
Summary judgment “should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c); see
Celotex Corp. v. Catrett,
To avoid summary judgment on a properly supported motion, the nonmoving party “may not rest upon mere allegation or denials of his pleading, but must set forth specific facts showing that there is a genuine issue for trial.”
Id.
at 256,
III.
Before turning to the merits of Smith-field’s motion for summary judgment, the Court must address certain evidentiary disputes.
A.
As a preliminary matter, Smithfield argues that the Court should not consider certain statements made in Rodriguez’s Declaration and its accompanying exhibits filed with her opposition brief because they either contradict her prior deposition testimony, are inadmissible hearsay, or are unsworn or unauthenticated. Specifically, Smithfield contests: (1) Rodriguez’s summary of a Department of Labor investigation of her case and a document purported to be a report on the same; (2) her statements concerning her actions and medical treatment prior to the September 20 absence; (3) her statements concerning her medical treatment on September 20; (4) her statements concerning her call to work and voicemail message on September 21; (5) various documents relating to her medical evaluation and treatment; (6) her statements reporting what her co-workers told her supervisors during her absence and what her supervisors knew regarding her condition, including signed statements by two co-workers; and (7) her statements that she would have returned to work on October 20, 2004, had her employment not been terminated.
First, the Court has not considered either Rodriguez’s own statements sum
Second, to the extent Rodriguez includes statements in her Declaration based on her personal knowledge, the Court has considered them. Of course, “a party cannot create a triable issue in opposition to summary judgment simply by contradicting his deposition testimony with a subsequent affidavit.”
Hernandez v. Trawler Miss Vertie Mae, Inc.,
B.
The Family and Medical Leave Act is important social welfare legislation. It is intended “to balance the demands of the workplace with the needs of employees to take leave for eligible medical conditions and compelling family reasons.”
Hukill v. Auto Care, Inc.,
There are important requirements that must be met in order to qualify for the protections of the Act. Where a serious health condition is foreseeable, the employee is required to make a reasonable effort to schedule treatment “so as not to disrupt unduly the operations of the employer.” 29 U.S.C. § 2612(e)(2)(A). The employee is also required to provide the employer not less than thirty days notice before the leave is to begin except that, if the date of the treatment requires leave to begin in less than thirty days, the employee must provide such notice as soon as is practicable. 29 U.S.C. § 2612(e)(2)(B).
Wage continuation plans may provide coverage for self-diagnosed conditions such as colds or minor aches and pains, but the important protections of the FMLA require more. The core requirements for triggering an employer’s obligations are a
serious health condition
and
To establish unlawful interference with an entitlement to FMLA benefits, an employee must prove that: (1) she was an eligible employee; (2) her employer was covered by the statute; (3) she was entitled to leave under the FMLA; (4) she gave her employer adequate notice of her intention to take leave; and (5) the employer denied her FMLA benefits to which she was entitled.
Edgar v. JAC Prods., Inc.,
i. Adequacy and Timeliness of Notice
Smithfield argues that Rodriguez’s notice regarding her absences after September 20 was both inadequate and untimely under the FMLA. In measuring adequacy of notice under the Department of Labor’s promulgated regulations, 8 the Court must assess whether Plaintiff informed Defendant of (1) such facts as to make the employer aware that the employee needed leave due to a serious health condition; and (2) “the anticipated timing and duration of the leave.” 29 C.F.R. § 825.302(c). 9 Where the need for leave was not foreseeable, this notice should be given “as soon as practicable under the facts and circumstances of the particular case,” with an expectation that notice will occur “within no more than one or two working days of learning of the need for leave, except in extraordinary circumstances where such notice is not feasible.” 29 C.F.R. § 825.303(a).
In evaluating the timing of such notice, the Court must consider the requirements of the employer. 29 C.F.R. § 825.302(d)(providing that “an employer may also require an employee to comply with the employer’s usual and customary notice and procedural requirements for requesting leave”);
Gilliam v. United Parcel Service, Inc.,
The employee need not expressly assert rights under the FMLA or even mention the FMLA, but may only state that leave is needed. The employer will be expected to obtain any additional required information through informal means. The employee or spokesperson will be expected to provide more information when it can readily be accomplished as a practical matter, taking into consideration the exigencies of the situation.
29 C.F.R. § 825.303(b). So, too, in the context of foreseeable leave, “[t]he employer should inquire further of the employee if it is necessary to have more information about whether FMLA leave is being sought by the employee, and obtain the necessary details of the leave to be taken.” 29 C.F.R. § 825.302(c).
Smithfield argues that Rodriguez’s notice, consisting of (1) her indication on September 20 that she was going to the doctor, (2) her September 21 message that she was not coming in; and (3) her subsequent message or messages through coworkers that she was sick, were inadequate under the FMLA, adding that Plaintiffs notice and documentation provided on September 30 was untimely, especially in light of the company’s “no call/no show” policy. In so arguing, Smithfield urges the Court to adopt principles developed in the Fifth, Seventh, and Eighth Circuit Courts when presented with what it argues are analogous facts. 10
In
Carter v. Ford Motor Co.,
In
Satterfield v. Wal-Mart Stores, Inc.,
Requiring an employer to undertake to investigate whether FMLA-leave is appropriate each time an employee [is absent under such circumstances] is quite inconsistent with the purposes of the FMLA, because it is not necessary for the protection of employees who suffer from “serious health conditions”, and would be unduly burdensome to employers, to say the least.
Id. at 981 (citing 29 U.S.C. § 2601(a)(4), (b)(3)).
Most recently, in
Phillips v. Quebecor World RAI Inc.,
Even without excluding the challenged evidence regarding Rodriguez’s absences prior to September 20, Smithfield is entitled to summary judgment due to Rodriguez’s failure to provide adequate and timely notice of the need for FMLA leave. Although an employee need not expressly assert FMLA rights, “employers still are entitled to the sort of notice that will inform them not only that the FMLA may apply but also when a given employee will return to work.”
Collins,
Not surprisingly, Rodriguez relies heavily on Smithfield’s purported knowledge of her medical treatment and diagnosis of a suspected peptic ulcer in the days prior to her September 20-29 absences, arguing that Smithfield had a duty to follow up with Rodriguez to see if her ab
Here, as such, the Court must determine whether Smithfield could have reasonably been expected to conclude that Plaintiffs absence from September 20 through 29 was due to a “serious health condition” and, therefore, might have qualified for treatment under the FMLA. A “serious health condition” is defined as “an illness, injury, impairment, or physical or mental condition that involves[:] (A) inpatient care in a hospital, hospice, or residential medical care facility; or (B) continuing treatment by a health care provider.” 29 U.S.C. § 2611(11); see also 29 C.F.R. § 825.114(a). The regulations further define “continuing treatment by a health care provider” as,
[a] period of incapacity (i.e., inability to work, attend school or perform other regular daily activities due to the serious health condition, treatment therefor, or recovery therefrom) of more than three consecutive calendar days, and any subsequent treatment or period of incapacity relating to the same condition, that also involves: (A) Treatment two or more times by a health care provider ... or (B) Treatment by a health care provider on at least one occasion which results in a regimen of continuing treatment under the supervision of the health care provider.
29 C.F.R. § 825.114(a)(2)(i). In sum, then, a serious health condition not involving an overnight stay in a healthcare facility involves (1) an illness, injury, impairment, or physical or mental condition (2) resulting in a period of incapacity for more than three consecutive calendar days and (3) involving either (a) treatment two or more times by a health care provider or (b) treatment by a healthcare provider on one occasion which results in a regimen of continuing treatment.
See Price v. Marathon Cheese Corp.,
In this case, the most that Smithfield knew prior to Rodriguez’s September 20 absence was that (1) Rodriguez left work temporarily on September 9, 2004, for a previously scheduled doctor’s appointment, later documented as related to Rodriguez’s feelings of “shortness of breath, nasal congestion and ear pain that had lasted for three days,” Rodriguez Decl. ¶5; (2) she reported to work on September 13, but then left early because she was “not well and needed to see a doctor immediately” and was then seen both at an emergency room
14
— which diagnosed her with a sus
As an initial matter, the Court finds that Smithfield could not have reasonably been expected to conclude as of September 16 that Rodriguez might be suffering from a serious health condition and, therefore, might have qualified for FMLA leave. During this first period from September 9 through September 20, Rodriguez was incapacitated and unable to work for
fewer
than — not more than— three consecutive calendar days, having left work early on September 13 and then missing work the following two days. Whether or not Rodriguez was examined or treated multiple times during this period, the regulations are clear that, absent inpatient care, an employee must have suffered a period of incapacity of “more than three consecutive calendar days” to qualify as suffering from a serious health condition. 29 C.F.R. § 825.114(a)(2)(i);
see Murray v. Red Kap Indus., Inc.,
Here, after viewing the admissible evidence in the light most favorable to Plaintiff, the Court finds for purposes of summary judgment that, in addition to the information reviewed above regarding Plaintiffs absences on September 9,13,14, and 15, (1) Rodriguez informed her supervisor on September 20 only that she was “sick” and going to a previously scheduled doctor’s appointment about which the supervisor had already been notified; (2) Rodriguez called and left a message on September 21 stating that she was “still sick” and “would not be coming into work for the time being”; and (3) Rodriguez’s co-workers told her supervisors that she was “very ill” on each day during her absences from September 22-29. At best, this information could have led Defendant to conclude that Plaintiff was apparently ill with some unknown malady that may or may not have been related to her prior illness,
16
but with no basis either to conclude that the illness might be a serious health condition or to forecast how long she would be out of work.
See Peeples v. Coastal Office Products, Inc.,
ii. Inability to Work During FMLA-Protected Period
Under the applicable regulations, an employee returning from FMLA leave has no right to restoration to her prior or an equivalent position where the person is “unable to perform an essential function of the position because of ... the continuation of a serious health condition.” 29 C.F.R. § 825.200(a). Such an inability to work at the end of the twelve-week period bars relief because any prior violation caused no harm.
Edgar v. JAC Prods., Inc.,
Smithfield argues that Rodriguez’s interference claim is barred because she admittedly claims to have been unable to work until February 2005, more than eighteen weeks after her last day of work on September 20, 2004, and well after the expiration of the protected twelve-week period. See 29 C.F.R. § 825.200(a)(12-week limit). As support for this contention, Smithfield cites Rodriguez’s statements that (1) she “was unemployed from September 30, 2004, until February 2005 because I was suffering from severe depression and anxiety,” Pl.’s Inter. Ans. No. 10, (2) she could not go out and “kept in bed” from September through December 2004, Rodriguez Dep. p. 165, and (3) she was unable to look for work for “[s]ome months” after returning from Mexico in January 2005 due to feeling badly, Rodriguez Dep. p. 132.
Rodriguez’s response is that she could have returned to work as early as October 7, 2004, but did not do so because her termination and the offer of a lower-paying position made her condition worsen, a contention unsupported by any medical documentation. Such an argument, under the evidence presented, is wholly unconvincing.
18
Rodriguez does not challenge the
IV.
For the foregoing reasons, the Court will grant Smithfield’s motion for summary judgment by separate order.
Notes
. Smithfield also moves for partial summary judgment as to damages, arguing that Rodriguez breached her duty to mitigate damages by failing to diligently seek and maintain suitable employment.
See, e.g., Brady v. Thurston Motor Lines, Inc.,
. In support of its mitigation argument, Smithfield offers evidence showing that, if Rodriguez had accepted the offered position with restored seniority, she would have been promoted to her original position on May 26, 2005, based on her seniority alone.
.Even if admissible, the report would not create a genuine issue of material fact such that Plaintiff could avoid summary judgment. The report merely repeats facts that Plaintiff has alleged in the instant case, often without noting the evidentiary source of such findings, and there is no indication that such evidence is unavailable to the Court here. Moreover, after a brief review of the factual allegations, the report concludes in cursory fashion that Defendant violated the FMLA's regulations. Such conclusions, citing factual allegations already before the Court, are unhelpful in resolving the questions presented.
See Goldberg v. B. Green & Co.,
. In another instance, Defendant inaccurately characterizes Plaintiff's deposition testimony as stating that "the only thing her supervisors knew of her condition was what her co-workers told them after September 20, 2004.” Def. Reply at 6-7. Neither the question nor the answer, however, in any way limits Plaintiff's statement to the "only” thing her supervisors knew. Rather, Plaintiff asserts her belief that her supervisors knew she was "in very bad shape,” as her co-workers were allegedly telling them.
. Such attached documents also violate Federal Rule of Civil Procedure 56(e), which requires that a party attach to an affidavit "[s]worn or certified copies of all papers or parts thereof referred to [therein].”
. As discussed infra, the FMLA defines "serious health condition” as "an illness, injury, impairment, or physical or mental condition that involves[:] (A) inpatient care in a hospital, hospice, or residential medical care facility; or (B) continuing treatment by a health care provider.” 29 U.S.C. § 2611(11). The regulations further define "continuing treatment by a health care provider” as "[a] period of incapacity ... of more than three consecutive calendar days ... that also involves: (A) Treatment two or more times by a health care provider ... or (B) Treatment by a health care provider on at least one occasion which results in a regimen of continuing treatment under the supervision of the health care provider.” 29 C.F.R. § 825.114(a)(2)(i).
. The Fourth Circuit has recognized that the Secretary of Labor possesses authority to promulgate regulations implementing the FMLA under 29 U.S.C. § 2654 and has stated that it ”defer[s] to the Secretary’s interpretation of the FMLA, as expressed in the interim regulations.”
Rhoads
v.
F.D.I.C.,
. Although § 825.302 relates only to
foreseeable
leave, with § 825.303 specifically addressing unforeseen leave, the " 'substance and other particulars of [a § 825.303(b) notice] must conform to § 825.302 ... and only the
timing
of its delivery is affected by § 825.303.’ ”
Peeples v. Coastal Office Prods., Inc.,
. Smithfield also urges the Court to consider the fact that Rodriguez had previously taken FMLA leave on at least three occasions, arguing that this prior leave demonstrates familiarity with the company’s attendance policy.
See Satterfield v. Wal-Mart Stores, Inc.,
. On this point, Plaintiffs reliance on
Plant v. Morton International, Inc.,
. While section 825.302 purports to address foreseeable leave while section 825.303 deals with situations in which advance notice is not possible, the Court does not read the absence of the term "FMLA-qualifying” in section 825.303 as excusing the employee from giving proper notice of the reasons for leave if advance notice is not possible. Rather, as the Seventh Circuit has explained, section 825.302 deals with the content of notice generally, while section 825.303 states an exception to the normal timing rule of section 825.302. "On this understanding the substance and other particulars of notice must conform to § 825.302, and only the timing of its delivery is affected by § 825.303.” Id.
In addition, the fact that such notice of the need for “FMLA-qualifying leave” must convey something more than just that the employee is "sick” is evident by section 825.302(c)’s illustration that such notice is provided when, for example, an employee notifies the employer that "leave is needed for an expected birth or adoption.” (Emphasis added.)
.Moreover, the Court finds the characterization of section 825.303(c) presented in
Bachelder v. Am. W. Airlines, Inc.,
. The Court lends no particular weight to the fact that Plaintiff elected to seek treatment at an emergency facility. Absent additional circumstances indicating a serious health condition, such an election by itself gives no indication of the seriousness of her condition
. The Court also observes that the record before it contains no other evidence sufficient to lead an employer to reasonably conclude that Rodriguez might have been suffering from a serious medical condition prior to September 20. First, in attempting to give guidance to employers, the Department of Labor has stated that “[ojrdinarily, unless complications arise, the common cold, the flue, ear aches, upset stomach, minor ulcers, headaches other than migraine ... are examples of conditions that do not meet the definition of a serious health condition.” 29 C.F.R. § 825.114(c). Aside from being treated for symptoms consistent with a common cold or seasonal allergies on September 9, Rodriguez adds that she was diagnosed with a suspected peptic ulcer and then with "moderate to severe, acute and chronic gastritis reflux eso-phagitis, moderate to severe, acute and chronic gastritis at the gastric body, and axial type Hiatal hernia.” Rodriguez Decl. ¶ 8. Such symptoms would appear to fall squarely within the exclusions of section 825.114(c). Moreover, even if it such diagnoses were relevant to determining whether an employee might be suffering from a "serious health condition” — it appearing from the statute and regulations that, in fact, they are not — Rodriguez's offer of such technical medical terms without accompanying medical opinions regarding the effects that such conditions might have on her ability to perform her job in the future leaves the Court in much the same position that Smithfield must have been in on September 16: willing to excuse Rodrdiguez
. This case is unlike certain cases in which courts have placed a duty on the employer to investigate where, despite the employee’s failure to explain the circumstances of a particular absence, the employer had been well aware of the employee's preexisting and ongoing
serious health condition
and that such condition would likely necessitate ongoing treatment and additional absences.
See, e.g., Cooper v. Fulton County,
. The Court also finds that there is no evidence sufficient for a jury to reasonably conclude that Rodriguez was incapable of informing Smithfield of the nature of her illness or the likely duration of her absence during the period from September 21 through September 29. Despite Plaintiff's arguments to the contrary, when pressed at the hearing, her counsel was unable to point to any medical evidence indicating that Rodriguez's condition prevented her from calling in to speak with her supervisor. Thus, there is no evidence, viewed in the light most favorable to Rodriguez, that would support a finding that she contacted Smithfield "as soon as practicable under the facts and circumstances of the particular case.” See 29 C.F.R. § 825.303(a).
. The argument may also be irrelevant. The
Edgar
Court interpreted the relevant regulations to mean that the cause of the ailment that prevented the employee from returning to work does not change the analysis: "In sum, the FMLA ... is concerned not with how a serious physical or medical ailment occurred, but with whether that ailment precluded the employee from performing an essential function of his or her job at the end of the leave period.”
