Opinion
The following facts and procedural history are relevant to this appeal. On June 14, 2003, the plaintiff was in the process of installing a rubber roof in Norwalk. During that installation, he attempted to dry with a torch the moist plywood foundation on which the rubber roof was to be adhered. Unbeknownst to the plaintiff, the plywood had been previously treated with a highly flammable adhesive, and his use of the torch produced an explosion and a fire. As a result, the plaintiff was engulfed in flames and fell from the two-story roof. Tragically, the plaintiff suffered life threatening bums to over 90 percent of his body, resulting in the amputation of his right arm and limiting the use of his left arm. Thereafter, the plaintiff filed a claim for workers’ compensation benefits with the commissioner for the seventh district. The plaintiff claimed that at the time of the accident, he was an employee of the defendant, the roofing company that contracted to install the roof. The defendant denied compensability. Specifically, the owner of the defendant, Edward Devingo, asserted that he hired the plaintiff as a subcontractor to install the roof. 3
Over the course of two years, the commissioner held nine formal hearings during which extensive evidence was introduced by both parties. In support of his claim that he was an employee of the defendant, the plaintiff testified that on the date of the accident, he was being paid $20 per hour by the defendant, that he was trained in the roofing trade by the defendant, that the defendant provided tools on his roofing jobs and provided transportation to and from work sites and that Devingo governed the manner of work at each of the various job sites. He also testified that although he was able to speak and to understand English “[a] little bit,” his primary language was Spanish, and under no circumstances was he able to read or to write English. As a result, the plaintiff testified, he was unaware of, and did not understand, the consequences of executing certain documents in which he acknowledged that he was excluded from coverage under the Workers’ Compensation Act (act), General Statutes § 31-275 et seq. He also testified that he executed a general liability insurance policy that named him as the insured policyholder and that Devingo originally advanced the premium on that general liability policy.
Devingo, on the other hand, testified that the plaintiff was able to speak, to understand and to read English capably and that (1) he did not train the plaintiff in the roofing trade, (2) the plaintiff provided
The commissioner also heard testimony from former workers of the defendant and two employees from Glover. Both Glover employees testified that the plaintiff had obtained liability insurance policies through their agency prior to the accident. The commissioner also heard testimony from three homeowners with whom the plaintiff had contracted to perform roofing projects, independent of the defendant.
6
In addition to the oral testimony, both parties introduced numerous
exhibits, including (1) the plaintiffs business card, which stated, “Ramiro Roofing, Ramiro Rodriguez, owner. All types of roofs, wood shingles, copper work, etc. Free estimates”; (2) 1099 federal income tax forms for 1998 and 2000-2003 that were provided to the plaintiff by the defendant; (3) forms, signed by the plaintiff, stating that he acknowledged that he was not covered under the act; (4) a certified certificate of liability insurance naming the plaintiff as the insured policyholder providing coverage from March 29, 2003, to March 29, 2004; and (5) an estimate for
On January 10, 2008, the commissioner issued an eight page finding and dismissal of the plaintiffs claim. In that decision, the commissioner determined that the sole issue presented was whether the plaintiff “was an employee of [the defendant] on June 14, 2003, when he suffered horrific and catastrophic injuries . . . .” Under the heading “the following facts are found,” the commissioner summarized the evidence introduced at trial into fifty numbered paragraphs, which were also interspersed with specific findings of fact. 9 Two explicit findings of fact found by the commissioner were that “on the date of the accident . . . the [plaintiff] was using his own tools and was in the process of drying moist plywood with a torch when the explosion and fire occurred” and that the plaintiff was being paid at an hourly rate at the time of the accident. In addition to these explicit findings of fact, the commissioner’s decision also contained several implicit findings in which he discounted the plaintiffs testimony as not being credible. For example, the commissioner stated that “[t]he [plaintiff] testified that the alleged [e]mployer would drive [him] to the job site in various vehicles owed by [the defendant] and would set the hours and the places to be worked. The [plaintiff] testified that during the period of time that he was working with or for [the defendant], he did not do any outside jobs other than possibly one or two in his own name. That is not so found by the undersigned commissioner.” (Emphasis added.) With the exception of accepting the plaintiffs testimony in which he stated that he was paid hourly, the remainder of the commissioner’s conclusions relating to the plaintiffs credibility were stated in similar fashion. Seven paragraphs contained in the finding and dismissal discredited the plaintiffs testimony with similar language indicating that the purported fact was not so found by the commissioner. For example, the commissioner did not find credible the plaintiffs testimony that (1) Devingo had paid for the plaintiffs liability insurance policy with Glover and then subtracted portions of the amount of the premium from the plaintiffs weekly checks, (2) the plaintiff did not understand the consequences of obtaining his own liability insurance or signing exclusionary documents regarding his status as an independent contractor and (3) the plaintiff did not understand English.
On May 11, 2009, the board issued a memorandum of decision affirming the commissioner’s dismissal of the plaintiffs claim. The board stated that to ascertain
whether the plaintiff was an employee or an independent contractor, “[t]wo central questions need to be resolved in the [plaintiffs] favor in order to award benefits .... The [plaintiff] must demonstrate he or she is credible and the [plaintiff] has the burden of proving the presence of an employer-employee relationship.” The board concluded that the commissioner, in the face of conflicting evidence, resolved those questions to the detriment of the plaintiff. Specifically, the board found that “[t]he subordinate facts in the finding and dismissal indicate [that] the [plaintiff] was using his own tools and was acting in an autonomous manner at the time of the injury. . . . Since [e]mployment status is patently a factual issue, and is subject to a significant level of deference on review ... we must respect the trial commissioner’s findings . . . ,”
10
(Citations omitted; internal quotation marks omitted.) In applying those subordinate facts to this case, the board ultimately concluded that the commissioner properly applied the right to control test articulated by our Supreme Court in
Hanson
v.
Transportation General, Inc.,
“We begin by setting forth the standard of review applicable to workers’ compensation appeals. The principles that govern our standard of review in workers’ compensation appeals are well established. . . . The board sits as an appellate tribunal reviewing the decision of the commissioner. . . . [T]he review [board’s] hearing of an appeal from the commissioner is not a de novo hearing of the facts. . . . [T]he power and duty of determining the facts rests on the commissioner .... [T]he commissioner is the sole arbiter of the weight of the evidence and the credibility of witnesses .... Where the subordinate facts allow for diverse inferences, the commissioner’s selection of the inference to be drawn must stand unless it is based on an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them. . . .
“This court’s review of decisions of the board is similarly limited. . . . The conclusions drawn by [the commissioner] from the facts found must stand unless they result from an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them. . . . [W]e must inteipret [the commissioner’s finding] with the goal of sustaining that conclusion in light of all of the other supporting evidence. . . . Once the commissioner makes a factual finding, [we are] bound by that finding if there is evidence in the record to support it.” (Citations omitted;
internal quotation marks omitted.)
Williams
v.
State,
In this appeal, the plaintiff claims that the board improperly affirmed the commissioner’s finding that he was not an employee of the defendant at the time of the accident. The gravamen of the plaintiffs argument is that the commissioner improperly applied the right to control test by relying exclusively on one factor, namely, that the plaintiff executed certain forms in which he acknowledged that he was not covered under the act. After our careful review of the briefs and record before us, we cannot conclude that the commissioner incorrectly applied the right to control test when he determined that the plaintiff was not an employee of the defendant at the time of the accident.
“The determination of the status of an individual as an independent contractor or an employee is often difficult . . . and, in the absence of controlling circumstances, is a question of fact.” (Internal quotation marks omitted.)
Chute
v.
Mobil Shipping & Transportation Co.,
Additionally, “[w]e are mindful of the principles underlying Connecticut practice in workmen’s compensation cases: that the legislation is remedial in nature . . . and that it should be broadly construed to accomplish its humanitarian purpose. ... It is still true, however, that the power and duty of determining the facts rests on the commissioner, the trier of facts.” (Citations omitted.)
Adzima
v.
UAC/Norden Division,
“Our courts have long recognized that independent contractors are not within the coverage of the . . . [a]ct. . . . The fundamental distinction between an employee and an independent contractor depends upon the existence or nonexistence of the right to control the means and methods of work.” (Citation omitted; internal quotation marks omitted.)
Chute
v.
Mobil Shipping & Transportation Co.,
supra,
In the present case, the burden rested with the plaintiff to prove that he was an employee.
Bourgeois
v.
Cacciapuoti,
supra,
The plaintiff argues that the commissioner improperly rendered his determination on the basis of one factor rather than the totality of the evidence. To support this premise, the plaintiff relies on paragraph D of the commissioner’s conclusion that stated that “the [plaintiff] knowingly signed the exclusionary forms for the workers’ compensation commission and the agreements stating that he was an independent contractor and,
thusly,
he was not an employee on the date of his injuries.” (Emphasis added.) The plaintiff asserted
First, the commissioner was not
required
to explain, pursuant to § 31-301-3 of Regulations of Connecticut State Agencies, how he arrived at his final determination after culling through the evidence.
14
See
Cable
v.
Bic Corp.,
In light of the foregoing, we cannot conclude that the subordinate facts and evidence do not support the commissioner’s decision that at some point prior to the accident, the plaintiff made a conscious choice to change his employment status from that of employee to independent contractor. Moreover, we cannot conclude that the commissioner’s determination relied on an inference that was illegally or unreasonably drawn from those facts or the evidence in the record. Nor can we as a “reviewing court . . . set aside that inference because the opposite one is thought to be more reasonable; nor can the opposite inference be substituted by [this] court because of a belief that the one chosen by the [commissioner] is factually questionable.” (Internal quotation marks omitted.)
Daubert
v.
Naugatuck,
supra,
The decision is affirmed.
In this opinion the other judges concurred.
Notes
The second injury fund is a defendant and joined E.D. Construction Inc., on its appellate brief. Travelers Property & Casualty Insurance and CNA Claims Plus are also defendants but have not participated in this appeal. For convenience, we refer in this opinion to E.D. Construction, Inc., as the defendant.
“The Workers’ Compensation Act . . . General Statutes § 31-275 et seq., provides benefits
only for those
workers who have the status of ‘employees’ at the time of their injury.”
Hanson
v.
Transportation General, Inc.,
The defendant stopped operations at some point after the plaintiffs accident.
Devingo testified that once he subcontracted a roofing job to the plaintiff, the plaintiff would subsequently retain his own employees to assist in the completion of that job. Devingo testified that he had no input regarding the personnel that the plaintiff chose to hire for those jobs, nor did he have an arrangement for paying those individuals.
Devingo testified that he informed the plaintiff expressly that, as a result of the execution of these documents, he was not covered under workers’ compensation insurance and that he was covered only by his own liability insurance policy. The record also indicates that Devingo had been advised by his accountant to have workers who were performing roofing jobs for the defendant sign these exclusionary forms and obtain their own liability insurance. Devingo testified 1hat the defendant’s workers’ compensation insurance policy had been cancelled because of a dispute between the defendant and its insurer regarding the number of employees who were employed by the defendant. See ED Construction, Inc. v. CNA Ins. Co., Superior Court, judicial district of Stamford-Norwalk, Docket No. CV-06-4008420-S (August 27, 2009).
Additionally, the commissioner heard testimony from Chris Rose, the manager of All-Star Carting of Norwalk (All-Star), who testified that All-Star rented a dumpster to the plaintiff for a job in Bridgeport.
Although the spelling of the plaintiffs first name on this invoice appears different from that on his business cards, the addresses provided on both documents are vituaily identical.
On October 24,2007, the plaintiff submitted a seventy-two page proposed finding and award to the commissioner, which contained 531 findings of fact coupled with five conclusions. In support of his proposed finding and award, the plaintiff also submitted an eighteen page memorandum of law arguing that “[t]he [plaintiff] is clearly an employee of the [defendant]. The [defendant] had the right to control and did control the [plaintiff].”
Conversely, the defendant submitted a sixteen page proposed “findings and dismissal/brief ’ on October 29, 2010. In its brief, the defendant argued that the plaintiff was an independent contractor and that the defendant did not possess the right to control his installation of the rubber roof on the day of the accident.
Our close reading of the first part of the commissioner’s decision reveals that many of his “findings” were mere recitations of witness testimony or synoptic reviews of the evidence introduced during the trial.
In its memorandum of decision, the board stated that “the [plaintiff] . . . was paid in a manner consistent with independent contractor status . . . .’’Although this conclusion did not appear to comport with the commissioner’s finding that the plaintiff was paid on an hourly basis, it does not appear to have been dispositive in the board’s analysis of the commissioner’s decision. In affirming the commissioner’s dismissal, the board relied on the commissioner’s finding that the plaintiff used his own tools, was acting in an autonomous manner at
the time of the
injury and that the plaintiff was not a credible witness. Assuming, arguendo, that the board’s conclusion was erroneous, we conclude that that finding was harmless because there was sufficient evidence in the record to support the board’s affirmance of the commissioner’s decision. See
Henry
v.
Statewide Grievance Committee,
In his motion for articulation, the plaintiff requested, in relevant part, that the board articulate the following: (1) whether it found that the commissioner “applied the ‘right to control’ analysis and, if so, what part or parts of the . . . [c]ommissioner’s ruling supports that finding” and (2) “[i]/the . . . ‘right to control test’ was applied . . . what facts found by the . . . [c]om-missioner squarely address [the plaintiffs] credibility with respect to that legal standard.” (Emphasis in original.) The plaintiff did not seek review of the board’s denial of his motion for articulation pursuant to Practice Book § 66-5.
Section 31-301-3 of the Regulations of Connecticut State Agencies provides: “The finding of the commissioner should contain only the ultimate relevant and material facts essential to the case in hand and found by him, together with a statement of his conclusions and the claims of law made by the parties. It should not contain excerpts from evidence or merely evidential facts, nor the reasons for his conclusions. The opinions, beliefs, reasons and argument of the commissioner should be expressed in the memorandum of decision, if any be filed, so far as they may be helpful in the decision of the case.” See also
Cable
v.
Bic Corp.,
Notwithstanding the fact that the commissioner’s findings and dismissal strayed from the template typically followed in workers’ compensation decisions; see 2 A. Sevarino, Connecticut Workers’ Compensation After Reforms (3d Ed. 2008) exhibit 75, pp. 211-15; the commissioner’s factual finding that the plaintiff was an independent contractor must stand unless found to be clearly erroneous. See
Nationwide Mutual Ins. Co.
v.
Allen,
supra,
The plaintiff also argues that he was prejudiced when the commissioner refused to take administrative notice of a similar workers’ compensation commission decision that also involved the defendant. In addition, the plaintiff asserts that this refusal further illustrated the commissioner’s failure to consider all the relevant factors in rendering his decision. We are not persuaded.
The decision whether to take administrative notice of prior proceedings falls squarely within the discretion of the commissioner. See
Herbert
v.
RWA, Inc.,
Although the commissioner was not required to explain how he applied the right to control test, we note that this standard is not an attendant license for workers’ compensation commissioners to prepare poorly drafted findings in rendering their decisions.
Additionally, we note that the plaintiff thoroughly addressed the application of the right to control analysis to the particular facts of this case in his proposed finding and award and memorandum of law to the commissioner. See footnote 8 of this opinion. In the absence of any indication to the contrary, we conclude that the commissioner properly applied that correct legal standard. See
Cable
v.
Bio Corp.,
supra,
