The present case involves the second element-discretionary approval. Plaintiff Erik Rodriguez contends that a public official's approval of a design does not constitute an exercise of discretionary authority under section 830.6
FACTUAL AND PROCEDURAL BACKGROUND
On the morning of April 29, 2013, Rodriguez was a passenger in a pickup truck
Rodriguez sued the Department of Transportation (Caltrans) for, among other things, maintaining an allegedly dangerous condition of public property. ( § 835.)
Caltrans moved for summary judgment or summary adjudication of issues on the grounds of, inter alia, design immunity under section 830.6 and the absence of evidence of a dangerous condition of public property.
The 1992 plans at the accident site involved installing a metal beam guardrail, widening the roadside to include an 8-foot paved shoulder and three feet of compacted shoulder backing that extended to the north end of the adjacent culvert, and flattening the existing roadside slope. Licensed civil
The resident engineer responsible for the construction of the 1992 plans, Michael Honma, declared the project was completed in accordance with the plans Rajendra approved, as evidenced by the "AS BUILT" stamp shown on the applicable plan sheets. Honma explained that rumble strips were not installed because they were not included in the 1992 plans.
Caltrans's expert, consulting civil engineer Kim Nystrom, opined the absence of rumble strips in all of the plans was reasonable because there was no identified need for them. Caltrans did not widely use shoulder rumble strips in 1992, and they would not have been included in design plans unless there was a documented need for them, such as a history of vehicles running off the road. As for the later plans, the fact rumble strips were not included indicated the district's traffic safety branch did not recommend their use. According to Nystrom, the reasonableness of the plans was further supported by the fact there had not been any collisions at the accident site that involved vehicles departing the roadway to the right and striking either the guardrail or irrigation ditch.
Rodriguez opposed the motion, stating that he had elected to proceed only on the " 'absence of rumble strips' theory of 'dangerous condition' liability [,]"
As to discretionary approval, Rodriguez did not dispute that any of the project engineers had discretionary authority to approve the 1992, 2002, or 2011 plans or that construction conformed to the approved designs. Instead, he argued Caltrans could not establish the discretionary approval element because Rajendra, who approved the 1992 plans, stated in his declaration that he did not consider placing rumble strips on the shoulders. Rodriguez also argued there was a triable issue of fact as to whether the failure to install rumble strips was a dangerous condition. In support, he proferred the declaration of retained expert Edward Ruzak, a civil and traffic engineer, who opined the absence of rumble strips constituted a dangerous condition, as well as evidence of other vehicle collisions. In reply, Caltrans lodged numerous objections to the evidence of other collisions and Ruzak's declaration.
The trial court granted summary judgment in Caltrans's favor on Rodriguez's dangerous condition of public property claim based on design immunity. The trial court noted that Rodriguez had conceded the first and third elements of design immunity, causation and reasonableness. As for the second element, the trial court found the undisputed material facts and supporting declarations of Caltrans engineers Rajendra, Fukano, and Alicea, established discretionary approval of the design plans at the accident location prior to construction, and the design plans approved in 1992, 2002, and 2011, included a paved shoulder and the absence of rumble strips. In addition, Nystrom's declaration
I. General Principles Governing Design Immunity
"Under the Government Claims Act, '[a] public entity is not liable for an injury,' '[e]xcept as otherwise provided by statute.' " ( Hampton, supra,
"Even if a dangerous condition is demonstrated, a public entity may still prevail through a variety of statutory immunities, which the public entity may assert as an affirmative defense." ( Gonzales v. City of Atwater (2016)
"Design immunity is often raised on a motion for summary judgment or nonsuit, thereby enabling the trial court to find the defense established as a matter of law. [Citation.] 'The first two elements, causation and discretionary approval, may only be resolved as issues of law if the facts are undisputed.' " (
Rodriguez appealed from the judgment entered after the trial court granted Caltrans's summary judgment motion. "A trial court properly grants a motion for summary judgment where 'all the papers submitted show that there is no triable issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.' ( Code Civ. Proc. § 437c, subd. (c).) 'Because this case comes before us after the trial court granted a motion for summary judgment, we take the facts from the record that was before the trial court when it ruled on that motion. [Citation.] " 'We review the trial court's decision de novo, considering all the evidence set forth in the moving and opposing papers except that to which objections were made and sustained.' " [Citation.] We liberally construe the evidence in support of the party opposing summary judgment and resolve doubts concerning the evidence in favor of that party.' " ( Hartford Casualty Ins. Co. v. Swift Distribution, Inc. (2014)
II. Discretionary Approval
The sole element of design immunity at issue here is discretionary approval. This " 'simply means approval in advance of construction by the legislative body or officer exercising discretionary authority.' [Citation.] A detailed plan, drawn up by a competent engineering firm, and approved by a city engineer in the exercise of his or her discretionary authority, is persuasive evidence of the element of prior approval." ( Grenier , supra ,
Here, Caltrans presented undisputed evidence that the 1992, 2002, and 2011 plans were designed and approved by Caltrans civil engineers, who had
Rodriguez acknowledges this evidence would have been sufficient to establish discretionary approval if not for a statement by the Caltrans engineer who approved the 1992 plans, Rajendra, that he "did not consider using rumble strips on the shoulders." Citing to a sentence in Grenier that "[d]esign immunity does not immunize decisions which were not made," ( Grenier, supra,
Our Supreme Court interpreted the discretionary approval element of section 830.6 in Hampton . There, the plaintiffs contended that " 'approv[al]' by one 'exercising discretionary authority' (§ 830.6), requires an exercise of discretion in the sense of an exercise of judgment or choice, and ... 'one cannot truly exercise judgment or make a choice without an awareness of what is to be judged or chosen.' " ( Hampton, supra,
The Court rejected this contention, as such claims are considered under the reasonableness element of the statute. ( Hampton, supra,
The Court concluded the structure of the statute as a whole supported this interpretation. As the Court explained, the statute contains a three-part structure: "Under the statute, once causation and approval by an authorized employee or compliance with appropriately adopted standards is established, there is immunity" as long as the trial or appellate court determines there is substantial evidence that "a reasonable public employee could have
The Court concluded that, when considered as a whole, it was "plain that section 830.6 was intended to avoid second-guessing the initial design decision adopted by an employee vested with authority to approve it, except to the extent the court determines that the employee's approval of the design was unreasonable. It is at the reasonableness stage that the court would consider whether an employee, in either knowingly or unknowingly approving a design that deviates from applicable standards, adopted a design that a 'reasonable legislative body or other body or employee could have approved.' (§ 830.6)." ( Hampton, supra,
In Gonzales, supra,
The rationale of Hampton and Gonzales applies equally here. Both cases establish that under the language of section 830.6, all that is required to establish the discretionary approval element is evidence that an employee with discretionary authority approved the plan or design. Here, Caltrans presented such evidence. That the project engineer also stated he did not consider the use of rumble strips is irrelevant to the discretionary approval element. It is relevant, however, to the reasonableness element, as it is at that stage the court considers whether it is reasonable that an employee, in approving a design without considering a particular design feature, adopted a design that "a reasonable ... employee could have approved." (§ 830.6; Hampton, supra,
Rodriguez states that his " 'real complaint' is that the project engineer never made a decision one way or the other because he 'did not consider rumble strips' at all." He asserts the discretionary approval element does not "speak to, nor immunize, failures to decide, only decisions actually made." In his view, design immunity is vitiated if the employee with discretionary authority to approve a plan or design admits he or she failed to consider the particular feature or design, the absence of which a plaintiff later alleges made the property dangerous.
Rodriguez's reliance on Cameron v. State of California (1972)
Unlike the plan in Cameron , which did not include the alleged dangerous feature-uneven banking on a curve in the road-the plans here did include the alleged dangerous feature-a paved roadway shoulder absent rumble strips. Therefore,
This is consistent with another case Rodriguez relies on, Grenier, supra,
Citing Anderson v. City of Thousand Oaks (1976)
Finally, contrary to Rodriguez's assertion, we do not hold that a public entity is entitled to design immunity any time an employee with authority signs off on a plan and another employee or engineer attests the plan is reasonable. Instead, we merely hold where, as here, an employee with discretionary authority signs off on a plan that includes the injury-producing feature, and it was reasonable to do so, design immunity applies. This is not a situation, as in Castro v. City of Thousand Oaks (2015)
The judgment is affirmed. Costs on appeal are awarded to Caltrans.
WE CONCUR:
POOCHIGIAN, J.
DETJEN, J.
Notes
Statutory references are to the Government Code unless otherwise indicated.
Rodriguez also alleged a cause of action for premises liability against Caltrans, and named San Luis Canal Company as an additional defendant.
In his opposition to the summary judgment motion, Rodriguez abandoned the other two grounds on which Caltrans brought the motion-that he could not prove that Caltrans failed to maintain the guardrail and that Caltrans could not be sued for premises liability.
Section 830.6 provides, in relevant part: "Neither a public entity nor a public employee is liable under this chapter for an injury caused by the plan or design of a construction of, or an improvement to, public property where such plan or design has been approved in advance of the construction or improvement by the legislative body of the public entity or by some other body or employee exercising discretionary authority to give such approval or where such plan or design is prepared in conformity with standards previously so approved, if the trial or appellate court determines that there is any substantial evidence upon the basis of which (a) a reasonable public employee could have adopted the plan or design or the standards therefor or (b) a reasonable legislative body or other body or employee could have approved the plan or design or the standards therefor."
"Neither a public entity nor a public employee is liable under this chapter for an injury caused by the plan or design ... where such plan or design has been approved ... by some ... employee exercising discretionary authority to give such approval or where such plan or design is prepared in conformity with standards previously so approved...." (§ 830.6, italics added).
The parties also address an issue the trial court did not decide, namely whether SR 152 at the accident location constituted a dangerous condition. We do not reach the issue, however, because even if there was a dangerous condition, Caltrans is immune from liability under section 830.6.
