Melissa Rodriguez, et al. v. Larry Cooper, et al.
No. 27, September Term 2017
Court of Appeals of Maryland
April 12, 2018
McDonald, J.
Opinion by McDonald, J. Filed: April 12, 2018. Circuit Court for Baltimore City, Case No. 24-C-06-004331. Argument: December 5, 2017.
TORTS – CAP ON NONECONOMIC DAMAGES
A Maryland statute limits awards of noneconomic damages – such as mental anguish, pain and suffering, and loss of consortium and companionship – in personal injury and wrongful death actions according to a formula set forth in the statute. Even if a defendant has the ability to “waive” the operation of that statute, there was no waiver under the facts of this case. The statute is not limited to personal injury or wrongful death actions based on negligence. Nor are actions against the State or State personnel exempted from the statute.
SOVEREIGN IMMUNITY – MARYLAND TORT CLAIMS ACT – REPRESENTATION OF STATE PERSONNEL IN TORT ACTIONS
In the Maryland Tort Claims Act, the General Assembly has made a limited waiver of the State‘s sovereign immunity allowing persons injured by the negligent actions or omissions of State personnel within the scope of their public duties to recover a judgment against the State while immunizing those State personnel from liability. The General Assembly has not waived the State‘s sovereign immunity – and not immunized State personnel – if the State personnel acted with malice or gross negligence. The General Assembly has also authorized the Attorney General to represent State personnel named as defendants in tort actions and specifically provided that such representation does not waive the State‘s sovereign immunity. The representation of a State employee who was found to be grossly negligent by the jury at the trial of this case did not effect a waiver of the State‘s sovereign immunity.
Circuit Court for Baltimore City
Case No. 24-C-06-004331
Argument: December 5, 2017
IN THE COURT OF APPEALS OF MARYLAND
No. 27
September Term, 2017
MELISSA RODRIGUEZ, ET AL.
V.
LARRY COOPER, ET AL.
Barbera, C.J.
Greene
Adkins
McDonald
Watts
Getty
Harrell, Glenn T., Jr., (Senior Judge, Specially Assigned),
JJ.
Opinion by McDonald, J.
Filed: April 12,
The doctrine of sovereign immunity, “[g]rounded in ancient common law, … bars individuals from bringing actions against the State, thus protecting it from interference with governmental functions and preserving its control over its agencies and funds.”1 Under that doctrine, the State and its agencies may not be sued for a money judgment unless the Legislature has waived that immunity and enabled State agencies to obtain the funds necessary to satisfy such a judgment.2 In the Maryland Tort Claims Act (“MTCA“),3 the General Assembly has done so with respect to the negligent actions or omissions of State personnel within the scope of their public duties. Pertinent to this case, that waiver of sovereign immunity has two key provisos: (1) the waiver does not extend to actions or omissions of State personnel that are grossly negligent; and (2) a judgment against the State is capped at an amount set by statute.
Separately, without specific reference to actions against the State or State personnel, the Legislature has also established a
This case arises out of the murder of a State prisoner, Philip E. Parker, Jr., by a fellow prisoner while they were both in State custody on a prison transport bus. Mr. Parker‘s estate and parents (Melissa Rodriguez and Philip E. Parker, Sr.) – the Petitioners in this appeal – brought suit against the State and various State officials and employees in the Circuit Court for Baltimore City. After a jury trial, and various post-trial and appellate proceedings, they obtained a judgment against the State, based on the jury‘s finding that certain correctional officers were negligent, and a judgment against one correctional officer, Respondent Sgt. Larry Cooper, based on the jury‘s finding that he was grossly negligent. The Circuit Court limited the judgment against the State pursuant to the statutory cap under the MTCA, and limited the judgment against Sgt. Cooper pursuant to the cap on noneconomic damages in
In this appeal, Petitioners seek to avoid the application of the caps in the MTCA and
I
Background
Mr. Parker was murdered by a fellow inmate on February 2, 2005, while they were both on a prison transport bus destined for a maximum security State correctional facility in Baltimore City known as “Supermax.” The circumstances of the murder were described in detail in this Court‘s previous opinion in this case. Cooper v. Rodriguez, 443 Md. 680, 688-703 (2015). There is no need to repeat those facts here. Because the questions before us in this appeal relate to the post-trial decisions of the Circuit Court that affected the judgments rendered as a result of the jury verdict, we recount the procedural path of this case in some detail.
Complaint
In May 2006, the Petitioners filed this action in the Circuit Court for Baltimore City against the State, several officials of the Department of Public Safety and Correctional Services (“DPSCS“), and various correctional officers. Sgt. Cooper was one of the defendant correctional officers. The suit alleged claims under both State and federal law relating to Mr. Parker‘s murder.
Removal and Return
The defendants, all represented by the Attorney General‘s Office, removed the case to the United States District Court for the District of Maryland and sought dismissal of the suit. The federal court granted summary judgment in favor of the defendants on the federal claims and remanded the remaining State law claims to the Circuit Court – a decision affirmed by the United States Court of Appeals for the Fourth Circuit. Parker v. Maryland, 413 Fed. Appx. 634 (4th Cir. 2011).
Jury Verdict
The case was tried in the Circuit Court before a jury during October 11 – 24, 2011. During the trial, the Petitioners dismissed their claims against one DPSCS official and the Circuit Court dismissed the claims against two others on the basis of public official immunity. The jury returned a verdict in favor of one of the correctional officers and verdicts in favor of the Petitioners against the State and the four remaining correctional officers. The jury found that three of the officers were negligent and that one – Sgt. Cooper – was grossly negligent. The jury also found that the correctional officers’ negligence was a proximate cause of Mr. Parker‘s death. The jury awarded $10 million in noneconomic damages to the estate, $1 million in noneconomic damages to Mr. Parker‘s father, $7.5 million in noneconomic damages to Mr. Parker‘s mother, and $15,000 in funeral expenses.
Post-Trial Motions
The defendants filed various post-trial motions. In particular, the defendants asked the Circuit Court to enter judgment in their favor notwithstanding the verdict (“judgment NOV“) and submitted two motions for remittitur of the jury‘s verdict. The motion for judgment NOV asked the court to enter judgment in favor of the correctional officers on the basis of common law public official immunity and statutory immunity under the MTCA. With respect to Sgt. Cooper in particular, that motion asked the court to strike the finding of gross negligence. One motion for remittitur asked the court to limit the damages award to be entered against the State as a result of the negligence verdict to the statutory cap – $200,000 – then established in the MTCA. The second motion for remittitur asked that, if the Circuit Court did not grant the motion for judgment NOV with respect to the finding of gross negligence against Sgt. Cooper, it apply the general cap on noneconomic damages set forth in
In response to the defendants’ post-trial motions, the Circuit Court struck the jury‘s finding that Sgt. Cooper had been grossly negligent. With respect to all of the correctional officers, the Circuit Court held that they were immune from liability on the basis of public official immunity as well as the immunity provision of the MTCA. Accordingly, it entered judgment NOV as to each officer, struck the damages awards against the individual officers, and entered judgment against the State. In computing the amount of that judgment, the court ruled that there were three claimants for purposes of the judgment against the State and capped the compensatory damages owing to each claimant under the MTCA at $200,000. As a result of its various rulings, the court entered judgment against the State in a total amount of $600,000. The court did not rule on the second motion for remittitur based on
The First Appeal
The Petitioners and the State both appealed. The Court of Special Appeals held that there was sufficient evidence to support a finding of gross negligence as to Sgt. Cooper and, for that reason, Sgt. Cooper was not entitled to statutory immunity under the MTCA. Rodriguez v. State, 218 Md. App. 573, 598-615 (2014). It also held that common law public official immunity did not apply under the circumstances of the case. 218 Md. App. at 615-29. Accordingly, it reversed
Sgt. Cooper then filed another motion for remittitur in the Circuit Court, reiterating the contention made in the earlier motion that the cap on noneconomic damages set forth in
Remand after First Appeal
On remand, the Circuit Court granted Sgt. Cooper‘s motion for remittitur – the motion that had been stayed while the case was under consideration by this Court in the first appeal – and, based on
The Circuit Court‘s order applying the remittitur initially indicated a judgment of $1,625,000 against “the defendants.” In response to a defense motion under Maryland
Second Appeal
The Petitioners again appealed, challenging (1) the Circuit Court‘s application of
Petitioners then sought a writ of certiorari on the same two issues, which we granted.
II
Discussion
Petitioners seek to overturn two decisions of the Circuit Court: (1) its decision to grant a remittitur of the judgment against Sgt. Cooper pursuant to
A. Standard of Review
With respect to the first question, as indicated above, the Circuit Court capped the judgment against Sgt. Cooper under
In this case, the issue is not the trial court‘s evaluation of the verdict in relation to the evidence, but rather its application of a statute to that verdict. The Circuit Court was not so much exercising discretion as applying the mandate of
The second question under review is whether the Circuit Court correctly declined to include the State in the judgment entered against Sgt. Cooper. Technically, that decision was the result of (1) the Circuit Court‘s denial of Petitioners’ motion for reconsideration of the court‘s decision not to enter judgment against the State in excess of the $200,000 cap under the MTCA and (2) the Circuit Court‘s grant of a subsequent defense motion under Maryland Rules 2-534 and 2-535 to correct an apparent clerical error in an order resulting from that denial. Such decisions will not be reversed by an appellate court unless the trial court abused its discretion or committed an error of law. See, e.g., Morton v. Schlotzhauer, 449 Md. 217, 231-34 (2016).
In this case, it is evident from the Circuit Court‘s memorandum opinion on the Petitioners’ motion for reconsideration that the court was of the view that it was legally constrained from granting a motion to include the State in the judgment against Sgt. Cooper. In particular, the Circuit Court held that the MTCA and other State law precluded it from entering judgment against the State in excess of $200,000. It is that legal decision that Petitioners are challenging.
The Court of Special Appeals agreed with the Circuit Court‘s resolution of the legal issues as to both questions before us. The bottom line as to both questions is that we will consider the legal conclusions reached by the Circuit Court (as well as the Court of Special Appeals) without deference to those courts.
B. Whether the Circuit Court Properly Applied CJ §11-108 to Limit the Judgment
Petitioners assert that the cap on noneconomic damages set forth in
- That, for various reasons, the statutory cap was waived;
- That the cap does not apply when a defendant is found to be grossly negligent;
- That the cap does not apply to the State or its employees.
Largely for the same reasons articulated by the Circuit Court and the Court of Special Appeals, we reject those arguments and hold that the Circuit Court appropriately applied the cap on noneconomic damages in
1. Waiver
Petitioners assert that Sgt. Cooper waived the application of
In any event, even if it were possible for a particular litigant to waive the statutory cap with respect to a judgment against that litigant, there is no basis for finding such a waiver in this case. As recounted above, the defense specifically relied on
The defense was not required to insist that the Circuit Court render an advisory opinion – “a long forbidden practice”12 – on the application of
Nor was there any obligation for the defense to raise the issue of the cap on noneconomic damages in defending the Circuit Court‘s judgment in the first appeal.13 The Circuit Court had granted a
an academic issue at that juncture. Indeed, Sgt. Cooper could not have done so, had he wanted to. A “basic rule of appellate jurisprudence” is that “[a] party may not appeal from a judgment wholly in its favor.” Bowen v. City of Annapolis, 402 Md. 587, 618 (2007). A prevailing party in a trial court has no duty to raise issues in an appellate court. Id.
2. Application of the Cap in Cases of Gross Negligence
Starting from the premise that the cap in
While there are a number of problems with this syllogism,14 its major premise – that the cap does not apply to judgments based on intentional torts – does not survive scrutiny when the statute is construed according to the standard principles of statutory construction.
Under those principles, one looks first to the text of a statute, giving the text its ordinary meaning in context. The plain meaning of the text may be confirmed – or ambiguities in the text resolved – by an examination of the legislative history and a consideration of the consequences of alternative interpretations. The ultimate goal is to discern and implement the legislative purpose without reading into the statute what is not there and without reading out of the statute what is.
The Statutory Text
The initial problem with the Petitioners’ contention that the statute does not apply to judgments based on “intentional” acts is that the contention lacks any basis in the text of the statute. The statute reads, in pertinent part:
(a) (1) In this section the following words have the meanings indicated.
(2) (i) “Noneconomic damages” means:
1. In an action for personal injury, pain, suffering, inconvenience, physical impairment, disfigurement, loss of consortium, or other nonpecuniary injury; and 2. In an action for wrongful death, mental anguish, emotional pain and suffering, loss of society, companionship, comfort, protection, care, marital care, parental care, filial care, attention, advice, counsel, training, guidance, or education, or other noneconomic damages authorized under Title 3, Subtitle 9 of this article.
(ii) “Noneconomic damages” does not include punitive damages.
(3) “Primary claimant” means a claimant in an action for the death of a person described under §3-904(d) of this article.
(4) “Secondary claimant” means a claimant in an action for the death of a person described under §3-904(e) of this article.
(b) (1) In any action for damages for personal injury in which the cause of action arises on or after July 1, 1986, an award for noneconomic damages may not exceed $350,000.
(2) (i) Except as provided in paragraph (3)(ii) of this subsection, in any action for damages for personal injury or wrongful death in which the cause of action arises on or after October 1, 1994, an award for noneconomic damages may not exceed $500,000.
(ii) The limitation on noneconomic damages provided under subparagraph (i) of this paragraph shall increase by $15,000 on October 1 of each year beginning on October 1, 1995. The increased amount shall apply to causes of action arising between October 1 of that year and September 30 of the following year, inclusive.
(3) (i) The limitation established under paragraph (2) of this subsection shall apply in a personal injury action to each direct victim of tortious conduct and all persons who claim injury by or through that victim.
(ii) In a wrongful death action in which there are two or more claimants or beneficiaries, an award for noneconomic damages may not exceed 150% of the limitation established under paragraph (2) of this subsection, regardless of the number of claimants or beneficiaries who share in the award.
* * *
(d) (1) In a jury trial, the jury may not be informed of the limitation established under subsection (b) of this section.
(2) (i) If the jury awards an amount for noneconomic damages that exceeds the limitation established under subsection (b) of this section, the court shall reduce the amount to conform to the limitation.
(ii) In a wrongful death action in which there are two or more claimants or beneficiaries, if the jury awards an amount for noneconomic damages that exceeds the limitation established under subsection (b)(3)(ii) of this section the court shall:
1. If the amount of noneconomic damages for the primary claimants equals or exceeds the limitation under subsection (b)(3)(ii) of this section:
A. Reduce each individual award of a primary claimant proportionately to the total award of all of the primary claimants so that the total award to all claimants or beneficiaries conforms to the limitation; and
B. Reduce each award, if any, to a secondary claimant to zero dollars; or
2. If the amount of noneconomic damages for the primary claimants does
not exceed the limitation under subsection (b)(3)(ii) of this section or if there is no award to a primary claimant: A. Enter an award to the primary claimant, if any, as directed by the verdict; and
B. Reduce each individual award of a secondary claimant proportionately to the total award of all of the secondary claimants so that the total award to all claimants or beneficiaries conforms to the limitation.
* * *
As is evident, the statutory text pertinent to this case states that the cap applies “[i]n any action for damages for personal injury or wrongful death.”
The Case of Cole v. Sullivan
To avoid the plain language of the statute, Petitioners rely on the Court of Special Appeals decision in Cole v. Sullivan, 110 Md. App. 79 (1996). That case arose out of the disposition of a decedent‘s estate disrupted by a family dispute that had spiraled out of control. A jury found that the defendants were liable for false imprisonment of the plaintiffs,15 among other things, and the question arose whether the jury‘s award of noneconomic damages was capped by
On appeal, the Court of Special Appeals held that the cap did not apply to judgments based on intentional torts. While acknowledging that the phrase “damages for personal injury” could well apply to damages arising out of an intentional tort, the intermediate appellate court looked to the legislative history of a 1994 amendment of the statute to fashion an exclusion for intentional torts. The 1994 amendment abrogated a prior decision of this Court16 and explicitly extended the statute to cap judgments in wrongful death
actions. That decision, as well as an earlier case,17 had noted that the statute had originally been enacted out of a concern about rising medical malpractice insurance premiums. The Cole court conceded that a personal injury action could be based on an intentional tort and that judgments relating to both “intentional and non-intentional torts” may affect liability insurance rates.18 However, the court observed that many insurance policies exclude coverage for intentional torts and thus an exclusion of judgments
As best we can tell from our research, this Court has never adopted the holding or rationale of Cole, and has not even cited the case, except for an unrelated matter concerning trial procedure on claims for punitive damages.19 Our own review of the legislative history of the statute confirms what is evident in the discussion of it in Cole - there is no reference to an exclusion of actions involving intentional torts with respect to any of the bills that resulted in what is now
The Legislative History
Several compromises were apparently made concerning the breadth of the 1986 legislation as it moved through the Legislature. The bill as originally drafted would have covered all tort judgments arising from actions for personal injury. Senate Bill 558 (1986), first reader. It was amended in the Senate to limit its purview to medical malpractice claims, presumably because the perceived crisis in the medical malpractice insurance market was the driving force for the bill. In particular, the bill would apply only to a judgment in an action “arising out of the rendering of or failure to render professional services by a health care provider.” Senate Journal (1986) at 1317-20, 1388-91.20
However, the House of Delegates adopted a broader version of the bill that was rejected by the Senate. House Journal (1986) at 2884-86, 2920-21; Senate Journal (1986) at 2845-47. The bill went to a conference committee that recommended amendments ultimately
The next amendment of the statute relevant to this case occurred in 1994 when the General Assembly expanded its reach to wrongful death actions, such as the wrongful death action in this case.21 Chapter 477, Laws of Maryland 1994. There is no indication in the legislative history of that amendment that the operation of the cap would be affected by the degree of intent underlying the defendant‘s actions in such a case.22 Subsequent amendments of the statute are not relevant to the issues before us in this case.23
The legislative history of the statute thus reveals that a key object of the legislation was to stabilize the liability insurance market, especially with respect to medical malpractice liability. But that legislative history does not indicate an intention to exclude judgments based on claims arising from intentional or grossly negligent conduct and we decline to insert a qualification in the statute that the Legislature did not include in the text. See Bellard, 452 Md. at 481 (“we neither add nor delete words to a clear and unambiguous statute to give it a meaning not reflected by the words that the General Assembly used“) (citation omitted).
Summary
Nothing in the language of
3. Application of the Cap When a State Employee is a Defendant
Petitioners argue that the cap on noneconomic damages in
Petitioners rely primarily on the legislative history - or, more precisely, what they assert is absent from the legislative history of
The absence of a specific mention that the State or State employees would be covered - or that the bill would have an effect on State finances - is unsurprising. Judgments against the State relating to personal injury claims were already limited under the MTCA, which also provided immunity for State employees for the vast majority of such claims. To the extent that a State employee - not a State agency - would potentially face personal liability for a judgment based on an intentional tort or gross negligence, that liability would not have an impact on State finances that the fiscal note was designed to estimate. Nothing in the legislative history suggests that the General Assembly intended to single out State employees for exclusion from
C. Whether Judgment Should Have Been Entered Against the State
Petitioners contend that the Circuit Court should have included the State in the judgment that it entered against Sgt. Cooper. There are at least two hurdles that must be surmounted for such a result - sovereign immunity and, to the extent the Legislature has waived that immunity for a tort action under the MTCA, the statutory limits on that waiver. Petitioners attempt to leap those hurdles by arguing that Sgt. Cooper was ill-served by his representation by the same counsel that represented his co-defendants and that the remedy for the alleged conflict requires a waiver of sovereign immunity for their benefit. To assess this argument requires a brief detour to discuss the relationship of the MTCA to sovereign immunity and the statutes that authorize representation of State personnel by the Attorney General.
1. Sovereign Immunity and the MTCA in this Case
Sovereign immunity bars actions against the State for money damages. Condon v. State, 332 Md. 481, 492 (1993). The decision whether to waive or alter the application of sovereign immunity, including conditions for the defense and indemnification of employees, “is entirely within the prerogative of the General Assembly.” Rios v. Montgomery County, 386 Md. 104, 140 (2005) (citations and quotation marks omitted). In the absence of a waiver of sovereign immunity by the General Assembly, a person injured by an action or omission of a State employee would have no recourse against the State itself. To provide compensation for such persons, the Legislature has waived sovereign immunity to a certain degree in the MTCA.
Under the MTCA, a party injured by the negligent act or omission of a State officer or employee within the scope of the officer‘s or employee‘s public duties may obtain compensation for that injury from the State in lieu of seeking recovery from State personnel. For that purpose, the General Assembly has enacted a limited waiver of the State‘s sovereign immunity and provided immunity for the State personnel whose negligence is the basis for the particular action. See
The State‘s waiver of sovereign immunity in the MTCA is limited in several respects, two of which are particularly relevant to this case: (1) the waiver of sovereign immunity is not effective if the State personnel acted with malice or gross negligence; and (2) the State‘s liability cannot exceed $200,000 to a single claimant for injuries from a single incident or occurrence.27
As noted above, the Circuit Court ultimately entered a judgment against the State in the amount of $200,000 - the maximum amount permitted by the MTCA - with respect to the jury‘s verdict that the correctional officers (other than Sgt. Cooper) were negligent. The jury‘s finding that Sgt. Cooper had been grossly negligent meant that there was no waiver of the State‘s sovereign immunity under the MTCA as to his actions. Nor did Sgt. Cooper enjoy the immunity from liability that the MTCA provides for State personnel who are merely negligent. Accordingly, the Circuit Court entered the full amount of the jury‘s verdict, as capped by
To avoid this straightforward application of sovereign immunity and the MTCA to this case, Petitioners contend that the Circuit Court should have found that the State waived sovereign immunity beyond the cap set by MTCA. According to Petitioners, the Circuit Court could have found justification for such a deviation from the governing law in the fact that the State provided legal representation for Sgt. Cooper in the case and, in Petitioners’ view, the attorneys who provided such representation labored under a conflict because they also represented the State. The remedy for that conflict, according to Petitioners, would be for the Circuit Court to include the State in the judgment against Sgt. Cooper.
To provide some context for assessing this argument, we briefly review the law governing representation of State employees by the Attorney General and the law providing for payment, in some circumstances,
2. Representation of State Personnel Pursuant to State Law
The Attorney General is the legal adviser to the State and its agencies and normally represents them in litigation concerning State activities.
If the Attorney General determines that the employee is eligible and undertakes to provide representation, the Attorney General and the employee are then to enter into an agreement.
The Legislature has explicitly provided that representation by the Attorney General does not deprive “any” State officer, employee, or unit of sovereign immunity.
3. Payment of Judgments Entered Against State Personnel
The General Assembly has provided for the State to pay judgments (as well as settlements) against a State employee under particular circumstances.
The General Assembly has delegated to the Board of Public Works the authority to pay judgments and settlements.
4. The Representation of Sgt. Cooper in this Case
In this case, it is apparently undisputed the Attorney General represented the individual correctional officers, as well as the State, in accordance with the statutes outlined above. With respect to Sgt. Cooper, the Attorney General entered into the requisite written agreement with Sgt. Cooper concerning that representation.32 That agreement essentially tracked the provisions of
All of the defendants, including Sgt. Cooper, were represented by the Attorney General‘s Office at the trial. Although the jury returned a verdict that Sgt. Cooper was grossly negligent, those attorneys persuaded the Circuit Court to overrule the jury‘s finding and grant judgment NOV in his favor, effectively transferring liability for simple negligence to the State pursuant
5. Analysis
Petitioners argue that the issue of whether Sgt. Cooper had been grossly negligent created a conflict that precluded representation by the Attorney General. It is true, as Petitioners note, that DPSCS decided to terminate Sgt. Cooper‘s employment as a result of the incident that resulted in Mr. Parker‘s death and that the written termination decision stated that Sgt. Cooper had been grossly negligent. However, in responding to Sgt. Cooper‘s request for representation in this litigation, the Attorney General was obligated to conduct its own investigation (
Petitioners argue that Sgt. Cooper‘s counsel had an incentive to “transfer millions in liability” from one client (i.e., the State) to another (i.e., Sgt. Cooper). This argument, at best, reflects a misunderstanding of the application of the MTCA to the circumstances of this case. Had a hypothetical separate counsel for Sgt. Cooper obtained a better result for him at trial or on appeal, no liability would have shifted to the State. For example, if a jury verdict had been returned completely in Sgt. Cooper‘s favor, the State would have incurred no additional liability as a result of his actions. If the hypothetical separate counsel had been able to limit the jury verdict against Sgt. Cooper to simple negligence or had been able to maintain the judgment NOV in his favor on appeal, the State would have incurred no additional liability beyond the $200,000 judgment it incurred with respect to the negligence of the other officers. There was no “incentive” for the attorneys representing Sgt. Cooper to “shift” liability from the State to him.
In any event, Petitioners were not a party to this attorney-client relationship. Even if they somehow had standing to raise the question of a conflict in the representation of an adverse party, they have not identified how they were harmed by the alleged conflict. As noted above, a hypothetical separate counsel who obtained a better result for Sgt. Cooper at trial or on appeal would presumably have reduced or eliminated the judgment against Sgt. Cooper and there would have been no increase in the judgment against the State.34
Whatever claim or complaint Sgt. Cooper may have as to the State or the attorneys who represented him in this action, it is a leap beyond logic to say that the remedy for such a claim would be to enter judgment in favor of a third party who is adverse to both Sgt. Cooper and the State.35 As the Seventh Circuit once remarked,
Petitioners cite no legal authority for the remedy they seek. They rely on brief snippets from oral arguments in two cases under the Local Government Tort Claims Act.36 Those cases involved a different statutory scheme that does not involve the statutes authorizing representation of State personnel by the Attorney General. Moreover, Petitioners point to no ruling or holding in either of those cases - or any other Maryland case, for that matter - that supports their position in this case.37
In essence, Petitioners are asking this Court to assume the responsibilities of the Attorney General - i.e., to recommend to the Board of Public Works whether to indemnify a State employee - and of the Board of Public Works itself - i.e., to decide whether to do so. Those are decisions that the General Assembly, in determining when to waive or alter the State‘s sovereign immunity, has delegated by statute to those constitutional officers. Neither the State constitution nor those statutes authorize this Court to devise a different approach desired by Petitioners.
III
Conclusion
For the reasons explained above, we hold:
(1) The statutory cap on judgments for noneconomic damages in personal injury and wrongful death actions applies to judgments against the State or State personnel, if the judgment otherwise exceeds that cap. The cap applies even if the State personnel are found to have acted with gross negligence. Even if it is possible for a defendant to waive the operation of the statute, no waiver occurred in this case.
(2) The State does not waive sovereign immunity as to a tort claim by providing legal representation to State personnel alleged to have committed that tort within the scope of State employment. Even if joint representation of the State and State personnel could be found to be a conflict of interest under the ethical rules relating to attorneys, that conflict would not constitute
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS TO BE PAID BY PETITIONERS.
Notes
Dingle v. Belin, 358 Md. 354, 367 (2000). Like the statutory text, the legislative history ofThese actions, often bearing the common appellation of “malpractice,” differ in their underlying theory, in some of the elements that must be proved, and in the kind of damages that may be recovered. Most are tort-based, sounding either in battery or in negligence of one kind or another, and occasionally, misrepresentation or fraud; some are contract-based. When they are pursued either alternatively or in combination, care must be taken to keep the actions separate and not to allow the theories, elements, and recoverable damages to become improperly intertwined.
