59 Mass. App. Ct. 127 | Mass. App. Ct. | 2003
Answering special questions, a jury awarded damages to the plaintiffs for injuries they received as a result of multiple invasions of the apartment Carmen Rodriguez
1. Background, a. The presentment letter. The plaintiffs’ presentment letter, dated January 31, 1995, described three different invasions of their apartment in a three-week period that left Carmen and her sons, Samuel Rodriguez and Carlos Ocasio,
In its recital of the home invasions, the presentment letter stated: “Despite [Carmen’s] numerous requests to be transferred ... the CHA took no action whatsoever to accommodate or do anything to remedy the lack of security and peaceful enjoyment of 112 Jackson Place. Additional locks were not provided . . . nor were the doors and windows made more secure. As a consequence, the Rodriguez family was subject to three home invasions . . . .” The letter did not mention that the twelve year old plaintiff, Samuel, had lost a key to the apartment at the home of his aunt. The aunt was married to Joaquin Luciano; the plaintiffs believed Luciano orchestrated the three attacks on the Rodriguez family.
The three home invasions were described in the presentment letter as follows: “On May 12, 1994, at approximately 9:30
The third attack occurred on June 4, 1994, the day after Carmen and Samuel were discharged from the hospital. They returned to their apartment with Samuel’s older brother, Carlos Ocasio, and heard an intruder leaving as they entered. According to the letter, the intruder wielded a knife and inflicted serious injuries on Ocasio, whose hand was “nearly severed” at the wrist. Although not explained in the letter, this confrontation occurred outside the apartment, when Ocasio chased down Joaquin Luciano, who was seen walking in the vicinity of the apartment immediately after the plaintiffs entered.
b. Evolution of the case, (i) Pretrial. The presentment letter triggered an investigation by Allied Adjustment Service (Allied) on behalf of the CHA. Allied interviewed the plaintiffs and the CHA’s building manager. The investigation revealed a work order prepared by the manager dated June 6, 1994, two days after the third attack, which stated, “Tenant wants locks changed — thinks unauthorized person has key.”
The plaintiffs filed their complaint in Superior Court on August 23, 1995. In paragraph twenty-six of the complaint, the plaintiffs stated that “[o]n or about January 31, 1995, a detailed letter was sent to CHA demanding an offer of settlement.” Paragraph twenty-six also referenced a response from Allied indicating it was investigating the matter. After detailing the three incidents, the complaint alleged negligence and failure to comply with the lease terms. The plaintiffs alleged that the
The CHA moved to dismiss, arguing that the claims for negligent security were barred under G. L. c. 258, § 10(6) and (/'). The CHA did not allege inadequate presentment. In their opposition to the motion, the plaintiffs referred to the CHA’s “failure to maintain the doors, windows, locks and keys.” They alleged that the CHA’s “negligent installation and repair of the doors, windows, locks and keys were the original cause of the harmful condition that led to the attacks upon the [p]laintiffs.” A Superior Court judge denied the motion. She concluded that although a housing authority’s decision as to what security measures to employ on its premises is discretionary and thus protected under G. L. c. 258, § 10(6), “[t]he claims in . . . the complaint that the CHA promised to provide quiet and peaceful enjoyment and to repair unsafe conditions within 24 hours or provide alternative accommodations and reasonable moving expenses ma[d]e it impossible ... to determine that as a matter of law there is no set of facts which would entitle the plaintiff[s] to relief.”
Thereafter, the CHA moved for partial summary judgment, arguing again that the claims of inadequate security were barred by G. L. c. 258, § 10(6) and (/). The CHA expressly did not, however, seek summary judgment on claims “that the criminal assaults were caused by the CHA’s negligent maintenance of its premises; specifically, doors and/or windows.” Once again, the CHA made no challenge to the adequacy of the presentment. A different judge granted summary judgment on any claims based on a “theory of negligent security beyond negligence in the maintenance of the physical security of the unit (i.e., the locks) and failure to provide alternative accommodations until the locks were fixed,” ruling such claims were barred by § 10(/').
The plaintiffs noted in their opposition to the CHA’s motion for partial summary judgment that Cambridge police Detective Lester Sullivan “met with [the building manager] and instructed him to change the locks on the doors,” but the difference between negligent maintenance of defective locks and negligent
The locks, but not the possibility of a lost key, were a focal point of the parties’ joint pretrial memorandum. The plaintiffs complained of inoperable door locks and locks that were loose and needing repair, and stated that the CHA “did nothing to repair or replace the window or door locks creating this unsafe condition,” even though the CHA was on notice of the problem. The CHA contended that door and window locks were in working order at all times and that the CHA had not been notified of any problems with the locks, windows, or doors prior to June 4, 1994.
In November, 1998, nine months before trial, the plaintiffs supplemented their answers to the CHA’s interrogatories. They stated that their expert witness, Joseph Griffin, was expected to testify that the CHA was negligent in failing to replace door locks after its agent was told by Detective Sullivan, several days before the second attack, “that he believed that an unauthorized person may have had a key to [the residence] and/or that the door locks should be replaced.” Griffin would further testify that “[d]espite knowledge of this first attack, and after [D]etective Sullivan recommended that the door locks be changed, [the] CHA again acted negligently by failing to do anything to maintain these locks.”
(ii) Trial. Amid much evidence of malfunctioning door and window locks, testimony at trial pointed to the intruder’s unauthorized entry into the apartment with a lost key. On cross-examination, Samuel testified that he had lost his key “once or twice” at the apartment of his aunt, who was married to the man suspected of orchestrating the attacks. Detective Sullivan testified that he had advised the CHA to change the apartment’s door locks after the first incident. The plaintiffs’ expert opined
The trial judge, concerned the CHA may not have had adequate notice of a claim stemming from the possibility of a lost key, and doubtful that the CHA had a legal obligation, at least before the May 12 invasion, to replace functioning door locks, formulated a series of special questions on the jury verdict form. The questions divided the plaintiffs’ negligent maintenance claims into three types: (1) failure to repair malfunctioning or inoperable window locks, (2) failure to repair malfunctioning or inoperable door locks, and (3) failure to change door locks. The jury found the CHA negligent only under the third theory, failure to change door locks. It found this negligence proximately caused the May 18 and June 4 incidents only.
After the verdict, the trial judge granted the CHA’s motion for judgment n.o.v. Calling the question “close,” the judge ruled that changing the door lock because of the possibility of a lost key came within the maintenance exception of G. L. c. 258, § 10(/)(3). She concluded, however, that “[njowhere did [the presentment] letter claim or even suggest that what plaintiffs were really complaining about was an intruder who had a key to their apartment whose intrusions could have been prevented if [the] CHA had promptly responded to a May 1994 request to change their door lock.” She also ruled that there was insufficient evidence to establish “that failure to change a working lock had any causal connection to either the May 18 incident or the June 4 incident.”
On appellate review, we look to “whether ‘anywhere in the evidence, from whatever source derived, any combination of circumstances could be found from which a reasonable inference could be drawn in favor of the plaintiff[s].’ ” Makynen v. Mustakangas, 39 Mass. App. Ct. 309, 311 (1995), quoting from Poirier v. Plymouth, 374 Mass. 206, 212 (1978). Osborne v. Hemingway Transp., Inc., 28 Mass. App. Ct. 944 (1990).
2. Discussion, a. General Laws c. 258, § 4. “The purpose of
The presentment letter in the instant case described the three incidents in detail. It also set out a negligent maintenance claim for failure to provide additional locks, or make doors and windows more secure, and for failure to maintain the premises in a safe and secure fashion generally. It did not, however, expressly state that the CHA was negligent for failing to change working locks. Nor did it reference the possibility of lost keys.
In cases in which presentment letters were found to be inadequate, the divergence between the letter and the claim advanced at trial is more significant than the one that the CHA claims here. For example, in Richardson v. Dailey, 424 Mass. 258, 259, 261-262 (1997), the plaintiffs in their complaint sought to recover for negligent design by the city of Boston of a jail cell, while the presentment letter claimed negligence based on the failure of employees of the Commonwealth to respond to the prisoner’s request for help for his “drug sickness.” In Wightman v. Metheun, 26 Mass. App. Ct. 279,
Where presentment letters have not been so deficient or obscure, our courts have found them adequate despite some imprecision. In Gilmore v. Commonwealth, supra at 722, where the presentment letter notified the defendants of the decedent’s estate’s suit for wrongful death, the court agreed with the trial judge that “a conclusion that the remaining plaintiffs . . . were making a claim for negligent infliction of emotional distress was not a conclusion only those with the most active imaginations could be expected to draw from the facts the plaintiffs recited.” In Martin v. Commonwealth, 53 Mass. App. Ct. at 530, this court came to a similar conclusion where a-mother’s emotional distress and loss of consortium claims did not appear in the presentment letter, which detailed her children’s negligent lead paint removal claims. In both cases the courts stressed that the facts underlying the claims were fully presented. Gilmore v. Commonwealth, supra (presentment letter sets out “entire fact pattern” of murder committed by prisoner on furlough and “alleged wrongful acts of county and State officials”). Martin v. Commonwealth, supra (letter identified “precisely and unequivocally the factual basis of the claims”). In the instant case, however, a potentially important fact — the lost key and the possibility that it was used by the home invaders — is absent from the presentment letter.
Nevertheless, the letter described the three home invasions
We recognize that the possibility of a lost key being used to enter the premises served to refine and modify the inquiry whether the CHA’s property maintenance was negligent. Nevertheless, it is not unusual for a case to evolve as discovery proceeds. Moreover, how the invader or invaders gained access to the apartment remained in dispute throughout discovery and trial. The plaintiffs continued to pursue their closely related original negligent maintenance theory, that the invasions occurred as a result of defective doors and windows, and door and window locks. This was not a case where the plaintiffs “sandbagged” the CHA by concealing the factual and legal basis of their argument until it was too late for the defendant to mount an effective defense.
b. Maintenance of property exception. The CHA also contends that the maintenance of property exception to negligent security claims is not broad enough to include the failure to change working locks. G. L. c. 258, § 10(A), (/'). We conclude, as did the trial judge, that the failure to change working locks here falls within the maintenance exception to negligent security claims otherwise barred by the statute. Where the lease precludes a tenant from changing the locks herself, she must rely on the housing authority to perform this function. Where
c. Causation. The judge concluded that there was insufficient evidence of a causal connection between the CHA’s failure to change locks and the May 18 and June 4 home invasions for which the jury awarded damages. We conclude that proof of causation was adequate to support the jury’s verdict. Although the plaintiffs’ trial presentation was scattershot, evidence of the three home invasions occurring within a three-week period was ample. The plaintiffs also demonstrated that a police detective informed the CHA after the first incident that it should consider changing the locks. Changing the locks would have addressed both the possibility of someone entering with a key and through doors that did not lock properly.
There was also testimony that Samuel had “once or twice” lost a key. The plaintiffs claimed that they had locked the doors and windows on the relevant occasions. The CHA submitted proof that the door and window locks were in working order. Detective Sullivan reported no evidence of forced entry. The intruder entered without being observed on each occasion and came upon Carmen suddenly, twice, without alerting her. There was evidence that the same intruder committed the first and second assaults and that all three incidents were orchestrated by the same person. On this evidence, the jury could have concluded, despite the plaintiffs’ own expert’s opinion, that the intruder in the second incident entered via the door and not through a first-floor window. There was also testimony from Carlos Ocasio that in May, before the second attack, he asked the building manager to change the locks. In sum, although the question is close, testimony regarding the home invasions and reasonable inferences that could be drawn therefrom supported the jury’s verdicts that the CHA’s failure to change the locks was negligent and proximately caused the last two invasions.
e. Application of G. L. c. 258, § 2, damages cap. The jury determined that $170,000 would fairly and adequately compensate Carmen for all injuries and damages proximately caused by the May 18, 1994, incident and found her thirty-two percent negligent and the CHA sixty-eight percent negligent. The jury determined that $30,000 would fairly and adequately compensate her for all injuries and damages caused by the June 4, 1994, incident and determined with respect to this incident that she was twenty-four percent negligent and the CHA was seventy-six percent negligent. The CHA argues that G. L. c. 258, § 2, limits the damages Carmen may recover for both incidents to $90,800, or alternatively, to no more than $100,000.
General Laws c. 258, § 2, as inserted by St. 1978, c. 512, § 15, provides in pertinent part that “[pjublic employers shall be liable for injury or loss of property or personal injury or death caused by the negligent or wrongful act or omission of any public employee while acting within the scope of his office or employment, in the same manner and to the same extent as a private individual under like circumstances, except that public employers shall not be liable ... for interest prior to judgment or for punitive damages or for any amount in excess of one hundred thousand dollars.”
The CHA arrives at the $90,800 figure by first reducing the $170,000 award to $100,000 and then applying the thirty-two percent comparative negligence reduction to reach $68,000. The CHA applies the twenty-four percent comparative negligence reduction to the $30,000 award to reach $22,800. It then adds $68,000 to $22,800 for a total of $90,800.
The CHA has incorrectly assumed that $100,000 rather than $170,000 is the amount on which the thirty-two percent comparative negligence is assessed. The statute states that “[pjublic employers shall be liable for injury ... in the same
The CHA also argues that the total amount awarded to Carmen cannot exceed $100,000 because her damages arose from the single negligent act of the CHA’s failure to change the door locks, and the statute caps the over-all liability per plaintiff to $100,000. The plaintiffs respond that Carmen was injured by two separate and distinct acts of negligence on two different occasions, and therefore she is entitled to recover up to $100,000 for each event.
The two different injuries suffered by Carmen occurred on dates separated by more than two weeks. They involved discrete acts of violence and resulted in different injuries to her. On May 18, she was left hog-tied on her bed by someone who entered the apartment; on June 4, she was not physically touched but saw her son slashed with a knife when he chased a person who he believed was the intruder outside the apartment. The intruders in the two incidents were apparently different individuals.
The proximate cause of both injuries was the CHA’s negligent failure to change door locks at the apartment. The jury, however, assessed the negligence giving rise to the injuries sustained in each incident differently, attributing more negligence to Carmen
How the statutory cap applies in this context is not clear from the case law. In Irwin v. Ware, 392 Mass. 745, 772 (1984), the court stated that the cap “ensures that a meaningful recovery will be available to victims of public employee negligence, while simultaneously limiting a public employer’s exposure to excessive liability.” That case involved a single incident, a car accident proximately caused by police officers’ failure to remove an intoxicated driver from the roadways. There were multiple plaintiffs, including those with multiple claims. The court concluded that the statute did not cap the amount per incident at $100,000, but did cap the amount recoverable on a per plaintiff basis, in this single incident case, to $100,000. Id. at 769-772. The $100,000 per plaintiff cap applies regardless of the number of claims per plaintiff per incident. The court emphasized that the alternative urged by the plaintiff, a per claim or per “count” liability limit, “would hinge total recovery on the resourcefulness of a plaintiff’s counsel.” Id. at 771. The court interpreted the word “claim” as used in G. L. c. 258, § 2, to mean “a demand for all damages arising from a tort to one person, not ... to each count of negligence.” Id. at 772. Not raised in Irwin, however, was the question of the application of the cap to plaintiffs who suffer separate injuries inflicted on different dates.
We recognize that this is a close case because we are not dealing with unrelated torts. We nonetheless conclude that the
By June 4, the CHA had been notified of the two prior home invasions and alerted to the possible solution (changing the locks). It also had both the opportunity and the ready capacity to fix the problem. Cf. Slater v. U.S. Fid. & Guar. Co., 379 Mass. 801, 806-807 (1980) (“when the cause is interrupted, either by an independent cause, or by the actor regaining control over the causing factor, courts usually find that there is more than one ‘occurrence’ or ‘accident’ ”). Such a distinct injury justifies an independent, “meaningful” recovery. This recovery is also not “excessive” when the public employer neglected a reasonable opportunity to eliminate the proximate cause of the injuries in the time between them. Irwin v. Ware, 392 Mass. at 72.
3. Conclusion. The portion of the judgment that dismisses the claims of Carmen and Samuel against the CHA is reversed, and judgment shall enter on the verdicts on those claims, as modified by the reductions set forth in this opinion. In all other respects, the judgment is affirmed.
So ordered.
We refer hereafter to Carmen Rodriguez as Carmen, not out of disrespect, but because her son Samuel Rodriguez is also a plaintiff.
Housing Authority Risk Retention Group, Inc., doing business as Housing Authority Insurance (insurer), was a defendant in the action below. Following the judge’s allowance of the motion for judgment n.o.v., the plaintiffs moved to dismiss all claims against the insurer. That motion was allowed. The insurer is not a party to this appeal.
Although he was a plaintiff below, Ocasio is not a party to this appeal. We refer herein to Carmen and Samuel as the plaintiffs.
The letter also described other threats and harassment against the family by unnamed people, and the plaintiffs’ numerous requests to change apartments, dating back to 1990.
The jury found the CHA sixty-eight percent negligent for the May 18 incident and Carmen thirty-two percent negligent. For the June 4 incident, it found the CHA seventy-six percent negligent and Carmen twenty-four percent negligent.
The cases also refer to “strict compliance” with the presentment statute. In Martin v. Commonwealth, 53 Mass. App. Ct. at 529, this court stated that the “ ‘strict compliance’ precept is concerned more with whether presentment has been made to the proper executive officer ... in a timely fashion . . . than with the content of the presentment.”
We also note the CHA’s failure to raise the inadequate presentment argument before the directed verdict stage, despite its awareness much earlier of the possibility of a misplaced key and the plaintiffs’ stated intention to rely on Detective Sullivan’s recommendation that the locks be changed.
Prior to the passage of the negligent maintenance exception in 1993, the case law drew a similar distinction. See, e.g., Sanker v. Orleans, 27 Mass. App. Ct. 410, 412-413 (1989); Tyron v. Lowell, 29 Mass. App. Ct. 720, 724 (1991); Wheeler v. Boston Hous. Authy., 34 Mass. App. Ct 36, 41 (1993).
Nor have other cases interpreted the cap in this context. In Nemet v. Boston Water & Sewer Commn., 56 Mass. App. Ct. 104 (2002), there was “serial flooding” at the plaintiffs’ residence, but recovery was sought based on the property damage caused by the most serious of the floods, and the issue whether plaintiffs could recover for other incidents, when they had received $100,000 for one incident, was not raised. We do, however, have the benefit of the somewhat analogous cases construing the number of occurrences under insurance policies. See Slater v. U.S. Fid. & Guar. Co., 379 Mass. 801 (1980); Worcester Ins. Co. v. Fells Acres Day Sch., Inc., 408 Mass. 393, 416-417 (1990); RLI Ins. Co. v. Simon’s Rock Early College, 54 Mass. App. Ct. 286 (2002). Nonetheless, the language of particular policy provisions and the canons of construction for interpreting insurance policies do place limits on the utility of this analogy. See, e.g., Slater v. U.S. Fid. & Guar. Co., supra at 808.