OPINION AND ORDER
Pending before the Court is Defendant’s Motion for Summary Judgment under Rule 56 of the Federal Rules of Civil Procedure (Docket No. 25). For the reasons set forth below, the Motion for Summary Judgment is GRANTED and the complaint is hereby DISMISSED with prejudice.
I. PROCEDURAL BACKGROUND
On October 18, 2010, Julio Rodriguez-Fonseca filed a complaint against his employer, Baxter Healthcare Corporation of Puerto Rico, under the Age Discrimination in Employment Act, 29 U.S.C.A. §§ 621 et seq. (“ADEA”), the Americans with Disabilities Act, 42 U.S.C. §§ 12201 et seq. (“ADA”), and the Constitution of the United States of America. (Docket No. 1). Plaintiff narrowed the scope of his claims in his Memorandum of Law in Opposition to Defendant’s Motion for Summary Judgment, claiming he endured a hostile work environment, retaliation, and discrimination because of: 1) age, and 2) request for a reasonable accommodation for his purported disabilities. (Docket No. 37 at 1). Plaintiff requests “declaratory judgment against defendant ... finding] it in violation of the constitutions and laws of the United States ... and Puerto Rico,” $1.5 million for compensatory damages, loss of income, back pay, front pay, loss of benefits, mental anguish, and emotional distress, punitive damages and double damages, costs and fees, reinstatement, prejudgment interest, and “such other relief as this Honorable Court deems appropriate and proper.” (Docket No. 1 at 8-9).
On October 31, 2011, Defendant filed a Motion for Summary Judgment (Docket No. 25), asserting that Plaintiffs allegations failed to sufficiently establish claims for a hostile work environment and age and disability discrimination and retaliation under F.R.C.P. 56. Further, Defendant argues that Plaintiffs claims are time-barred. (Docket No. 25).
II. FACTUAL BACKGROUND
Below is a summary of the events leading to the filing of the instant complaint, as alleged in the parties’ statements of uncontested facts and accompanying documents thereto (Docket Nos. 25 & 37).
On October 18, 2010, Julio RodriguezFonseca (“Plaintiff’) brought suit against his former employer, Baxter Healthcare Corporation of Puerto Rico (“Defendant”), for age — and disability-based discrimination, retaliation, and hostile work environment.
While employed with Defendant, Plaintiff provided training sessions to other employees on good manufacturing and documentation practices and participated in over 300 training sessions for improving good manufacturing and documentation practices, known as GMP’s and GDP’s. (Id. at ¶¶ 15-17). Upon hire, Plaintiff received, reviewed, and accepted Defendant’s employment policies. (Docket No. 25, Ex. 1 at ¶¶ 13-14). Defendant’s employee handbook contains the company’s rules of conduct applicable to all employees. Violations of employment terms include insubordination, OSHA violations, disobedience, abandoning the work area without authorization during working hours, and inadvertent or negligent commission of errors. (Id. at ¶¶ 25-26).
Defendant’s employee handbook establishes a procedure for employees to address employment situations or problems, specifically providing that “if an employee feels that he/she has a situation or complaint of discrimination or harassment in the workplace, he/she should immediately notify the Human Resources Manager or designated representative for the Company to take the necessary actions, which include conducting a thorough investigation.” (Id. at ¶ 23). Furthermore, Defendant’s policy prohibits any type of retaliation against any person who has submitted or otherwise notified a complaint of discrimination or harassment, or has participated in any related investigation. (Id.)
Defendant operates three facilities in Jayuya, Aibonito, and Guayama, where it produces fluid therapy, anesthesia, critical care, oncology, bioscience, renal, nutrition, and specialized pharmacy materials for use in hospitals, kidney dialysis centers, doctors’ offices, nursing homes, rehabilitation centers, clinical and medical research laboratories, and at home under physician supervision. (Docket No. 25, Ex. 1 at ¶¶ 2-4). Defendant’s products are infused, injected, or inhaled more than two billion times annually (or six million times a day) worldwide, each time to treat a life-threatening acute or chronic condition. Patients with hemophilia, end-stage renal disease, “Primary Immune Deficiency,” and a range of other diseases depend on Defendant’s products on a daily basis. (Id. at ¶ 4).
The FDA conducts yearly inspections and audits of Defendant’s facilities in Puerto Rico to ensure Defendant’s compliance with applicable regulations. Defendant’s failure to abide by the FDA rules may entail the imposition of sanctions that vary from monetary penalties up to the closing of a facility. (Id. at ¶ 29). The Injection Molding Department is a critical area of Defendant’s manufacturing process because it supplies key components of pieces that feed other areas of the process. (Id. at ¶ 30). In the Injection Molding Department, Defendant manufactures, among other things, “Part 210,” a component part used in kits for the administration of intravenous fluids to patients, which are manufactured in subsequent stages at Defendant’s facilities. As such, the Injection Molding Department is a key compo
“Part 210” is manufactured through a process of injecting molding in a Swivel Mold. In order to control the temperature of this process, a liquid that works as a refrigerant is circulated through the cooling circuit of the Swivel Mold. (Id. at ¶ 32). Leaks in the mold, but not the Swivel Mold or the cooling system, may come in direct contact with the product. (Id. at ¶ 33). During March 2009, Defendant’s injection molding personnel decided to use propylene glycol instead of distilled water to refrigerate and lubricate the Swivel Mold to minimize leaks. The decision was approved by Defendant’s Environmental Department because propylene glycol was FDA-approved. (Id. at ¶¶ 34, 36). The record indicates Plaintiff learned about the approval to use propylene glycol in August 2009, though Plaintiff also claims he first learned about use of propylene glycol in September. (Id., Ex. 3, at 88-90; Docket No. 35, Ex. 3 at 115). In either scenario, Plaintiff states he knew Defendant’s policy for using propylene glycol before October 2009.
On Friday, October 2, 2009, Swivel Mold 210 was mounted on the machinery to begin production; however, leaks from the refrigeration liquid halted work for the weekend. (Docket No. 25, Ex. 1 at ¶ 38). On October 5, 2009, injection molding personnel noticed that the refrigeration liquid used in the Swivel Mold 210 production process did not appear to be propylene glycol. Plaintiff purportedly directed his subordinate, Alberto Zayas, to purchase car coolant and subsequently instructed employee Cristobal Colon to add 2.5 gallons of car coolant to Swivel Mold 210. (Id. at ¶ 39). Plaintiff disputes that he “ordered anyone to use car coolant in Swivel Mold 210,” (Docket No. 37 at ¶ 40), yet he plainly states he “ordered Zayas to purchase the ethylene glycol” to “try it out,” “requested ... information with regards to the results of the test that he ordered to be conducted with the car coolant on Swivel Mold 210 ...” and accepted “responsibility” for use of the car coolant, clearly admitting he directed employees to put car coolant into the Swivel Mold 210. (Id. at ¶ 39; Docket No. 35, Ex. 3 at 99, 109-10.) (Emphasis added). Plaintiff admitted that using car coolant represents a health risk because it lacked FDA approval. He replied, “Of course, definitely,” when asked whether it was “important for [Plaintiff] not to produce material using car coolant,” and agreed that a mistake in production resulted from using car coolant. (Docket No. 35, Ex. 3 at 103-05, 121).
Defendant’s personnel subsequently found production pieces contaminated with an unknown substance later adjudged as car coolant. Upon learning about the contamination, Defendant convened a multidisciplinary investigation team to determine why the Swivel Mold 210 leaked car coolant. (Docket 25, Ex. 1 at ¶ 46). Plaintiff failed to connect his directive to use the car coolant in early October 2009 with the discovered contaminated material until November 11, 2009, after a series of inquiries by various supervisors. (Docket No. 35, Ex. 3 at 123-24, 128). Plaintiff avers using car coolant in the Swivel Mold 210 constituted a “test” rather than “production,” a distinction seemingly without a difference, as the “test” nonetheless yielded leakage of an unapproved substance. Id.
On November 11, 2009, Plaintiff met with his immediate supervisor, Carlos Arroyo (“Arroyo”), to discuss the coolant use, and Arroyo requested that Plaintiff document the sequence of events in a report. (Id. at 129). Plaintiff asserts that, throughout his tenure with the company,
Defendant subsequently sent Plaintiff a letter requesting Plaintiffs appearance at a follow-up investigation of the contamination, scheduled for December 9, 2009. On December 1, 2009, Plaintiff sent Defendant’s infirmary a physician’s diagnosis stating that he would be “convalescing” from severe depression until March 2010. (Docket 45, Ex. 4). Plaintiff claims this correspondence and his supervisors’ knowledge of his “medical condition” suffice for a request for a reasonable accommodation under the Americans with Disabilities Act, and admits he did not follow the company policy, of which he was aware, for reasonable accommodation requests. (Docket No. 45, Ex. 3 at 63-64, 71). Plaintiff also asserts he requested reasonable accommodations from his employers “all the times [he] was sick” from his hernia and that Defendant gave Plaintiff all the leave needed to convalesce from hernia surgery. (Id. at 64). Defendant terminated Plaintiffs employment on December 23, 2009, effective December 29, 2009, asserting that Plaintiffs negligence and breach of company policy provided just cause for the dismissal. (Docket No. 35, Ex. 18). Arroyo signed the termination letter, yet Defendant claims Arroyo’s supervisor, Enrique Moran, decided to terminate Plaintiff. (Id.; Docket No. 25, Defendant’s Supplement Statement of Uncontested Facts at ¶ 58). The Court therefore considers these facts and those in the record in assessing Defendant’s Motion for Summary Judgment.
III. SUMMARY JUDGMENT
A motion for summary judgment is governed by Rule 56 of the Federal Rules of Civil Procedure, which entitles a party to judgment if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). “A dispute is ‘genuine’ if the evidence about the fact is such that a reasonable jury could resolve the point in favor of the non-moving party.” See Prescott v. Higgins,
The principle of the summary judgment is to “pierce the pleadings and to assess the proof in order to see whether there is a genuine need for trial.” DeNovellis v. Shalala,
When considering a motion for summary judgment, the Court must examine the facts in the light most favorable to the nonmoving party and draw all reasonable inferences in its favor in order to conclude whether or not there is sufficient evidence in favor of the non-movant for a jury to return a verdict in its favor. Rochester Ford Sales, Inc. v. Ford Motor Co.,
“Credibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge.” Reeves v. Sanderson Plumbing Prod.,
Conversely, summary judgment is appropriate where the nonmoving party rests solely upon “conclusory allegations, improbable inferences and unsupported speculation.” Ayala-Gerena v. Bristol Myers-Squibb Co.,
IV. DISCUSSION AND ANALYSIS
A. Plaintiffs Sham Affidavit and Defendant’s Motion to Strike
On December 23, 2011, Plaintiff filed an affidavit as an attachment to his Memorandum of Law in Opposition to Defendant’s Motion for Summary Judgment. (Docket No. 37, Ex. 1). The affidavit was also dated December 23, 2011. The period for discovery closed on September 30, 2011. (Docket No. 24). This affidavit constitutes a sham effort to discredit the facts uncovered by Defendant’s depositions and used in its motion for summary judgment. As Defendant sets forth in its motion to strike, jurisprudence abounds eschewing such behavior and the law is well-settled. See Docket No. 47 (citing cases); see also Velazquez-Perez v. Developers Diversified Realty Corp., Civil No. 10-1002, Docket No. 131. This filing offends Federal Rule of Civil Procedure 56 and wastes the Court’s resources. The Court therefore strikes Plaintiffs affidavit, Docket No. 37, Ex. 1, from the record. Plaintiffs attorney is hereby admonished to never again file a sham affidavit before this Court.
The Court notes the remainder of Defendant’s claims in its Motion to Strike (Docket No. 48) regarding Plaintiffs proffers of alleged hearsay and offense to the local rules in its qualifications of Defendant’s uncontested facts. Although Defendant’s Motion to Strike is denied with respect to these particular claims, the Court informs the parties that any discrepancies in factual allegations were resolved by a thorough review of the pleadings exclusive of the parties’ statements of facts.
B. Age Disci’imination Under the ADEA
The ADEA prohibits discrimination in public and private employment against individuals who are at least 40 years of age. 29 U.S.C.A. §§ 621-634. ADEA violations may be established by proving either disparate treatment or disparate impact. Smith v. City of Jackson, Miss.,
Disparate treatment claims under the ADEA may be based on direct or circumstantial evidence, as set forth in McDonnell Douglas Corp. v. Green,
The record establishes that Plaintiff was 43 when hired, promoted to the position which he occupied at termination, adversely affected through termination, and that Defendant replaced him with a younger employee. Consequently, Plaintiff estab
Defendant proffers nondiscriminatory rationale supporting its decision to dismiss Plaintiff. The record establishes that Plaintiff knowingly breached company policy by disobeying Defendant’s decision to use propylene glycol in the Swivel Mold 210, ostensibly running afoul of FDA and OSHA regulations and exposing employees to potentially hazardous leakage. Plaintiff also knew the substance posed health risks and accepted responsibility for its use. Lastly, Plaintiff left Defendant’s premises during work hours on November 11, 2011, without informing his supervisor. Each of these instances reflects dereliction of Plaintiffs responsibilities pursuant to his employment agreement with Defendant.
Taken in the light most favorable to Plaintiff, the sole instances bordering on age discrimination occurred in conversations between Arroyo and Plaintiff. According to Plaintiff, Arroyo referred to Plaintiff as a “crazy, little, old man” upon every encounter. Plaintiff, however, fails to establish a causal link substantiating Arroyo’s impoliteness with meritorious claims. In Melendez v. Autogermana, Inc., Melendez “specifically point[ed] to an incident in which [an employer] called him ‘la vieja’ (“the old lady”) because he wore outdated shoes.”
The question thus arises whether Moran or Arroyo ordered Plaintiffs termination. Defendant avers that Moran ordered the discharge, but Arroyo signed the termination letter. Defendant cannot impute Arroyo’s behavior to Moran by citing a hierarchical structure. Although Plaintiffs evidence of pretextual intent to terminate is wanting, this termination literally has Arroyo’s name written all over it, and Arroyo allegedly made the aged-based remarks. Therefore, the Stray Remarks Doctrine offers Defendants little protection.
Nonetheless, in Gross v. FBL Fin. Servs., the Supreme Court held that a plaintiff must “establish that age was the ‘but-for’ cause of the employer’s adverse action.” Velazquez-Ortiz v. Vilsack,
Plaintiff fails to carry his burden here. Nothing in the record ties Plaintiff’s termination to his age. Plaintiff consistently cites work-based pressure, Arroyo’s foul language, and Arroyo’s tone
C. Disability Discrimination: Plaintiffs Request for Reasonable Accommodation
Plaintiff attempts to withdraw certain claims in his Memorandum of Law in Support of his Opposition to Defendant’s Motion for Summary Judgment (Docket No. 37). Plaintiff withdraws allegations regarding disability discrimination, and Defendant’s failure to provide a reasonable accommodation to Plaintiff under the ADA and Law 44. He maintains any allegations “related to harassment, discrimination, and retaliation due to plaintiffs requests for a reasonable accommodation under the ADA and Law 44.” (Id.). Plaintiffs distinction between which claims he maintains and which he withdraws does not clearly delineate which persist; thus, the Court will consider each claim Plaintiff failed to clearly withdraw.
1. Disability Discrimination
Plaintiff states that he “withdraw[s] his allegations regarding disability discrimination.” (Docket No. 37 at 1). Therefore, the Court shall not consider any claims for disability discrimination.
2. Failure to Reasonably Accommodate
Plaintiff seemingly withdraws his allegations “regarding [D]efendant’s failure to
provide a reasonable accommodation to the [Plaintiff],” yet in the very next sentence Plaintiff seeks to “continue with his allegations related to ... discrimination ... due to [Pjlaintiff s requests for a reasonable accommodation.” (Docket No. 37 at 1-2). The statement ostensibly maintains a claim for retaliation based upon the request while withdrawing a claim for failure to reasonably accommodate; however, the Court nonetheless addresses discrimination based on failure to reasonably accommodate because Plaintiffs directive is unclear. “To make out a reasonable accommodation claim, a plaintiff must prove: 1) she was disabled within the meaning of the statute, and; 2) she was qualified to perform the essential functions of the job, either with or without a reasonable accommodation.” Rios-Jimenez v. Principi,
D. Hostile Work Environment Claim
Plaintiff alleges Defendant created a hostile work environment under both the ADEA and the ADA. To establish a hostile work environment, Plaintiff must show that his workplace was “permeated with discriminatory intimidation, ridicule, and insult that [was] sufficiently severe or pervasive to alter the conditions of ... [her] employment and create an abusive working environment.” Colóiu-Fontanez v. Mun. of San Juan,
An assessment of whether the work environment is hostile or abusive “must be answered by reference to all the circumstances.” See Marrero v. Goya of P.R., Inc.,
The jurisprudence is clear that “ ‘simple teasing,’ offhand comments, and isolated incidents (unless extremely serious) will not amount to discriminatory changes in the ‘terms and conditions of employment’ ” to establish an objectively hostile or abusive work environment. Faragher v. City of Boca Raton,
1. Hostile Work Environment under the ADEA
Under the ADEA, in order to prevail in a hostile work environment claim, a plaintiff must show evidence demonstrating that: (1) she is a member of the class protected by the ADEA; (2) she was subjected to unwelcome harassment; (3) the harassment was based on age; (4) the harassment was sufficiently pervasive or severe so as to alter the conditions of the plaintiffs employment and create an abusive work environment; (5) the objectionable behavior was both subjectively and objectively offensive such that a reasonable person would find it hostile or abusive; (6) that the plaintiff found it hostile or abusive; and (7) some basis for employer liability has been established. See Gutiérrez-Lines v. Puerto Rico Elec. and Power Authority,
Taking the pleadings in the light most favorable to the Plaintiff, Plaintiff satisfies prongs (1) and (2). Plaintiff is a member of the ADEA-protected class and was subjected to unwelcome harassment by Arroyo. While Plaintiff alleges that Arroyo harassed him by referring to him as an “old man,” “crazy old man,” “little old man,” and “crazy, little, old man,” and that Arroyo was foul-mouthed and uncivilized, Plaintiffs claim nonetheless fails at prongs (3) and (4). The age-based harass
Viewing the record in the light most favorable to Plaintiff and drawing all inferences in his favor, this Court finds lacking any correlation between severe harassment and Arroyo’s remarks about Plaintiffs age. “The workplace is not a cocoon, and those who labor in it are expected to have reasonably thick skins — thick enough, at least, to survive the ordinary slings and arrows that workers routinely encounter in a hard, cold world.” Suárez v. Pueblo Int’l, Inc.,
2. Hostile Work Environment under the ADA
The Fourth, Fifth, Seventh, Eighth, and Tenth Circuits recognize as actionable claims for hostile work environment under the ADA. See Lanman v. Johnson County,
E. Retaliatory Acts under the ADEA and the ADA
Plaintiff also submits Defendant retaliated against him under both the ADEA and the ADA. In a retaliation claim under the ADEA, a plaintiff must demonstrate: 1) she engaged in a protected activity; 2) she suffered an adverse employment action as a result of her participation in said activity, and; 3) a causal connection between those two elements exists. See Hernández-Torres v. Intercontinental Trading, Inc.,
Under the ADA, furthermore, a plaintiffs retaliation claim may succeed even where her disability claim fails. Freadman v. Metro. Prop. & Cas. Ins. Co.,
If a plaintiff makes out a prima facie case of retaliation, a rebuttable presumption of unlawful retaliation arises and “the burden shifts to the employer to articulate a legitimate, nondiscriminatory reason for its employment decision.” Wright v. CompUSA, Inc.,
If the employer successfully meets this burden, the burden shifts again and the plaintiff-employee must then show “ ‘that the proffered legitimate reason is in fact a pretext and that the job action was the result of the defendant’s retaliatory animus.’ ” Collazo v. Bristol-Myers Squibb Mfg., Inc.,
1. ADEA Retaliation
Plaintiffs claim for retaliation under the ADEA fails. Plaintiff satisfies prongs (1) and (2) of Intercontintental Trading by, respectively, levying complaints with the EEOC and Defendant’s human resources officer, and ultimately being terminated. However, no causal connection between these two elements exists. A thorough review of the record, drawn in Plaintiffs favor, reveals no indication that Plaintiff suffered any adverse action because of retaliation for complaining to human resources or the EEOC about alleged age discrimination.
Even if Plaintiff establishes a prima facie case for retaliation, Defendant successfully carries its burden to demonstrate a legitimate, nondiscriminatory reason for termination and Plaintiff shows no pretextual intent in his submissions. As previously stated, Defendant proffers meritorious, nondiscriminatory rationale supporting its decision to dismiss Plaintiff. To reiterate, Plaintiff admits knowingly breaching company policy by disobeying Defendant’s decision to use propylene glycol in the Swivel Mold 210 and introducing a substance that could pose health risks to his subordinates. Plaintiff also left Defen
2. ADA Retaliation
Plaintiffs claim for retaliation under the ADA also fails. Plaintiffs assertions that he engaged in protected activity under prong (1) require consideration of two instances of requests for accommodation. First, Plaintiff suffered from an inguinal hernia for several years prior to his dismissal.' Secondly, Plaintiff claims he endured severe depression beginning very shortly after his meeting with Arroyo, after which he felt confident that he would be terminated and left Defendant’s premises. Plaintiff registered a complaint with the EEOC, which constitutes a protected activity. The parties also dispute whether Plaintiff sufficiently requested a reasonable accommodation for his depression. The court reserves judgment on this matter, as Plaintiff fails to make out a prima facie case for retaliation in both instances, Defendant responds with a legitimate, nondiscriminatory reason for termination, and Plaintiffs allegations of pretextual intent are conclusory at best.
Plaintiff suffered from an inguinal hernia during his tenure with Defendant. He underwent surgery for the hernia on five separate occasions. Plaintiff admits Defendant granted him the time off he requested to convalesce, and that he did not need anything else from the company regarding his hernia. (Docket No. 35, Ex. 3 at 40). Plaintiff suffered from the hernia for “many years” prior to his termination and claims the work-based pressure from Arroyo caused the pain in the hernia to flare up. (Id. at 41). He claimed his inguinal hernia flared up whenever Arroyo exerted pressure on him, which motivated him to discuss the matter with Loraine Rosa, a human resources representative with Defendant. Plaintiffs most recently documented leave arising from issues with his hernia ended July 30, 2009. Thus, sufficient temporal proximity exists to shift the burden to Defendant.
Plaintiff also suffers from a “severe emotional condition.” (Docket No. 45, Ex. 4). Following his meeting with Arroyo on November 11, 2009, Plaintiff claims he felt so severely depressed that he needed to leave the premises without informing his supervisors, as company policy requires. (Docket No. 45, Ex. 5). On December 1, 2009, he received a certified letter from Dr. Edgardo Prieto-Agostini, M.D. indicating he would “be convalescing from today until March 31, 2010, due to the severity of [his] emotional condition.” (Id.). Temporal proximity between the letter Plaintiff submitted to Defendant’s infirmary on or around December 1, 2009, and Plaintiffs termination on December 23, 2009, therefore exists to shift the burden to Defendant to demonstrate a legitimate, nondiseriminatory reason for dismissal.
The Court remains mindful that its role is not to “second-guess the business decisions of an employer, nor to impose [its] subjective judgments of which person would best fulfill the responsibilities of a certain job.” Petitti v. New England Tel. & Tel. Co.,
F. Exhaustion of Administrative Remedies and Plaintiffs Claims Under Puerto Rico Law
Because the Court grants Defendant’s motion for summary judgment, it does not consider Defendant’s assertion that Plaintiff failed to exhaust his administrative remedies. Furthermore, because the Court has granted summary judgment as to all of Plaintiffs federal claims, the Court elects not to exercise jurisdiction over Plaintiffs claims arising under Puerto Rico law.
Y. CONCLUSION
Because Plaintiffs claims cannot succeed as a matter of law, and no rational trier of fact would find in favor of Plaintiff even if all facts are construed in the light most favorable to Plaintiff, the Court GRANTS Defendant’s motion for summary judgment on all counts. Judgment shall be issued accordingly.
IT IS SO ORDERED.
