Lead Opinion
Two-year-old Tiffany Todd died tragically when four-year-old Cori Smith used a Bic lighter to start a fire in Tiffany’s bedroom. Tiffany’s estate sued the lighter manufacturer and the district court granted summary judgment in favor of the defendants. After rehearing the appeal en banc,
Generally, this case concerns Illinois strict products liability law. In Illinois and elsewhere, strict products liability law evolved as a “special rule applicable to sellers of products”,
In this case we consider whether a manufacturer should be subject to liability for producing a disposable lighter which a child used to start a deadly fire. This inquiry pivots on one basic question: whether a disposable fighter is unreasonably dangerous under Illinois strict products liability law. The district court determined that a lighter is not unreasonably dangerous, and granted summary judgment for the manufacturer. The plaintiff appeals. We now affirm the district court’s grant of summary judgment.
I. Background
Two young families, the Smiths and the Todds, shared a house in rural Earlville, Illinois. All four adults in the house smoked, and all used disposable cigarette lighters. About a week before the fire which caused the death in this case, four-year-old Cori Smith got hold of one of these fighters and set a small fire in her parents’ bedroom. The fire was quickly extinguished, and Cori’s parents admonished her never to play with lighters or matches. The adults also warned the other five children who lived in the house about the dangers of fire.
The next Sunday, March 27, 1988, Cori awoke before her parents and went downstairs, where her brother was watching cartoons. She spied a green lighter on an end-table in the living room. She took the lighter upstairs into a bedroom where twenty-two month old Tiffany Todd was sleeping. Cori used the lighter to ignite some papers which were on the floor. She then took the fighter back downstairs and replaced it on the end-table. The adults did not wake in time to prevent the ensuing conflagration. Tiffany Todd was killed in the fire. Everyone else escaped unharmed.
On behalf of her estate, Tiffany’s father, Rodney Todd, sued the fighter’s manufacturer, Bic Corporation, claiming that the company was negligent and strictly liable for selling a defective product. Todd rested both his negligence and strict liability claims primarily on allegations that the fighter was unreasonably dangerous because it did not include a child-resistant feature, and did not provide an adequate warning. After some discovery, Bic moved for summary judgment. Bic never denied that it was possible to manufacture a fighter with child-resistant features. In fact, undisputed evidence adduced in discovery showed that at the time of the fire Bic had developed a prototype fighter which was child-resistant — because it required greater dexterity to operate — although not child proof. Bic contended, however, that the fighter Cori used was not unreasonably dangerous to consumers. Bic also vigorously defended the adequacy of the warning it placed on the fighter. The warning on the lighter which Cori found on the end-table while her parents slept, read simply, “KEEP OUT OF REACH OF CHILDREN.”
Todd appealed, claiming that the district court ignored questions of fact about the inherent defects in disposable lighters. He maintained that Illinois authorized two tests to determine whether a product is unreasonably dangerous: the consumer contemplation test and the risk-utility test. He argued that a disposable lighter might be considered unreasonably dangerous under either test. He also insisted that the district court’s failure to even consider aspects of the risk-utility test required reversal of the summary judgment. Finally, he continued to challenge the adequacy of the warning, claiming that deficiencies in the warning, standing alone, rendered the fighter unreasonably dangerous.
A divided panel of this court agreed with Todd and reversed the district court’s grant of summary judgment.
The Illinois Supreme Court declined certification. Todd, No. 7643 (November 22, 1993). That decision placed this case back before the era banc court. We will resolve the issues of state law which this case presents in accordance with the decisions of the Illinois Supreme Court. See Charles A Wright, Arthur R. Miller and Edward H. Cooper, Federal Practice and Procedure § 4507 at 89 (1982) (“federal court must determine issues of state law as it believes the highest court of the state would determine them”). Where areas of state law are not developed, we will resort to other persuasive authority in an attempt to determine what the Illinois Supreme Court would decide. See Heller Intern. Corp. v. Sharp,
II. Analysis
A Section J/.02A
Strict products liability grew out of a jurisprudential movement to adjust traditional tort and warranty theories in order to facilitate recovery for consumers injured by defective products. See William L. Prosser, Law of Torts, 641-682 (4th ed. 1971). This movement spawned the notion that a manufacturer should be liable to an injured consumer regardless of the degree of care employed in producing the product. Id. at 656-657. The concept of strict products liability gained widespread acceptance in the early 1960’s after the American Law Institute reduced the broad hypothesis to more definite standards when drafting the Second Restatement of Torts, Section 402A. Illinois soon joined other jurisdiction in adopting Section 402A, Suvada v. White Motor Co.,
Negligence and warranty theories are still available for plaintiffs injured by defective products. See Section 402A, cmts. a and m. In fact, Todd has made a negligence claim in this case, which we will address later. But injured plaintiffs seem to favor strict products liability, primarily, because it does not include traditional warranty law’s damage and privity limitations, or traditional negli
Therefore, although broad, strict products liability law is limited by certain formulas and boundaries. Section 402A generally sets forth these limitations:
§ 402A. Special Liability of Seller of Product for Physical Harm to User or Consumer
(1) One who sells any product in a defective condition unreasonably dangerous to the user or consumer or to his property is subject to liability for physical harm thereby caused to the ultimate user or consumer, or to his property, if
(a) the seller is engaged in the business of selling such a product, and
(b) it is expected to and does reach the user or consumer without substantial change in the condition in which it is sold.
(2) The rule stated in Subsection (1) applies although
(a) the seller has exercised all possible care in the preparation and sale of his product, and
(b) the user or consumer has not bought the product from or entered into any contractual relation with the seller.
The comments to Section 402A also define its limits. Basically, in order to recover under that section, “[t]he plaintiffs must prove that their injury or damage resulted from the condition of the product, that the condition was an unreasonably dangerous one and that the condition existed at the time it left the manufacturer’s control.” Suvada,
In this case, the district court applied Section 402A to the undisputed facts, and determined that a cigarette lighter is not unreasonably dangerous. Whether a product may be considered unreasonably dangerous is a question of Illinois law which we review de novo. Derrico v. Bungee Intern. Mfg. Co.,
1. Consumer Contemplation Test.
Section 402A authorizes a simple test to determine whether a product is unreasonably dangerous: “[t]he article sold must be dangerous to an extent beyond that which would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics.” Section 402A, cmt. i. That test has come to be known as the consumer contemplation test. W. Page Keeton, Prosser and Keeton on Torts, 698-99 (5th ed. 1984). The Illinois Supreme Court follows the Restatement’s formulation of the test almost verbatim: “[a] product is ‘unreasonably dangerous’ when it is ‘dangerous to extent beyond that which would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics.’” Lamkin v. Towner,
The consumer contemplation test separates defective products from the universe of ordinary products which may be involved in causing injury. Under this test, a product is only considered defective or unreasonably dangerous if it fails to perform in a manner
Good whiskey is not unreasonably dangerous merely because it will make some people drunk, and is especially dangerous to alcoholics; but bad whisky, containing a dangerous amount of fuel oil, is unreasonably dangerous. Good tobacco is not unreasonably dangerous merely because the effects of smoking may be harmful; but tobacco containing something like marijuana may be unreasonably dangerous. Good butter is not unreasonably dangerous merely because, if such be the case, it deposits cholesterol in the arteries and leads to heart attacks; but bad butter, contaminated with poisonous fish oil, is unreasonably dangerous.
Section 402A, cmt. i.
The consumer contemplation test is an important aspect of Section 402A, because it prevents imposing absolute liability on manufacturers. Without this test, injured plaintiffs would be heard to argue that the fact of their injury establishes a product’s dangerous propensities. The test heads off this type of after-the-fact rationale by recognizing that virtually any product can cause injury when put to certain uses: “ordinary sugar is deadly poison to diabetics, and caster oil found use under Mussolini as an instrument of torture.” Section 402 A, cmt. i. The consumer contemplation test assures that products are not considered unreasonably dangerous simply because they have conceivable unsafe uses. The test focuses not in hindsight on the injury which occurred, but on the ordinary consumer’s expectations when purchasing and using the product.
This discussion brings us to the seminal question in this case: what does an ordinary consumer expect when he purchases a lighter? Quite obviously, the consumer expects the lighter, when activated, to provide a flame. That is exactly how the lighter in this case performed. But the lighter was used to do more; the small flame it produced was used to ignite some papers, causing a deadly fire. The ordinary consumer expects that if a lighter’s ñamé is put to some other combustible object, a larger fire ensues. This makes a lighter dangerous. But it does not make a lighter unreasonably dangerous under the consumer contemplation test. As the Illinois Supreme Court has stated, “Virtually any product is capable of producing injury when put to certain uses or misuses .... Injuries are not compensable in products liability if they derive merely from those inherent properties of a product which are obvious to all who come in contact with the product. The injuries must derive' from a distinct defect in the product, a defect which subjects those exposed to the product to an unreasonable risk of harm.” Hunt v. Blasius,
a. Foreseeable user versus ordinary consumer.
The plaintiff argues that instead of looking to the expectations of the ordinary consumer, we should look to those of the foreseeable user—in this case a child—when assessing liability under the consumer contemplation test. This expansive view is required, the plaintiff contends, because a child
Reason dictates that children are not ordinary consumers under the consumer contemplation test. Unlike ordinary consumers, children lack knowledge common to the community regarding consumer products. This lack of knowledge makes children particularly unfit subjects for any test meant to measure expectations. Consider the absurd results if courts were required to look to the expectations of children when gauging a product’s dangerousness. The pair of shoes in Fanning, which the Illinois Supreme Court considered not defective because “[i]t is a matter of common knowledge that shoes are more likely to slip when wet than dry”, would be considered defective under any formulation of the consumer contemplation test which measured a child’s expectations. Fanning,
Nor do children perceive the dangers inherent in just about any product. We all had the experience as children of putting a hand on a hot pot or stove. Recall the story about the unfortunate child who expected his Superman cape to allow him to fly. Children engage in these dangerous activities because, in their limited experience, they cannot comprehend the possibility of injury. Any reformulation of the consumer contemplation test which requires a court or jury to assess liability based on a child’s product expectations, removes well-designed limitations from Section 402A in all cases where a child is injured. Under such a test, manufacturers would face absolute liability every time a child was injured by a product. The child’s attorney would march into court and claim the product failed to perform in the manner the child expected. The attorney would be right, but the failure would be due not to a deficiency in the product, but to the natural deficiency children have in their knowledge of consumer products.
In any event, no Illinois court authorizes an expansion of the consumer contemplation test to the realm of foreseeable users. Rather, Illinois courts, as well as the Restatement, confine the test to the ordinary consumer. It works an absurdity to abandon the ordinary consumer standard for the foreseeable user standard, especially where children are concerned. Children lack knowledge about consumer products. Therefore, children should not be the standard to measure consumer expectations. In the case
2. Risk-Utility Test.
Under the Restatement, the consumer contemplation test was the only standard authorized to determine whether a product was unreasonably dangerous. But tort commentators soon began to express dissatisfaction with the test’s restrictions on manufacturer liability. These criticisms evolved into case law. See Cronin v. J.B.E. Olson Corp.,
Barker involved a construction worker who was seriously injured when the lift truck he was operating became unbalanced on a steep grade, and dropped the lumber it was carrying. The worker jumped out of the cab of the truck when it started to tip. Unfortunately, he jumped directly into the path of the falling lumber. He sued the truck manufacturer claiming, among other things, that the truck should have been equipped with “outriggers” — large mechanical arms extending from the sides of the machine — to provide stability on steep grades. The manufae-turer responded that the truck was not meant for steep terrain — that cranes and not lift trucks were designed to be used on steep terrain.
At the trial, the court instructed the jury under the consumer contemplation test, and the jury returned a verdict for the manufacturer. Essentially, the jury found that the ordinary consumer would expect the lift truck to tip on steep terrain. The California Supreme Court reversed, on the ground that the consumer contemplation test represented “undue restriction on the application of strict liability principles.” Barker,
Thus did the risk-utility test gain root in Illinois strict products liability law. How deeply it is rooted remains another question. True, the Illinois Supreme Court has sanctioned variations of the test, in certain cases, to determine whether a product is unreasonably dangerous. See, e.g., Lamkin,
Does this pronouncement require that we mechanically apply the risk-utility test to all design defect claims, or may we— as the Illinois Supreme Court has done on occasion — summarily determine that a product is not defective? In Scoby v. Vulcan-Hart Corp.,
We do not deem Lamkin or other cases applying aspects of the danger-utility test intend that all manufacturers of products ... should be subject to liability depending on the trier of fact’s balancing under that test, when suit is brought by one injured by such a product. Somewhere, a line must be drawn beyond which the danger-utility test cannot be applied. Considering not only the obvious nature of the danger here but, also, the simple nature of the mechanism involved, we conclude that the circuit court properly applied only the consumer-user contemplation test. Under that test, summary judgment for the defendant was clearly proper.
Scoby,
The court in Scoby alluded to the absurdity of applying the risk-utility test to simple but obviously dangerous products. Consider, as the defendant in Scoby proposed, the ordinary kitchen knife. Suppose someone cut by such a knife sued its manufacturer for failing to design a permanent retractable sheath for the knife. Should that person be able to avoid summary judgment simply by presenting statistics showing the feasibility of a permanent retractable sheath? The logical answer is no. As the court in Scoby recognized “many manufactured products have potential to cause substantial injury and most can be made safer by different design.” Scoby,
So how then do we read the broad statement in Lamkin ? Really, the statement says nothing more than Illinois authorizes the risk-utility test in products liability cases. The statement does not address whether this authorization extends to simple but obviously dangerous products. To the extent that one might read the statement as covering simple but obviously dangerous products, the statement is mere dictum. Indeed, Lamkin had nothing to do with such products; therefore, whether or not the risk-utility test is appropriate for such products was not a question presented to the court. If the court answered that question—as those who would apply the risk-utility test to this ease suggest—the answer was “not addressed to the outcome of the ... case and therefore perhaps not as fully considered as it would have been if essential to the outcome.” United States v. Crawley,
Judicial opinions .are frequently drafted in haste, with imperfect foresight, and without due regard for the possibility that words or phrases or sentences may be taken out of context and treated as doctrines. We shouldn’t like this done to our opinions and are therefore reluctant to do it to the opinions of other courts. No court, even a federal court in a diversity suit, is obliged to treat a dictum of another court (or, for that matter, its own dicta) as binding precedent.
No Illinois court has applied the risk-utility test to a simple but obviously dangerous product. We need not expand upon the Illinois Supreme Court’s already broad statement in Lamkin, and apply the test to such a product. If the question before us was, simply, “Does Illinois authorize the risk-utility test to determine whether a product is unreasonably dangerous?” the answer would be clear. Certainly, the Illinois Supreme Court has authorized use of the test
In summary, whether Illinois authorizes use of the risk-utility test is not disputed; clearly it does. See Lamkin,
B. Other Issues
Two final issues remain for our consideration. First, Todd has appealed the district court’s decision to grant summary judgment for Bic on his negligence claim. In his complaint, Todd claimed that Bic was negligent for breaching its duty to manufacture a safe lighter. It is true that manufacturers have a legal duty, under Illinois negligence and strict products liability law, to produce reasonably safe products. Coney,
Secondly, in his appellate brief, Todd claimed that the warning Bic placed on the lighter was insufficient, and that the insufficiency made the lighter unreasonably dangerous. In the course of certifying this case to the Illinois Supreme Court, however, we decided the warning issue. We agreed, with the district court that the warning Bic placed on the lighter was adequate as a matter of law. See Todd,
III. Conclusion
The district court was correct in its conclusion that, as a matter of law, an ordinary disposable cigarette lighter is not unreasonably dangerous. Because Bic did not produce an unreasonably dangerous product, it was neither strictly liable nor negligent. Therefore, the judgment of the district court is
AFFIRMED.
Notes
. This appeal was first heard by a panel of this court over a year ago. After rehearing en banc, this court certified two questions to the Illinois Supreme Court, which declined certification. See Todd v. Societe Bic,
In his dissent Judge Ripple is highly critical of this court’s majority for taking the case en banc and for "imposing ideological discipline on fellow federal judges.” Ripple, J., dissent at 1416. Curiously, Judge Ripple voted with eight other judges to rehear this case en banc. He also concurred in this court's certification order which spelled out several reasons for going en banc. See Todd,
. See Restatement (Second) of Torts § 402A, cmt. a (1965).
. Bic concedes, for the purposes of this appeal, that it is foreseeable that a child might use a lighter. But acknowledging that a child is a foreseeable user is not much of a concession. The printed warning — "KEEP OUT OF REACH OF CHILDREN” — anticipates use by children if adults allow it. The warning points to the child user as the potential abuser. Certainly, a concession that it is foreseeable that a child might use a product is not a concession that the product is unreasonably dangerous. See Hunt,
. In a footnote on the last page of his dissent, Judge Ripple posits that the Illinois Supreme Court’s decision in Doser v. Savage Mfg. & Sales, Inc.,
. To contemplate anything, one must be able to reason. Anyone who has reached the age of reason knows the danger of playing with fire. No reasonable person would act the way Cori Smith did. But four-year-olds predate the age of reason. Cori obviously did not contemplate the dangerous consequences of the fire she created.
. This type of hindsight analysis of the manufacturer’s design decision has all of the earmarks of determining negligence. Dean Prosser reported it as such in the fourth edition of the Law of Torts, where he discussed liability grounded upon the risks inherent in a product's design. He concluded that “even though [this type of liability] may occasionally be called strict, [it] appears- to rest primarily upon the proper standard of care, so that the tort essentially is a matter of negligence.” William L. Prosser, Law
. For an insightful discussion concerning the expansion in strict products liability law brought about by allowing a jury to assess the inherent risk and utility of a product's design, see Judge Easterbrook’s concurring opinion in Carroll v. Otis Elevator Co.,
. Nothing in the history of the risk-utility test supports the proposition that it was meant to apply to all products. In Barker, where the California Supreme Court essentially created the test and originally applied it, the court stated that legal tests in the area of products liability should be "appropriate to the circumstances of a particular case, to guide the jury as to the standard to be applied in determining whether a product is defective or not.” Barker,
Dissenting Opinion
dissenting.
I join Judge Flaum’s dissenting opinion. And, while I have the highest regard for my colleagues who may see the matter differently, I certainly agree with Judge Ripple that this question of Illinois products liability law has occupied a disproportionate share of this court’s attention. This is, after all, a diversity case. And so far as I can recall during my tenure here, this is the first such case to receive en banc review. Nonetheless, and despite Judge Ripple’s cogent arguments to the contrary, I suppose one bad turn deserves another. Having descended this far and at this cost into the morass, we might as well finish the job and put one more opinion of dubious authority in the books.
In my view as a federal observer of a state process, Judge Ripple’s concurring opinion when we first visited this matter, see Todd v. Societe Bic, S.A.,
With respect to the risk-utility test, again I am not sure that it is “absurd” to apply this measure to simple but obviously dangerous products like lighters and knives. Again, injury seems inevitable and the issue is whether it is properly part of the cost of manufacture or better borne by the victim. The point of strict products liability, after all, is “to minimize the costs of accidents and to consider who should bear those costs.” Note, Strict Products Liability and the Risk-Utility Test for Design Defect: An Economic Analysis, 84 Colum.L.Rev. 2045, 2049-50 (1984) (quoting Suter v. San Angelo Foundry & Mach. Co.,
Dissenting Opinion
with whom CUMMINGS, CUDAHY and ILANA DIAMOND ROVNER, Circuit Judges join, dissenting.
I cannot accept the court’s judgment and opinion. Our charge here is not to determine the best, most logical, or even the most efficient product-liability rules for the state of Illinois. If it were, I would be joining the court’s persuasive opinion. However, Article III of the Constitution only affords us the power to ascertain the law of Illinois and apply it to the litigants before us as if we were an inferior state court. Because I remain convinced that the law of Illinois required the federal district court to apply the risk-utility doctrine in this product liability case, I coneludé that our inquiry in1 this case should go no further.
When this court sits in diversity, federalism requires us to enforce the substantive law of the forum state, even when we conclude we see a more enlightened path. See Erie R.R. Co. v. Tompkins,
While I appreciate the sound and persuasive policy reasons for limiting access to a risk-utility jury test when a plaintiff has freely undertaken to use a product with obvious risks, the Illinois' Supreme Court, in cases such as Lamkin,
Neither Lamkin nor Doser hint at any limitation of the risk-utility doctrine in Illinois. While Scoby, a decision from the Illinois Fourth District Appellate Court, may have rejected the risk-utility test as a means of analyzing whether lid-covers are required on cooking pots,
. A close reading of Scoby suggests that the Illinois appellate court may have actually conducted its own risk-utility test and concluded that a reasonable jury could never have found any economically feasible improvements to a cooking pot given the measured amount of risk. See Scoby,
Scoby tries to illustrate its risk-utility analysis with the point that economics will never force ordinary kitchen knives, with their obvious danger, to have retractable sheaths. However, ten years ago the same might well have been said
Classical economic theory teaches that a market is the place for consumers to choose, according to their own information, the appropriate level of safety innovation in their products. Accordingly, the courts, lacking the information consumers have about their own individual circumstances, would be ill-suited for making such safely choices. Any judicially imposed risk-utility tests should be carefully reserved for those rare instances when transaction costs cause the market to fail to provide consumers any meaningful exchange with producers. However, the issue before this court is not economics, but the law in Illinois. My read of Illinois Supreme Court case law suggests that such economic theories are not reflected in its case law.
Dissenting Opinion
dissenting.
I doubt that few, if any, cases that have been decided during recent years have consumed the number of judge-hours that this case has cost this court. After full consideration by a panel of judges, full en banc consideration by the entire court, an attempt at certification, and the drafting and full consideration of a second en banc opinion, we remain divided on the content of Illinois law as well as the appropriate application of that law to the facts of this case. Today’s decision resolves the litigation before us, but the bench and bar are provided with a decision that, as a practical matter, does nothing to clarify the law and therefore expedite the course of later litigation. Indeed, all that is decided is that an ordinary disposable cigarette lighter is such an obviously dangerous product that, when district courts of this circuit are confronted with such a case again, they ought not apply the risk utility test. I assume that the court’s decision implicitly permits a different result even in that case if, in the interim, the courts of Illinois indicate that they would reach the contrary result. This minimal yield from such a significant effort on the part of so many judges ought to induce a great deal of reflection and a careful self-examination of our use of en banc procedures.
(a) When Hearing or Rehearing In Banc Will be Ordered. A majority of the circuit judges who are in regular active service may order that an appeal or other proceeding be heard or reheard by the court of appeals in banc. Such a hearing or rehearing is not favored and ordinarily will not be ordered except (1) when consideration by the full Court is necessary to secure or maintain uniformity of its decisions, or (2) when the proceeding involves a question of exceptional importance.
When the court decides to devote its time to hearing a case en banc, it is determining that such a significant investment of time and energy is necessary to accomplish legitimate jurisprudential goals beyond decision in the individual case. Such “legitimate jurisprudential goals” include, as our rules note, the resolution of conflicts between this circuit and other courts of appeals. It also includes the resolution of novel and important issues of federal law and recurring procedural issues of enduring importance to the administration of justice in the federal courts. On the other hand, few would maintain that “legitimate jurisprudential goals” include forsaking the normal course of common law adjudication in order to impose ideological discipline on fellow federal judges. Nor do such legitimate goals include attempting to set the vectors for the future course of state law development, a prerogative left by the Constitution to the state courts.
The adjudication of diversity eases affords little opportunity for the accomplishment of the legitimate goals of an en banc proceeding. Indeed, beyond rendering a decision in the particular case at hand, little of enduring value can be accomplished by hearing a diversity case en banc. In any diversity case, this court’s decision has no precedential effect on the state courts. Diginet, Inc. v. Western Union ATS, Inc.,
Until corrected by the state supreme court, such incorrect predictions inevitably skew the decisions of persons and businesses who rely on them and inequitably affect the losing federal litigant who cannot appeal the decision to the state’s supreme court; they may even mislead lower state courts that may be inclined to accept federal predictions as applicable precedent.
Dolores K. Sloviter, A Federal Judge Views Diversity Jurisdiction through the Lens of Federalism, 78 Va.L.Rev. 1671, 1681 (1992).
All of these limitations and dangers in the adjudication of diversity eases are magnified when the court decides to hear such a matter en bane. As noted earlier, by their nature, en banc proceedings are intended to decide more than the case before the court and to marshall the intellectual and moral authority of the entire court on the issue presented. Yet, these goals are, in the context of the diversity case, frustrated ab initio. Whatever the court’s decision, it can have no binding authority on the state courts and, in future cases, lower federal courts must still take into consideration subsequent state caselaw developments. An erroneous decision by the en bane court — or its gratuitous comment on what state law ought to be — is a particularly unwarranted intrusion into the prerogative of the state to control the development of its own law.
These considerations counsel that en banc adjudication in diversity cases ought to be undertaken only in the most unusual circumstances. The circumstances surrounding this litigation certainly make the exercise of our en banc authority questionable. We have labored greatly and produced a decision that does little, if anything, to promote a legitimate goal of an en banc proceeding. The result is no doubt pleasing, from an ideological point of view, to the majority of the court and it can now impose that ideological position, at least temporarily, on the district courts. Yet, whether the majority has interpreted properly Illinois law remains, at best, a rather weak “Erie Guess.” The imprudence of the course chosen by the court is, in my view, particularly underlined by the fact that it appears that BIC’s concession in the district court that the child was a foreseeable user creates a genuine issue of triable fact with respect to the consumer contemplation test. See Doser v. Savage Mfg. & Sales, Inc.,
. The majority opinion takes the rather unconventional step of disclosing the vote of the court on the petition for rehearing en banc in order to suggest that there is an inconsistency in the position that I have taken in the disposition of this appeal. My position has changed in the course of this appeal. Indeed, that is the whole point of this separate opinion. As I have noted in the text, the difficulties the court has experienced in deciding this matter have convinced me that the course upon which we originally embarked is not a prudent one and that we ought to accept that reality and vacate the en banc order as having been improvidently entered. It is for this reason that, in urging my colleagues to adopt the path I have suggested here, I have employed the first person plural.
Accordingly, it is not accurate for the majority to say simply that I am critical of the decision to take the case en banc; I am critical of the decision to continue to expend judicial resources on the matter when it has become clear that such a course will accomplish so very little and sanction a judicial methodology that has a very undesirable impact on the ability of the states to control the development of their law and on the accuracy of the law that we establish as precedent for the district courts of this circuit.
. Chief Judge Sloviter of the Third Circuit has recently described succinctly this difficulty:
Finding the applicable state law, however, is a search that often proves elusive. Difficulty arises when the federal courts must predict how the highest court of the state would decide the issue. Even when there is a state supreme court decision on point, the direction is not always crystal clear. For example, the allegedly controlling decision of the state supreme court may be old and intervening doctrinal trends may call into question whether the state supreme court would follow it today. Further, the relevant language in the state supreme court’s decision may be merely dictum, or the pertinent holding may have been joined by less than a majority of that court.
More significant difficulties arise when the state supreme court has not directly addressed an issue. As the late Judge Henry Friendly noted, "[wjhereas the highest court of the state can 'quite acceptably ride along a crest of common sense, avoiding the extensive citation of authority,’ a federal court oftén must exhaustively dissect each piece of evidence thought to cast light on what the highest state court would ultimately decide.” What weight should a federal court give decisions of intermediate state courts? Of what consequence are inconsistencies in the state court decisions? What if there is "persuasive data” that the state supreme court would decide differently than the intermediate court?
Finally, the most difficult problems arise when there are not state court decisions on point. The court on which I sit has said that when we must predict state law in such situations, we should turn to "analogous decisions, considered dicta, scholarly works, and any other reliable data tending convincingly to show how the highest court in the state would decide the issue.”
Dolores K. Sloviter, A Federal Judge Views Diversity Jurisdiction through the Lens of Federalism, 78 Va.L.Rev. 1671, 1675-77 (1992) (citations and footnotes omitted).
. Id. at 1679.
. As noted in my separate opinion in the court’s first effort in this case, in the absence of any further guidance from the Supreme Court of Illinois, we are obliged to follow its latest pronouncement. See Todd v. Societe BIC, S.A.,
Dissenting Opinion
dissenting.
I dissent for the reasons expressed by Judge Kaufman in his majority opinion in Todd v. Societe Bic,
