ROCKFORD FINANCIAL SYSTEMS, INC., Plaintiff and Third-Party Citation Petitioner-Appellant, v. MICHAEL BORGETTI, Defendant (National City Bank, Third-Party Citation Respondent-Appellee).
Second District No. 2-08-1236
Second District
Opinion filed July 21, 2010.
III. CONCLUSION
For the foregoing reasons, the judgment of the circuit court of Boone County is affirmed.
Affirmed.
O‘MALLEY and SCHOSTOK, JJ., concur.
Theodore Liebovich, of Liebovich & Weber, P.C., of Rockford, for appellant.
Thomas P. Sandquist, of WilliamsMcCarthy, LLP, of Rockford, for appellee.
JUSTICE MCLAREN delivered the opinion of the court:
Plaintiff, Rockford Financial Systems, Inc., appeals from the orders of the trial court vacating a judgment against third-party citation respondent, National City Bank, and limiting the amount of the subsequently reinstated judgment. We affirm.
In May 2007, Rockford Financial filed a one-count complaint for breach of promissory note against defendant, Michael Borgetti. On
“Q. Do you have any bank accounts?
A. [Borgetti] Yes, sir.
Q. And where are they located?
A. National City.
Q. What kind of accounts do you have?
A. Just checking.
Q. Is that in your name solely?
A. Yes, sir.
Q. No other bank accounts?
A. No, sir.”
Rockford Financial then filed a third-party citation to discover assets against National City, which failed to appear or otherwise respond on the return date of November 5, 2007. National City further failed to
On June 13, 2008, the trial court issued a citation to discover assets against National City for recovery of the confirmed judgment. National City then filed a motion to quash the citation to discover assets and vacate the judgment. National City attached an affidavit of Philip Roby, its special services processor, in which he stated that he received the third-party citation to discover assets on November 15, 2007. He immediately froze Borgetti‘s only account, which had a negative balance of $34.83 and had been negative since October 24, 2007 (the date on which the citation was served). He spoke to Rockford Financial‘s attorney on December 5, 2007, and told him that Borgetti‘s only account at National City had a negative balance.
National City filed a corrected affidavit on July 30, 2008, in which Roby stated that, upon further review, at the time it was frozen Borgetti‘s account had a negative balance of $8.83 and that, on October 24, 2007, the account had a positive balance of $519.98. With the exception of a positive balance of $0.17 on the March 14, 2008, bank statement, the account had not had a positive balance after November 15, 2007.
On September 2, 2008, the trial court granted National City‘s motion to quash the citation and vacate the judgment. Rockford Financial filed a motion to reconsider. On November 24, 2008, the trial court reinstated the conditional judgment against National City but limited the judgment to $519.98 plus costs. This appeal followed.
Rockford Financial first contends that the trial court erred in granting National City‘s motion to quash the citation and vacate the judgment. National City brought its motion under
We are aware that our supreme court has recently held that “when a trial court enters either a judgment on the pleadings or a dismissal in a
“There is no specific time limitation provided by Rule 103(b). Rather, a court must consider the passage of time in relation to all the other facts and circumstances of each case individually.” Case v. Galesburg Cottage Hospital, 227 Ill. 2d 207, 213 (2007).
The court then detailed a nonexhaustive list of six factors that a court should consider. See Case, 227 Ill. 2d at 212-13. Requiring a de novo review of a fact-intensive inquiry suited not to bright lines but to balancing leads to nothing more than an imposition of this court‘s judgment over that of the trial court.
The Vincent court also noted that the equitable powers of the court and issues of justice and fairness were proper considerations when postjudgment relief was available under common-law writs such
“All relief heretofore obtainable and the grounds for such relief heretofore available, whether by any of the foregoing remedies or otherwise, shall be available in every case, by proceedings hereunder, regardless of the nature of the order or judgment from which relief is sought or of the proceedings in which it was entered.” (Emphases added.)
735 ILCS 5/2-1401(a) (West 2008) .
Therefore, the abolishment of the common-law writs did not abolish the relief that had been obtainable under them or the grounds for seeking the relief.
We do not see the legislature‘s action of abolishing the common-law writs and providing a statutory method for attacking a judgment as a repudiation of the writs and the equitable powers associated with them. Rather, we see it as a consolidation of a potentially confusing melange of many independent writs into one statutory method. In his dissent in People v. Bean, 389 Ill. App. 3d 579 (2009), Justice Stewart analyzed an analogous situation existing prior to the adoption of the Post-Conviction Hearing Act (Act) (
“The trouble with Illinois is not that it offers no procedure. It is that it offers too many, and makes them so intricate and ineffective that in practical effect they amount to none. The possibility of securing effective determination on the merits is substantially foreclosed by the probability, indeed the all but mathematical certainty, that the case will go off on the procedural ruling that the wrong one of several possible remedies has been followed.
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* * * If the federal guarantee of due process in a criminal trial is to have real significance in Illinois, it is imperative that men convicted in violation of their constitutional rights have an adequate opportunity to be heard in court. This opportunity is not
adequate so long as they are required to ride the Illinois merry-go-round of habeas corpus, coram nobis, and writ of error before getting a hearing in a federal court.‘” Bean, 389 Ill. App. 3d at 588 (Stewart, J., dissenting), quoting Marino v. Ragen, 332 U.S. 561, 565-70, 92 L. Ed. 170, 174-76, 68 S. Ct. 240, 243-45 (1947) (Rutledge, J., concurring, joined by Douglas and Murphy, JJ.).
Furthermore, the court‘s decision in Vincent is factually distinguishable from the case before us and is more limited than this court recently stated in Mills v. McDuffa, 393 Ill. App. 3d 940 (2009). Vincent involved the very specific issue of “whether a trial court may dispose of a properly served
The supreme court concluded that there was no such thing as a “summary dismissal” in a
Vincent is distinguishable because the defendant therein alleged that the trial court had violated various sections of the Unified Code of Corrections in imposing sentence and that the sentence was void.
Applied to the sole jurisdictional issue raised in Vincent, the aforesaid dicta is correct. A proper determination of jurisdiction, based only on the pleadings or even after a hearing on the merits, will not implicate equitable principles. Equitable principles cannot confer subject matter jurisdiction; “a circuit court‘s subject matter jurisdiction is conferred entirely by our state constitution.” Belleville Toyota, Inc. v. Toyota Motor Sales, U.S.A., Inc., 199 Ill. 2d 325, 334 (2002). Because lack of jurisdiction and voidness are not at issue in this case, it is immaterial whether the court dismissed the petition for failure to state a cause of action or entered judgment on the pleadings in conformity with the dicta of Vincent.
The typical
It is here that Mills attempts to extend the reach of Vincent. Vincent was as distinguishable from Mills as it is from the case before us. Mills mechanically applied the holding in Vincent even though Mills did not involve a petition‘s dismissal, sua sponte or otherwise, due to lack of subject matter jurisdiction. The trial court in Mills considered an affidavit, medical records, and a letter from a doctor in addition to the pleadings and supporting briefs (Mills, 393 Ill. App. 3d at 948), and it considered the issue of due diligence. We are not persuaded by the analysis and the record in Mills that Vincent applies to either Mills or the case before us.
Vincent expressed “no opinion” on which standard of review to apply to any other disposition under
Rockford Financial‘s citation to discover Borgetti‘s assets held by National City was brought pursuant to supplementary proceedings under
“(a) A judgment creditor * * * is entitled to prosecute supplementary proceedings for the purposes of examining the judgment debtor or any other person to discover assets or income of the debtor not exempt from the enforcement of the judgment, a deduction order or garnishment, and of compelling the application of non-exempt assets or income discovered toward payment of the amount due under the judgment * * *.
* * *
(c) When assets or income of the judgment debtor not exempt from the satisfaction of a judgment, a deduction order or garnishment are discovered, the court may, by appropriate order or judgment:
* * *
(3) Compel any person cited, other than the judgment debtor, to deliver up any assets so discovered, to be applied in satisfaction of the judgment * * *.”
735 ILCS 5/2-1402(a) ,(c)(3) (West 2006) .
“Before a judgment creditor may proceed against a third party who is not the judgment debtor, the record must contain some evidence that the third party possesses assets of the judgment debtor.” Schak v. Blom, 334 Ill. App. 3d 129, 133 (2002). “The provisions of
Here, the trial court‘s citation to discover assets against National City was based on Borgetti‘s statement that he had checking accounts at National City. The court subsequently entered a conditional judgment against National City and confirmed the judgment, all without any evidence that any checking account allegedly held by National City contained any assets, i.e., had a positive balance. Roby‘s amended affidavit, in which he stated that Borgetti‘s account contained a positive balance of $519.98, was filed seven months after the court entered the conditional judgment and more than four months after the court confirmed the judgment. Thus, contrary to Rockford Financial‘s argument, the affidavit could not provide a basis for the court‘s judgment against National City.
We find no abuse of discretion in the trial court‘s granting of National City‘s
Rockford Financial next contends that the trial court erred in reinstating the conditional judgment for $519.98 plus costs instead of the initially ordered $44,210.62 plus costs. We disagree.
Rockford Financial‘s argument fails because it is based on the misapprehension that the November 24, 2008, judgment against National City was merely a reinstatement of the initial confirmed, conditional judgment. That initial judgment was entered with no evidence of record that National City held any assets belonging to Borgetti and was, thus, improper. However, in his amended affidavit, Roby stated that, on the date that the citation was served, Borgetti‘s account contained $519.98. This was then evidence that National City possessed assets of the judgment debtor. Thus, the trial court then had a basis in the record to compel National City to “deliver up any assets so discovered, to be applied in satisfaction of the judgment.”
For these reasons, the judgment of the circuit court of Winnebago County is affirmed.
Affirmed.
HUTCHINSON, J., concurs.
JUSTICE JORGENSEN, specially concurring:
Although I agree with the majority‘s result, I disagree with its use of the abuse-of-discretion standard. I believe that the majority‘s ap-
Vincent explicitly states that it is incorrect for courts to continue to view a
“[T]he operation of the abuse of discretion standard is the result of the erroneous belief that a section 2-1401 petition ‘invokes the equitable powers of the court’ * * *. When the legislature abolished the [common-law] writs in favor of today‘s statutory remedy, it became inaccurate to continue to view the relief in strictly equitable terms. * * * Because relief is no longer purely discretionary, it makes little sense to continue to apply an abuse of discretion standard on review.” Vincent, 226 Ill. 2d at 15-16.
The Vincent court essentially held that the standard by which we should review the trial court‘s disposition of a
In this case, the trial court granted National City‘s
I disagree with the majority‘s reasoning that de novo review is not appropriate in this case because the trial court made a determination regarding National City‘s due diligence, an inquiry suited to balancing and not bright lines. Nearly every
