Lead Opinion
Affirmed by unpublished opinion.
Judge CONRAD wrote the opinion, in which Judge NIEMEYER joined. Judge KING wrote a separate opinion concurring in part, dissenting in part, and concurring in the judgment.
Unpublished opinions are not binding precedent in this circuit.
Rock for Life-UMBC, a registered student organization at the University of Maryland, Baltimore County (“UMBC”) and two of its former student-members appeal an award of summary judgment and judgment on the pleadings to the defendants, UMBC officials, on several First Amendment claims brought under 42 U.S.C. § 1983. For the reasons that follow, we affirm.
I.
UMBC is a public honors university located in Baltimore, Maryland, with an enrollment of approximately 13,000 undergraduate and graduate students. Rock for Life is a registered student organization at UMBC with a stated mission “to defend the right of the unborn and to awake consciousness and awareness in the UMBC community about the catastrophic effects of abortion for all persons involved and our moral duty to stop its practice.” Joint Appendix (“JA”) 17.
a traveling photo-mural exhibit which compares the contemporary genocide of abortion to historically recognized forms of genocide. It visits university campuses around the country to show as many students as possible what abortion actually does to unborn children and get them to think about abortion in a broader historical context.
Id. at 253, 254-55. There are twenty-four different GAP posters, and each comes in a six-foot by thirteen-foot “standard” or four-foot by eight-foot “mini-GAP” display size.
At the time of Rock for Life’s initial request, UMBC operated under a facilities use policy designed to provide recognized student organizations with access to academic and non-academic university property. UMBC evaluated requests based on “room appropriateness,” and it reserved the right to deny any request “dependent upon circumstances.” Id. at 234. Thе policy also stated that “[scheduling may move an event to a different location without notice. UMBC is not responsible for any costs incurred by a user resulting from a change in location.” Id. at 235.
Rock for Life initially sought permission to present the GAP display at the University Center Plaza, a facility located at the center of several academic buildings on the western side of campus. The request was first sent to Lee Calizo, director of student life, for approval. On April 24th, Calizo emailed then-acting Rock for Life president Alex Vernet to inform him that she
As word spread of Rock for Life’s request to show the GAP display, UMBC officials discussed how best tо handle the controversial nature of the event. The plaintiffs allege Chris Tkacik, UMBC’s in-house counsel, stated that students might feel “emotionally harassed” by the display, and UMBC had a right to prevent such harassment. The plaintiffs contend this alleged comment implicated two additional UMBC speech policies then in place. The first is former Article V, Paragraph B(2)(f) of the Code of Student Conduct, which prohibited “physical or emotional harassment,” although this term was not further defined. Id. at 62. The second is UMBC’s prohibition against sexual harassment, defined as
unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when:
(1) Such conduct has the purpose or effect of unreasonably interfering with an individual’s academic or work performance, or of creating an intimidating, hostile, or offensive educational or working environment; or
(2) Submission to such conduct is made either explicitly or implicitly a term or condition of employment or for participation in а UMBC-sponsored educational program or activity; or
(3)Submission to or rejection of such conduct by an individual is used as the basis for academic or employment decisions.
JA 51. A violation of either provision subjects a student to a range of possible disciplinary measures, including suspension and expulsion from the university.
During a meeting between UMBC, Rock for Life, and the Leadership Institute,
On April 25th, 2007, Calizo informed Rock for Life that the GAP display would not be allowed at the University Center Plaza, but could be held at the Commons Terrace instead. The Commons Terrace is a patio area adjacent to the Commons, described as the “hub of student life on campus,” and its positioning within the campus makes it a “congestion point” between residence halls and other campus buildings. Id. at 835, 1356. Rock for Life found the Terrace to be a desirable location and agreed to this compromise. However, Joseph Reiger, Executive Director of the Commons, soon expressed concern that the Terrace was also an inappropriate place for the GAP display. He described steps on the Terrace as hazardous because they are not in a “known sight line.” (JA 1356). He further stated that like Calizo,
Based largely on Reiger’s recommendation, Charles Fey, Vice President of Student Affairs, decided to move the GAP display once more from the Commons Terrace to the North Lawn, an open space between the Commons, residence halls and main library. Rock for Life members were informed of this decision by Eric Engler, acting director of the Commons, on the morning of April 30th as they attempted to set up the GAP display on the Commons Terrace. Rock for Life then moved the display to the North Lawn, where it was held without a police presence and without incident. The plaintiffs contend that surveillance footage from that day indicates the North Lawn saw less foot traffic than the Terrace, and thus fewer students were able to view the GAP display and its message.
In November 2007, Rock for Life made a second attempt to reserve the Commons Terrace for an exhibition of the GAP display. UMBC responded that as before, the GAP display would be permitted only on the North Lawn. Rock for Life decided not to hold the event.
The plaintiffs later filed suit under 42 U.S.C. § 1983 in the District of Maryland, alleging that UMBC had violated their right to free expression through the enforcement of its sexual harassment policy, its policy prohibiting emotional harassment and, most directly, its facilities use policy. Calizo, Reiger, Engler and Fey were named in both their individual and official capacities, as were Freeman Hrabowski, President of UMBC, Nancy Young, successor to Fey as Vice President of Student Affairs, Lynne Schaeffer, Vice President of Administration and Finance and Antonio Williams, University Chief of Police.
Finding that the plaintiffs lacked standing to assert claims for injunctive relief against the code of conduct and sexual harassment policy, the district court granted judgment on the pleadings to the defendants on those claims under Federal Rule of Civil Procedure 12(c). Rock for Life-UMBC v. Hrabowski,
The plaintiffs timely appealed the district court’s orders granting judgment on the pleadings and summary judgment to their First Amendment claims only. We have jurisdiction pursuant to 28 U.S.C. § 1291.
II.
We review a district court’s decision to grant judgment on the pleadings under Rule 12(c) de novo. Independence News, Inc. v. City of Charlotte,
We also review an award of summary judgment de novo under the same standard applied by the district court. See Canal Ins. Co. v. Distrib. Servs., Inc.,
Because the plaintiffs’ § 1983 claims seek to recover damages, they must establish not only that the defendants deprived them of a constitutional right, but also that the defendants, state actors sued in their individual capacities, are undeserving of qualified immunity. See Harlow v. Fitzgerald,
III.
We begin with the district court’s conclusion that the plaintiffs lack standing to challenge UMBC’s sexual harassment policy and code of conduct. “[Standing jurisprudence contains two strands: Article III standing, which enforces the Constitution’s case-or-controversy requirement ... and prudential standing, which embodies judicially self-imposed limits on the exercise of federal jurisdiction.” Elk Grove Unified Sch. Dist. v. Newdow,
A regulation that burdens speech creates a justiciable injury if on its face it restricts expressive activity by the class to which the plaintiff belongs, or if its presence otherwise tends to chill the plaintiffs exercise of First Amendment rights. N.C. Right to Life, Inc. v. Bartlett,
A.
The plaintiffs argue that their standing to challenge UMBC’s sexual harassment policy is rooted in its unconstitutional over-breadth. However, while the overbreadth doctrine permits a plaintiff to “challenge a
The plaintiffs cite the recent Third Circuit decision McCauley v. University of the Virgin Islands,
Upon review of the facts alleged in the plaintiffs’ amended complaint, nothing suggests that the plaintiffs face a credible threat of disciplinary action under UMBC’s sexual harassment policy. As the district court noted, no aspect of the GAP display is readily applicable to the policy’s definition of “sexual harassment,” which is limited to “unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature....” Although the GAP display seeks to convey a message related to abortion, which necessarily touches upon issues related to gender and reproduction, this type of speech is simply not “conduct of a sexual nature” covered by the policy. Moreover, the plaintiffs do not allege facts suggesting that UMBC officials ever threatened to punish their speech as sexual harassment. Even if Tkacik expressed concern, as the amended complaint alleges, that students would feel “emotionally harassed” by the GAP demonstration, he did not express concern that students would feel sexually harassed, nor is there any suggestion that disciplinary еnforcement of the sexual harassment policy was discussed at any point. More to the point, Rock for Life has now shown the GAP display on campus twice and has not faced threatened or actual disciplinary action for sexual harassment. Although the plaintiffs claim a chilling effect to their speech, they were unable at oral argument to name any form of expressive activity that Rock for Life or its members wish to engage in, but refrain from in fear of violating UMBC’s sexual harassment policy. We hold, therefore, that the plaintiffs have not demonstrated a credible threat of enforcement under UMBC’s sexual harass
B.
Tkacik’s alleged comment had more relevance to UMBC’s code of conduct, which prohibited “emotional harassment” until that phrase was excised from the code during the course of this litigation. As a result, the plaintiffs concede that the code of conduct is no longer unconstitutionally vague or overbroad. Nеvertheless, the plaintiffs assert standing to sue for monetary damages on the theory that Tkacik’s mention of the phrase caused them to chill their own speech.
We have recognized that an actual chilling of protected speech is a discrete infringement of First Amendment rights that gives rise to a claim under § 1983 for at least nominal damages. See Reyes v. City of Lynchburg,
In this case, UMBC never undertook a “concrete act” to investigate or sanction the plaintiffs for violation of the code of conduct. Id. at 610. Nor can the plaintiffs characterize the defendants’ decision to move the GAP display to the North Lawn as a non-disciplinary enforcement of the code. If the defendants considered the display to be emotional harassment, then it was equally so on either the North Lawn or the Commons Terrace. Any subjective fear of disciplinary measures that the plaintiffs might have felt never materialized into an actual, objective harm. Nor is there a credible threat of enforcement in the future, as the sexual harassment policy has been revised so that it now prohibits specific conduct the plaintiffs have never sought to engage in. The plaintiffs’ mere allegations of a chilling effect, absent any substantiating action taken by UMBC, cannot establish their standing to challenge the constitutionality of a now-defunct speech regulation.
IV.
Unlike UMBC’s sexual harassment policy and its code of conduct, UMBC actually applied its facilities use policy to regulate the plaintiffs’ speech. As such, they have standing to challenge its constitutionality. The plaintiffs assert a facial challenge to the policy, alleging that its “dependent upon circumstances” and “move without notice” provisions failed to create “narrow, objective, and definite standards to guide the licensing authority,” Green v. City of Raleigh,
Citing our decision in Valero Terrestrial Corp. v. Paige,
We addressed a similar issue in Reyes, where a plaintiff sought to recover nominal damages after being charged with violating a subsequently repealed parade ordinance, arguing among other things that the ordinance was facially overbroad.
Here, the plaintiffs allege the former facilities use policy was facially unconstitutional because it delegated “unbridled discretion” to UMBC to grant or deny requests. App. Br. at 55. This, too, is a facial challenge premised on overbreadth. See Forsyth,
B.
Turning to the plaintiffs’ as-applied challenge, the district court correctly determined that the facilities use policy regulated access to a limited public forum, and an “internal standard” applied because the policy was designed to provide access to recognized student organizations such as Rock for Life. Rock for Life-UMBC II,
The defendants’ stated reasons for moving the GAP display because of its size and shape are content-neutral criteria for time, place and manner restrictions, see Am. Legion v. City of Durham,
The plaintiffs also suggest that the defendants’ above-stated logistical concerns are pretext for content-based discrimination because numerous other events that posed similar concerns were permitted on the Commons Terrace. We note that “[o]nce a limited or designated public forum is established the government can not exclude entities of a similar character to those generally allowed.” ACLU v. Mote,
A different matter is presented by the defendants’ stated reason that they moved the GAP display to provide adequate space for students to flee in the event of a violent altercation. This concern was raised by UMBC in response to a request from Rock for Life to provide a police presence at the GAP display, due to “numerous unprovoked physical attacks” during prior exhibitions at other campuses. The district court determined that the defendants had not acquiesced to a “heckler’s veto” by moving the GAP display because their concerns about crowd violence were first raised by the plaintiffs. Rock for Life-UMBC II,
Viewing the evidence in a light most favorable to the plaintiffs, it appears the defendants were motivated by both content-based and content-neutral reasons when they denied Rock for Life access to the Commons Terrace. A content-based restriction of speech withstands constitu
Although Rock for Life was permitted to present the GAP display on the North Lawn, where its message was heard by students walking across campus, “[a] tax based on the content of speech does not become more constitutional because it is a small tax.” Forsyth,
Because the plaintiffs have demonstrated a triable issue of fact on their as-applied challenge to the facilities use policy, we hold that the district court erred by awarding summary judgment to the defendants at the first prong of the Saucier test for qualified immunity.
V.
Although the district court erred in this regard, we may nevertheless affirm summary judgment if we determine as a matter of law that the plaintiffs fail to demonstrate a violation оf a constitutional right that was clearly established. This is a “purely legal question.... ” Siegert v. Gilley,
The plaintiffs argue that the we may not address the issue of qualified immunity while material issues of fact remain concerning the defendants’ conduct or their intent. Generally speaking, “summary judgment on qualified immunity grounds is improper as long as there remains any material factual dispute regarding the actual conduct of the defendants.” Buonocore v. Harris,
Here, the only issue of fact relevant to the plaintiffs’ as-applied challenge that would survive summary judgment is whether the defendants’ violence-related safety concerns were the proximate cause of their decision to remove the GAP display from the Commons Terrace. While this is a fact issue relevant to whether the plaintiffs have suffered a deprivation of their First Amendment rights, it is one that we may resolve in their favor for purposes of determining whether the defendants are entitled to qualified immunity. The defendants maintain that they became concerned about the potential for violence after Rock for Life presented UMBC with a letter asking for security and describing violent encounters on other campusеs. The plaintiffs have not shown this concern was exaggerated or otherwise not sincerely held.
“Historically, one of the most persistent and insidious threats to first amendment rights has been that posed by the ‘heckler’s veto,’ imposed by the successful importuning of government to curtail ‘offensive’ speech at peril of suffering disruptions of public order.” Berger v. Battaglia,
Our inquiry, however, is not meant to be performed in the abstract. “Put simply, context matters.” Henry v. Purnell,
*555 if the test of “clearly established law” were to be applied at this level of generality, it would bear no relationship to the “objective legal reasonableness” that is the touchstone of Harlow. Plaintiffs would be able to convert the rule of qualified immunity that our cases plainly establish into a rule of virtually unqualified liability simply by alleging violation of extremely abstract rights. Harlow would be transformed from a guarantee of immunity into a rule of pleading. Such an approach, in sum, would destroy “the balance that our cases strike between the interests in vindication of citizens’ constitutional rights and in public officials’ effective performance of their duties,” by making it impossible for officials “reasonably [to] anticipate when their conduct may give rise to liability for damages.”
Anderson v. Creighton,
The plaintiffs’ letter warned that the GAP display had encountered “numerous unprovoked physical attacks from proabortion students on the first few campuses it visited .... ” JA 270. Public universities are taxed with a dual responsibility to permit the free expression of ideas on campus while providing for the safety and security of their students, see S.U.N.Y. v. Fox,
In hindsight, we think the defendants were required by the First Amendment to address these additional safety concerns by providing a security presence at the GAP display, or watching the event closely to determine whether security was truly necessary. However, “[t]he concern of the immunity inquiry is to acknowledge that reasonable mistakes can be made as to the legal constraints on particular [government] conduct.” Saucier,
VI.
In summary, we conclude that all claims except the plaintiffs’ as-applied challenge to UMBC’s facilities use policy were properly dismissed on standing or mootness grounds. Although the district court erred by holding that the plaintiffs failed tо demonstrate a triable issue of fact whether the defendants regulated their speech based on its content, the defendants are nevertheless entitled to qualified immunity from 42 U.S.C. § 1983 claims brought against them in their individual capacities.
AFFIRMED.
Notes
. At oral argument, counsel for the defendants informed the Court that Rock for Life is as of recently no longer a registered student organization at UMBC. Because the evidence supporting this factual development was not made clear, nor is Rock for Life's current status at UMBC material to a number of its claims, we assume for purposes of this decision that Rock for Life continues to operate as a registered student organization.
. The Leadership Institute is a non-profit organization that assisted Rock for Life in bringing the GAP display to UMBC.
. The district court held that Hrabowski, Young, Schaeffer, and Williams were immune from liability because the plaintiffs failed to present any evidence of their personal or supervisory involvement in the state action giving rise to this lawsuit. See Shaw v. Stroud,
. These events include a free concert held from 1:00 p.m. to 2:00 p.m., attended by 50 people; an outdoor prayer service held from 1:00 p.m. to 1:45 p.m., attended by 75 people; a student involvement festival held from 11:00 a.m. to 2:00 p.m., attended by 1,500 people; a study abroad fair held from 10:00 a.m. to 3:00 p.m., attended by 200 people; a "Bealtaine Barbeque” (a Gaelic pagan festival) held from 12:00 p.m. to 2:00 p.m., attended by 25 people; a display erected by the sailing club from 10:00 a.m. to 3:00 p.m.; a “Teeter Totter-athon” fundraising event held for 24 hours, attended by 60 participants; and an environmental fair held from 2:00 p.m. to 10:00 p.m., attended by 50 people and featuring an electric car placed at the South entrance of the Terrace. JA 1673-90.
. In briefing submitted to the district court, the plaintiffs suggested that the defendants’ concern of violence was not "real.” Doc. No. 60-1 аt 37. The plaintiffs supported this contention by showing that UMBC refused to pay for a security presence at the GAP display. Id. However, whether UMBC agreed to pay for security is a separate question from whether it had concerns for student safety.
Concurrence Opinion
concurring in part, dissenting in part, and concurring in the judgment:
I write separately to confirm my concurrence in — and admiration for — most of Judge Conrad’s well-crafted majority opinion, with the exceptions of Parts IV.B and V. Although I fully agree with the majority that the defendants are entitled to qualified immunity on the plaintiffs’ as-applied challenge to UMBC’s policy on facilities use, I would resolve that issue solely on the first prong of the Saucier test. More specifically, I would rule that the defendants are entitled to qualified immunity because no constitutional violation has been shown. I therefore dissent as to Part IV.B of the majority opinion, which addresses the first prong of Saucier (the constitutional violation prong), and have no reason to reach the second prong of Saucier (the clearly established prong) addressed in Part V of the majority opinion.
I.
The test formulated by the Supreme Court in Saucier v. Katz required a two-pronged “order of battle” assessment of a qualified immunity claim. See
The Pearson rule was in large measure predicated on the Court’s recognition that “[a]dherence to Saucier’s two-step protocol departs from the general rule of constitutional avoidance.”
A.
In this case, the majority’s ruling on Saucier’s first prong — the constitutional violation question addressed in Part IV.B — is patently incorrect. Before elaborating, however, I must emphasize and address a more fundamental flaw in the majority’s resolution of this appeal. Put simply, the majority’s ruling on Saucier’s first prong constitutes unnecessary dicta on a constitutional question, contravening the principles spelled out in Pearson. Indeed, the majority recognizes in Part V of its opinion (under Saucier’s second prong) that the constitutiоnal right it identifies in Part IV.B is not clearly established. Under the Pearson rule, therefore, the majority should not have addressed the merits of the constitutional violation issue (under
To make matters worse, the majority’s unwarranted constitutional discussion in Part IV.B will deny UMBC any meaningful opportunity to seek or secure appellate review of the adverse constitutional violation ruling made by the majority. As the Supreme Court explained in Pearson, the “procedural tangle” created by the Saucier rule “ar[ises] from the Court’s settled refusal to entertain an appeal by a party on an issue as to which he prevailed below, a practice that insulates from review adverse merits decisions that are locked inside favorable qualified immunity rulings.” Pearson,
B.
The majority’s Part IV.B assessment of the constitutional violation question is not only “advisory dictum,” see Pearson,
Turning to the merits of the majority’s ruling on the constitutional violation issue, the six words on which these plaintiffs rely are much too thin a supporting reed for their as-applied First Amendment challenge. Indeed, that challenge hinges on a single line in an electronic Google Desktop notice, reminding Mr. Tkacik, UMBC’s in-house counsel, of a meeting scheduled with Mr. Vernet, the student president of Rock for Life, on April 27, 2007. That line contains only these six words: “re: controversial exhibit; Rock for Life.” J.A. 1622. I reject the view that these words provide sufficient support for a First Amendment violation.
As the district court correctly recognized, “reference to the exhibit as contro
By dismissing as irrelevant the fact that it was the plaintiffs who first raised the security issue, the majority has also created something akin to a “reverse heckler’s veto.” Under the Part V ruling, an educational institution has no choice but to address a student group’s security concerns.
II.
Consistent with the foregoing, I agree with the majority that we should award qualified immunity to the defendants on the as-applied First Amendment challenge to UMBC’s policy on facilities use, but I would get there by a different route— namely, by concluding that a First Amendment violation has not been shown. Because there was no constitutional violation, I would rely solely on Saucier’s first prong and award qualified immunity to the defendants on that basis.
. Cf. Doe ex rel. Johnson v. S.C. Dep’t of Soc. Servs.,
. In this regard, the majority recognizes only that the letter was given to Mr. Tkacilc at the April 27, 2007 meeting. See ante at 6. There is, however, more to the story. Although Tkacik may have been provided with an additional copy of the letter at the April 27 meeting, the record reflects that he received the letter beforehand. Specifically, the letter was provided to the UMBC police department on April 19, see J.A. 821, 1148, and it was faxed to Tkacik by the police department on either April 24 or April 26, see id. at 1454, 1457.
. Pursuant to Part V of the majority opinion, an educational institution in this Circuit is now "required by the First Amendment to address th[e] additional safety concerns by providing a security presence ... or watching the event closely to determine whether security [is] truly necessary.” Ante at 34.
