MEMORANDUM AND ORDER
This matter is before the court on defendant’s motion to dismiss and, in the alternative, for summary judgment (Doc. # 5). For the reasons set forth below, defendant’s motion to dismiss will be denied and defendant’s motion for summary judgment will be granted.
Factual Background
For purposes of this opinion, the following material facts are uncontroverted or deemed admitted, pursuant to Federal Rule of Civil Procedure 56 and District of Kansas Rule 56.1. 1
Defendant Wilson Concrete Company (“Wilson”) manufactures concrete structures for highways and railroads at its plant in Kansas City, Kansas. Plaintiff James Robinson was employed as a laborer in the production division from October 3,1991, until June 30,1993.
Throughout the period of plaintiffs employment at Wilson, the Heavy Construction Laborers’ Local Union No. 663 (“the Union”) represented all employees within plaintiffs job classification. Under a collective bargaining agreement, the Union had negotiated a binding attendance policy which went into effect January 1,1992, and was posted at the plant.
Under the attendance policy, employees were assessed points for various attendance infractions as follows: one point for being tardy by less than ninety minutes; two points for tardiness in excess of ninety minutes; and three points for unexcused absences. Points were not assessed for absences or tardiness if: (1) a supervisor gave prior approval; or (2) the absence or tardiness was due to illness or injury and the employee provided a doctor’s excuse. The policy also provided for a reduction of points after twenty or more consecutive days without an attendance infraction. Discipline under the policy was as follows: a written
On Saturday, May 22, 1992, plaintiff was tardy in reporting for work and was assessed one point. On Wednesday, June 2, 1993, plaintiff claims that he injured a muscle in his chest while lifting a steel form during his shift and that he so informed defendant. Plaintiff left work early with his supervisor’s permission and was not assessed any points under the attendance policy. He went to see Dr. Elias Zirul that same day and was diagnosed with bronchitis. Plaintiff does not controvert that he informed defendant that he was diagnosed with bronchitis, and not a work-related injury.
On June 14, 1993, plaintiff had an unexcused absence and was assessed three points under the attendance policy, bringing his total points to four. Plaintiff claims that he was suffering pain in his chest related to his chest injury, but could not get in to see the doctor until June 15, 1993. On June 24, 1993, plaintiff signed a written warning which stated, “James was late 5/22 and absent 6/14 pending doctors [sic] excuse.” Plaintiff does not deny that he was told that the points assessed for the unexcused absence on June 14, 1993, would be removed if plaintiff brought in a doctor’s excuse. However, plaintiff did not, at any time, submit a doctor’s excuse and have the three points removed.
On June 15, 1993, plaintiff was absent with a doctor’s excuse and was not assessed any points. On June 23, 1993, plaintiff was absent without permission or a doctor’s excuse and was assessed three points, bringing his total points to seven. Consequently, plaintiff was suspended without pay for three days on June 24, 25, and 28, 1993. There is no evidence in the record that plaintiff protested this suspension or attempted to have it set aside by presenting a doctor’s excuse for either of the alleged medical absences on June 14 or June 23,1993.
On June 25,1993, plaintiff called his supervisor and obtained an excuse from work on June 29,1993, to keep a doctor’s appointment with Dr. Zirul on June 29, 1993. After reviewing X-rays of plaintiffs chest, Dr. Zirul re-diagnosed plaintiffs condition as a strained pectoral muscle. Plaintiff called defendant and stated that he thought his condition, previously diagnosed and reported to defendant to be bronchitis, was work-related. Defendant told plaintiff to come in the next day and fill out paperwork related to the accident and be examined by the company physician.
Whether plaintiff was told a specific time to report on June 30, 1993, is an issue of dispute. Plaintiff says he was not given a specific time to report, while defendant states that plaintiff was told to report when the office opened at 7:00 a.m. to complete an accident report and have a medical examination. In any event, after plaintiff arrived at the plant at 9:45 a.m., he was sent to be examined by the company physician, who confirmed Dr. Zirul’s diagnosis of a strained pectoral muscle and placed plaintiff on work restrictions.
Plaintiff was assessed two points for tardiness on June 30, 1993. This brought plaintiffs attendance policy points to nine — the number requiring immediate termination. After plaintiff returned from the company physician, defendant terminated plaintiffs employment.
Plaintiff did not challenge his termination under the attendance policy by filing a grievance under the collective bargaining agreement. Instead, on July 24, 1995, plaintiff filed the instant suit alleging that he was terminated in retaliation for his exercise of his worker’s compensation rights. Defendant filed the instant motion to dismiss, contending that plaintifPs retaliatory discharge claim is preempted by section 301 of the Labor Management Relations Act, 29 U.S.C. § 185 (1988) (“LMRA”). Alternatively, defendant moves for summary judgment, contending that under the requisite clear and convincing standard of proof plaintiff can neither make out a prima facie case or establish that defendant’s stated reason for plaintiffs termination — his accumulated points under the attendance policy — was pretextual.
Dismissal of a complaint pursuant to Rule 12(b)(6) is a dismissal on the pleadings unless ‘“matters outside the complaint are presented to and not excluded by the court ... ’ in which case ‘the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56-’ ”
Seattle-First Nat’l Bank v. Carlstedt,
Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(e);
accord Anderson v. Liberty Lobby, Inc.,
The moving party bears the initial burden of showing that there is an absence of any genuine issue of material fact.
Celotex Corp. v. Catrett,
Once the moving party meets its burden, the burden shifts to the nonmoving party to demonstrate that genuine issues remain for trial “as to those dispositive matters for which it carries the burden of proof.”
Applied Genetics Int'l, Inc. v. First Affiliated Sea, Inc.,
“[W]e must view the record in the light most favorable to the parties opposing the motion for summary judgment.”
Deepwater Invs., Ltd. v. Jackson Hole Ski Corp.,
In this diversity ease, we ascertain and apply Kansas law with the objective that the result obtained in federal court shall be the same result that a Kansas court would reach.
See Adams-Arapahoe School Dist. No. 28-J v. GAF Corp.,
Discussion
Section 801 Preemption.
Defendant first argues that summary judgment should be granted on plaintiffs retaliatory discharge claim because it is preempted by section 301 of the LMRA. Plaintiffs state law claim for retaliatory discharge is preempted if it is “inextricably intertwined” with, or dependent on, the attendance policy negotiated between defendant and the Union.
See Allis-Chalmers
A collective bargaining agreement is “inextricably intertwined” if resolution of the plaintiffs claim requires interpretation of the collective bargaining agreement.
See Lingle,
After
Lingle,
it is clear that section 301 preemption does not apply when an employee alleges retaliatory discharge and the employer asserts that the employee was terminated for “just cause” as required by the collective bargaining agreement. Under those eircum-stances, resolution of the retaliation claim does not require interpretation of the collective bargaining agreement.
See Davies v. American Airlines,
Defendant attempts to distinguish
Lingle
on the basis that because defendant asserts that plaintiff was terminated in accordance with the attendance policy, resolution of plaintiffs retaliatory discharge claim requires interpretation of the'specific pertinent provisions of the attendance policy. However, in
Jarvis,
Similarly, in
Marshall v. TRW, Inc.,
In
Medrano,
In
Thomas,
We acknowledge that the same might be said in the instant suit. Nevertheless, we do not believe that the Fifth Circuit’s holding in
Thomas,
Summary judgment on the merits.
In Kansas, the employer-employee relationship is governed by the doctrine of employment-at-will. The doctrine holds that in the absence of a contract, express or implied, between an employee and his employer covering the duration of employment, the employment is terminable at the will of either party.
Johnson v. National Beef Packing Co.,
The
standard
of
proof for plaintiffs retaliatory discharge claim is proof by a preponderance of the evidence that is clear and convincing in nature.
Ortega v. IBP,
[T]he witnesses to a fact must be found to be credible; the facts to which the witnesses testify must be distinctly remembered; the details in connection with the transaction must be narrated exactly and in order; the testimony must be clear, direct and weighty; and the witnesses must be lacking in confusion as to the facts at issue.
Nordstrom,
It is clear if it is certain, unambiguous, and plain to the understanding. It is convincing if it is reasonable and persuasive enough to cause the trier of facts to believe it.
Ortega,
Once plaintiff establishes a prima fa-cie case, the burden of production shifts to defendant to rebut the inference that its motives were retaliatory, by articulating a legitimate, nonretaliatory reason for the discharge.
2
“If the. defendant carries this burden of production, the presumption raised by the prima facie ease is rebutted, ... [and] drops from the case.”
St. Mary’s Honor Center v. Hicks,
Plaintiff must then continue with the burden of proving by a preponderance of the evidence, which is clear and convincing in nature, that the employer acted with retaliatory intent.
See Hicks,
509 U.S. at-,
Defendant first moves for summary judgment on the ground that plaintiff has not presented clear and convincing evidence of causation, a required element of a prima facie case. We note that a prima facie case is not an onerous burden under the McDonnell Douglas burden-shifting scheme.
See Burdine,
To establish a prima facie case, plaintiff asserts that IBP improperly assessed the ninth attendance point and then terminated his employment in retaliation for an anticipated exercise by plaintiff of his rights under the Kansas Workers’ Compensation Act. He attempts to establish a causal nexus by pointing only to evidence that defendant did not terminate him immediately upon assessing the ninth attendance point on the morning of June 30, 1993, but did so only after being notified that the company doctor’s examination confirmed the diagnosis of a strained pectoral muscle and that plaintiff was being placed on work restrictions.
Plaintiff also argues that he should not have been assessed the ninth point for-being tardy on June 30, 1993, because he was not scheduled to report for work at a specific time. Plaintiff states in his affidavit, “Wilson Concrete management knew of the diagnosis of a strained pectoral muscle so I was not scheduled to work on June 30.” However, plaintiff offers no corroborating evidence beyond his own assertion that he was not scheduled to work on June 30.
Defendant presents evidence that plaintiff had worked numerous shifts since the alleged injury on June 2, 1993. Defendant asserts that because plaintiff had worked since the alleged injury, notification on June 29, 1993, that plaintiffs injury was work-related did not put defendant on notice that plaintiff would be unable to work on June 30. Wilson’s Office Manager, Dan Prego, states that he did not know that plaintiff would not be able to work on June 30 and did not remove plaintiff from the work schedule. Prego
We question whether plaintiff has presented clear and convincing evidence that he was not in violation of the attendance policy in reporting at 9:45 a.m. on June 30. Nevertheless, taking plaintiffs version of the facts as true (and assuming that he was not given a specific time to report on June 30, 1993), defendant is still entitled to judgment as a matter of law. Even assuming that plaintiff has presented a prima facie case by showing that the ninth point was improperly assessed, plaintiff has not presented clear and convincing evidence that plaintiffs termination was improperly motivated by plaintiffs work-related injury. Timing alone, without any other evidence of retaliation, does not comport with the standard of proof for a retaliatory discharge claim in Kansas, as set forth by the Kansas Supreme Court in Ortega, i.e., evidence that is clear and convincing in nature.
We recognize that close proximity in time between an employee’s work related injury and termination of employment may be somewhat probative of retaliatory motive.
In Chaparro v. IBP, Inc.,
Similarly, in
Lyden v. Hill’s Pet Nutrition, Inc.,
discharging an employee for violation of a neutral attendance policy ... is a less subjective reason than discharging an employee for alleged poor job performance. The determination of whether [the defendant] discharged [the plaintiff] for poor job performance, or in retaliation for her work injuries, requires greater scrutiny of the employer’s intent.
In
Wolfenbarger v. Boeing Co.,
Civ.A. No. 92-1117-MLB,
In the instant case, there is no evidence that plaintiff challenged any of the eight points assessed against him prior to notifying defendant on June 29, 1993, that he had sustained a work-related injury on June 2, 1993. 3 Although plaintiff alleges in his affidavit that all of the points assessed against him were related to his on-the-job injury, he did not present a doctor’s excuse to defendant to have any of the six points assessed for unexcused absences on June 14, 1993, or June 23, 1993, removed from his record. Instead, plaintiff signed the written warning on June 24,1993 (which indicated that the three points assessed for June 14 were “pending a doctor’s excuse”). In addition, apparently without protest, plaintiff was put on a three-day unpaid suspension on June 24, 25, and 28, 1993, for points assessed under the attendance policy. Significantly, all of these actions by defendant under the attendance policy occurred before defendant was made aware on June 29, 1993, that plaintiffs medical condition was work-related.
Prior to filing this lawsuit, plaintiff did not file a grievance or otherwise challenge the defendant’s application of the attendance policy to him. Plaintiff never made an attempt to have his employment reinstated by presenting a doctor’s excuse for either of his unexcused absences on June 14, 1993, or June 23, 1993. It is significant to our decision that regardless of whether the ninth point was properly assessed, it is uncontro-verted that plaintiff could have presented doctor’s excuses and had six earlier-assessed points removed.
The timing of plaintiffs termination in relation to the examination by the company physician, alone, is insufficient to show by evidence of a clear and convincing nature that defendant’s proffered non-retaliatory explanation for plaintiffs termination, the attendance policy, was pretextual. Without more, the timing of plaintiffs termination falls short of evidence of retaliatory intent that is “certain, unambiguous, and plain to the understanding” or “reasonable and persuasive enough to cause the trier of facts to believe” that defendant terminated plaintiff because of his work-related injury.
See Ortega,
In addition, plaintiff also presents no evidence that the individuals involved in the decision to assess the ninth point and terminate plaintiffs employment had knowledge of the diagnosis made by the company doctor. Plaintiff states only that, “[mjanagement was informed of the diagnosis and of my work limitations.” He provides no evidence to support his statement and certainly no evidence of a clear and convincing nature to establish who was notified. Plaintiff presents no evidence that the individuals who were involved in the decision to terminate plaintiffs employment were notified of the company doctor’s diagnosis.
In sum, we do not believe that a reasonable jury could find, by evidence of a clear and convincing nature, that plaintiffs termination was improperly motivated. After carefully considering all of the evidence presented by plaintiff regarding the circumstances of his termination, we find that defendant is entitled to judgment as a matter of law on plaintiffs retaliatory discharge claim.
IT IS THEREFORE ORDERED that defendant’s motion to dismiss and for summary judgment (Doc. # 5) is denied with respect to the motion to dismiss and granted with respect to the motion for summary judgment.
Notes
. We note that plaintiff has made little or no attempt to comply with the requirements of District of Kansas Rule 56.1 by specifically controverting defendant’s stated uncontroverted facts. Despite this, the court will look to the evidentiary materials submitted by plaintiff and will decide the instant motion on the merits. Where plaintiff has not presented evidence to controvert a fact as asserted by defendant, that fact is deemed admitted. D.Kan. 56.1.
. In
Ortega,
the Kansas Supreme Court noted that Kansas courts utilize the burden-shifting analysis established in
McDonnell Douglas Corp. v. Green,
. Although plaintiff states that he told his supervisor on June 2, 1993, that he thought he had injured himself, he does not controvert that, based on his doctor's original diagnosis of bronchitis, he reported to defendant that his condition was not work-related.
