*2
рretrial
during a
hear-
April
On
SCHWELB,
RUIZ,
Before
KING and
an oral motion
ing,
prosecutor
made
Judges.
Associate
indictment,
surplusage,
from the
strike
substance
allegation that the controlled
SCHWELB,
Judge:
Associate
heroin. Robin-
by Robinson was
distributed
Royce
by jury
R. Robinson was convicted
motion. He ex-
attorney opposed the
son’s
of distribution of a controlled substance. On
noting that he
surprise,
plicitly disclaimed
appeal,
conviction
Robinson contends
his
previous fall.
DEA 7 the
had received
because,
claims,
he
must be reversed
government
acknowledged
He also
judge constructively amended the indictment.
an indictment
properly have secured
Robinson bases this contention on the fact
of a controlled
for distribution
specified that the con-
specific substance al-
identifying the
without
allegedly distrib-
trolled substance which he
distributed,
the defense
and that
legedly
heroin,
whereas the evidence at
uted
as to
information
could then have obtained
drug
in fact
established
by requesting a
identity
of that substance
cocaine.
contended, how-
particulars.
Counsel
bill
Judge King
are of
ever,
“went fur-
prosecutors
that because
amendment, that
there was no constructive
to,
they
...
did
they
have
didn’t
ther —
by any
prejudiced
not
vari-
Robinson was
they’re
I submit
put
in the
heroin
ance,
there-
and that
the conviction should
by it
bound
now.”
Wooley
v. United
fore be affirmed.
comprehensive re
judge, after a
The trial
(D.C.1997), however,
authorities,
that there
concluded
view of the
today,
another
of this court holds
division
She ex
amendment.
was no constructive
facts,
substantially
the indict-
similar
[only]
becomes
plained that “a variance
constructively amend-
ment ih that case was
at trial
when facts
constructive
Wooley’s cоnviction must be
ed and that
the offense
go to an essential element
Ruiz,
a member of
who is
reversed.
from the
charged
are different
and the facts
division,
join
but who does
the Robinson
charged
support
that would
the offense
facts
judges in
agrees with the
Woo-
opinion,
alia, on
Relying, inter
in the indictment.”
required. Because four
ley that reversal is
(D.C.
States,
1. The
Custody
Certification of
556.”
"Report
of Chain
from the facts that would
packet
drugs
to one
Hamilton.2
are different
Foster
guilty.3
charged
in the
returned
verdict of
This
indict
support
appeal followed.
ment.” Giles United
(D.C.1984) (emphasis
original); see
II.
Johnson,
at 1384. Be
supra, 613 A.2d
amend
can
no constructive
cause there
attorney acknowledged
open
Robinson’s
*3
an
departure affects
essen
ment unless the
he
court that
received the DEA 7 several
Rosenthal,
element,
9
tried,
States v.
tial
United
before
case
that he
months
the
was
(2d
1016, 1021 Cir.1993),
surprised
by
trial
F.3d
was not
at
the disclosure
cocaine,
drug
that
was
Robin
[cjonvictions
sustained
generally have been
prejudice.
son suffered no
In
absence
upon
they are
long
proof
as the
as
prejudice,
the case
on whether the
turns
corresponds to an
that was
based
constructively
judge
indict
amended
part
clearly
A
set out in the indictment.
by granting
pretrial
motion to strike
ment
unnecessary to
inde-
by
allegation
drug
that the
distributed
allegations
pendent of the
of the offense
If
was
Robinson
heroin.
there
a con
may normally
proved
be treated
a use-
amendment,
structive
then the absence of
may
ignored.
averment that
be
less
irrelevant,
prеjudice to Robinson is
Miller,
130, 136,
States v.
471 U.S.
United
right
“[deprivation of such a
be
[to
basic
(1985)
1811, 1815,
105
S.Ct.
tried on
indictment returned
(citations
quotation marks
and internal
omit-
grand jury]
too
to
...
is far
serious
be
ted). Miller,
Supreme
explicit-
In
Court
as harmless error.” Stirone v.
dismissed
ly rejected
proposition
“the
that it constitutes
States,
361 U.S.
80
United
S.Ct.
drop
to
from
an unconstitutional amendment
If,
252
on the
allegations that are un-
an
hand,
there was no constructive
clearly con-
necessary to an offense that is
(or
amendment,
merely
a variance
at
within it.” Id.
S.Ct.
tained
variance),4
something
than
then re
less
only
apрropriate
upon
showing
versal
States,
prejudice, Berger v. United
addressing
claims of constructive
In
629, 630-31,
We have held that the
of the con-
trolled
by Judge
substance is not
element of the
is bolstered
Gur
Our conclusion
Carter, suprа,
offense of distribution.
opinion for the court Unit
fein’s excellent
(2d
Cir.),
sought
reversal of his conviction ed
that
he had sold heroin to an under-
the defen
officer,
police
cover
not know that the
he did
of heroin
dants were indicted for distribution
in
substance was
fact heroin and believed
possession
heroin with intent to dis
evidence, however,
instead that it was cocaine. This court re-
it. There was
tribute
jected
prosecution
question may
contention that
have been
drugs
that
in
required
prove
jurors
the defendant
that
judge charged the
cocaine. The
identity
selling:
guilty
knew the
of the
he was
if
they
could find the defendants
appeal, the de
substance was cocaine. On
This is not a case where a defendant has
charge
argued
judge’s
“re
fendants
charged
with the commission of one
impermissible
in an
sulted
informal
offense and convicted of another. See Sti
Id. at 310.
amendment of the indictment.”
States, [supra Appellant
rone v.
].
disagreed:
The court
charged
with the unlawful distribution
in
appel
controlled substance
violation of
only
alleged
variance
[T]he
541(a)(1),
§
and he was con
D.C.Code
nature of the
lants is the exact
33—
cоcaine;
time,
involved,
victed of the unlawful distribution of a
heroin or
provision
The
object proved
controlled substance.
Code
at trial are
place, people, and
question
does not
alleged
Count Two
respects
all
define
the distribu
terms
distinctions between
the substance
of the indictment. Whether
varying
tions
controlled substances.
difference
makes no
was cocaine or heroin
statutory framework,
Under the
§
the statute cited
under 21 U.S.C.
differ
mate
ence between heroin and cocaine is
a vari
Such
Count Two of the indictment.
applicаble penalty.
ance,
rial
as to an
affecting neither
Government’s
cannot
imposed[6]
case nor the sentence
added;
(emphasis
IV.
because we cannot have confidence
versed
Wooley
of which
was convicted
crime
noted,
I,
previously
Judge King and
the same as the crime for which he was
judgment.
colleagues
affirm the
would
Our
grand jury.
In this
indicted
us, however’,
agree
with
and four of
do
court,
prosecutor,
at the
trial
instance
judges
Wooley
case
the six
this
language in the
deleted the
indictment
this
favor reversal
the two convictions. Of
which Robinson was
specified
Farrell,
four-judge majority, Judge
(heroin)
distributing
charged with
order
joins,
Judge
whom
Steadman
reaches that
trial,
prove,
prosecutor
allow the
case-specific
comparatively
result on
nar
distributing
cocaine. The
Robinson
grounds
predicated,
row
which are
as we
question in this
is not whether there has
case
opinion,
understand the
on the different
the grand
amendment of
been constructive
drugs
treatment of various
under the Dis
jury’s
but whether
actual
trict’s Controlled Substances Act. See
case
amendment of
this
(Farrell, J.,
786-787
concur
dispute
requires
There is
reversal.1
ring).
Judge
As between
Farrell’s
charging
terms of
court altered
upon
grounds
broader
relied
developed by
fit
Ruiz,7
Judges
King
Ferren and
prosecution subsequent
presentation
former
latter.
vote
over the
This
grand jury.
stark
circumstances
judges
means that
two of the six
my
two
crystallize
danger
Wooley
adopted
and Robinson
the ex
dissenting)
“concurring” colleagues’ (really
(and
pansive reading
skeptical
Stirone
that,
prejudice to Robin-
conclusion
absent
Knuckles)
approach to Jackson and
articu
*7
son, his conviction
not be set aside—
should
by Judgе
lated
Ferren.
a
guilty beyond
found
reasonable doubt
once
jury
“a
by a
after a fair trial —because of
V.
by
single misstep”
prosecution and “an
reasons,
foregoing
inadvertent error in the indictment.” See
For the
notwith-
view, the
standing
join
grand
Under that
judges
views of the
who
ante
quaint technicality.
kind
opinion,
re-
is
a
That
Robinson’s conviction is
Order,
appear
Judgment
erro-
judges
and Commitment
7. These
to believe that Knuckles
wrongly
neously
697 A.2d at
decided. See
that he had been convicted
stated
J.).
Ferren,
(opinion
Judges Farrell and
distribution of heroin.
distinguish
n.
id. at 786-787
Steadman
J.,
(Farrell,
necеssarily
concurring), but
do
states,
government's
brief
amendments
1. As
reasoning.
reject Judge Gurfcin's
charging
terms of
indict-
occur "when
altered,
effect, by
literally
are
or
ment
either
judge
erred
8. Robinson’s contention
grand jury
prosecutor
court
has last
or
after
acquittal
judgment
denying
is
his motion for
passed upon them.’’
v. United
Johnson
merit,
right
jury had
credit
without
for the
(D.C.1992). In this
prosecution
and to disbelieve Fos-
witnesses
charging
were literal-
terms of the indictment
testimony.
ter Hamilton’s
Patton
request
ly
by the
at the
(D.C.1993).
altered
Because
reversed,
objection
prosecutor
of defense
being
and over the
do
is
Robinson’s conviction
complaint regarding the
counsel.
Robinson’s
not reach
reasoning,
though
facially appealing as missible differences between what
is con
“common sense” with the benefit of
grand
jury’s
tained
20/20
indictment and the
hindsight provided through the
lenses
presented
at trial. That is the difficult
petit
verdict,
jury’s
simply
point
misses the
question, defining when the constitutional
protection
by
offered
the Fifth Amend-
line
particular
has been crossed in a
case.
Jury
ment’s Grand
Clause.
There
repeat
is no need to
their painstaking
analyses
bearing
here. What is worth
The Fifth Amеndment
to the United mind, however,
any analysis
is that
must be
provides
per
Constitution
that “[n]o
purpose
consistent with the
of the Grand
son shall be
capital,
held to answer for a
Jury
provide
community-based
Clause to
a
crime,
otherwise
pres
infamous
unless on a
check before the full force of the law enforce
entment or
Jury.”
indictment of a Grand
power
government—
of the federal
The language of the
limiting
prosecutors
judges
brought
—can
government’s power “h[o]ld
answer”
Thus,
bear
particular
any
on a
defendant.3
persons
who have been indicted
analysis
permits supplanting
judg
by
grand jury imposes
prece
condition
grand jury
prosecutor
ment of the
or a
government’s
dent on the
authority
prose
very purpose
protec
defeats the
Bain,
parte
cute. Ex
121 U.S.
tion intended
Amendment.
Fifth
See
781, 787,
(1887),
S.Ct.
judge considering indictment in Jackson and, submit, have, justifiably complaining the date underlying property witness on any
4. The court did refer question by and violence.” force the case as one but summarized facts, obtaining supra, involving single "a set of
