Ella L. ROBINSON, Appellant, v. C. F. LINTZ, Superintendent, Division of Building Inspections, City of Phoenix, Samuel Mardian, Jr., Mayor, Dr. Preston T. Brown, William T. Garland, Jay Hyde, Mrs. Edna McEwen, Dr. Ray M. Pisano and Thomas Tang, as Mayor and Members of the City Council of The City of Phoenix, Appellees.
No. 7724.
Supreme Court of Arizona. In Banc.
Nov. 30, 1966
420 P.2d 923
Merle L. Hanson, City Atty., Robert J. Backstein, Asst. City Atty., for appellees.
BERNSTEIN, Vice Chief Justice.
Appellant, Ella L. Robinson, appeals from a trial court judgment denying her mandamus relief for the issuance of building permits from the City of Phoenix. This appeal raises questions concerning (1) the power of the Maricopa County Board of Supervisors over thе platting and recording of subdivisions, within three miles of the corporate limits of the City of Phoenix, and (2) the meaning of certain provisions of the zoning ordinances of Maricopa County and the City of Phoenix.
For convenience the parties will be designated as follows: the appellant, Ella L. Robinson, will be referred to as the plaintiff. The appellees, C. F. Lintz, Superintendent, Division of Building Inspections, City of Phoenix, and Samuel Mardian, Jr., Mayor, Dr. Preston T. Brown, William T. Garland, Jay Hyde, Mrs. Edna McEwen, Dr. Ray M. Pisano and Thomas Tang, as
On July 3, 1961 plaintiff filed with the Board a plat of her proposed subdivision of land situated in an unincorporated area within three miles of the corporate limits of the City. Under the provisions of the County Zoning Ordinance then applicable, the area which included the land of the plaintiff was zoned “Rural“. The minimum permissible lot size in the “Rurаl” classification was 7,000 square feet, and the proposed lots in the plaintiff‘s subdivision complied with this requirement.
Prior to the filing of the plaintiff‘s subdivision plat a neighboring property owner had petitioned the Commission to seek a change of zoning under which the minimum lot size would be increased in the area to one acre. Public hearing on this proposed zoning change was set by the Commission for September 21, 1961. In the interim, plaintiff secured tentative Commission approval of her plat on July 20, 1961.
On September 21, 1961, the Commission unanimously approved the prоposed zoning change and forwarded it to the Board. Having recommended this change, the Commission decided, on October 5, 1961, to hold plaintiff‘s subdivision matter in abeyance pending the outcome of the zoning case before the Board, notwithstanding that plaintiff had met all qualifications necessary for final approval of her plat by September 28, 1961. Plaintiff then submitted an executed copy of her plat to the Board, demanding that it be approved and forwarded for recording at the next regular meeting. Though plaintiff asserted that all requirements for approval and recording had been met and that neither the Commission nor the Board could withhold approval and delay recording because of the pending change of zoning, the Board decided to take the plat under advisement and to await the outcome of the zoning case.
On October 13, 1961 plaintiff filed an action in Superior Court seeking to compel the Board to approve and transmit her plat for recording and on December 27, 1961 the court held that she could record her plat without the approval of the Board since the Board had no authority to approve or disapprove her subdivision plats. Plaintiff recorded her plat on December 29, 1961.
On January 22, 1962 the Board approved the requested zoning change, thus requiring a minimum lot size of one acre. The land was annexed by the City on or about February 20, 1962, and on March 2, 1962 the City Zoning Commission recommended a continuation of County zoning, a recommendation officially approved by the City on April 17, 1962. Meanwhile, on March 14, 1962 plaintiff had applied to City officials for the issuance оf building permits on the lots in her subdivision. Permits were refused for failure to comply with the City Zoning Ordinance. On March 27, 1962 plaintiff commenced the present action seeking to compel the defendant C. F. Lintz to issue building permits. Plaintiff contends that by recording her plat she had acquired “legally established” lots within the meaning of the County Zoning Ordinance at a time when the area was zoned “Rural“, that such classification permitted lots considerably smaller than one acre, and that lots legally established under County jurisdiction were legally established building lots in the City in accordаnce with City Ordinance § 400(c). From the trial court‘s finding that she had not acquired legally established subdivision lots, plaintiff takes this appeal.
A denial of plaintiff‘s application for the building permits in question for failure to comply with the regulations of the new zoning ordinance adopted by the Board in January of 1962 necessarily requires a finding that the ordinance applies to, and acts as a restriction on the plaintiff‘s subdivided plat. It is with this finding that the plaintiff takes issue.
“(2) Lot Area and Dimensions
(a) Any substandard lot, either as as to dimensions or area for the district in which it is located, that was legally established as such when the same came under the influence of the minimum regulations of such district shall be considered as a legal lot in that district; * * *” (Emphasis supplied).
The plaintiff‘s 7000 square foot lots were clearly “substandard” under the January, 1962 ordinance requiring that the lots be at least one acre in area. Her development plan also failed to meet the minimum setback standards included in the same ordinance. Unless the plaintiff‘s lots fall within the exception providеd for “legally established” lots, therefore, the City Building Inspector was justified in denyiing the requested building permits. It is to this latter question that we now turn.
On May 1, 1958 the Board passed a resolution purportedly giving it authority over the platting and recording of subdivisions by requiring Board approval of all subdivision plans before they could be recorded in the County Recorder‘s Office. The significant portions of that resolution read as follows:
“Whereas, it has become apparent that overall planning and zoning in the County of Maricopa cannot successfully be carried on without a complete control by this Board * * * of all subdivisions of land carried on in the unincorporated areas of the County.
“NOW, THEREFORE, be it resolved * * * that no plat or map of subdivided lands in the unincorporated areas of Maricopa County shall be filed in the office of the County Recorder unless such map or plat has been first approved by the Board * * * and such map or plat signed by the Chairman of the Board * * *.
“* * * that no such subdivision map or plat shall be approved by the Board * * * unless such map or plat has been presented to the County Planning and Zoning Commission for their study and recommendation to the Board of Supervisors.”
The defendant maintains that this Resolution makes Board approval of a subdivision plat necessary before subdivision lots can be deemed to be “legally established” within the purview of Article 10 of the County Zoning Ordinance, supra. The plaintiff disagrees with this position on the grounds that the Board is entirely lacking the authority to require such approval. If the Board in fact did not have such authority, it would hardly be in a position to declare that a subdivision plat had to be approved by the Board in order for the lots to be legally established.
The applicable statutes of Arizona do not give any express grant of power to a board of supervisors over the platting and recording of subdivisions. Defendants do not argue to the contrary, but rather direct our attention to
“The board of supervisors of a county, in order to conserve and promote the public health, safety and general welfare, and in accordance with the provisions of this chapter, may plan and provide for the future growth and improvement of the area under its jurisdiction, and coordinate all public improvements in accordance therewith, form a planning and zoning commission to consult with and advise it regarding matters of planning and zoning, and in the manner provided in this chapter, adopt and enforce such rules, regulations, ordinances and plans as may apply to the development of the area under its jurisdiсtion.”
Defendants contend that from the broad wording of this statute a power to approve subdivision plans before recording may be implied. Such a finding, however, would conflict with this court‘s prior decisions
In the present instance, not only had the legislature not specifically ceded such powers to the Board, but our statutes indicate that indeed the legislature had the very opposite intent.
The shocking consequences of a finding that the Board possessed such unshackled authority is well illustrated by the facts of the present case. Here the Board held action on the plaintiff‘s submitted subdivision plan in abeyance pending future consideration of a proposed zoning change despite the fact that the plan complied completely with the zoning ordinance then in existence. Nearly four months passed between the time that the subdivision plan was presented to the Board and the time that the Board finally made a decision on the proposed zoning change. If the Board is deemed to have authority to detain development of one‘s land for this length of time what is to prevent it from holding a landowner in absolute limbo for а year or two while the landowner pays taxes, pays interest on normally large loans for proposed developments, and watches contemplated benefit from his original investment and subdivision program dissolve into nothingness. It is evident that the legislature foresaw this possibility when it passed
An additional reason for not sanctioning implied powers in a zoning board was expressed by this court in the case of Kubby v. Hammond, 68 Ariz. 17, 198 P.2d 134 (1948), where we said:
“Zoning Ordinances, being in derogation of common law prоperty rights, will be strictly construed and any ambiguity or uncertainty decided in favor of property owners.”
This reasoning is likewise applicable to the statutes which grant the legislative power for adopting such zoning ordinances and a finding of an implied power under the circumstances would be in strict derogation of its principles.
Because we hold that the Board was lacking authority to pass the Resolution of 1958 it cannot be considered to set the standard for “legally established lots” within the meaning of Article 10 of the County Zoning Ordinance. It still remains to decide whether recording accomplishes this end. We are of the opinion that it does.
“Until the plat is recorded as provided by statute, a prospective purchaser has no assurance that a subdivision will ever be established, and the lots and streets shown thereon are nothing more than lines on paper. The act of recording brings the subdivision into being and makes of it a reality instead of a mere outline on paper of a tentative proposal of the subdivider.” 157 N.E.2d 181, 184.
Also until the plat has been recorded there can be no assurance that there will not be a change in the size of the lots, layout of streets and alleys, restrictions and dedications, if any, or the use and purpose of the subdividing.
We find that, in the absence of any express statutory requirements, as soon as a plat is properly recorded, the lots therein become “legаlly established” within the meaning of both the zoning ordinance and common understanding. As we have said before, this court will interpret a statute (or ordinance) in such a way to give it a fair and sensible meaning. State ex rel. Morrison v. Jay Six Cattle Co., 85 Ariz. 220, 335 P.2d 799 (1959).
A basic sense of justice and a security of one‘s rights in property require that at some definite point in time a property owner should know how he may subdivide his property. An acknowledgement of recording as establishing a right to act upon subdivision plans complying with zoning regulations then in existence provides this invaluablе certainty. It also takes into account principles of equity, as it is at the point of recording that the subdivider has necessarily incurred the expense of numerous surveying and legal fees in reliance on the ordinance then in effect. Under the circumstances, we believe that any other standard for determining a lot to be “legally established” would be impractical and arbitrary.
It is contended by defendant that in the event the plaintiff is not found to be in violation of the County regulations, then he is nevertheless in violation of the City regulations as adopted by the City upon annexation. City Zoning Ordinance No. G-499, section 106 (c) (1). We find no merit in this contention. City Zoning Ordinance section 400 (c) contains the same “legally established” language as the County ordinance, Article 10, supra, and there is no reason for interpreting it any differently.
Defendant contends that the plaintiff is precluded from bringing her action to the courts on the ground that she has failed to exhaust available administrative remedies. This objection was not raised before the trial court and consequently need not be considered on appeal. Schecter v. Killingsworth, 93 Ariz. 273, 380 P.2d 136 (1963); City of Yuma v. Evans, 85 Ariz. 229, 336 P.2d 135 (1959).
Our conclusion that the Ordinance is inapplicable to the plaintiff makes unnecessary a consideration of the constitutionality of the zoning change. We hold that the plaintiff was entitled to a building permit.
Judgment reversed.
STRUCKMEYER, C. J., and LOCKWOOD and McFARLAND, JJ., concur.
UDALL, Justice:
I concur in part and dissent in part.
I concur with that portion of the majority opinion in which it is recognized that
From 1958 to 1962 the power of approval expressly granted in
Of course, in the case presently under consideration, the board of supervisors could not have acted under
With further reference to the above mentioned statutes, and
“A. One copy of the plat or map shall be filed with the city or town and the other copy with the board of supervisors of the county in which the subdivision is situated, to which shall be attached the petition of the owner praying for the approval of the plat or map.
“B. The board of supervisors shall set the petition for hearing not less than fifteen and not more than thirty days from the date of the filing of the plat or map and petition with the board, and shall cause written notice thereof to be given to the governing body of the city or town. The city or town may appear at the hearing and show cause why the petition should not be granted. Upon the hearing, if it appears to the board that the plat or map reasonably conforms to legal requirements it shall approve and endorse the approval upon the plat or map and transmit it to the county recorder of the county for filing.”
With regard to the board‘s power to withhold approval for an excessively long period of time, the opinion of the majority states:
“It is evident that the legislature foresaw this possibility when it passed
A.R.S. §§ 9-475 and9-478 imposing the time limits upon the approval power established in§ 9-474 .”
In view of the wording of
Inasmuch as the majority opinion also intimates that
“No plat or map shall be accepted by the county recorder for filing, unless it complies with the provisions of this article, but if an owner has given to a city or town written notice of intention to subdivide and the city or town has failed or refused within the time specified in this article to project the lines to its streets and alleys and to supply the courses thereof, then the owner may file with the county recorder the plat or map of the subdivision in conformity with law, attaching thereto the sworn statement of the owner of the proceedings.”
I cannot see how this statute limits the approval power of a board. It specifically states that no plat shall be accepted for recording unless it complies with the provisions of the entire article. One of the provisions of the article is that the approval of the board of supervisors shall be endorsed upon the plat. Although
An additional issue, with regard to which I must express my disagreement with the opinion of the majority, concerns the question of whether a board of supervisors possesses implied powers.
By reference to Hart v. Bayless Investment & Trading Co., 86 Ariz. 379, 346 P.2d 1101 (1959), the majority concludes that a board of supervisors has only such powers as are expressly conferred by statute, notwithstanding the fact that in a considerable number of opinions in the past, this Court has stated that a board possesses those powers which are expressly granted and those nеcessarily implied therefrom, or those necessary to carry out expressly granted powers. Bone v. Bowen, 20 Ariz. 592, 185 P. 133 (1919); Board of Supervisors of Apache County v. Udall, 38 Ariz. 497, 1 P.2d 343 (1931); Maricopa County v. Southern Pacific Company, 63 Ariz. 342, 162 P.2d 619 (1945); Associated Dairy Products Co. v. Page, 68 Ariz. 393, 206 P.2d 1041 (1949); Peters v. Frye, 71 Ariz. 30, 223 P.2d 176 (1950).
Although the Hart case, supra, is the latest one dealing with the extent of a board‘s power, I do not think that it either expressly or by implication overrules the statements in prior cases to the effect that a board possesses implied powers. In fact, in the Hart case, after the statement that a board has only specifically ceded powers, a presumably supporting citation is made to Board of Supervisors of Apache County v. Udall and Associated Dairy Products Co. v. Page, both supra, and in both of these cases the actual statement of the court is to the effect that a board also possesses powers necessarily implied or necessary to carry out express powers. It should also be noted that in the Hart case the question before the Court was not whether implied powers existed or could be exercised, but rather whether the board had effectively exercised an express power.
It is cleаr to me that a board of supervisors must necessarily possess powers other than those specifically ceded. Otherwise, the conclusion seems inevitable that at times the legislature has purportedly conferred powers by statute, but at the same time actually intended not to confer any power. The present case affords an excellent example of such a statute,
I think that the present case affords an excellent example of a situation in which it could reasonably be held that a board has an implied power in the area of planning and zoning. Although a board‘s power to approve subdivision plats is now specifically provided for in
I cannot believe, that when the legislature granted the power expressed in